N-PX 1 gamcoglobalseriesfunds.txt GABELLI GLOBAL SERIES NPX 0607 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07896 --------- GAMCO Global Series Funds, Inc. -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Bruce N. Alpert Gabelli Funds, LLC One Corporate Center Rye, New York 10580-1422 -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: 800-422-3554 ------------ Date of fiscal year end: December 31 ----------- Date of reporting period: July 1, 2006 - June 30, 2007 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. PROXY VOTING RECORD FOR PERIOD JULY 1, 2006 TO JUNE 30, 2007 ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 1 of 120
------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATION S A OGM MEETING DATE: 07/06/2006 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. APPROVE THE CANCELLATION OF 432,490 OWN SHARES Management Action *Management Position Unknown FOLLOWING THE 3 YEAR PERIOD SINCE THEIR ACQUISITION WITH SUBSEQUENT REDUCTION OF SHARE CAPITAL ARTICLE 5 OF THE CAA BY AN AMOUNT EQUAL TO THE ONE OF THE SHARES CANCELLED, AS PER ARTICLE 16, PARA 12 OF CODIFIED LAW 2190/1920, TRANSFER TO THE PURCHASE PROCEEDS TO EXTRAORDINARY RESERVES Take No 2. AMEND THE ARTICLES 5 SHARE CAPITAL , 25 QUORUM Management Action *Management Position Unknown AND MAJORITY , 33 PROFITS DISTRIBUTION OF THE CURRENT COMPANYS ARTICLES OF ASSOCIATION, WHICH AFTER THE MODIFICATION AND NEW NUMBERING AFTER THE DECISION MADE BY THE SHAREHOLDERS OGM ON 22 JUN 2006 HAVE THE NUMBERS 5, 24 AND 32 RESPECTIVELY AND CODIFICATION OF THE COMPANY S ARTICLES OF ASSOCIATION Take No 3. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown THE COMPANYS SHARE CAPITAL OR ISSUE WITHIN 5 YEARS FROM THE RELATED RESOLUTION OF THE GENERAL ASSEMBLY, BOND LOANS FOR AMOUNTS EQUAL TO THE SAID SHARE CAPITAL AS IT WAS ON THE DAY OF THE SAID RESOLUTION OF THE GENERAL ASSEMBLY ABOVE, PURSUANT TO ARTICLE 13 PARA. 1 INTENT B IN CONJUNCTION WITH ARTICLE 3A PARA.1 INTENT B OF THE CODIFIED LAW 2190/1920, IN CONJUNCTION WITH THE APPROPRIATE PROVISIONS OF THE COMPANYS ARTICLES OF ASSOCIATION Take No 4. MISCELLANEOUS ANNOUNCEMENTS Other Action *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ BT GROUP PLC BT ANNUAL MEETING DATE: 07/12/2006 ISSUER: 05577E101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 14 AUTHORITY FOR POLITICAL DONATIONS SPECIAL RESOLUTION Management For For * PLEASE VISIT WWW.BT.COM/ANNUAL REPORT 13 AUTHORITY TO PURCHASE OWN SHARES SPECIAL RESOLUTION Management For For 12 AUTHORITY TO ALLOT SHARES FOR CASH SPECIAL RESOLUTION Management For For 11 AUTHORITY TO ALLOT SHARES Management For For 10 REMUNERATION OF AUDITORS Management For For 09 REAPPOINTMENT OF AUDITORS Management For For 08 ELECT PHIL HODKINSON Management For For 07 ELECT MATTI ALAHUHTA Management For For 06 RE-ELECT CLAYTON BRENDISH Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 2 of 120 05 RE-ELECT MAARTEN VAN DEN BERGH Management For For 04 RE-ELECT SIR ANTHONY GREENER Management For For 03 FINAL DIVIDEND Management For For 02 REMUNERATION REPORT Management For For 01 REPORTS AND ACCOUNTS Management For For ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC. T SPECIAL MEETING DATE: 07/21/2006 ISSUER: 00206R102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Management For For TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT, DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH CORPORATION, AT&T INC. AND ABC CONSOLIDATION CORP., AS IT MAY BE AMENDED. ------------------------------------------------------------------------------------------------------------------------------------ BELLSOUTH CORPORATION BLS SPECIAL MEETING DATE: 07/21/2006 ISSUER: 079860102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH, AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF AT&T INC. ------------------------------------------------------------------------------------------------------------------------------------ CABLE & WIRELESS PLC AGM MEETING DATE: 07/21/2006 ISSUER: G17416127 ISIN: GB0001625572 SEDOL: 0162557, 6160986, B02S7F5, 5687129 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS AND THE STATUTORY Management For *Management Position Unknown REPORTS 2. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown 3. APPROVE A FINAL DIVIDEND OF 3.1PENCE PER ORDINARY Management For *Management Position Unknown SHARE 4. ELECT MR. SIMON BALL AS A DIRECTOR Management For *Management Position Unknown 5. ELECT MR. JOHN PLUTHERO AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. KASPER RORSTED AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT KPMG AUDIT PLC AS THE AUDITORS OF Management For *Management Position Unknown THE COMPANY 8. AUTHORIZE THE BOARD TO FIX REMUNERATION OF THE Management For *Management Position Unknown AUDITORS 9. APPROVE THE CABLE WIRELESS LONG TERM CASH INCENTIVE Management For *Management Position Unknown PLAN 10. GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 180,000,000
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 3 of 120 S.11 GRANT AUTHORITY TO ISSUE OF EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 29 ,000,000 ------------------------------------------------------------------------------------------------------------------------------------ PRICE COMMUNICATIONS CORPORATION PR ANNUAL MEETING DATE: 07/25/2006 ISSUER: 741437305 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTOR Management For ROBERT F. ELLSWORTH Management For For 01 PROPOSAL THAT THE COMPANY SHOULD BE DISSOLVED Management For For AFTER WE RECEIVE VERIZON COMMON STOCK IN EXCHANGE FOR OUR INTEREST IN VERIZON WIRELESS OF THE EAST LP ------------------------------------------------------------------------------------------------------------------------------------ VODAFONE GROUP PLC VOD SPECIAL MEETING DATE: 07/25/2006 ISSUER: 92857W100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ E1 TO APPROVE THE RETURN OF CAPITAL BY WAY OF A Management For For B SHARE SCHEME AND SHARE CONSOLIDATION AND THE CONSEQUENTIAL AMENDMENT TO THE ARTICLES OF ASSOCIATION A1 TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL Management For For STATEMENTS A2 DIRECTOR Management For SIR JOHN BOND, 2,3 Management For For ARUN SARIN, 2 Management For For THOMAS GEITNER Management For For DR MICHAEL BOSKIN, 1,3 Management For For LORD BROERS, 1,2 Management For For JOHN BUCHANAN, 1 Management For For ANDREW HALFORD Management For For PROF J. SCHREMPP, 2,3 Management For For LUC VANDEVELDE, 3 Management For For PHILIP YEA, 3 Management For For ANNE LAUVERGEON Management For For ANTHONY WATSON Management For For A14 TO APPROVE A FINAL DIVIDEND OF 3.87P PER ORDINARY Management For For SHARE A15 TO APPROVE THE REMUNERATION REPORT Management For For A16 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For A17 TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE Management For For THE REMUNERATION OF THE AUDITORS A18 TO ADOPT NEW ARTICLES OF ASSOCIATION + Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 4 of 120 A19 TO AUTHORISE DONATIONS UNDER THE POLITICAL PARTIES, Management For For ELECTIONS AND REFERENDUMS ACT 2000 A20 TO RENEW AUTHORITY TO ALLOT SHARES UNDER ARTICLE Management For For 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION A21 TO RENEW AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Management For For UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION + A22 TO AUTHORISE THE COMPANY S PURCHASE OF ITS OWN Management For For SHARES (SECTION 166, COMPANIES ACT 1985) + ------------------------------------------------------------------------------------------------------------------------------------ EASYCALL INTERNATIONAL LTD AGM MEETING DATE: 07/28/2006 ISSUER: G29159103 ISIN: BMG291591037 SEDOL: 6282460, B1HHPL6, 6930628 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS, Management For *Management Position Unknown INCLUDING THE DIRECTORSREPORT, INDEPENDENT AUDITORS REPORT, STATEMENT BY THE DIRECTORS, PROFIT AND LOSS STATEMENT, BALANCE SHEET AND CASH FLOW STATEMENT OF THE COMPANY FOR THE FYE 31 MAR 2006 * ANY OTHER BUSINESS Non-Voting *Management Position Unknown 2. RE-ELECT MR. EYTAN MICHAEL ULIEL AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BYROTATION IN ACCORDANCE WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM OF THE COMPANY 3. RE-ELECT MR. CHAN THUAN CHAI AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM OF THE COMPANY 4. RE-ELECT MR. CHIA YEW BOON AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM OF THE COMPANY 5. RE-ELECT MR. LOH KAI KEONG AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM OF THE COMPANY 6. RE-ELECT MR. WONG YU LOON AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH LISTING RULE 14.4 AND /OR CLAUSE 74 OF THE COMPANY S BYE-LAWS TO SERVE UNTIL THE NEXT AGM OF THE COMPANY 7. APPOINT MESSRS DELOITTE & TOUCHE AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY FOR THE CURRENT FY 8. APPROVE, FOR THE PURPOSES OF ASX LISTING RULE Management For *Management Position Unknown 7.2, AS AN EXCEPTION TO THE 15%LIMIT IN THE LISTING RULE 7.1, THE ISSUANCE FROM TIME TO TIME OF OPTIONS TO SUBSCRIBE FOR ORDINARY SHARES IN THE COMPANY TO EMPLOYEES UNDER THE EASYCALL EMPLOYEE SHARE OPTION PLAN DURING THE 3 YEAR PERIOD COMMENCING FROM 01 AUG 2006
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 5 of 120 ------------------------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD AGM MEETING DATE: 07/28/2006 ISSUER: Y79985175 ISIN: SG1P95920093 SEDOL: B02PY22, B02VD01, B02QGD0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR Management For *Management Position Unknown THE FYE 31 MAR 2006, THE DIRECTORS REPORT AND THE AUDITORS REPORT THEREON 2. DECLARE A 1ST AND FINAL DIVIDEND OF 10 CENTS Management For *Management Position Unknown PER SHARE, LESS INCOME TAX, IN RESPECT OF THE FYE 31 MAR 2006 3. RE-ELECT MR. GRAHAM JOHN BRADLEY INDEPENDENT Management For *Management Position Unknown MEMBER OF THE AUDIT COMMITTEE , AS A DIRECTOR, WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 97 OF THE COMPANY S ARTICLES OF ASSOCIATION 4. RE-ELECT MR. CHUMPOL NALAMLIENG AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 97 OF THE COMPANY S ARTICLES OF ASSOCIATION 5. RE-ELECT MR. LEE HSIEN YANG AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 97 OF THE COMPANY S ARTICLES OF ASSOCIATION 6. APPROVE THE DIRECTORS FEES PAYABLE BY THE COMPANY Management For *Management Position Unknown OF SGD 1,453,000 FOR THE FYE 31 MAR 2006 * TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown 7. APPOINT DELOITTE & TOUCHE AS THE NEW AUDITORS Management For *Management Position Unknown OF THE COMPANY, IN PLACE OF THE RETIRING AUDITORS, PRICEWATERHOUSECOOPERS, UNTIL THE NEXT AGM OF THE COMPANY AND AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION 8. AUTHORIZE THE DIRECTORS TO ISSUE SHARES IN THE Management For *Management Position Unknown CAPITAL OF THE COMPANY SHARES WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS COLLECTIVELY, INSTRUMENTS THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF AS WELL AS ADJUSTMENTS TO WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE ISSUED SHARE CAPITAL OF THE COMPANY, OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 6 of 120 DOES NOT EXCEED 15% OF THE ISSUED SHARE CAPITAL OF THE COMPANY; SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED SGXST FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED, THE PERCENTAGE OF ISSUED SHARE CAPITAL SHALL BE BASED ON THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: A) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND B) ANY SUBSEQUENT CONSOLIDATION OR SUB-DIVISION OF SHARES; IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST AND THE RULES OF ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY MAY FOR THE TIME BEING BE LISTED OR QUOTED OTHER EXCHANGE FOR THE TIME BEING IN FORCE UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST OR, AS THE CASE MAY BE, THE OTHER EXCHANGE AND THE ARTICLES OF ASSOCIATION FOR THE TIME BEING OF THE COMPANY; AND AUTHORITY EXPIRES THE EARLIER OF THE OF THE NEXT AGM OF THE COMPANY OR THE DATE BY WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW TO BE HELD 9. AUTHORIZE THE DIRECTORS TO ALLOT AND ISSUE FROM Management For *Management Position Unknown TIME TO TIME SUCH NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE EXERCISE OF OPTIONS UNDER THE SINGAPORE TELECOM SHARE OPTION SCHEME 1999 1999 SCHEME , PROVIDED ALWAYS THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THE 1999 SCHEME SHALL NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED SHARES IN THE CAPITAL OF THE COMPANY FROM TIME TO TIME AS CALCULATED IN ACCORDANCE WITH THE RULES OF THE 1999 SCHEME 10. AUTHORIZE THE DIRECTORS TO GRANT AWARDS IN ACCORDANCE Management For *Management Position Unknown WITH THE PROVISIONS OF THE SINGTEL PERFORMANCE SHARE PLAN SHARE PLAN AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF FULLY PAID-UP SHARES IN THE CAPITAL OF THE COMPANY AS MAY BE REQUIRED TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS UNDER THE SHARE PLAN, PROVIDED ALWAYS THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THE 1999 SCHEME AND THE SHARE PLAN SHALL NOT EXCEED 10% OF THE TOTAL NUMBER OF ISSUED SHARES IN THE CAPITAL OF THE COMPANY FROM TIME TO TIME ------------------------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD EGM MEETING DATE: 07/28/2006 ISSUER: Y79985175 ISIN: SG1P95920093 SEDOL: B02PY22, B02VD01, B02QGD0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 7 of 120 Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S.1 AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown AS SPECIFIED 2. AUTHORIZE THE DIRECTORS OF THE COMPANY, FOR THE Management For *Management Position Unknown PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 THE COMPANIES ACT , TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES IN THE CAPITAL OF THE COMPANY SHARES , NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT, AT SUCH PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE, WHETHER BY WAY OF MARKET PURCHASES ON THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED SGX-ST AND/OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY FOR THE TIME BEING BE LISTED OR QUOTED OTHER EXCHANGE AND/OR OFF-MARKET PURCHASES IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) WHICH SATISFIES THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX-ST OR OTHER EXCHANGE THE SHARE PURCHASE MANDATE ; AND AUTHORIZE THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM TO COMPLETE AND DO ALL SUCH ACTS AND THINGS INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORIZED BY THIS RESOLUTION; AND AUTHORITY EXPIRES THE EARLIER OF THE DATE OF THE NEXT AGM OF THE COMPANY OR THE DATE OF THE NEXT AGM OF THE COMPANY AS REQUIRED BY THE LAW 3. APPROVE, PURSUANT TO EXCEPTION 9 IN RULE 7.2 Management For *Management Position Unknown OF THE LISTING RULES OF AUSTRALIAN STOCK EXCHANGE LIMITED ASX , THE ISSUE OF SHARES UNDER THE SINGTEL PERFORMANCE SHARE PLAN AS AN EXCEPTION TO RULE 7.1 OF THE ASX LISTING RULES 4. APPROVE, FOR THE PURPOSES OF RULE 10.14 OF THE Management For *Management Position Unknown ASX LISTING RULES, THE PARTICIPATION BY THE RELEVANT PERSON IN THE SINGTEL PERFORMANCE SHARE PLAN AS SPECIFIED ------------------------------------------------------------------------------------------------------------------------------------ SINGAPORE TELECOMMUNICATIONS LTD EGM MEETING DATE: 07/28/2006 ISSUER: Y79985175 ISIN: SG1P95920093 SEDOL: B02PY22, B02VD01, B02QGD0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S.1 APPROVE, PURSUANT TO ARTICLE 11(A) OF THE ARTICLES Management For *Management Position Unknown OF ASSOCIATION OF THE COMPANY AND SUBJECT TOT THE CONFIRMATION OF THE HIGH COURT OF THE REPUBLIC OF SINGAPORE: 1) TO REDUCE THE PAID-UP SHARE CAPITAL OF THE COMPANY OF A MAXIMUM OF SGD 4,904,381857.18 COMPRISING A MAXIMUM OF 16,772,138,403 ORDINARY SHARES THE SHARES BY A MAXIMUM OF SGD 2,297,782,960.80, AND SUCH REDUCTION BE MADE OUT OF THE CONTRIBUTED CAPITAL AS HEREINAFTER DEFINED OF THE COMPANY AND BE EFFECTED BY CANCELING, SUBJECT TO THE ROUNDING-UP AS DEFINED , ONE SHARE FOR EVERY 20 SHARES THE REDUCTION RATIO HELD BY OR ON
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 8 of 120 BEHALF OF THE RELEVANT SHAREHOLDERS AS DEFINED AS AT A BOOKS CLOSURE DATE TO BE DETERMINED BY THE DIRECTORS THE BOOKS CLOSURE DATE AND RETURNING TO EACH RELEVANT SHAREHOLDERS THE AMOUNT OF SGD 2.74 FOR EACH SHARE HELD BY OR ON BEHALF OF SUCH RELEVANT SHAREHOLDERS SO CANCELLED; AND TO CANCEL THE NUMBER OF SHARES FROM EACH RELEVANT SHAREHOLDER, PURSUANT TO THE REDUCTION RATION BE REDUCED BY ROUNDING-UP WHERE APPLICABLE TO THE NEAREST MULTIPLE OF 10 SHARES THE ROUNDING-UP THE RESULTANT NUMBER OF SHARES THAT WOULD HAVE BEEN HELD BY OR ON BEHALF OF EACH RELEVANT SHAREHOLDER FOLLOWING THE PROPOSED CANCELLATION OF SHARES PURSUANT TO THE REDUCTION RATIO, IN THE EVENT THAT THE RESULTANT NUMBER OF SHARES ARISING FROM THE ROUNDING-UP: I) IS GREATER THAN THE NUMBER OF SHARES HELD BY OR ON BEHALF OF SUCH RELEVANT SHAREHOLDER AS AT THE BOOKS CLOSURE DATE, NO ROUNDING-UP WILL BE APPLIED AND THE NUMBER OF SHARES PROPOSED TO BE CANCELED FROM SUCH RELEVANT SHAREHOLDERS SHALL BE THE NUMBER OF SHARES CANCELLED BASED SOLELY ON THE REDUCTION RATIO; OR II) IS EQUAL TO THE NUMBER OF SHARES HELD BY OR ON BEHALF OF SUCH RELEVANT SHAREHOLDER AS AT THE BOOKS CLOSURE DATE, ON SHARES SHALL BE CANCELLED FROM SUCH RELEVANT SHAREHOLDER; 2) AUTHORIZE THE DIRECTORS AND EACH OF THEM TO DO ALL ACTS AND THINGS AND TO EXECUTE ALL SUCH DOCUMENTS AS THEY OR HE MAY CONSIDER NECESSARY OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATION S A AGM MEETING DATE: 07/31/2006 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THE MEETING HELD ON 18 JUL 2006 Non-Voting *Management Position Unknown HAS BEEN POSTPONED DUE TO LACK OF QUORUM AND THAT THE SECOND CONVOCATION WILL BE HELD ON 31 JUL 2006. PLEASE ALSO NOTE THE NEW CUTOFF DATE IS 20 JUL 2006. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown Take No 1. APPROVE THE CANCELLATION OF 432,490 OWN SHARES Management Action *Management Position Unknown FOLLOWING THE 3 YEAR PERIOD SINCE THEIR ACQUISITION WITH SUBSEQUENT REDUCTION OF SHARE CAPITAL ARTICLE 5 OF THE COMPANY S ARTICLES OF ASSOCIATION BY AN AMOUNT EQUAL TO THE ONE OF THE SHARES CANCELLED, AS PER ARTICLE 16, PARAGRAPH 12 OF CODIFIED LAW 2190/1920, TRANSFER TO THE PURCHASE PROCEEDS TO EXTRAORDINARY RESERVES Take No 2. AMEND THE ARTICLES OF ASSOCIATION 5 SHARE CAPITAL Management Action *Management Position Unknown , 25 QUORUM AND MAJORITY , 33 PROFITS DISTRIBUTION OF THE CURRENT COMPANY S ARTICLES OF ASSOCIATION, WHICH AFTER THE MODIFICATION AND NEW NUMBERING AFTER THE DECISION MADE BY THE SHAREHOLDERS OGM ON 22 JUN 2006 HAVE THE NUMBERS 5, 24 AND 32 RESPECTIVELY AND CODIFICATION OF THE COMPANY S ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 9 of 120 Take No 3. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown THE COMPANY S SHARE CAPITAL OR ISSUE WITHIN 5 YEARS FROM THE RELATED RESOLUTION OF THE GENERAL ASSEMBLY, BOND LOANS FOR AMOUNTS EQUAL TO THE SAID SHARE CAPITAL AS IT WAS ON THE DAY OF THE SAID RESOLUTION OF THE GENERAL ASSEMBLY ABOVE, PURSUANT TO ARTICLE 13 PARAGRAPH 1 INTENT B IN CONJUNCTION WITH ARTICLE 3A PARAGRAPH 1 INTENT B OF THE CODIFIED LAW 2190/1920, IN CONJUNCTION WITH THE APPROPRIATE PROVISIONS OF THE COMPANY S ARTICLES OF ASSOCIATION Take No 4. MISCELLANEOUS ANNOUNCEMENTS Other Action *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ TIVO INC. TIVO ANNUAL MEETING DATE: 08/02/2006 ISSUER: 888706108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL RAMSAY Management For For RANDY KOMISAR Management For For GEOFFREY Y. YANG Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JANUARY 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ ABC COMMUNICATIONS (HOLDINGS) LTD AGM MEETING DATE: 08/23/2006 ISSUER: G0030Z109 ISIN: BMG0030Z1095 SEDOL: B02TBT0, 6002862, 5571277 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE AUDITED STATEMENT OF THE ACCOUNTS Management For *Management Position Unknown AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE FYE 31 MAR 2006 2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown 3. RE-ELECT THE DIRECTORS Management For *Management Position Unknown 4. RE-APPOINT THE AUDITORS AND FIX THEIR REMUNERATION Management For *Management Position Unknown 5. APPROVE THAT FOR THE PERIOD UP UNTIL THE NEXT Management For *Management Position Unknown AGM THAT THE DIRECTORS FEES TO BE PAID TO EACH OF THE DIRECTORS BE OF SUCH SUM NOT EXCEEDING HKD 50,000 AS THE BOARD OF DIRECTORS DETERMINE 6.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management Position Unknown OF THE AUTHORITY GRANTED AT THE GENERAL MEETING ON 16 AUG 2005, TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY, INCLUDING MAKING OR GRATING OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 10 of 120 TO BE ALLOTTED, ISSUED DEALT WITH WHETHER DURING OR AFTER THE END OF THE RELEVANT PERIOD, OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE WHERE SHARES ARE OFFERED TO EQUITY HOLDERS ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR HAVING REGARD TO ANY RESTRICTIONS OR OBLIGATIONS UNDER THE LAWS OF OR THE REQUIREMENTS OF, ANY RECOGNIZED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY OUT HONG KONG , NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION, OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY APPLICABLE LAW OF BERMUDA OR THE BYE-LAWS OF THE COMPANY BYE-LAWS TO BE HELD 6.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN SUBSTITUTION Management For *Management Position Unknown OF THE AUTHORITY GRANTED AT THE GENERAL MEETING OF THE COMPANY ON 16 AUG 2005, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS, RULES AND REGULATIONS, TO REPURCHASE SHARES IN THE CAPITAL OF THE COMPANY, DURING THE RELEVANT PERIOD, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY APPLICABLE LAW OF BERMUDA OR THE BYE-LAWS TO BE HELD 6.3 APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown 6.1 AND 6.2, TO ADD AGGREGATE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY PURSUANT TO AND IN ACCORDANCE WITH RESOLUTION 6.2, TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARES THAT MAY BE ALLOTTED BY THE DIRECTORS OF THE COMPANY PURSUANT TO AND IN ACCORDANCE WITH RESOLUTION 6.1 S.7 AMEND THE BYE-LAW 70, 103, 104, 107 AND 112(B) Management For *Management Position Unknown OF THE BYE-LAWS OF THE COMPANYBY DELETING ITS ENTIRETY AND REPLACING WITH THE NEW ONES AS SPECIFIED ------------------------------------------------------------------------------------------------------------------------------------ CALIFORNIA MICRO DEVICES CORPORATION CAMD ANNUAL MEETING DATE: 08/24/2006 ISSUER: 130439102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROBERT V. DICKINSON Management For For WADE F. MEYERCORD Management For For DR. EDWARD C. ROSS Management For For DR. DAVID W. SEAR Management For For DR. JOHN L. SPRAGUE Management For For DAVID L. WITTROCK Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 11 of 120 05 PROPOSAL TO AMEND THE 1995 EMPLOYEE STOCK PURCHASE Management For For PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 400,000 SHARES FROM 1,340,000 SHARES TO 1,740,000 SHARES. 04 PROPOSAL TO AMEND THE 2004 OMNIBUS INCENTIVE Management Against Against COMPENSATION PLAN TO INCREASE THE TOTAL NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 1,000,000 SHARES FROM 2,880,390 SHARES TO 3,880,390 SHARES. 03 PROPOSAL TO AUTHORIZE AND APPROVE A CHANGE OF Management For For THE COMPANY S DOMICILE FROM CALIFORNIA TO DELAWARE EFFECTED BY THE MERGER OF THE COMPANY, A CALIFORNIA CORPORATION, WITH AND INTO CMD REINCORPORATION CORPORATION, A NEWLY FORMED WHOLLY-OWNED SUBSIDIARY INCORPORATED UNDER THE DELAWARE GENERAL CORPORATION LAW FOR THE PURPOSE OF EFFECTING THE CHANGE OF DOMICILE. 02 PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS, INC. CHTR ANNUAL MEETING DATE: 08/29/2006 ISSUER: 16117M107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROBERT P. MAY Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ------------------------------------------------------------------------------------------------------------------------------------ LUCENT TECHNOLOGIES INC. LU SPECIAL MEETING DATE: 09/07/2006 ISSUER: 549463107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 2, 2006, BY AND AMONG LUCENT TECHNOLOGIES INC., ALCATEL, AND AURA MERGER SUB, INC., AND THE TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 2, 2006, BY AND AMONG LUCENT TECHNOLOGIES INC., ALCATEL, AND AURA MERGER SUB, INC.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 12 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA DE ARGENTINA S.A. TAR SPECIAL MEETING DATE: 09/07/2006 ISSUER: 879378404 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 REDUCTION OF THE CAPITAL STOCK DUE TO THE CANCELLATION Management For For OF 2,355 CLASS B TREASURY SHARES, THAT IS, FROM $ 1,746,052,429 TO $ 1,746,050,074, AS SET FORTH IN AGENDA ITEM 2, OF THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. NOTE: THE SYMBOL $ MEANS ARGENTINE PESO . 03 VOLUNTARY REDUCTION OF THE CAPITAL STOCK (SECTION Management For For 203, LAW NO. 19,550) BY $ 1,047,630,044.40, THAT IS, FROM $ 1,746,050,074 TO $ 698,420,029.6, SUBJECT TO THE AUTHORIZATION BY THE BUENOS AIRES STOCK EXCHANGE, ALL AS MORE FULLY DESCRIBED IN THE AGENDA. ------------------------------------------------------------------------------------------------------------------------------------ TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006 ISSUER: 879433100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C.D. O'LEARY Management For For M.H. SARANOW Management For For M.L. SOLOMON Management For For H.S. WANDER Management For For 02 RATIFY ACCOUNTANTS FOR 2006 Management For For Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C.D. O'LEARY Management For For M.H. SARANOW Management For For M.L. SOLOMON Management For For H.S. WANDER Management For For ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006 ISSUER: 911684108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For H.J. HARCZAK, JR. Management For For 02 RATIFY ACCOUNTANTS FOR 2006. Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 13 of 120 ------------------------------------------------------------------------------------------------------------------------------------ CENTENNIAL COMMUNICATIONS CORP. CYCL ANNUAL MEETING DATE: 09/28/2006 ISSUER: 15133V208 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ANTHONY J. DE NICOLA Management For For JAMES R. MATTHEWS Management For For THOMAS E. MCINERNEY Management For For JAMES P. PELLOW Management For For RAYMOND A. RANELLI Management For For ROBERT D. REID Management For For SCOTT N. SCHNEIDER Management For For MICHAEL J. SMALL Management For For J. STEPHEN VANDERWOUDE Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY Management Against Against S 1999 STOCK OPTION AND RESTRICTED STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE THEREUNDER BY 3,000,000 SHARES. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ TELECOM CORPORATION OF NEW ZEALAND L NZT ANNUAL MEETING DATE: 10/05/2006 ISSUER: 879278208 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 TO RE-ELECT MR. MCGEOCH AS A DIRECTOR. Management For For 02 TO RE-ELECT MR. MCLEOD AS A DIRECTOR. Management For For 01 TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION Management For For OF THE AUDITORS. ------------------------------------------------------------------------------------------------------------------------------------ MAGYAR TELEKOM LTD. MTA SPECIAL MEETING DATE: 10/09/2006 ISSUER: 559776109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE Management For For COMPANY 03 AMENDMENT OF THE RULES OF PROCEDURE OF THE SUPERVISORY Management For For BOARD 04 ELECTION OF THE MEMBERS OF THE BOARDS OF DIRECTORS Management For For 05 ELECTION OF THE MEMBERS OF THE SUPERVISORY BOARD Management For For 06 ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 14 of 120 ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION NWSA ANNUAL MEETING DATE: 10/20/2006 ISSUER: 65248E203 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JOSE MARIA AZNAR Management For For LACHLAN K. MURDOCH Management For For THOMAS J. PERKINS Management For For ARTHUR M. SISKIND Management For For JOHN L. THORNTON Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2007. 03 APPROVAL OF AMENDED AND RESTATED RIGHTS PLAN. Management Against Against 04 STOCKHOLDER PROPOSAL ON THE ANNUAL ELECTION OF Shareholder Against For DIRECTORS. ------------------------------------------------------------------------------------------------------------------------------------ BRITISH SKY BROADCASTING GROUP PLC BSY ANNUAL MEETING DATE: 11/03/2006 ISSUER: 111013108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 14 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS (SPECIAL Management For For RESOLUTION) 13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES UNDER Management For For SECTION 80 COMPANIES ACT 1985 12 TO AUTHORISE THE DIRECTORS TO MAKE EU POLITICAL Management For For DONATIONS AND INCUR EU POLITICAL EXPENDITURE UNDER THE PPER ACT 2000 11 TO APPROVE THE REPORT ON DIRECTORS REMUNERATION Management For For FOR THE YEAR ENDED 30 JUNE 2006 10 TO REAPPOINT DELOITTE & TOUCHE LLP AS AUDITORS Management For For AND TO AUTHORISE THE DIRECTORS TO AGREE THEIR REMUNERATION 09 TO REAPPOINT ARTHUR SISKIND AS A DIRECTOR Management For For 08 TO REAPPOINT RUPERT MURDOCH AS A DIRECTOR Management For For 07 TO REAPPOINT DAVID DEVOE AS A DIRECTOR Management For For 06 TO REAPPOINT JACQUES NASSER AS A DIRECTOR (MEMBER Management For For OF THE REMUNERATION COMMITTEE) 05 TO REAPPOINT JAMES MURDOCH AS A DIRECTOR Management For For 04 TO REAPPOINT NICHOLAS FERGUSON AS A DIRECTOR Management For For (MEMBER OF THE REMUNERATION COMMITTEE) 03 TO REAPPOINT CHASE CAREY AS A DIRECTOR Management For For 02 TO DECLARE A FINAL DIVIDEND Management For For 01 TO RECEIVE THE FINANCIAL STATEMENTS FOR THE YEAR Management For For ENDED 30 JUNE 2006
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 15 of 120 ------------------------------------------------------------------------------------------------------------------------------------ FREESCALE SEMICONDUCTOR, INC. FSL SPECIAL MEETING DATE: 11/13/2006 ISSUER: 35687M206 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Management For For IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. 01 TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE Management For For AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 15, 2006, BY AND AMONG FREESCALE SEMICONDUCTOR, INC., FIRESTONE HOLDINGS LLC, A DELAWARE LIMITED LIABILITY COMPANY, AND FIRESTONE ACQUISITION CORPORATION, A DELAWARE CORPORATION AND AN INDIRECT WHOLLY OWNED SUBSIDIARY OF FIRESTONE HOLDINGS LLC. ------------------------------------------------------------------------------------------------------------------------------------ TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006 ISSUER: 879246106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For OF THE PREFERRED AND ORDINARY SHARES OF TELE NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES S.A.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 16 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006 ISSUER: 879246106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For OF THE PREFERRED AND ORDINARY SHARES OF TELE NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES S.A. ------------------------------------------------------------------------------------------------------------------------------------ TELE NORTE LESTE PARTICIPACOES S.A. TNE SPECIAL MEETING DATE: 11/13/2006 ISSUER: 879246106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE STOCK SWAP (INCORPORACAO DE ACOES) Management For For OF THE PREFERRED AND ORDINARY SHARES OF TELE NORTE LESTE PARTICIPACOES S.A. FOR THE NEWLY ISSUED ORDINARY SHARES OF TELEMAR PARTICIPACOES S.A., AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROSPECTUS AND PROTOCOL FOR STOCK SWAP OF TELE NORTE LESTE PARTICIPACOES S.A. INTO TELEMAR PARTICIPACOES S.A. ------------------------------------------------------------------------------------------------------------------------------------ JDS UNIPHASE CORPORATION JDSU ANNUAL MEETING DATE: 11/14/2006 ISSUER: 46612J101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For RICHARD E. BELLUZZO Management For For HAROLD L. COVERT Management For For MASOOD JABBAR Management For For 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR JDS UNIPHASE CORPORATION FOR THE FISCAL YEAR ENDING JUNE 30, 2007. 02 TO APPROVE JDS UNIPHASE CORPORATION S AMENDED Management Against Against AND RESTATED 2003 EQUITY INCENTIVE PLAN. ------------------------------------------------------------------------------------------------------------------------------------ TELSTRA CORPORATION LIMITED TLS ANNUAL MEETING DATE: 11/14/2006 ISSUER: 87969N204 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 THAT THE CONSTITUTION TABLED AT THE MEETING, Management For *Management Position Unknown AND SIGNED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION, BE ADOPTED AS THE CONSTITUTION OF THE COMPANY, IN PLACE OF THE PRESENT CONSTITUTION, WITH EFFECT FROM THE CLOSE OF THE MEETING. 4I ELECTION OF DIRECTOR: MR STEPHEN MAYNE. Management For *Management Position Unknown 4H ELECTION OF DIRECTOR: MR JOHN ZEGLIS. Management For *Management Position Unknown 4G ELECTION OF DIRECTOR: MR PETER WILLCOX. Management For *Management Position Unknown 4F ELECTION OF DIRECTOR: MR GEOFFREY COUSINS. Management For *Management Position Unknown 4E ELECTION OF DIRECTOR: MR ANGE KENOS. Management For *Management Position Unknown 4D ELECTION OF DIRECTOR: MR LEONARD COOPER. Management For *Management Position Unknown 4C RE-ELECTION OF DIRECTOR: DR JOHN STOCKER. Management For *Management Position Unknown 4B RE-ELECTION OF DIRECTOR: MR. CHARLES MACEK. Management For *Management Position Unknown 4A ELECTION OF DIRECTOR: MR MERVYN VOGT. Management For *Management Position Unknown 03 TO DISCUSS THE COMPANY S FINANCIAL STATEMENTS Management For *Management Position Unknown AND REPORTS FOR THE YEAR ENDED 30 JUNE 2006. 02 TO ADOPT THE REMUNERATION REPORT FOR THE FINANCIAL Management For *Management Position Unknown YEAR ENDED 30 JUNE 2006.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 17 of 120 ------------------------------------------------------------------------------------------------------------------------------------ MAGYAR TELEKOM PLC MTA SPECIAL MEETING DATE: 11/15/2006 ISSUER: 559776109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 DECISION ON THE ANNUAL REPORT OF THE COMPANY Management For For AND ON THE USE OF THE PROFIT AFTER TAX EARNED IN 2005. 03 ELECTION OF THE COMPANY S AUDITOR AND DETERMINATION Management For For OF ITS REMUNERATION. ------------------------------------------------------------------------------------------------------------------------------------ CHAMPION TECHNOLOGY HOLDINGS LIMITED AGM MEETING DATE: 11/22/2006 ISSUER: G2033C194 ISIN: BMG2033C1947 SEDOL: B01XWF6, 6523482 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 30 JUN 2006 2. DECLARE A FINAL DIVIDEND OF 3.3 HONG KONG CENTS Management For *Management Position Unknown PER SHARE FOR THE YE 30 JUN 2006 3.I ELECT MR. PAUL KAN MAN LOK AS A DIRECTOR Management For *Management Position Unknown 3.II ELECT MR. LAI YAT KWONG AS A DIRECTOR Management For *Management Position Unknown 3.iii ELECT MR. FRANK BLEACKLEY AS A DIRECTOR Management For *Management Position Unknown 3.IV AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown OF THE DIRECTORS 4. APPOINT THE AUDITORS AND AUTHORIZE THE BOARD Management For *Management Position Unknown OF DIRECTORS TO FIX THEIR REMUNERATION 5.A APPROVE THE CREATION OF SUCH NUMBER OF UNITS Management For *Management Position Unknown OF WARRANTS NEW WARRANTS TO SUBSCRIBE AT ANY TIME DURING A PERIOD OF 1 YEAR FROM THE DATE OF ISSUE THEREOF FOR SHARES IN THE CAPITAL OF THE COMPANY EQUAL TO 20% OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE ON 27 FEB 2007 ON THE TERMS AND CONDITIONS AS SPECIFIED AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO ISSUE THE NEW WARRANTS TO SHAREHOLDERS OF THE COMPANY ON THE REGISTER OF THE MEMBERS ON 22 NOV 2006 IN PROPORTION AS NEARLY AS MAY BE TO THEIR THEN SHAREHOLDINGS IN THE COMPANY SUBJECT TO THE TERMS AND CONDITIONS AS SPECIFIED AND TO ALLOT AND ISSUE TO HOLDERS OF ANY NEW WARRANTS UPON THE DUE EXERCISE OF THE SUBSCRIPTION RIGHTS ATTACHING THERETO THE APPROPRIATE NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY 5.B AUTHORIZE THE DIRECTORS OF THE COMPANY, TO ALLOT Management For *Management Position Unknown SHARES AND TO MAKE AND GRANTOFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING THE 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY, OTHERWISE THAN PURSUANT TO A RIGHTS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 18 of 120 ISSUE OR A SCRIP DIVIDEND SCHEME OR SIMILAR ARRANGEMENT OF THE COMPANY OR THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER THE EXISTING WARRANTS OF THE COMPANY OR THE NEW WARRANTS TO BE ISSUED AS SPECIFIED IN RESOLUTION 5.A; AUTHORITY THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED TO BE HELD BY THE BYE-LAWS OF THE COMPANY OR ANY APPLICABLE LAW 5.C AUTHORIZE THE DIRECTORS OF THE COMPANY, TO PURCHASE Management For *Management Position Unknown ITS OWN SHARES AND WARRANTS, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS DURING THE RELEVANT PERIOD, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AND 10% OF THE EXISTING WARRANTS OF THE COMPANY OUTSTANDING AS AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED TO BE HELD BY THE BYE-LAWS OF THE COMPANY OR ANY APPLICABLE LAW 5.D APPROVE, CONDITIONAL UPON PASSING RESOLUTION Management For *Management Position Unknown 5.C, THE AGGREGATE NOMINAL AMOUNT OF THE NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY WHICH ARE REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED TO THE DIRECTORS OF THE COMPANY AS SPECIFIED IN RESOLUTION 5.C SHALL BE ADDED TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL THAT MAY BE ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED BY THE DIRECTORS OF THE COMPANY PURSUANT TO RESOLUTION 5.B ------------------------------------------------------------------------------------------------------------------------------------ CHINA UNICOM LIMITED CHU SPECIAL MEETING DATE: 12/01/2006 ISSUER: 16945R104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For BETWEEN CHINA UNITED TELECOMMUNICATIONS, UNICOM NEW HORIZON MOBILE TELECOMMUNICATIONS AND CHINA UNITED TELECOMMUNICATIONS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED. 02 THE TRANSFER AGREEMENT DATED 26 OCTOBER 2006 Management For For BETWEEN THE A SHARE COMPANY AND UNICOM GROUP BE AND ARE HEREBY APPROVED. 03 THE CAPS FOR EACH OF THE FINANCIAL YEARS ENDING Management For For 31 DECEMBER 2007, 2008 AND 2009 ON LEASING OF THE CDMA NETWORK CAPACITY, EQUIPMENT PROCUREMENT SERVICES, MUTUAL PROVISION OF PREMISES AND ENGINEERING DESIGN AND TECHNICAL SERVICES BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY APPROVED. 04 THERE BE NO CAPS ON THE TRANSACTION AMOUNT OF Management For For SUPPLY OF TELEPHONE CARDS, INTERCONNECTION AND ROAMING ARRANGEMENTS, LEASING OF TRANSMISSION CHANNELS, PROVISION OF INTERNATIONAL TELECOMMUNICATION NETWORK GATEWAY, OPERATOR-BASED VALUE-ADDED SERVICES FOR CELLULAR SUBSCRIBER, 10010 CUSTOMER SERVICES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 19 of 120 05 THE DIRECTORS OF THE COMPANY BE AND ARE HEREBY Management For For AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND EXECUTE SUCH FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF THE CONTINUING CONNECTED TRANSACTIONS REFERRED TO IN ITEMS (3) AND (4) ABOVE. ------------------------------------------------------------------------------------------------------------------------------------ IDT CORPORATION IDT ANNUAL MEETING DATE: 12/14/2006 ISSUER: 448947101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2007. 04 AMENDMENT TO THE IDT EMPLOYEE STOCK PURCHASE Management For For PLAN THAT WILL INCREASE SHARES OF THE CLASS B COMMON STOCK BY 750,000 SHARES. 03 AMENDMENTS TO THE IDT 2005 STOCK OPTION AND INCENTIVE Management Against Against PLAN THAT WILL, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF THE CLASS B COMMON STOCK AVAILABLE THEREUNDER BY AN ADDITIONAL 1,500,000 SHARES. 02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF CLASS B COMMON STOCK AUTHORIZED FOR ISSUANCE BY 100,000,000. 1G ELECTION OF DIRECTOR: JUDAH SCHORR Management For *Management Position Unknown 1F ELECTION OF DIRECTOR: MARC J. OPPENHEIMER Management For *Management Position Unknown 1E ELECTION OF DIRECTOR: JAMES R. MELLOR Management For *Management Position Unknown 1D ELECTION OF DIRECTOR: MARC E. KNOLLER Management For *Management Position Unknown 1C ELECTION OF DIRECTOR: HOWARD S. JONAS Management For *Management Position Unknown 1B ELECTION OF DIRECTOR: JAMES A. COURTER Management For *Management Position Unknown 1A ELECTION OF DIRECTOR: ALAN CLAMAN Management For *Management Position Unknown Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2007. 04 AMENDMENT TO THE IDT EMPLOYEE STOCK PURCHASE Management For For PLAN THAT WILL INCREASE SHARES OF THE CLASS B COMMON STOCK BY 750,000 SHARES. 03 AMENDMENTS TO THE IDT 2005 STOCK OPTION AND INCENTIVE Management Against Against PLAN THAT WILL, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES OF THE CLASS B COMMON STOCK AVAILABLE THEREUNDER BY AN ADDITIONAL 1,500,000 SHARES. 02 APPROVAL OF AN AMENDMENT TO THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF CLASS B COMMON STOCK AUTHORIZED FOR ISSUANCE BY 100,000,000. 1G ELECTION OF DIRECTOR: JUDAH SCHORR Management For *Management Position Unknown 1F ELECTION OF DIRECTOR: MARC J. OPPENHEIMER Management For *Management Position Unknown 1E ELECTION OF DIRECTOR: JAMES R. MELLOR Management For *Management Position Unknown 1D ELECTION OF DIRECTOR: MARC E. KNOLLER Management For *Management Position Unknown 1C ELECTION OF DIRECTOR: HOWARD S. JONAS Management For *Management Position Unknown 1B ELECTION OF DIRECTOR: JAMES A. COURTER Management For *Management Position Unknown 1A ELECTION OF DIRECTOR: ALAN CLAMAN Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 20 of 120 ------------------------------------------------------------------------------------------------------------------------------------ MAGYAR TELEKOM PLC MTA SPECIAL MEETING DATE: 12/21/2006 ISSUER: 559776109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 DECISION ON THE APPROVAL OF THE 2005 FINANCIAL Management For For STATEMENTS OF THE COMPANY AND ON THE RELEASE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS 04 PROPOSAL OF THE BOARD OF DIRECTORS FOR THE USE Management For For OF THE PROFIT AFTER TAX EARNED IN 2005 05 ELECTION OF THE COMPANY S AUDITOR AND DETERMINATION Management For For OF ITS REMUNERATION 06 MODIFICATION OF THE ARTICLES OF ASSOCIATION OF Management For For MAGYAR TELEKOM PLC. 07 RECALLING AND ELECTION OF MEMBERS OF THE BOARD Management For For OF DIRECTORS ------------------------------------------------------------------------------------------------------------------------------------ PEGASUS COMMUNICATIONS CORPORATION XAN ANNUAL MEETING DATE: 12/29/2006 ISSUER: 705904605 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO AMEND OUR EXISTING AMENDED AND RESTATED CERTIFICATE Management For For OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT OF OUR ISSUED AND OUTSTANDING SHARES OF CLASS A AND CLASS B COMMON STOCK, PAR VALUE $0.01 PER SHARE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 DIRECTOR Management For MARSHALL W. PAGON Management For For RORY J. LINDGREN Management For For MARY C. METZGER Management For For HOWARD E. VERLIN Management For For 03 TO APPROVE THE PEGASUS COMMUNICATIONS 2006 EQUITY Management Against Against INCENTIVE PLAN. 04 TO APPROVE CHANGING THE NAME OF THE COMPANY TO Management For For XANADOO COMPANY. 05 TO APPROVE A REDUCTION IN THE NUMBER OF AUTHORIZED Management For For SHARES OF PREFERRED STOCK FROM 20,000,000 TO 3,000,000. ------------------------------------------------------------------------------------------------------------------------------------ FIRST PACIFIC CO LTD SGM MEETING DATE: 01/08/2007 ISSUER: G34804107 ISIN: BMG348041077 SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 21 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE INJECTION AND THE PLACEMENT; AND Management For *Management Position Unknown AUTHORIZE THE BOARD OF DIRECTORSOF THE COMPANY ON BEHALF OF THE COMPANY TO APPROVE AND IMPLEMENT THE INJECTION AND THE PLACEMENT AND ALL INCIDENTAL MATTERS AND TO TAKE ALL ACTIONS IN CONNECTION THEREWITH OR ARISING THEREFROM RELATING TO THE INJECTION AND THE PLACEMENT AS THEY SHALL THINK FIT; FOR THIS PURPOSE: I) INJECTION MEANS THE SEPARATE LISTING OF THE SHARES IN CITYAXIS HOLDINGS LIMITED FORMERLY KNOWN AS ISG ASIA LIMITED CITYAXIS, ON THE MAINBOARD OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED BY MEANS OF A REVERSE TAKEOVER OF CITYAXIS THROUGH THE TRANSFER TO CITYAXIS OR ITS SUBSIDIARIES OF A 90% INDIRECT SHAREHOLDING INTEREST IN PT SALIM IVOMAS PRATAMA HELD BY PT INDOFOOD SUKSES MAKMUR TBK AND ITS SUBSIDIARIES IN CONSIDERATION OF THE ISSUE OF NEW SHARES BY CITYAXIS; AND II) PLACEMENT MEANS THE PROPOSED ISSUE OF NEW SHARES IN CITYAXIS UPON COMPLETION OF THE INJECTION FOR THE PURPOSES OF MEETING THE SHAREHOLDING SPREAD AND DISTRIBUTION REQUIREMENTS OF THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED AND TO RAISE FUNDS FOR THE ENLARGED CITYAXIS GROUP; IN EACH CASE, AS SPECIFIED, SUBJECT TO ANY VARIATIONS OR CHANGES WHICH ARE CONSIDERED BY THE COMPANY S DIRECTORS TO BE NECESSARY OR DESIRABLE AND IN THE BEST INTERESTS OF THE COMPANY AND ITS SHAREHOLDERS AS A WHOLE ------------------------------------------------------------------------------------------------------------------------------------ THYSSENKRUPP AG, DUISBURG/ESSEN AGM MEETING DATE: 01/19/2007 ISSUER: D8398Q119 ISIN: DE0007500001 SEDOL: B0CSZ62, 0566911, 5653841, B02NWJ9, 5636927, 7159273 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting *Management Position Unknown MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATION. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES AT THE COMPANYS MEETING. * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 29 DEC 2006, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 1. PRESENTATION OF THE ADOPTED FINANCIAL STATEMENTS Non-Voting *Management Position Unknown OF THYSSENKRUPP AG AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE PERIOD ENDED 30 SEP 2006, INCLUDING THE MANAGEMENT REPORT ON THYSSENKRUPP AG AND THE GROUP FOR THE 2005/2006 FY AND THE REPORT BY THE SUPERVISORY BOARD 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown PROFIT OF EUR 547,768,971 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1 PER ENTITLED SHARE EUR 33,279,927 SHALL BE ALLOCATED TO THE OTHER REVENUE RESERVES EUR 25,724,452 SHALL BE CARRIED FORWARD, EX-DIVIDEND AND PAYABLE DATE 22 JAN 2007
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 22 of 120 3. RESOLUTION ON THE RATIFICATION OF THE ACTS OF Management For *Management Position Unknown THE MEMBERS OF THE EXECUTIVE BOARD 4. RESOLUTION ON THE RATIFICATION OF THE ACTS OF Management For *Management Position Unknown THE MEMBERS OF THE SUPERVISORY BOARD 5. APPOINTMENT OF THE AUDITORS FOR THE 2006/2007 Management For *Management Position Unknown FY: KPMG DEUTSCHE TREUHAND-GESELLSCHAFT AG, BERLIN AND FRANKFURT 6. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARE; Management For *Management Position Unknown THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10% OF ITS SHARE CAPITAL, AT A PRICE DIFFERING NEITHER MORE THAN 5% FROM THE MARKET PRICE OF THE SHARES IF THEY ARE ACQUIRED THROUGH THE STOCK EXCHANGE, NOT MORE THAN 10%; IF THEY ARE ACQUIRED BY WAY OF A REPURCHASE OFFER, ON OR BEFORE 18 JUL 2008; THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS IF THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES IN CONNECTION WITH MERGERS AND ACQUISITIONS OR FOR SATISFYING EXISTING CONVERTIBLE RIGHTS AND TO RETIRE THE SHARES 7. RESOLUTION ON THE CREATION OF AUTHORIZED CAPITAL Management For *Management Position Unknown AND THE CORRESPONDENT AMENDMENT TO THE ARTICLES OF ASSOCIATION; THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE COMPANY S SHARE CAPITAL BY UP TO EUR 500,000,000 THROUGH THE ISSUE OF UP TO 195,312,500 NEW BEARER NO-PAR SHARES AGAINST PAYMENT IN CASH AND/OR KIND, ON OR BEFORE 18 JAN 2012; SHAREHOLDERS SHALL BE GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR A CAPITAL INCREASE OF UP TO 10% OF THE COMPANY S SHARE CAPITAL AGAINST PAYMENT IN CASH IF THE NEW SHARES ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, FOR A CAPITAL INCREASE AGAINST PAYMENT IN KIND, FOR THE GRANTING OF SUCH RIGHT SOT OTHER BONDHOLDERS, AND FOR RESIDUAL AMOUNTS 8. AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN Management For *Management Position Unknown RESPECT OF THE SUPERVISORY BOARD INCLUDING THE SUPERVISORY BOARD COMPRISING 20 MEMBERS OF WHICH 10 ARE ELECTED BY THE SHAREHOLDERS MEETING AND 10 PURSUANT TO THE REGULATIONS OF THE ONE-THIRD PARTICIPATION ACT 9. RESOLUTION ON THE REMUNERATION FOR MEMBERS OF Management For *Management Position Unknown THE SUPERVISORY BOARD AS OF THE 2006/2007 FY, EACH MEMBER OF THE SUPERVISORY BOARD SHALL RECEIVE A FIXED ANNUAL REMUNERATION OF EUR 50,000 A VARIABLE REMUNERATION OF EUR 300 FOR EVERY EUR 0.01 OF THE DIVIDEND PAYMENT PER SHARE IN EXCESS OF EUR 0.10, AND AN ADDITIONAL VARIABLE REMUNERATION OF EUR 2,000 FOR EVERY EUR 100,000,000 OF THE EARNINGS PER SHARE IN EXCESS OF EUR 100,000,000; THE CHAIRMAN SHALL RECEIVE THRICE, THE DEPUTY CHAIRMAN TWICE, THIS AMOUNT; MEMBERS OF A SUPERVISORY BOARD COMMITTEE SHALL RECEIVE AN ADDITIONAL 25%., THE CHAIRMAN OF SUCH COMMITTEE AN ADDITIONAL 50% OF THIS AMOUNT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 23 of 120 10. AMENDMENT TO THE ARTICLES OF ASSOCIATION AS FOLLOWS: Management For *Management Position Unknown SECTION 3(1), REGARDING ANNOUNCEMENTS OF THE COMPANY BEING PUBLISHED IN THE ELECTRONIC FEDERAL GAZETTE; SECTION 3(2), REGARDING THE USE OF ELECTRONIC MEANS OF COMMUNICATION FOR INFORMATION CONCERNING SHAREHOLDERS ------------------------------------------------------------------------------------------------------------------------------------ COMMONWEALTH TELEPHONE ENTERPRISES, CTCO SPECIAL MEETING DATE: 01/25/2007 ISSUER: 203349105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 THE ADOPTION OF THE AGREEMENT AND PLAN OF MERGER Management For For DATED AS OF SEPTEMBER 17, 2006 AMONG COMMONWEALTH TELEPHONE ENTERPRISES, CITIZENS COMMUNICATIONS COMPANY AND CF MERGER CORP., A WHOLLY OWNED SUBSIDIARY OF CITIZENS. ------------------------------------------------------------------------------------------------------------------------------------ SIEMENS AG SI ANNUAL MEETING DATE: 01/25/2007 ISSUER: 826197501 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 09 TO CONSIDER AND VOTE UPON AN AMENDMENT TO THE Management For For ARTICLES OF ASSOCIATION TO ADJUST TO NEW LEGISLATION. 08 TO CONSIDER AND VOTE UPON AMENDMENTS TO THE ARTICLES Management For For OF ASSOCIATION IN ORDER TO MODERNIZE THEM. 07 TO CONSIDER AND VOTE UPON A RESOLUTION AUTHORIZING Management For For THE ACQUISITION AND USE OF SIEMENS SHARES AND THE EXCLUSION OF SHAREHOLDERS PREEMPTIVE AND TENDER RIGHTS. 06 TO RATIFY THE APPOINTMENT OF INDEPENDENT AUDITORS Management For For FOR THE AUDIT OF THE ANNUAL AND CONSOLIDATED FINANCIAL STATEMENTS. 05 TO RATIFY THE ACTS OF THE SUPERVISORY BOARD. Management For For 04 TO RATIFY THE ACTS OF THE MANAGING BOARD. Management For For 03 TO CONSIDER AND VOTE UPON APPROPRIATION OF THE Management For For NET INCOME OF SIEMENS AG TO PAY A DIVIDEND. ------------------------------------------------------------------------------------------------------------------------------------ GRUPO IUSACELL S A DE C V NEW EGM MEETING DATE: 02/06/2007 ISSUER: P7245P123 ISIN: MX01CE080006 SEDOL: B1277G0, 2224563 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 24 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE TO CARRY OUT THE REDUCTION IN THE COMPANY Management For *Management Position Unknown S CORPORATE CAPITAL AND THECORRESPONDING CANCELLATION OF SHARES AND IF RELEVANT AMEND THE CORPORATE BYLAWS 2. GRANT POWERS Management For *Management Position Unknown 3. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ GRUPO IUSACELL S A DE C V NEW OGM MEETING DATE: 02/06/2007 ISSUER: P7245P123 ISIN: MX01CE080006 SEDOL: B1277G0, 2224563 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE TO CARRY OUT THE INCREASE IN THE VARIABLE Management For *Management Position Unknown PART OF THE COMPANY S CORPORATE CAPITAL 2. APPROVE THE DISCUSSION CONCERNING THE RESTRUCTURING Management For *Management Position Unknown OF THE DEBT AND THE GRANTING OF GUARANTEES OF GRUPO IUSACELL CELULAR, S.A. DE C.V. 3. GRANT POWERS Management For *Management Position Unknown 4. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ ANDREW CORPORATION ANDW ANNUAL MEETING DATE: 02/07/2007 ISSUER: 034425108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS INDEPENDENT PUBLIC AUDITORS FOR FISCAL YEAR 2007. 01 DIRECTOR Management For W.L. BAX Management For For T.A. DONAHOE Management For For R.E. FAISON Management For For J.D. FLUNO Management For For W.O. HUNT Management For For G.A. POCH Management For For A.F. POLLACK Management For For G.O. TONEY Management For For A.L. ZOPP Management For For ------------------------------------------------------------------------------------------------------------------------------------ TELEGRAAF MEDIA GROEP NV OGM MEETING DATE: 02/08/2007 ISSUER: N8502L104 ISIN: NL0000386605 BLOCKING SEDOL: 5062919, 5848982 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 25 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. OPENING Non-Voting *Management Position Unknown Take No 2. APPROVE THE MINUTES OF THE MEETING OF HOLDERS Management Action *Management Position Unknown OF CERTIFICATES OF SHARES TELEGRAAF MEDIA GROEP N.V OF 02 FEB 2006 Take No 3. APPROVE TO LOOK BACK ON THE OGM OF SHAREHOLDERS Management Action *Management Position Unknown OF TELEGRAAF MEDIA GROEP N.V TO BE HELD ON 19 APR 2006 Take No 4. APPROVE THE ACTIVITIES MANAGEMENT STICHTING ADMINISTRATIEKANTOOR Management Action *Management Position Unknown VAN AANDELENTELEGRAAG MEDIA GROEP N.V. IN 2006 Take No 5. APPROVE THE CONSULTATION CONCERNING VACANCY MANAGEMENT Management Action *Management Position Unknown STICHTING ADMINSTRATIEKANTOOR VAN AANDELEN TELEGRAAG MEDIA GROEP N.V AND THE RE-APPOINTMENT OF MR. W.P. MOLEVELD BY THE MANAGEMENT BOARD 6. QUESTIONS Non-Voting *Management Position Unknown 7. CLOSING Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ AVAYA INC. AV ANNUAL MEETING DATE: 02/15/2007 ISSUER: 053499109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 DIRECTORS PROPOSAL- RATIFICATION OF SELECTION Management For For OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2007 01 DIRECTOR Management For JOSEPH P. LANDY Management For For MARK LESLIE Management For For DANIEL C. STANZIONE Management For For ANTHONY P. TERRACCIANO Management For For 04 SHAREHOLDER PROPOSAL- EXECUTIVE COMPENSATION Shareholder Against For ITEM 03 DIRECTORS PROPOSAL- AMENDMENT TO THE AVAYA INC. Management Against Against 2004 LONG TERM INCENTIVE PLAN ------------------------------------------------------------------------------------------------------------------------------------ FIRST PACIFIC CO LTD SGM MEETING DATE: 02/28/2007 ISSUER: G34804107 ISIN: BMG348041077 SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 26 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE ACQUISITION OF 111,415 ISSUED COMMON Management For *Management Position Unknown SHARESSALE SHARES OF PHILIPPINE TELECOMMUNICATIONS INVESTMENT CORPORATION PTIC, REPRESENTING APPROXIMATELY 46% OF THE ISSUED COMMON SHARES IN PTIC BY THE COMPANY AND/OR ANY SUBSIDIARYIES OF THE COMPANY AND THE ENTRY INTO BY THE COMPANY AND/OR ANY SUBSIDIARYIES OF THE COMPANY OF ANY AND ALL DOCUMENTS CONSIDERED BY THE DIRECTORS OF THE COMPANY TO BE NECESSARY OR DESIRABLE TO BE ENTERED INTO IN CONNECTION WITH THE PURCHASE OF THE SALE SHARESINCLUDING BUT NOT LIMITED TO A SALE AND PURCHASE AGREEMENT (SALE AND PURCHASE AGREEMENT) PROPOSED TO BE ENTERED INTO BETWEEN METRO PACIFIC ASSETS HOLDINGS, INC MPAH, A SUBSIDIARY OF THE COMPANY AND PHILIPPINE GOVERNMENT AND/OR ITS AGENCIES, INSTRUMENTALITIES AND/OR BODIES CORPORATE FOR THE SALE OF THE SALE SHARES BY THE PHILIPPINE GOVERNMENT AND/OR ITS AGENCIES, INSTRUMENTALITIES AND/OR BODIES CORPORATE TO MPAH AND AN ESCROW AGREEMENT ESCROW AGREEMENT PROPOSED TO BE ENTERED INTO BETWEEN THE PHILIPPINE GOVERNMENTAND/OR ITS AGENCIES, INSTRUMENTALITIES AND/OR BODIES CORPORATE MPAH, AND THE COMPANY, AMONGST OTHERS, FOR THE HOLDING OF ONE HALF OF THE PURCHASE PRICE FOR THE SALE SHARES IN ESCROW PENDING COMPLETION OF THE SALE AND PURCHASE AGREEMENT; AND AUTHORIZE ANY EXECUTIVE DIRECTOR TO ARRANGE FOR THE EXECUTION OF SUCH DOCUMENTSINCLUDING BUT NOT LIMITED TO THE SALE AND PURCHASE AGREEMENT AND THE ESCROW AGREEMENT IN SUCH MANNER AS HE MAY CONSIDER NECESSARY OR DESIRABLE AND TO DO, OR AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARYIES TO DO, WHATEVER ACTS AND THINGS HE MAY CONSIDER NECESSARY OR DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF THE PURCHASE OF THE SALE SHARES AND/OR THE DOCUMENTS REFERRED TO ABOVE AND/OR ANY MATTER RELATED THERETO AND TO MAKE OR AGREE, OR AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARYIES TO MAKE OR AGREE, SUCH AMENDMENTS OR VARIATIONS THERETO, AND TO GRANT, OR AUTHORIZE THE COMPANY AND/OR AND SUBSIDIARYIES TO GRANT, ANY WAIVERS OF ANY CONDITIONS PRECEDENT OR OTHER PROVISIONS OF SUCH DOCUMENTS AS ANY EXECUTIVE DIRECTOR OF THE COMPANY IN HIS DISCRETION CONSIDERS TO BE DESIRED AND IN THE INTEREST OF THE COMPANY ------------------------------------------------------------------------------------------------------------------------------------ P.T. TELEKOMUNIKASI INDONESIA, TBK TLK SPECIAL MEETING DATE: 02/28/2007 ISSUER: 715684106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 RESTRUCTURIZATION OF TELKOM S PENSION FUND. Management For For 03 APPROVAL OF THE IMPLEMENTATION OF EMPLOYEE AND Management For For MANAGEMENT STOCK OPTION PLAN. 02 THE AMENDMENT OF THE COMPANY S PLAN TO THE SHARES Management For For BOUGHT BACK. 05 APPROVAL OF THE CHANGES OF THE MEMBER FOR THE Management For For COMPANY S BOARD OF DIRECTORS. 04 ADJUSTMENT OF THE COMPANY S BOARD OF COMMISSIONERS Management For For TERMS OF OFFICE, WHICH MEMBERS WERE ELECTED IN EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS DATED MARCH 10, 2004, IN ACCORDANCE WITH THE COMPANY S ARTICLE OF ASSOCIATION AND LAW NO.19/2003 REGARDING STATE-OWNED ENTERPRISE.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 27 of 120 ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 03/02/2007 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown * PLEASE NOTE THAT 500 SHARES CARRY 1 VOTE. MAIL Non-Voting *Management Position Unknown AND ELECTRONIC VOTE AVAILABLE.PLEASE BE INFORMED THAT ARTICLE 13 MUST BE FILLED. THANK YOU. Take No 1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE TERMINATION OF THE OFFICE OF THE FORMER HOLDERS OF THESE POSITIONS Take No 2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 MANDATE Management Action *Management Position Unknown Take No 3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS 2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION OF THE TENDER OFFER FOR ALL OF THE SHARES OF THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12 JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM, B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT TO THE SUCCESS OF THE OFFER Take No 4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING MORE THAN 10% OF THE COMPANY S SHARE CAPITAL; THIS AUTHORIZATION IS SUBJECT TO THE OFFER S SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION OF THE TENDER OFFER FOR ALL OF THE SHARES OF THE COMPANY S SHARE CAPITAL, ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM, B.V., ARE FINAL ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM SGPS S A EGM MEETING DATE: 03/02/2007 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 28 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 2. APPOINT A DIRECTOR TO COMPLETE THE 2006/2008 Management Action *Management Position Unknown MANDATE. Take No 3. APPROVE TO RESOLVE THE REMOVAL OF SUBPARAGRAPH Management Action *Management Position Unknown A) NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS B) AND D) NUMBER 1 OF ARTICLE 12 AND NUMBERS 2 AND 3 AND SUBPARAGRAPH B) NUMBER 14 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION; THIS RESOLUTION ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION OF THE TENDER OFFER FOR ALL OF THE SHARES OF THE COMPANY S SHARE CAPITAL, ANNOUNCED ON 12 JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM, B.V., ARE FINAL, AND THE RESOLUTION IS SUBJECT TO THE SUCCESS OF THE OFFER. Take No 4. APPROVE TO RESOLVE ON THE AUTHORIZATION, UNDER Management Action *Management Position Unknown THE TERMS OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING MORE THAN 10% OF THE COMPANY S SHARE CAPITAL; THIS AUTHORIZATION IS SUBJECT TO THE OFFER S SUCCESS AND ASSUMES THAT THE TERMS, CONDITIONS AND CONSIDERATION OF THE TENDER OFFER FOR ALL OF THE SHARES OF THE COMPANY S SHARE CAPITAL, ANNOUNCE ON 12 JAN 2007 BY SONAECOM, SGPS, S.A. AND SONAECOM, B.V., ARE FINAL. * PLEASE SEE ARTICLE 13 OF THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown OF PORTUGAL TELECOM, SGPS S.A. CONCERNING THE ATTENDANCE AND THE EXERCISE OF VOTING RIGHTS AT THIS GENERAL MEETING OF SHAREHOLDERS. ARTICLE 13 CAN BE FOUND AT THE FOLLOWING URL: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAC605.PDF * PLEASE NOTE THAT THE ARTICLES OF ASSOCIATION Non-Voting *Management Position Unknown ESTABLISH A LIMITATION ON THE VOTES THAT MAY BE CAST BY EACH SHAREHOLDER, AS NUMBER 7 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION PROVIDES THAT VOTES EXCEEDING 10% OF THE COMPANY S VOTES CORRESPONDING TO ITS SHARE CAPITAL SHALL NOT BE COUNTED. BY SUBMITTING YOUR VOTE, YOU ARE CONFIRMING THAT YOU ARE NOT VOTING 10% OR MORE OF THE COMPANY S VOTES CORRESPONDING TO ITS SHARE CAPITAL. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE SHOULD YOU HAVE ANY QUESTIONS. Take No 1. ELECT THE VICE-CHAIRMAN AND SECRETARY OF THE Management Action *Management Position Unknown GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE TERMINATION OF THE OFFICE OF THE FORMER HOLDERS OF THESE POSITIONS. ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM, SGPS, S.A. PT CONTESTED SPECIAL MEETING DATE: 03/02/2007 ISSUER: 737273102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 29 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RESOLVE ON THE RATIFICATION OF THE APPOINTMENT Management For *Management Position Unknown OF A DIRECTOR TO FILL A VACANCY ON THE BOARD OF DIRECTORS TO COMPLETE THE 2006/2008 MANDATE. 01 TO RESOLVE ON THE ELECTION OF THE VICE-CHAIRMAN Management For *Management Position Unknown AND SECRETARY OF THE GENERAL MEETING OF SHAREHOLDERS FOLLOWING THE TERMINATION OF THE OFFICE OF THE FORMER HOLDERS OF THESE POSITIONS. 04 TO RESOLVE ON THE AUTHORISATION, UNDER THE TERMS Management For *Management Position Unknown OF NUMBER 1 OF ARTICLE 9 OF THE ARTICLES OF ASSOCIATION, FOR SONAECOM, SGPS, S.A. AND/OR SONAECOM, B.V. TO HOLD ORDINARY SHARES REPRESENTING MORE THAN 10% OF THE COMPANY S SHARE CAPITAL, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATMENT. 03 TO RESOLVE ON THE REMOVAL OF SUBPARAGRAPH A), Management For *Management Position Unknown NUMBER 1 OF ARTICLE 12 AND NUMBERS 7, 8, 9, 11, 12 AND 15 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION, AS WELL AS ON THE AMENDMENTS TO SUBPARAGRAPHS B) AND D), NUMBER 1 OF ARTICLE 12 AND NUMBERS 2 AND 3 AND SUBPARAGRAPH B). NUMBER 14 OF ARTICLE 13 OF THE ARTICLES OF ASSOCIATION. ------------------------------------------------------------------------------------------------------------------------------------ TUT SYSTEMS, INC. TUTS SPECIAL MEETING DATE: 03/06/2007 ISSUER: 901103101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. 01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For AS OF DECEMBER 20, 2006, AMONG MOTOROLA, INC., MOTOROLA GTG SUBSIDIARY V CORP., A WHOLLY-OWNED SUBSIDIARY OF MOTOROLA, AND TUT SYSTEMS, INC. ------------------------------------------------------------------------------------------------------------------------------------ HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 03/09/2007 ISSUER: G46714104 ISIN: KYG467141043 SEDOL: B03H319, B039V77, B03H2N4, B032D70 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE AND RATIFY THE AGREEMENT DATED 11 FEB Management For *Management Position Unknown 2007 THE AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND VODAFONE INTERNATIONAL HOLDINGS B.V. IN RELATION TO THE SALE OF THE SALE SHARE AND THE SALE LOANS, EACH AS SPECIFIED; AND AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION AND COMPLETION OF THE AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 30 of 120 ------------------------------------------------------------------------------------------------------------------------------------ SK TELECOM CO., LTD. SKM ANNUAL MEETING DATE: 03/09/2007 ISSUER: 78440P108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE BALANCE SHEETS, THE STATEMENTS Management For For OF INCOME, AND STATEMENTS OF APPROPRIATIONS OF RETAINED EARNINGS OF THE 23RD FISCAL YEAR, AS SET FORTH IN ITEM 1 OF THE COMPANY S AGENDA ENCLOSED HEREWITH. 02 APPROVAL OF THE CEILING AMOUNT OF THE REMUNERATION Management For For OF DIRECTORS, AS SET FORTH IN THE COMPANY S AGENDA ENCLOSED HEREWITH. 3A1 APPROVAL OF THE APPOINTMENT OF MR. JUNG NAM CHO, Management For For AS EXECUTIVE DIRECTOR. 3A2 APPROVAL OF THE APPOINTMENT OF MR. SUNG MIN HA, Management For For AS EXECUTIVE DIRECTOR. 3B APPROVAL OF THE APPOINTMENT OF MR. DAL SUP SHIM, Management For For AS INDEPENDENT NON-EXECUTIVE DIRECTOR WHO WILL BE A MEMBER OF THE AUDIT COMMITTEE. ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORG. S.A OTE SPECIAL MEETING DATE: 03/14/2007 ISSUER: 423325307 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 INITIATION OF A STOCK OPTION PLAN, AVAILABLE Management For For TO THE COMPANY S CEO AND AFFILIATED COMPANIES CEO S, IN ACCORDANCE WITH ARTICLE 42E, OF THE LAW 2190/1920. THE PLAN WILL BE AVAILABLE TO OTE EXECUTIVES SUBJECT TO THE RIGHT OF REFUSAL BASED ON PERFORMANCE CRITERIA (ARTICLE 13, PARAGRAPH 9 OF THE LAW 2190/1920). 01 AMENDMENTS TO THE FOLLOWING ARTICLES OF ASSOCIATION: Management For For 9 (BOARD OF DIRECTORS), 13 (CHIEF EXECUTIVE OFFICER) AND 23 (ABSOLUTE QUORUM AND MAJORITY OF THE GENERAL ASSEMBLY OF SHAREHOLDERS), ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 04 MISCELLANEOUS ANNOUNCEMENTS. Management For For 03 SETTLEMENT OF THE DEBT PAYABLE TO OTE SA BY FIBRE Management For For OPTIC TELECOMMUNICATION NETWORK LTD BY REMISSION. ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATION S A EGM MEETING DATE: 03/14/2007 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 31 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. AMEND ARTICLE 9 BOARD OF DIRECTORS, 13 MANAGING Management Action *Management Position Unknown DIRECTOR AND 23 GENERAL MANAGERS QUORUM AND MAJORITY, ABOLITION TO ARTICLES 7 GREEK STATE IN GENERAL MANAGERS, PARTICIPATION PERCENTAGE 16INCOMPATIBLE, IMPEDIMENT OF BOARD OF DIRECTORS MEMBERS AND 17GREEK STATES RIGHTS OF THE CURRENT CAA AND RENUMBERING FROM ARTICLE 8 AND FOLLOWING, CODIFICATION OF THE CAA Take No 2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown S AND TO ASSOCIATED COMPANIES EXECUTIVE MANAGERS, ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH 9 OF C. L. 2190/1920 Take No 3. APPROVE TO ARRANGE THE COMPANY S FIBRE OPTIC Management Action *Management Position Unknown TELECOMMUNICATION NETWORK LIMITED DEPARTMENT WITH REMISSION 4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ VIVO PARTICIPACOES VIV SPECIAL MEETING DATE: 03/15/2007 ISSUER: 92855S101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 TO ELECT THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE. Management For *Management Position Unknown 03 TO APPROVE THE CAPITAL BUDGET FOR FISCAL YEAR Management For *Management Position Unknown 2007. 02 TO DECIDE ON THE PROFIT ALLOCATION FOR THE FISCAL Management For *Management Position Unknown YEAR AND DISTRIBUTION OF DIVIDENDS. 01 TO RECEIVE THE MANAGEMENT REPORT; TO REVIEW, Management For *Management Position Unknown DISCUSS AND VOTE THE FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED 12.31.2006. S2 TO RATIFY THE ELECTION OF THE DIRECTORS: A. MR. Management For *Management Position Unknown MANOEL LUIZ FERRAO DE AMORIM, ELECTED ON 09.13.2006 B. MR. RUI MANUEL DE MEDEIROS D ESPINEY PATRICIO C. MR. JOAO PEDRO AMADEU BAPTISTA, ELECTED ON 05.10.2006. S1 TO RATIFY THE WORDING OF ARTICLE 5 OF THE BYLAWS, Management For *Management Position Unknown AS SUGGESTED BY THE BOARD OF DIRECTORS AT A MEETING HELD ON 06.08.2006, WHEN THE INCREASE OF THE CAPITAL STOCK OF THE COMPANY WAS HOMOLOGATED. 05 TO ESTABLISH THE OVERALL ANNUAL COMPENSATION Management For *Management Position Unknown OF MANAGEMENT AND THE INDIVIDUAL COMPENSATION OF THE MEMBERS OF THE STATUTORY AUDIT COMMITTEE. ------------------------------------------------------------------------------------------------------------------------------------ KT CORPORATION KTC ANNUAL MEETING DATE: 03/16/2007 ISSUER: 48268K101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 32 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 APPROVAL OF LIMIT ON REMUNERATION OF DIRECTORS, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 4C ELECTION OF DIRECTOR: PAUL C. YI Management For For 4B ELECTION OF DIRECTOR: JEONG SOO SUH. Management For For 4A ELECTION OF DIRECTOR: JONG LOK YOON. Management For For 3B ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: Management For For KON SIK KIM. 3A ELECTION OF THE MEMBER OF THE AUDIT COMMITTEE: Management For For JEONG RO YOON. 02 APPROVAL OF AMENDMENT OF ARTICLES OF INCORPORATION, Management For For AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. 01 APPROVAL OF FINANCIAL STATEMENTS FOR THE 25TH Management For For FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS EGM MEETING DATE: 03/27/2007 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. AMEND ARTICLE 9 BOARD OF DIRECTORS, ARTICLE 13 Management Action *Management Position Unknown MANAGING DIRECTOR AND ARTICLE 23 GENERAL MANAGERS QUORUM AND MAJORITY, ABOLISH ARTICLE 7 GREEK STATE IN GENERAL MANAGERS, PARTICIPATION PERCENTAGE, ARTICLE 16 INCOMPATIBLE, IMPEDIMENT OF BOARD OF DIRECTORS MEMBERS AND ARTICLE 17GREEK STATES RIGHTS OF THE CURRENT ARTICLES OF ASSOCIATION AND RENUMBERING FROM THE ARTICLES FOLLOWING ARTICLE 8 AND THE CODIFICATION OF THE CURRENT ARTICLES OF ASSOCIATION Take No 2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown S MANAGERS AND TO ASSOCIATED COMPANIES EXECUTIVE MANAGERS, ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH 9 OF COMMERCIAL LAW 2190/1920 Take No 3. APPROVE THE ARRANGEMENT OF THE DEBT OF THE COMPANY Management Action *Management Position Unknown S FIBRE OPTIC TELECOMMUNICATION NETWORK LIMITED TO HELLENIC TELECOM. ORG. S.A. WITH ABOLISHMENT 4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ AGERE SYSTEMS INC. AGRA ANNUAL MEETING DATE: 03/29/2007 ISSUER: 00845V308 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 33 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 TO RATIFY THE AUDIT COMMITTEE S SELECTION OF Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO RE-APPROVE OUR SHORT TERM INCENTIVE PLAN. Management For For 02 DIRECTOR Management For RICHARD L. CLEMMER Management For For MICHAEL J. MANCUSO Management For For KARI-PEKKA WILSKA Management For For 01 TO ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER Management For For 3, 2006, WITH LSI LOGIC CORPORATION AND ATLAS ACQUISITION CORP. ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA ANONIMA NAC. TEL. DE VENEZU VNT ANNUAL MEETING DATE: 03/30/2007 ISSUER: 204421101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 3A7 ELECTION OF DIRECTOR: JOSE MANUEL ORTEGA (PRINCIPAL) Management For For AND ADOLFO LEDO (ALTERNATE). 3A6 ELECTION OF DIRECTOR: LUIS ESTEBAN PALACIOS (PRINCIPAL) Management For For AND FRANCISCO CASAS (ALTERNATE). 3A5 ELECTION OF DIRECTOR: NICOLAS VEGAS (PRINCIPAL) Management For For AND VICTOR VERA (ALTERNATE). 3A4 ELECTION OF DIRECTOR: EDWARD MCQUAID (PRINCIPAL) Management For For AND ARTURO BANEGAS (ALTERNATE). 3A3 ELECTION OF DIRECTOR: JOHN LACK (PRINCIPAL) AND Management For For JON WELLS (ALTERNATE). 3A2 ELECTION OF DIRECTOR: DANIEL P. PETRI (PRINCIPAL) Management For For AND CHRISTOPHER BENNETT (ALTERNATE). 3A1 ELECTION OF DIRECTOR: VICENTE LLATAS (PRINCIPAL) Management For For AND ARMANDO YANES (ALTERNATE). 02 THE APPROVAL OF THE PAYMENTS OF AN ORDINARY DIVIDEND Management For For FOR 2007 OF BS. 922.07 PER SHARE REPRESENTING US$ 3.003 PER ADS. 01 THE APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Management For For STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. 05 APPOINTMENT OF THE NOMINATED STATUTORY AUDITORS: Management For For EUDORO BARRETO (PRINCIPAL) AND QUISQUEYA PLANAS (ALTERNATE) 04 APPOINTMENT OF ESPINEIRA, SHELDON Y ASOCIADOS Management For For - MEMBER FIRM OF PRICEWATERHOUSECOOPERS, AS EXTERNAL AUDITORS FOR 2007. ------------------------------------------------------------------------------------------------------------------------------------ EASYCALL INTERNATIONAL LTD EGM MEETING DATE: 03/30/2007 ISSUER: G29159103 ISIN: BMG291591037 SEDOL: 6282460, B1HHPL6, 6930628 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 34 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE PRIOR ISSUE OF 38,706,784 NEW ORDINARY Management For *Management Position Unknown SHARES TO RAFFLES EDUCATION CORPORATION LIMITED 2. APPROVE THE ISSUE OF 25,804,522 NEW ORDINARY Management For *Management Position Unknown SHARES TO RAFFLES EDUCATION CORPORATION LIMITED 3. APPROVE TO CHANGE THE NAME OF THE COMPANY FROM Management For *Management Position Unknown EASYCALL INTERNATIONAL LIMITEDTO CHINA EDUCATION LIMITED WITH EFFECT FROM THE DATE OF THIS RESOLUTION ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS EGM MEETING DATE: 04/03/2007 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. AMEND ARTICLE 9 BOARD OF DIRECTORS, ARTICLE 13 Management Action *Management Position Unknown MANAGING DIRECTOR AND ARTICLE 23 GENERAL MANAGERS QUORUM AND MAJORITY, ABOLISH ARTICLE 7 GREEK STATE IN GENERAL MANAGERS, PARTICIPATION PERCENTAGE, ARTICLE 16 INCOMPATIBLE, IMPEDIMENT OF BOARD OF DIRECTORS MEMBERS AND ARTICLE 17GREEK STATES RIGHTS OF THE CURRENT ARTICLES OF ASSOCIATION AND RENUMBERING FROM THE ARTICLES FOLLOWING ARTICLE 8 AND THE CODIFICATION OF THE CURRENT ARTICLES OF ASSOCIATION Take No 2. APPROVE THE STOCK OPTION PLAN TO THE COMPANY Management Action *Management Position Unknown S MANAGERS AND TO ASSOCIATED COMPANIES EXECUTIVE MANAGERS, ACCORDING TO ARTICLES 42A AND 13 PARAGRAPH 9 OF COMMERCIAL LAW 2190/1920 Take No 3. APPROVE THE ARRANGEMENT OF THE DEBT OF THE COMPANY Management Action *Management Position Unknown S FIBRE OPTIC TELECOMMUNICATION NETWORK LIMITED TO HELLENIC TELECOM. ORG. S.A. WITH ABOLISHMENT 4. MISCELLANEOUS ANNOUNCEMENTS Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ NEWS CORPORATION NWSA SPECIAL MEETING DATE: 04/03/2007 ISSUER: 65248E203 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF Management For For THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES FOR APPROVAL OF THE EXCHANGE IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE EXCHANGE. 01 APPROVAL OF THE EXCHANGE OF ALL SHARES OF THE Management For For COMPANY S CLASS A COMMON STOCK AND ALL SHARES OF THE COMPANY S CLASS B COMMON STOCK, IN EACH CASE, INDIRECTLY HELD BY LIBERTY MEDIA CORPORATION, FOR ALL OF THE ISSUED AND OUTSTANDING SHARES OF GREENLADY CORP., A WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 35 of 120 ------------------------------------------------------------------------------------------------------------------------------------ MAROC TELECOM, MAROC AGM MEETING DATE: 04/12/2007 ISSUER: F6077E108 ISIN: MA0000011488 BLOCKING SEDOL: B04SNG6, B058XG5, B171GR1, B171GP9, B04SJM4, B05PZC6 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 10. APPROVE TO RENEW THE MANDATE OF MR. FRANK ESSSER Management For *Management Position Unknown AS A MEMBER OF THE BOARD OF SURVEILLANCE 11. APPROVE TO RENEW THE MANDATE OF MR. JEAN-REAN Management For *Management Position Unknown FOURTOU AS A MEMBER OF THE BOARD OF SURVEILLANCE 12. APPROVE TO RENEW THE MANDATE OF MR. ROBERT DE Management For *Management Position Unknown METZ AS A MEMBER OF THE BOARD OF SURVEILLANCE 13. RATIFY THE CO-OPTATION OF MR. PHILIPPE CAPRON Management For *Management Position Unknown AS A MEMBER OF THE BOARD OF SURVEILLANCE 14. APPROVE THE NOMINATION OF THE CABINET KMPG, REPRESENTED Management For *Management Position Unknown BY MR. FOUAD LAHGAZI,AS COMMISSAR OF THE ACCOUNTS 15. AUTHORIZE THE MANAGEMENT IN ORDER TO ISSUE OBLIGATIONS Management For *Management Position Unknown AND ASSIMILATED SHARES 16. AUTHORIZE THE MANAGEMENT TO OPERATE ON THE SHARES Management For *Management Position Unknown OF THE COMPANY 17. GRANT POWERS FOR THE COMPLETION OF FORMALITIES Management For *Management Position Unknown * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown 1. APPROVE THE REPORTS AND THE SUMMARIZED ANNUAL Management For *Management Position Unknown STATEMENTS OF THE FYE 31 DEC 2006 2. APPROVE THE CONSOLIDATED ACCOUNTS OF THE FYE Management For *Management Position Unknown 31 DEC 2006 3. APPROVE THE REGULATED CONVENTIONS Management For *Management Position Unknown 4. APPROVE THE ALLOCATION OF RESULTS - DIVIDEND Management For *Management Position Unknown 5. APPROVE TO RENEW THE MANDATE OF MR. FATHALLAH Management For *Management Position Unknown OUALALOU AS A MEMBER OF THE BOARD OF SURVEILLANCE 6. APPROVE TO RENEW THE MANDATE OF MR. JEAN-BERNARD Management For *Management Position Unknown LEVY AS A MEMBER OF THE BOARD OF SURVEILLANCE 7. APPROVE TO RENEW THE MANDATE OF MR. CHAKIB BENMOUSSA Management For *Management Position Unknown AS A MEMBER OF THE BOARDOF SURVEILLANCE 8. APPROVE TO RENEW THE MANDATE OF MR. ABDELAZIZ Management For *Management Position Unknown TALBI AS A MEMBER OF THE BOARD OF SURVEILLANCE 9. APPROVE TO RENEW THE MANDATE OF MR. JACQUES ESPINASSE Management For *Management Position Unknown AS A MEMBER OF THE BOARD OF SURVEILLANCE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 36 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA MEDIA SPA, TORINO OGM MEETING DATE: 04/12/2007 ISSUER: T92765121 ISIN: IT0001389920 BLOCKING SEDOL: 5843642, 7184833, B11JQG0, B01DRM8, 5846704 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 13 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. Take No O.1 APPROVE TO EXAMINE THE BALANCE SHEET AS OF 31 Management Action *Management Position Unknown DEC 2006, THE BOARD OF DIRECTORS REPORT ON THE MANAGEMENT ACTIVITY AND THE INTERNAL AUDITORS REPORT; RESOLUTIONS RELATED THERETO Take No O.2 APPROVE TO POSTPONE THE AUDITORS TERM OF OFFICE; Management Action *Management Position Unknown RESOLUTIONS RELATED THERETO Take No O.3 APPOINT A NEW DIRECTOR; RESOLUTIONS RELATED THERETO Management Action *Management Position Unknown Take No O.4.1 APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS Management Action *Management Position Unknown Take No O.4.2 APPOINT THE INTERNAL AUDITORS CHAIRMAN Management Action *Management Position Unknown Take No O.4.3 APPROVE TO STATE THE INTERNAL AUDITORS EMOLUMENTS Management Action *Management Position Unknown Take No O.5 AMEND THE MEETING RULES APPROVED WITH RESOLUTIONS Management Action *Management Position Unknown OF THE SHAREHOLDERS MEETING HELD ON 05 MAY 2004 Take No E.1 AMEND ARTICLE 5 STOCK CAPITAL, ARTICLE 6 SHARES, Management Action *Management Position Unknown ARTICLE 7 BONDS, ARTICLE 10 MEETING CALLING, ARTICLE 12 CHAIRMANSHIP AND MANAGEMENT DURING MEETINGS, ARTICLE 13 BOARD OF THE DIRECTORS COMPOSITION, ARTICLE 14 CHAIRMAN, VICE-CHAIRMAN AND SECRETARY, ARTICLE 15 BOARD OF THE DIRECTORS MEETINGS, ARTICLE 18 BOARD OF THE DIRECTORS POWERS-PROXIES, ARTICLE 19 REPORT OF THE DELEGATE BODY, ARTICLE 20 COMPANY LEGAL REPRESENTATIVE, ARTICLE 21 DIRECTORS EMOLUMENTS AND REFUND OF EXPENSES, ARTICLE 22 THE INTERNAL AUDITORS, ARTICLE 23 CLOSING OF FY, PROFIT ALLOCATION OF THE BYLAW; NUMBERING THE SUB-SECTIONS OF THE BYLAW; RESOLUTIONS RELATED THERETO
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 37 of 120 * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA DE TELECOMUNICACIONES DE CH CTC ANNUAL MEETING DATE: 04/13/2007 ISSUER: 204449300 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ E1 APPROVAL OF CAPITAL REDUCTION OF CH$48,815,011,335 Management For *Management Position Unknown AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. E2 APPROVAL TO MODIFY THE COMPANY S BYLAWS, TO REFLECT Management For *Management Position Unknown THE APPROVED AGREEMENTS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.* E3 APPROVAL TO ADOPT THE NECESSARY PROCEDURES TO Management For *Management Position Unknown FORMALIZE THE AGREEMENTS REACHED AT THE EXTRAORDINARY SHAREHOLDERS MEETING. A1 APPROVAL OF THE ANNUAL REPORT, BALANCE SHEET, Management For *Management Position Unknown INCOME STATEMENT AND REPORTS OF ACCOUNT INSPECTORS AND INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.* A2 APPROVAL OF DISTRIBUTION OF NET INCOME FOR FISCAL Management For *Management Position Unknown YEAR ENDED DECEMBER 31, 2006 AND THE PAYMENT OF A FINAL DIVIDEND, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. A4 APPROVAL TO APPOINT THE INDEPENDENT AUDITORS Management For *Management Position Unknown FOR FISCAL YEAR 2007, AND TO DETERMINE THEIR COMPENSATION. A5 APPROVAL TO APPOINT THE DOMESTIC CREDIT RATING Management For *Management Position Unknown AGENCIES AND TO DETERMINE THEIR COMPENSATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. A12 APPROVAL OF THE INVESTMENT AND FINANCING STRATEGY Management For *Management Position Unknown PROPOSED BY MANAGEMENT (ACCORDING TO DECREE LAW 3,500), AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. A9 APPROVAL OF THE COMPENSATION FOR THE DIRECTORS Management For *Management Position Unknown COMMITTEE MEMBERS AND OF THE DIRECTORS COMMITTEE BUDGET, TO BE ASSIGNED UNTIL THE NEXT GENERAL SHAREHOLDERS MEETING, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. A10 APPROVAL OF THE COMPENSATION FOR THE AUDIT COMMITTEE Management For *Management Position Unknown MEMBERS AND OF THE AUDIT COMMITTEE BUDGET, TO BE ASSIGNED UNTIL THE NEXT GENERAL SHAREHOLDERS MEETING, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. A15 APPROVAL OF A SANTIAGO NEWSPAPER IN WHICH TO Management For *Management Position Unknown PUBLISH THE NOTICES FOR FUTURE SHAREHOLDERS MEETINGS AND DIVIDEND PAYMENTS, IF APPROPRIATE, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 38 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA S P A NEW EGM MEETING DATE: 04/14/2007 ISSUER: T92778108 ISIN: IT0003497168 SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON APRIL 15, 2007 AND A THIRD CALL ON APRIL 16, 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE ALSO NOTE THAT THE THIRD CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA, ROZZANO (MILAN) AT 11:00 AM. THANK YOU. Take No 1. AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY Management Action *Management Position Unknown S BYLAWS: 3 PURPOSE, 6 SAVINGS SHARES, 8 BONDS, 9 APPOINTMENT OF THE BOARD OF DIRECTORS, 10 CORPORATE OFFICERS, 11 MEETINGS OF THE BOARD OF DIRECTORS, 12 POWERS OF THE BOARD OF DIRECTORS, 13 MANAGER RESPONSIBLE FOR THE PREPARATION OF THE COMPANY S FINANCIAL REPORTS, 14 INFORMATION FLOWS FROM THE EXECUTIVE DIRECTORS TO THE OTHER DIRECTORS AND THE MEMBERS OF THE BOARD OF AUDITORS, 15 REPRESENTATION OF THE COMPANY, 1 COMPENSATION OF THE BOARD OF DIRECTORS, 17 BOARD OF AUDITORS, 18 CALLING OF SHAREHOLDERS? MEETINGS, 19 PARTECIPATION IN SHAREHOLDERS MEETINGS, 20 CONDUCT OF SHAREHOLDERS MEETINGS AND 21 ALLOCATION OF THE PROFIT, NUMBERING OF THE PARAGRAPHS OF THE ARTOCLES OF THE BYLAWS, AND RELATED AND CONSEQUENT RESOLUTIONS. ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007 ISSUER: T92778108 ISIN: IT0003497168 SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA, ROZZANO (MILAN) AT 11:00 AM. THANK YOU. Take No 1. FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, Management Action *Management Position Unknown RELATED AND CONSEQUENT RESOLUTIONS Take No 2. APPOINTMENT OF THE BOARD OF DIRECTORS, DETERMINATIONS Management Action *Management Position Unknown OF THE NUMBERS OF MEMBERS OF THE BOARDS, DETERMINATION OF THE TERM OF OFFICE OF THE BOARD, APPOINTMENT OF THE DIRECTORS, DETERMINATION OF THE ANNUAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Take No 3. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Action *Management Position Unknown MEMBER OF THE BOARD OF AUDITORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 39 of 120 Take No 4. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Action *Management Position Unknown THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP, AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY SHARES SUBJECT TO REVOCATION OF THE EXISTING AUTHORIZATION, RELATED AND CONSEQUENT RESOLUTIONS Take No 5. DECISION CONSEQUENT ON THE COMPLETION OF THE Management Action *Management Position Unknown AUDIT ENGAGEMENT AWARDED TO RECONTA ERNST AND YOUNG S.P.A Take No 6. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Action *Management Position Unknown BY THE SHAREHOLDERS MEETING ON 06 MAY 2004 ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ITALIA S P A NEW OGM MEETING DATE: 04/15/2007 ISSUER: T92778108 ISIN: IT0003497168 SEDOL: B020SC5, B19RWG8, 7649882, B11RZ67, 7634394 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 16 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE ALSO NOTE THAT THE SECOND CALL OF THIS MEETING WILL BE AT 3 VIA TOSCANA, ROZZANO (MILAN) AT 11:00 AM. THANK YOU. Take No 1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management Action *Management Position Unknown DEC 2006, RELATED AND CONSEQUENT RESOLUTIONS. Take No 2. APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION Management Action *Management Position Unknown OF THE NUMBER OF MEMBERS OF THE BOARD. Take No 3. DETERMINATION OF THE TERM OF OFFICE OF THE BOARD. Management Action *Management Position Unknown Take No 4. APPOINTMENT OF THE DIRECTORS. Management Action *Management Position Unknown Take No 5. DETERMINATION OF THE ANNUAL COMPENSATION OF THE Management Action *Management Position Unknown MEMBERS OF THE BOARD OF DIRECTORS. Take No 6. DECISIONS CONSEQUENT ON THE RESIGNATION OF A Management Action *Management Position Unknown MEMBER OF THE BOARD OF AUDITORS. Take No 7. PLAN FOR THE AWARD OF FREE TREASURY SHARES TO Management Action *Management Position Unknown THE TOP MANAGEMENT OF THE TELECOM ITALIA GROUP. AUTHORIZATION TO PURCHASE AND DISPOSE OF TREASURY SHARES SUBJECT TO REVOCATION OF THE EXISTING AUTHORIZATION - RELATED AND CONSEQUENT RESOLUTIONS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 40 of 120 Take No 8. DECISIONS CONSEQUENT ON THE COMPLETION OF THE Management Action *Management Position Unknown AUDIT ENGAGEMENT AWARDED TO RECONTA ERNEST & YOUNG S.P.A. Take No 9. AMENDMENTS TO THE MEETING REGULATIONS APPROVED Management Action *Management Position Unknown BY THE SHAREHOLDERS MEETING ON 6 MAY 2004. ------------------------------------------------------------------------------------------------------------------------------------ GRUPO IUSACELL S A DE C V NEW EGM MEETING DATE: 04/16/2007 ISSUER: P7245P123 ISIN: MX01CE080006 SEDOL: B1277G0, 2224563 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE BALANCE SHEET OF THE COMPANY TO 31 Management For *Management Position Unknown DEC 2006 , WHICH WILL SERVE ASTHE BASIS FOR THE MERGER TO BE DISCUSSED AND IF RELEVANT, APPROVED IN THE RESOLUTION 3 BELOW 2. APPROVE TO INCREASE AND/OR REDUCTION OF THE CORPORATE Management For *Management Position Unknown CAPITAL WHETHER IN ITS FIXED OR VARIABLE PART 3. APPROVE THE MERGER OF THE COMPANY AS THE SURVIVING Management For *Management Position Unknown COMPANY WITH UNEFON HOLDINGS, S.A. DE C .V. AS THE MERGED COMPANY AND DETERMINE THE RESOLUTIONS TO CARRY OUT THE MERGER, AS WELL AS THE RESOLUTION OF ANY OTHER MATTERS RELATED WITH THE PERVIOUS ONE 4. APPROVE THE MERGER IN THE IMMEDIATE PREVIOUS Management For *Management Position Unknown RESOLUTION IS APPROVED, IF RELEVANT, THE ADJUSTMENTS TO THE CORPORATE CAPITAL OF THE COMPANY AS A CONSEQUENCE OF THE MERGER 5. AMEND THE CORPORATE BYLAWS OF THE COMPANY Management For *Management Position Unknown 6. APPROVE THE DESIGNATION OF THE SPECIAL DELEGATES Management For *Management Position Unknown WHO WILL CARRY OUT AND FORMALIZE THE RESOLUTIONS PASSED BY THE MEETING ------------------------------------------------------------------------------------------------------------------------------------ GRUPO IUSACELL S A DE C V NEW OGM MEETING DATE: 04/16/2007 ISSUER: P7245P123 ISIN: MX01CE080006 SEDOL: B1277G0, 2224563 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 41 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE REPORT OF THE BOARD OF DIRECTORS Management For *Management Position Unknown TO WHICH ARTICLE 172 OF THE GENERAL MERCANTILE COMPANIES LAW REFERS TO, TAKING INTO ACCOUNT THE REPORT OF THE COMMISSIONERS, REGARDING THE OPERATION AND THE RESULTS OF THE COMPANY, FOR THE FY THAT ENDED ON 31 DEC 2006 2. RECEIVE THE REPORT OF THE AUDIT COMMITTEE OF Management For *Management Position Unknown THE BOARD OF DIRECTORS 3. APPROVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown FOR THE FY THAT ENDED ON 31 DEC 2006 AND THE ALLOCATION OF THE RESULTS OF THE FY 4. APPROVE TO SUBSTITUTE, NOMINATE AND/OR RATIFY Management For *Management Position Unknown THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE FY THAT WILL END ON 31 DEC 2007 5. APPROVE THE REMUNERATION FOR THE MEMBERS OF THE Management For *Management Position Unknown BOARD OF DIRECTORS 6. APPROVE THE CAPITAL INCREASE DECREED BY THE SHAREHOLDER Management For *Management Position Unknown MEETING ON 06 FEB 2007 7. APPROVE THE DESIGNATION OF DELEGATES WHO WILL Management For *Management Position Unknown CARRY OUT AND FORMALIZE THE RESOLUTIONS PASSED BY THE MEETING ------------------------------------------------------------------------------------------------------------------------------------ NEUF CEGETEL MIX MEETING DATE: 04/16/2007 ISSUER: F58287107 ISIN: FR0004166072 SEDOL: B1GB809, B03BXY4 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED TO THEREIN O.4 APPROVE THAT THE INCOME FOR THE FY BE APPROPRIATED Management For *Management Position Unknown AS FOLLOWS: INCOME FOR THEFY: EUR 38,258,054.45 5% TO THE LEGAL RESERVE EUR: 1,912,902.72 BALANCE: 36,345,151.73 TO WHICH ARE ADDED THE RETAINED EARNINGS: EUR 9,571,273.03 DISTRIBUTABLE INCOME: EUR 45,916,424.76 DISTRIBUTABLE RESERVES: AMOUNT DEDUCTED FROM THE ISSUE PREMIUM: EUR 35,551,906.44, I.E. A DISTRIBUTABLE TOTAL OF EUR 81,468,331.20 DIVIDENDS: EUR 81,468,331.20 RETAINED EARNINGS: EUR 0.00; THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 0.40 FOR EACH OF THE 203,670,828 SHARES, AND WILL ENTITLE TO THE DEDUCTION PROVIDED BY THE FRENCH TAX CODE THIS DIVIDEND WILL BE PAID BETWEEN 01 JUL AND 15 JUL 2007 O.5 RATIFY THE APPOINTMENT OF MR. STEPHANE COURBIT Management For *Management Position Unknown AS A DIRECTOR, TO REPLACE MR. PATRICE D OULTREMONT, FOR THE REMAINDER OF MR. PATRICE D OULTREMONT S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FYE ON 31 DEC 2010, MR. JEAN-FRANCOIS CIRELLI AS A DIRECTOR, TO REPLACE MR. PATRICK LEFORT, FOR THE REMAINDER OF MR. PATRICK LEFORT S TERM OF OFFICE,I.E. UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 31 DEC 2009 O.6 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L.225-42 OF THE FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 42 of 120 O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT TO THE MAXIMUM PURCHASE PRICE: EUR 60.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 5% OF THE SHARE CAPITAL IT IS SPECIFIED THAT THE NUMBER OF SHARES HELD BY THE COMPANY SHALL NOT EXCEED AT ANY MOMENT 5% OF THE SHARES COMPRISING THE SHARE CAPITAL OF THE COMPANY, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 500,000,000.00, THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD AND MAY BE USED IN THE EVENT OF A PUBLIC OFFERING AND-OR EXCHANGE BID; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.8 AMEND ARTICLE 11 OF THE BYLAWS-PARTICIPATIONS Management For *Management Position Unknown IN THE SHAREHOLDERS MEETINGS E.9 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW * A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED, SHOWING INCOME OF EUR 38,258,054.45 AND GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown FOR THE SAID FINANCIAL YEAR, INTHE FORM PRESENTED TO THE MEETING SHOWING INCOME OF EUR 213,449,000.00
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 43 of 120 ------------------------------------------------------------------------------------------------------------------------------------ CONVERGYS CORPORATION CVG ANNUAL MEETING DATE: 04/17/2007 ISSUER: 212485106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ZOE BAIRD Management For For PHILIP A. ODEEN Management For For 02 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS. Management For For 03 TO APPROVE THE ANNUAL EXECUTIVE INCENTIVE PLAN. Management For For 04 SHAREHOLDER PROPOSAL. Shareholder Against For ------------------------------------------------------------------------------------------------------------------------------------ KONINKLIJKE KPN N.V. KPN ANNUAL MEETING DATE: 04/17/2007 ISSUER: 780641205 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR Management For For THE FINANCIAL YEAR 2006 06 PROPOSAL TO ADOPT A DIVIDEND OVER THE FINANCIAL Management For For YEAR 2006 07 PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD Management For For OF MANAGEMENT FROM LIABILITY 08 PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY Management For For BOARD FROM LIABILITY 09 PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION Management For For 10 PROPOSAL TO APPOINT THE AUDITOR Management For For 12 PROPOSAL TO APPOINT MR. M. BISCHOFF AS MEMBER Management For For OF THE SUPERVISORY BOARD 13 PROPOSAL TO APPOINT MR. J.B.M. STREPPEL AS MEMBER Management For For OF THE SUPERVISORY BOARD 14 PROPOSAL TO APPOINT MRS. C.M. COLIJN-HOOYMANS Management For For AS MEMBER OF THE SUPERVISORY BOARD 16 PROPOSAL TO AMEND THE REMUNERATION FOR THE SUPERVISORY Management For For BOARD 17 PROPOSAL TO AMEND THE REMUNERATION POLICY FOR Management For For THE BOARD OF MANAGEMENT 18 PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT Management For For TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES 19 PROPOSAL TO REDUCE THE CAPITAL THROUGH CANCELLATION Management For For OF OWN SHARES ------------------------------------------------------------------------------------------------------------------------------------ SEAT PAGINE GIALLE SPA, MILANO OGM MEETING DATE: 04/18/2007 ISSUER: T8380H104 ISIN: IT0003479638 BLOCKING SEDOL: B11BPT2, 7743621, B020RD9, 7646593, B010SW6 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 44 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. Take No o.1 RECEIVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Action *Management Position Unknown AND BOARD OF DIRECTORS REPORT, ADJOURNMENT THEREOF Take No o.2 APPOINT TWO BOARD OF DIRECTORS MEMBERS, ADJOURNMENT Management Action *Management Position Unknown THEREOF Take No e.1 APPROVE INTEGRATION OF ARTICLE 5, AMEND ARTICLES Management Action *Management Position Unknown 8, 14, 16, 19 AND 22 OF CORPORATE BY LAWS, ADJOURNMENT THEREOF * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. ------------------------------------------------------------------------------------------------------------------------------------ IDEARC INC. IAR ANNUAL MEETING DATE: 04/19/2007 ISSUER: 451663108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JOHN J. MUELLER Management For For JERRY V. ELLIOTT Management For For KATHERINE J. HARLESS Management For For DONALD B. REED Management For For STEPHEN L. ROBERTSON Management For For THOMAS S. ROGERS Management For For PAUL E. WEAVER Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS IDEARC S Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. ------------------------------------------------------------------------------------------------------------------------------------ TELEGRAAF MEDIA GROEP NV AGM MEETING DATE: 04/19/2007 ISSUER: N8502L104 ISIN: NL0000386605 BLOCKING SEDOL: 5062919, 5848982 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 45 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. OPENING Non-Voting *Management Position Unknown Take No 2. RECEIVE THE REPORT BY THE MANAGEMENT BOARD ABOUT Management Action *Management Position Unknown COURSE OF THINGS OF THE COMPANY MANAGEMENT CONDUCTED ON FY 2006 Take No 3. ADOPT THE ANNUAL ACCOUNTS ON THE FY 2006 Management Action *Management Position Unknown Take No 4.A GRANT DISCHARGE FROM LIABILITY TO THE MANAGEMENT Management Action *Management Position Unknown BOARD TO MANAGEMENT CONDUCTED IN 2006 Take No 4.B GRANT DISCHARGE FROM LIABILITY TO THE SUPERVISORY Management Action *Management Position Unknown BOARD FOR SUPERVISION EXERCISED IN 2006 Take No 5.A APPROVE THE PROFIT APPROPRIATION Management Action *Management Position Unknown Take No 5.B APPROVE THE ANNOUNCEMENT TIME AND PLACE OF DIVIDEND Management Action *Management Position Unknown PAYMENT Take No 6. APPROVE THE REMUNERATION POLICY OF THE MANAGEMENT Management Action *Management Position Unknown BOARD Take No 7.A.1 RE-APPOINT MRS. IR. M. TIEMSTRA AS A MEMBER OF Management Action *Management Position Unknown THE SUPERVISORY BOARD Take No 7.A.2 RE-APPOINT MR. A.J. VAN PUIJENBROEK AS A MEMBER Management Action *Management Position Unknown OF THE SUPERVISORY BOARD Take No 7.B APPROVE THE ANNOUNCEMENTS WITH REGARD TO THE Management Action *Management Position Unknown COMPOSITION OF THE SUPERVISORY BOARD Take No 8. APPOINT KPMG AS THE EXTERNAL AUDITOR Management Action *Management Position Unknown Take No 9. APPROVE THE WITHDRAWAL PURCHASED THE COMPANY Management Action *Management Position Unknown S OWN SHARES Take No 10. AUTHORIZE THE MANAGEMENT BOARD FOR AN 18 MONTH Management Action *Management Position Unknown PERIOD TO PURCHASE THE COMPANYS OWN SHARES OR DEPOSITARY RECEIPTS THEREOF 11. QUESTIONS Non-Voting *Management Position Unknown 12. CLOSING Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ VIVENDI, PARIS AGM MEETING DATE: 04/19/2007 ISSUER: F97982106 ISIN: FR0000127771 SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 46 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2006, AS PRESENTED, SHOWING EARNINGS OF EUR 4,412,354,584.59 O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50 ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25 DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES: EUR 11,213,275,417.65 RETAINED EARNINGS: EUR 2,200,000,000.00 TOTAL: EUR 14,802,015,985.50 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS REQUIRED BYLAW O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2008 O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00; AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR 2006 IN ITS RESOLUTION E.10 E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN BY THE SHAREHOLDERS MEETING DATED 28 APR 2005 IN THE RESOLUTION 7
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 47 of 120 E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES AND SECURITIES GIVING ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; AND TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN BY THE SHAREHOLDERS MEETING DATED 28 APR 2005 IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7 E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 28 APR 2005 IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7 E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF THE COMPANY AND COMPANIES OF THE VIVENDI GROUP, WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 28 APR 2006 IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7 E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN ITS RESOLUTION 11
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 48 of 120 E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLE NO L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER ELECTED BY THE EMPLOYEES E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1 AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION OF THE SUPERVISORY BOARD AND ORGANIZATION OF THE EXECUTIVE COMMITTEE E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLE 136 OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE 16 OF THE BYLAWS-SHAREHOLDERS MEETING E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET DAYS E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW ------------------------------------------------------------------------------------------------------------------------------------ SUNCOM WIRELESS HOLDINGS, INC. TPC SPECIAL MEETING DATE: 04/20/2007 ISSUER: 86722Q108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO APPROVE THE EXCHANGE BY SUNCOM INVESTMENT Management For For COMPANY LLC OF 50,572,539 SHARES OF THE COMPANY S CLASS A COMMON STOCK FOR THE SUBORDINATED NOTES DELIVERED UNDER THE TERMS OF THE EXCHANGE AGREEMENT, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER Management For For BETWEEN THE COMPANY AND SUNCOM MERGER CORP., A NEWLY-FORMED WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, AS IT MAY BE AMENDED FROM TIME TO TIME. 03 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A Management For For LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE EXCHANGE AND ADOPT THE MERGER AGREEMENT AS CONTEMPLATED BY PROPOSALS 1 AND 2 ABOVE.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 49 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TNT N.V. TP ANNUAL MEETING DATE: 04/20/2007 ISSUER: 87260W101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 ADOPTION OF THE 2006 FINANCIAL STATEMENTS. Management For For 6B DETERMINATION AND DISTRIBUTION OF DIVIDENDS. Management For For 07 APPROVAL OF THE RELEASE FROM LIABILITY OF THE Management For For MEMBERS OF THE BOARD OF MANAGEMENT. 08 APPROVAL OF THE RELEASE FROM LIABILITY OF THE Management For For MEMBERS OF THE SUPERVISORY BOARD. 09 ADOPTION AND AMENDMENTS TO THE REMUNERATION POLICY Management For For FOR THE BOARD OF MANAGEMENT. 11 DIRECTOR Management For MR. R. DAHAN Management For For MR. V. HALBERSTADT Management For For MR. W. KOK Management For For MRS. M. HARRIS Management For For 16A APPROVAL OF THE EXTENSION OF THE DESIGNATION Management For For OF THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES. 16B APPROVAL OF THE EXTENSION OF THE DESIGNATION Management For For OF THE BOARD OF MANAGEMENT TO ISSUE PREFERENCE SHARES B. 17 APPROVAL OF THE DESIGNATION OF THE BOARD OF MANAGEMENT Management For For AS AUTHORIZED BODY TO LIMIT OR EXCLUDE THE PRE-EMPTIVE RIGHT TO THE ISSUANCE OF ORDINARY SHARES. 18 APPROVAL OF THE AUTHORIZATION OF THE BOARD OF Management For For MANAGEMENT TO HAVE THE COMPANY ACQUIRE ITS OWN SHARES. 19 APPROVAL OF THE REDUCTION OF THE ISSUED CAPITAL Management For For BY CANCELLATION OF OWN SHARES. 20A APPROVAL OF THE AMENDMENT OF CONVERSION OF THE Management For For SPECIAL SHARE IN THE ARTICLES OF ASSOCIATION. 20B APPROVAL OF THE AMENDMENT OF OTHER AMENDMENTS Management For For IN THE ARTICLES OF ASSOCIATION. ------------------------------------------------------------------------------------------------------------------------------------ ASIA SATELLITE TELECOMM. HOLDINGS LT SAT SPECIAL MEETING DATE: 04/24/2007 ISSUER: 04516X106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ C1 AT THE COURT MEETING: APPROVAL OF THE SCHEME Management For *Management Position Unknown PROPOSED TO BE MADE BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS, AS DESCRIBED IN THE NOTICE OF THE COURT MEETING. S1 AT THE SPECIAL GENERAL MEETING: APPROVAL OF THE Management For *Management Position Unknown CAPITAL REDUCTION BY MEANS OF THE CANCELLATION OF THE SCHEME SHARES, ISSUE AND ALLOTMENT OF NEW ASIASAT SHARES AND AUTHORIZING DIRECTORS, AS DESCRIBED IN THE NOTICE OF THE SPECIAL GENERAL MEETING.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 50 of 120 ------------------------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007 ISSUER: 502424104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL T. STRIANESE Management For For CLAUDE R. CANIZARES Management For For THOMAS A. CORCORAN Management For For ALAN H. WASHKOWITZ Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. ------------------------------------------------------------------------------------------------------------------------------------ SWISSCOM AG SCM ANNUAL MEETING DATE: 04/24/2007 ISSUER: 871013108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 ANNUAL REPORT, ANNUAL FINANCIAL STATEMENT AND Management For For CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2006, REPORTS OF THE STATUTORY AND GROUP AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS AND DECLARATION Management For For OF DIVIDENDS 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For AND THE EXECUTIVE BOARD 04 CHANGE OF CLAUSE 6.1.2 OF THE ARTICLES OF INCORPORATION Management For For 5A RE-ELECTION OF FIDES P. BALDESBERGER Management For For 5B RE-ELECTION OF MICHEL GOBET Management For For 5C RE-ELECTION OF DR. TORSTEN G. KREINDL Management For For 5D RE-ELECTION OF RICHARD ROY Management For For 5E RE-ELECTION OF OTHMAR VOCK Management For For 06 RE-ELECTION OF THE STATUTORY AUDITORS AND GROUP Management For For AUDITORS ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA DE ARGENTINA S.A. TAR SPECIAL MEETING DATE: 04/24/2007 ISSUER: 879378404 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 CONSIDERATION OF FINANCIAL STATEMENTS OF THE COMPANY. Management For For 03 APPROVAL OF DISCHARGE OF OFFICE OF THE MEMBERS Management For For OF THE BOARD OF DIRECTORS. 04 CONSIDERATION OF THE REMUNERATIONS OF THE BOARD Management For For AND THE STATUTORY COMMITTEE. 05 DETERMINATION OF THE NUMBER OF INCUMBENT AND Management For For ALTERNATE DIRECTORS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 51 of 120 07 APPOINTMENT OF INCUMBENT AND ALTERNATE DIRECTORS Management For For BY CLASS B SHAREHOLDERS. 08 APPOINTMENT OF THREE INCUMBENT MEMBERS AND THREE Management For For ALTERNATE MEMBERS OF THE STATUTORY COMMITTEE. 09 REMUNERATION OF THE CERTIFIED PUBLIC ACCOUNTANT Management For For OF THE COMPANY S FINANCIAL STATEMENTS FOR FISCAL YEAR ENDED DECEMBER 31, 2006. 10 APPROVAL OF A BUDGET FOR THE AUDITING COMMITTEE Management For For S OPERATION. 11 AMENDMENT TO SECTION NINE OF THE BY-LAWS. Management For For ------------------------------------------------------------------------------------------------------------------------------------ TRUE CORPORATION PUBLIC COMPANY LIMITED AGM MEETING DATE: 04/24/2007 ISSUER: Y3187S100 ISIN: TH0375010012 SEDOL: B038BZ2, 6877071, 5393761 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THE COMPANY ACCEPTS BOTH SPLIT Non-Voting *Management Position Unknown VOTING AND PARTIAL VOTING. THANK YOU. 1. ADOPT THE MINUTES OF AGM OF THE SHAREHOLDERS Management For *Management Position Unknown FOR THE YEAR 2006 2. ACKNOWLEDGE THE REPORT ON THE RESULT OF BUSINESS Management For *Management Position Unknown OPERATION OF THE COMPANY FORTHE YEAR 2006 3. APPROVE THE BALANCE SHEET AND THE PROFIT AND Management For *Management Position Unknown LOSS STATEMENT OF THE COMPANY FOR THE FYE 31 DEC 2006 4. APPROVE THE PAYMENT OF DIVIDENDS AND APPROPRIATION Management For *Management Position Unknown OF NET PROFITS FOR THE YEAR 2006 AS RESERVE 5. ELECT THE DIRECTORS IN PLACE OF THOSE WHO RETIRED Management For *Management Position Unknown BY ROTATION 6. APPROVE THE DIRECTOR S REMUNERATION Management For *Management Position Unknown 7. APPOINT THE COMPANY S AUDITORS AND APPROVE TO Management For *Management Position Unknown FIX THEIR REMUNERATION FOR THE YEAR 2007 8. APPROVE THE ISSUANCE AND OFFERING OF WARRANTS Management For *Management Position Unknown TO PURCHASE THE COMPANY S ORDINARY SHARES TO THE DIRECTORS AND EMPLOYEE AT THE EXECUTIVES LEVEL OF THE COMPANY AND OR ITS SUBSIDIARIES THE ESOP 2007 PROJECT 12. APPROVE THE INCREASE OF THE AUTHORIZED CAPITAL Management For *Management Position Unknown OF THE COMPANY FROM THB 46,835,781,350 TO BE THB 47,515,194,180 BY ISSUING 67,941,283 NEW ORDINARY SHARES 9. APPROVE THE ISSUANCE AND OFFERING OF WARRANTS Management For *Management Position Unknown TO THE DIRECTORS AND EMPLOYEES AT THE EXECUTIVE LEVEL OF THE COMPANY AND OR ITS SUBSIDIARIES WHO WILL BE ENTITLED TO RECEIVE SAID WARRANTS UNDER THE ESOP 2007 PROJECT IN AN AMOUNT GREATER THAN 5% OF THE TOTAL WARRANTS TO BE ISSUED AND OFFERED UNDER THE ESOP 2007 PROJECT ON AN INDIVIDUAL BASIS AS SPECIFIED 10. APPROVE THE REDUCTION OF THE AUTHORIZED CAPITAL Management For *Management Position Unknown OF THE COMPANY FROM THB 47,134,724,910 TO THB 46,835,781,350 BY CANCELING 29,894,356 ORDINARY SHARES WHICH HAVE NOT YET BEEN ISSUED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 52 of 120 11. AMEND CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION Management For *Management Position Unknown OF THE COMPANY WITH RESPECT TO THE AUTHORIZED CAPITAL OF THE COMPANY TO BE IN LINE WITH THE REDUCTION OF THE AUTHORIZED CAPITAL 13. AMEND CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION Management For *Management Position Unknown OF THE COMPANY WITH RESPECT TO THE AUTHORIZED CAPITAL OF THE COMPANY TO BE IN LINE WITH THE INCREASE OF THE AUTHORIZED CAPITAL 14. APPROVE THE ALLOTMENT OF NEW ORDINARY SHARES, Management For *Management Position Unknown PURSUANT TO THE INCREASE OF THEAUTHORIZED CAPITAL 15. OTHER BUSINESS IF ANY Other For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007 ISSUER: F11487125 ISIN: FR0000120503 SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 53 of 120 O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS GROUP SHARE OF EUR 1,246,000,000.00 O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15, A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE 40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03 MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BYLAW O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED TO THEREIN O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE, UNTIL THE ORDINARY SHAREHOLDERS MEETING AND APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009 O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 54 of 120 O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown FOR A 3-YEAR PERIOD O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,500,000,000.00; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE; AUTHORITY EXPIRES ON 26-MONTH PERIOD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 55 of 120 E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL OVER A 12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED , BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown THE BASIS AND CONDITIONS OF THE RESOLUTION E.15, ON THE ISSUANCE OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED IN FRANCE OR ABROAD BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13, NOR THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14 AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 56 of 120 E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE OF SECURITIES ISSUED BY ANY COMPANY IN WHICH BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND, OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS ; PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, OF THE DELEGATIONS AND AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15, E.16, E.17, E.18, E.19, E.20, E.21 AND E.24; AUTHORITY EXPIRES ON 18-MONTH PERIOD E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, WITH THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY MAY NOT REPRESENT MORE THAN 10% OF THE SHARE CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE CEILING FIXED IN THE RESOLUTION E.20, NOR AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION TO THE SAME EFFECT E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00, ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 57 of 120 E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown OF DIRECTORS AND 19 OF THE BYLAWS E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BYLAW ------------------------------------------------------------------------------------------------------------------------------------ COLT TELECOM GROUP SA, LUXEMBOURG AGM MEETING DATE: 04/26/2007 ISSUER: L18842101 ISIN: LU0253815640 BLOCKING SEDOL: B138NB9, B188CR3, B19CS21 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown ON THE CONSOLIDATED AND THE UNCONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE FYE 31 DEC 2006 Take No 2. RECEIVE THE CONSOLIDATED AND THE UNCONSOLIDATED Management Action *Management Position Unknown FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE FYE 31 DEC 2006 AND THE INDEPENDENT AUDITORS REPORT THEREON Take No 3. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown AND THE ANNUAL ACCOUNTS OF THE COMPANY FOR THE FYE 31 DEC 2006 Take No 4. APPROVE THE UNCONSOLIDATED FINANCIAL STATEMENTS Management Action *Management Position Unknown AND ANNUAL ACCOUNTS OF THE COMPANY FOR THE FYE 31 DEC 2006 Take No 5. APPROVE THE RESULTS OF THE COMPANY FOR THE FYE Management Action *Management Position Unknown 31 DEC 2006 BY ALLOCATION OF THE ANNUAL NET LOSS TO THE CARRY FORWARD ACCOUNT Take No 6. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management Action *Management Position Unknown THE FYE 31 DEC 2006 Take No 7. GRANT DISCHARGE TO THE DIRECTORS AND THE INDEPENDENT Management Action *Management Position Unknown AUDITORS FOR THE FYE 31 DEC2006 Take No 8. RE-ELECT MR. ANDREAS BARTH AS A DIRECTOR Management Action *Management Position Unknown Take No 9. RE-ELECT MR. ANTONY BATES AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 58 of 120 Take No 10. RE-ELECT MR. VINCENZO DAMIANI AS A DIRECTOR Management Action *Management Position Unknown Take No 11. RE-ELECT MR. HANS EGGERSTEDT AS A DIRECTOR Management Action *Management Position Unknown Take No 12. RE-ELECT MR. GENE GABBARD AS A DIRECTOR Management Action *Management Position Unknown Take No 13. RE-ELECT MR. ROBERT HAWLEY AS A DIRECTOR Management Action *Management Position Unknown Take No 14. RE-ELECT MR. TIMOTHY HILTON AS A DIRECTOR Management Action *Management Position Unknown Take No 15. RE-ELECT MR. JOHN REMONDI AS A DIRECTOR Management Action *Management Position Unknown Take No 16. RE-ELECT MR. FRANS VAN DEN HOVEN AS A DIRECTOR Management Action *Management Position Unknown Take No 17. RE-ELECT MR. RICHARD WALSH AS A DIRECTOR Management Action *Management Position Unknown Take No 18. APPROVE TO CONFIRM THE CO-OPTATION OF AND ELECT Management Action *Management Position Unknown MR. RAKESH BHASIN AS A DIRECTOR Take No 19. APPROVE TO CONFIRM THE CO-OPTATION AND ELECT Management Action *Management Position Unknown MR. SIMON HASLAM AS A DIRECTOR Take No 20. RE-APPOINT PRICEWATERHOUSECOOPERS S.A.R.L, AS Management Action *Management Position Unknown THE INDEPENDENT AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM Take No 21. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management Action *Management Position Unknown OF THE INDEPENDENT AUDITORS Take No 22. APPROVE, THAT THE DIRECTORS INTENTION TO ADHERE Management Action *Management Position Unknown TO THE ABI S GUIDELINES WITH RESPECT TO THE ALLOTMENT AND ISSUE OF ITS AUTHORIZED BUT UNISSUED ORDINARY SHARES TO THE EXTENT THAT THE DIRECTORS ONLY INTEND TO ISSUE THE LESSER OF ONE- THIRD OF THE ISSUED ORDINARY SHARE CAPITAL AND THE UNISSUED BUT AUTHORIZED ORDINARY SHARE CAPITAL AS AT THE DATE OF THE 2007 AGM Take No 23. AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management Action *Management Position Unknown OF ITS ORDINARY SHARES OF GBP 1.25 EACH ON THE LONDON STOCK EXCHANGE THE CONDITIONS SET OUT UNDER THE ARTICLE 49-2 OF THE LAW OF 10 AUG 1915 ON COMMERCIAL COMPANIES AS AMEND TO THE FOLLOWING CONDITIONS; (A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARE WHICH MAY BE PURCHASED IS 68,008,429; (B) ORDINARY SHARES MAY NOT BE PURCHASED ON THE LONDON STOCK EXCHANGE AT A PRICE WHICH IS MORE THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE OR WHICH IS LESS THAN GBP 1.25 PER ORDINARY SHARES; (C) AUTHORITY SHALL EXPIRE NO LATER THAN 15 MONTHS FROM THE DATE OF THE CONCLUSION OF THE 2007 AGM OF THE COMPANY, THE COMPANY MAY BEFORE SUCH EXPIRY ENTER INTO A CONTRACT OF PURCHASE UNDER WHICH SUCH PURCHASE MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 59 of 120 ------------------------------------------------------------------------------------------------------------------------------------ COLT TELECOM GROUP SA, LUXEMBOURG EGM MEETING DATE: 04/26/2007 ISSUER: L18842101 ISIN: LU0253815640 BLOCKING SEDOL: B138NB9, B188CR3, B19CS21 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. AMEND ARTICLE 3 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown ASSOCIATION AS SPECIFIED Take No 2. ACKNOWLEDGE THE BOARD OF DIRECTORS CONFIRMING Management Action *Management Position Unknown THE PRICE AND CONDITIONS AT WHICH THE ORDINARY SHARES IN THE COMPANY MAY BE ISSUED WHICH THE AUTHORIZE SHARE CAPITAL, SUCH ISSUES BEING MADE WITHOUT MEETING ANY PRE-EMPTIVE SUBSCRIPTION RIGHTS OF EXISTING SHAREHOLDERS; IN CONNECTION WITH THIS, THE DECISION TO WAIVE AND SUPPRESS AND CONFIRM THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO SUPPRESS ANY PRE-EMPTIVE SUBSCRIPTION RIGHTS IN RESPECT OF THE ISSUE OF ORDINARY SHARES WITHIN THE AUTHORIZE SHARE CAPITAL AS PROVIDED FOR IN ARTICLE 53 OF THE ARTICLES ASSOCIATION; EXTENSION OF THE VALIDITY PERIOD OF THE AUTHORIZED AND RESERVED SHARE CAPITAL OF THE COMPANY TO BE SET AT A PERIOD OF 5 YEARS FROM THE DATE OF THE PUBLICATION OF THE PRESENT DEED RECORDING THE EGM IN THE MEMORIAL; CONSEQUENTIAL AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCATION OF THE COMPANY BY AMENDING ARTICLE 5 OF THE COMPANY S ARTICLES OF ASSOCIATION AS SPECIFIED Take No 3. AMEND ARTICLE 22 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown ASSOCIATION AS SPECIFIED Take No 4. AMEND ARTICLE 27 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown ASSOCIATION AS SPECIFIED Take No 5. AMEND ARTICLE 28 OF THE COMPANY S ARTICLES OF Management Action *Management Position Unknown ASSOCIATION AS SPECIFIED Take No 6. AMEND ARTICLE 31 PARAGRAPH (3) OF THE COMPANY Management Action *Management Position Unknown S ARTICLES OF ASSOCIATION AS SPECIFIED ------------------------------------------------------------------------------------------------------------------------------------ D&E COMMUNICATIONS, INC. DECC ANNUAL MEETING DATE: 04/26/2007 ISSUER: 232860106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 60 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PAUL W. BRUBAKER Management For For HUGH G. COURTNEY Management For For STEVEN B. SILVERMAN Management For For 02 PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITORS FOR 2007. ------------------------------------------------------------------------------------------------------------------------------------ EMBARQ CORPORATION EQ ANNUAL MEETING DATE: 04/26/2007 ISSUER: 29078E105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PETER C. BROWN Management For For STEVEN A. DAVIS Management For For DANIEL R. HESSE Management For For JOHN P. MULLEN Management For For WILLIAM A. OWENS Management For For DINESH C. PALIWAL Management For For STEPHANIE M. SHERN Management For For LAURIE A. SIEGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2007 FISCAL YEAR. ------------------------------------------------------------------------------------------------------------------------------------ FISHER COMMUNICATIONS, INC. FSCI ANNUAL MEETING DATE: 04/26/2007 ISSUER: 337756209 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management Withhold COLLEEN B. BROWN Management Withhold Against DONALD G. GRAHAM, III Management Withhold Against BRIAN P. MCANDREWS Management Withhold Against 02 APPROVAL OF AMENDMENTS TO THE FISHER COMMUNICATIONS, Management Against Against INC. INCENTIVE PLAN OF 2001. ------------------------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007 ISSUER: 539830109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 61 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For E.C.'PETE'ALDRIDGE, JR. Management For For NOLAN D. ARCHIBALD Management For For MARCUS C. BENNETT Management For For JAMES O. ELLIS, JR. Management For For GWENDOLYN S. KING Management For For JAMES M. LOY Management For For DOUGLAS H. MCCORKINDALE Management For For EUGENE F. MURPHY Management For For JOSEPH W. RALSTON Management For For FRANK SAVAGE Management For For JAMES M. SCHNEIDER Management For For ANNE STEVENS Management For For ROBERT J. STEVENS Management For For JAMES R. UKROPINA Management For For DOUGLAS C. YEARLEY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For 03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For 04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For 05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT CHARITABLE TRUST AND OTHER GROUPS ------------------------------------------------------------------------------------------------------------------------------------ MAGYAR TELEKOM PLC MTA ANNUAL MEETING DATE: 04/26/2007 ISSUER: 559776109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 REPORT OF THE BOARD OF DIRECTORS ON THE MANAGEMENT Management For For OF THE COMPANY, THE BUSINESS POLICY OF MAGYAR TELEKOM GROUP AND REPORT ON THE BUSINESS OPERATIONS AND THE FINANCIAL SITUATION OF MAGYAR TELEKOM GROUP IN 2006 3A APPROVAL OF THE ANNUAL REPORT PREPARED ACCORDING Management For For TO THE HUNGARIAN ACCOUNTING RULES 3B APPROVAL OF THE MANAGEMENT REPORT (ON THE CORPORATE Management For For GOVERNANCE PRACTICE OF THE COMPANY) 3C DECISION ON THE RELIEF FROM LIABILITY OF THE Management For For MEMBERS OF THE BOARD OF DIRECTORS 04 PROPOSAL OF THE BOARD OF DIRECTORS FOR THE USE Management For For OF THE PROFIT AFTER TAX EARNED IN 2006 05 MODIFICATION OF THE ARTICLES OF ASSOCIATION OF Management For For MAGYAR TELEKOM PLC 06 MODIFICATION OF THE RULES OF PROCEDURE OF THE Management For For SUPERVISORY BOARD 07 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For AND DETERMINATION OF THEIR REMUNERATION 08 ELECTION OF MEMBERS OF THE SUPERVISORY BOARD Management For For AND DETERMINATION OF THEIR REMUNERATION 09 ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Management For For 10 DESIGNATION OF THE AUDITOR WHO WILL BE PERSONALLY Management For For RESPONSIBLE FOR THE AUDIT OF THE COMPANY AND THE DESIGNATION OF THE DEPUTY AUDITOR *NOTE* SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING. *NOTE* VOTING CUT-OFF DATE: APRIL 18, 2007 AT 3:00 P.M. EDT.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 62 of 120 ------------------------------------------------------------------------------------------------------------------------------------ ORBITAL SCIENCES CORPORATION ORB ANNUAL MEETING DATE: 04/26/2007 ISSUER: 685564106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For EDWARD F. CRAWLEY Management For For LENNARD A. FISK Management For For RONALD T. KADISH Management For For GARRETT E. PIERCE Management For For DAVID W. THOMPSON Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ SCANA CORPORATION SCG ANNUAL MEETING DATE: 04/26/2007 ISSUER: 80589M102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For W. HAYNE HIPP Management For For HAROLD C. STOWE Management For For G. SMEDES YORK Management For For 02 APPROVAL OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM ------------------------------------------------------------------------------------------------------------------------------------ SJW CORP. SJW ANNUAL MEETING DATE: 04/26/2007 ISSUER: 784305104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For M.L. CALI Management For For J.P. DINAPOLI Management For For D.R. KING Management For For G.E. MOSS Management For For W.R. ROTH Management For For C.J. TOENISKOETTER Management For For F.R. ULRICH, JR. Management For For R.A. VAN VALER Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR FISCAL YEAR 2007.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 63 of 120 ------------------------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL, S.A.B. DE C.V. SPECIAL MEETING DATE: 04/27/2007 ISSUER: 02364W105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES L SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. ------------------------------------------------------------------------------------------------------------------------------------ AT&T INC. T ANNUAL MEETING DATE: 04/27/2007 ISSUER: 00206R102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For A12 ELECTION OF DIRECTOR: TONI REMBE Management For For A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For B03 APPROVE THE AT&T SEVERANCE POLICY Management For For C04 STOCKHOLDER PROPOSAL A Shareholder Against For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 64 of 120 C05 STOCKHOLDER PROPOSAL B Shareholder Against For C06 STOCKHOLDER PROPOSAL C Shareholder Against For C07 STOCKHOLDER PROPOSAL D Shareholder Against For C08 STOCKHOLDER PROPOSAL E Shareholder Against For ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM SGPS S A AGM MEETING DATE: 04/27/2007 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown 1 VOTING RIGHT. THANK YOU. * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Take No 1. APPROVE THE YEAR 2006 ANNUAL REPORT AND THE ACCOUNTS Management Action *Management Position Unknown OF THE COMPANY OF THE YEAR 2006 Take No 2. APPROVE THE CONSOLIDATED ANNUAL REPORT AND THE Management Action *Management Position Unknown ACCOUNTS OF THE YEAR 2006 Take No 3. APPROVE THE PROFITS APPLICATION Management Action *Management Position Unknown Take No 4. APPROVE TO APPRECIATE THE MANAGEMENT BOARD AND Management Action *Management Position Unknown SUPERVISORY BOARD PERFORMANCE Take No 5. APPROVE TO RESOLVE ON FREE ALLOTMENT OF ALL ORDINARY Management Action *Management Position Unknown SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA HELD BY THE COMPANY, TO ITS SHAREHOLDERS WERE EACH SHARESHOLDER SHALL RECEIVE THE EQUIVALENT TO 4 PTM SHARES FOR EACH PT HELD Take No 6. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown OF OWN SHARES, INCLUDING THEIR ACQUISITION IN CONNECTION WITH THE SHARE BUYBACK PROGRAMME Take No 7. APPROVE TO RESOLVE ON A REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown UP TO 65,191,463.05 EUROS FOR THE PURPOSE OF RELEASING EXCESS CAPITAL IN CONNECTION WITH A SHARE BUYBACK PROGRAMME, BY MEANS OF CANCELLATION OF UP TO 186,261,323 SHARES REPRESENTING UP TO 16.5 OF THE SHARE CAPITAL TO BE ACQUIRED AS A RESULT OF THE INMPLEMENTATION OF THIS RESOLUTION, AS WELL AS ON RELATED RESERVES AND ON THE CORRESPONDING AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 65 of 120 Take No 8. APPROVE TO RESOLVE ON A SHARES CAPITAL INCREASE Management Action *Management Position Unknown TO 474,119,730 EUROS BY MEANS OF INCORPORATION OF LEGAL RESERVES IN THE AMOUNT OF 79,019,955 EUROS, THROUGH AN INCREASE IN THE PAR VALUE OF ALL SHARES REPRESENTING THE COMPANY S SHARE CAPITAL BY AN AMOUNT EQUAL TO 7 EURO CENTS, WHEREBY THE PAR VALUE OF EACH SHARE WILL BE 42 EURO CENTS, WITH THE CORRESPONDING AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION Take No 9. APPROVE TO RESOLVE ON A SHARE CAPITAL REDUCTION Management Action *Management Position Unknown TO 33,865,695 EUROS, TO BE CARRIED OUT BY MEANS OF A REDUCTION IN THE PAR VALUE OF ALL SHARES REPRESENTING THE SHARE CAPITAL, WHEREBY EACH SHARE WILL HAVE A PAR VALUE OF 3 EURO CENTS, BY REDUCING THE PAR VALUE OF ALL SHARES TO 3 EURO CENTS WITH THE CORRESPONDING AMENDMENT TO PARAGRAPHS 1 AND 2 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION, THE PURPOSE OF THE CAPITAL REDUCTION WILL BE THE RELEASE OF EXCESS CAPITAL Take No 10. APPROVE, PURSUANT TO PARAGRAPHS 1 AND 2 OF ARTICLE Management Action *Management Position Unknown 4 OF THE ARTICLES OF ASSOCIATION, ON THE PARAMETERS APPLICABLE IN THE EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO SAHRES THAT MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS Take No 11. APPROVE TO RESOLVE ON THE SUPPRESSION OF THE Management Action *Management Position Unknown PRE-EMPTIVE RIGHT OF SHAREHOLDER IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS AS REFERRED TO UNDER ITEM 10 HEREOF AS MAY BE RESOLVED UPON BY THE BOARD OF DIRECTORS Take No 12. APPROVE TO RESOLVE ON THE ISSUANCE OF BONDS AND Management Action *Management Position Unknown OTHER SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS, AND NAMELY ON THE FIXING OF THE VALUE OF SUCH SECURITIES IN ACCORDANCE WITH PARAGRAPH 3 OF ARTICLE 8 AND PARAGRAPH 1, E) OF ARTICLE 15 OF THE ARTICLES OF ASSOCIATION Take No 13. APPROVE TO RESOLVE ON THE ACQUISITION AND DISPOSAL Management Action *Management Position Unknown OF OWN BONDS AND OTHER OWN SECURITIES ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM, SGPS, S.A. PT ANNUAL MEETING DATE: 04/27/2007 ISSUER: 737273102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE Management For For SHEET AND ACCOUNTS FOR THE YEAR 2006. 02 TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, Management For For BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2006. 03 TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF Management For For PROFITS. 04 TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY Shareholder Against For S MANAGEMENT AND SUPERVISION. 05 TO RESOLVE ON THE FREE ALLOTMENT OF ALL THE ORDINARY Management For For SHARES REPRESENTING THE SHARE CAPITAL OF PT MULTIMEDIA. 06 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For OWN SHARES. 07 TO RESOLVE ON A REDUCTION IN SHARE CAPITAL OF Management For For UP TO 65,191,463.05 EUROS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 66 of 120 08 TO RESOLVE ON A SHARE CAPITAL INCREASE TO 471,119,730 Management For For EUROS. 09 TO RESOLVE ON A SHARE CAPITAL REDUCTION TO 33,865,695 Management For For EUROS. 10 TO RESOLVE ON THE PARAMETERS APPLICABLE IN THE Management For For EVENT OF ANY ISSUANCE OF BONDS CONVERTIBLE INTO SHARES. 11 TO RESOLVE ON THE SUPPRESSION OF THE PRE-EMPTIVE Management For For RIGHT IN THE SUBSCRIPTION OF ANY ISSUANCE OF CONVERTIBLE BONDS. 12 TO RESOLVE ON THE ISSUANCE OF BONDS AND OTHER Management For For SECURITIES, OF WHATEVER NATURE, BY THE BOARD OF DIRECTORS. 13 TO RESOLVE ON THE ACQUISITION AND DISPOSAL OF Management For For OWN BONDS AND OTHER OWN SECURITIES. ------------------------------------------------------------------------------------------------------------------------------------ TELECOM ARGENTINA, S.A. TEO ANNUAL MEETING DATE: 04/27/2007 ISSUER: 879273209 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPOINT TWO SHAREHOLDERS TO APPROVE AND SIGN Management For For THE MINUTES. 02 REVIEW OF THE DOCUMENTS PROVIDED FOR IN LAW NO Management For For 19,550 AND THE LISTING REGULATIONS AND OF THE ACCOUNTING DOCUMENTS IN ENGLISH LANGUAGE REQUIRED BY THE U.S. SECURITIES & EXCHANGE COMMISSION REGULATION FOR THE 18TH FISCAL YEAR ENDED ON DECEMBER 31, 2006. 03 CONSIDERATION OF THE RETAINED EARNINGS AS OF Management For For DECEMBER 31, 2006. 04 REVIEW OF THE PERFORMANCE OF THE BOARD OF DIRECTORS Management For For AND THE SUPERVISORY COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 05 REVIEW OF THE BOARD OF DIRECTOR S COMPENSATION Management For For FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2006. 06 AUTHORIZATION OF THE BOARD OF DIRECTORS TO MAKE Management For For ADVANCE PAYMENTS OF FEES FOR UP TO P$2,000,000 PAYABLE TO DIRECTORS. 07 DETERMINATION OF THE FEES PAYABLE TO THE SUPERVISORY Management For For COMMITTEE ACTING DURING THE 18TH FISCAL YEAR. 08 ELECTION OF THE REGULAR AND ALTERNATE DIRECTORS Management For For FOR THE 19TH FISCAL YEAR. 09 ELECTION OF THE REGULAR AND ALTERNATE MEMBERS Management For For OF THE SUPERVISORY COMMITTEE FOR THE 19TH FISCAL YEAR. 10 APPOINTMENT OF THE INDEPENDENT AUDITORS OF THE Management For For FINANCIAL STATEMENTS FOR THE 19TH FISCAL YEAR. 11 CONSIDERATION OF THE BUDGET TO BE ASSIGNED TO Management For For THE AUDIT COMMITTEE FOR FISCAL YEAR 2007. ------------------------------------------------------------------------------------------------------------------------------------ DISCOVERY HOLDING COMPANY DISCA ANNUAL MEETING DATE: 05/01/2007 ISSUER: 25468Y107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 67 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PAUL A. GOULD Management For For M. LAVOY ROBINSON Management For For 02 AUDITORS RATIFICATION Management For For ------------------------------------------------------------------------------------------------------------------------------------ EARTHLINK, INC. ELNK ANNUAL MEETING DATE: 05/01/2007 ISSUER: 270321102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For TERRELL B. JONES Management For For LINWOOD A. LACY, JR. Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SERVE AS EARTHLINK S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY MEDIA CORPORATION LCAPA ANNUAL MEETING DATE: 05/01/2007 ISSUER: 53071M104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 THE INCENTIVE PLAN PROPOSAL Management For For 02 DIRECTORS Management For ROBERT R. BENNETT Management For For PAUL A. GOULD Management For For JOHN C. MALONE Management For For 03 THE AUDITORS RATIFICATION PROPOSAL Management For For Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 THE INCENTIVE PLAN PROPOSAL Management For For 02 DIRECTORS Management For ROBERT R. BENNETT Management For For PAUL A. GOULD Management For For JOHN C. MALONE Management For For 03 THE AUDITORS RATIFICATION PROPOSAL Management For For ------------------------------------------------------------------------------------------------------------------------------------ SHENANDOAH TELECOMMUNICATIONS COMPAN SHEN ANNUAL MEETING DATE: 05/01/2007 ISSUER: 82312B106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 68 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CHRISTOPHER E. FRENCH* Management For For DALE S. LAM* Management For For JAMES E. ZERKEL II* Management For For JONELLE ST. JOHN** Management For For ------------------------------------------------------------------------------------------------------------------------------------ NORTEL NETWORKS CORPORATION NT SPECIAL MEETING DATE: 05/02/2007 ISSUER: 656568508 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JALYNN H. BENNETT Management For For DR. MANFRED BISCHOFF Management For For HON. JAMES B. HUNT, JR. Management For For DR. KRISTINA M. JOHNSON Management For For JOHN A. MACNAUGHTON Management For For HON. JOHN P. MANLEY Management For For RICHARD D. MCCORMICK Management For For CLAUDE MONGEAU Management For For HARRY J. PEARCE Management For For JOHN D. WATSON Management For For MIKE S. ZAFIROVSKI Management For For 02 THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. Management For For 03 THE SHAREHOLDER PROPOSAL SET OUT IN SCHEDULE Shareholder Against For A TO THE PROXY CIRCULAR AND PROXY STATEMENT. ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC. CBB ANNUAL MEETING DATE: 05/03/2007 ISSUER: 171871106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PHILLIP R. COX Management For For MICHAEL G. MORRIS Management For For JOHN M. ZRNO Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2007. 03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against LONG TERM INCENTIVE PLAN. 04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. ------------------------------------------------------------------------------------------------------------------------------------ DEUTSCHE TELEKOM AG DT ANNUAL MEETING DATE: 05/03/2007 ISSUER: 251566105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 69 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RESOLUTION ON THE APPROPRIATION OF NET INCOME. Management For *Management Position Unknown 03 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2006 FINANCIAL YEAR. 04 RESOLUTION ON THE APPROVAL OF THE ACTIONS OF Management For *Management Position Unknown THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2006 FINANCIAL YEAR. 05 RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT Management For *Management Position Unknown AUDITOR AND THE GROUP AUDITOR FOR THE 2007 FINANCIAL YEAR. 06 RESOLUTION AUTHORIZING THE CORPORATION TO PURCHASE Management For *Management Position Unknown AND USE ITS OWN SHARES WITH POSSIBLE EXCLUSION OF SUBSCRIPTION RIGHTS AND ANY RIGHT TO PURCHASE. 07 CANCELLATION OF THE EXISTING CONTINGENT CAPITAL Management For *Management Position Unknown I AND III AS WELL AS THE RELEVANT AMENDMENT TO SECTION 5 OF THE ARTICLES. 08 APPROVAL OF FORWARDING INFORMATION ELECTRONICALLY Management For *Management Position Unknown TO DEUTSCHE TELEKOM AG SHAREHOLDERS. 09 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown 10 ELECTION OF A SUPERVISORY BOARD MEMBER. Management For *Management Position Unknown 11 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH T-MOBILE INTERNATIONAL AG. 12 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH PLINIUS TELEKOMMUNIKATIONSDIENSTE GMBH. 13 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH SALLUST TELEKOMMUNIKATIONSDIENSTE GMBH. 14 RESOLUTION ON THE APPROVAL OF THE CONTROL AND Management For *Management Position Unknown PROFIT AND LOSS TRANSFER AGREEMENT WITH TIBULL TELEKOMMUNIKATIONSDIENSTE GMBH. ------------------------------------------------------------------------------------------------------------------------------------ E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF OGM MEETING DATE: 05/03/2007 ISSUER: D24909109 ISIN: DE0007614406 SEDOL: 4943208, 5009693, B0ZKY46, B1G0J58, B0395C0, 4942904, 4943190, 4943219, 7158515 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 12 APR 2007, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. 1 PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2006 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND THE GROUP ANNUAL REPORT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 70 of 120 2 RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown PROFIT OF EUR 2,209,650,851.15 AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.35 PER ENTITLED SHARE; EX-DIVIDEND AND PAYABLE DATE: 04 MAY 07 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown 5. RENEWAL OF THE AUTHORIZATION TO ACQUIRE OWN SHARES; Management For *Management Position Unknown THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO ACQUIRE SHARES OF THE COMPANY OF UP TO 10% OF ITS SHARE CAPITAL, ON OR BEFORE 03 NOV 2008; THE SHARES MAY BE ACQUIRED THROUGH THE STOCK EXCHANGE AT A PRICE NEITHER MORE THAN 10% ABOVE NOR MORE THAN 20% BELOW THE MARKET PRICE OF THE SHARES, BY WAY OF A PUBLIC REPURCHASE OFFER TO ALL SHAREHOLDERS OR BY MEANS OF A PUBLIC OFFER FOR THE EXCHANGE OF LIQUID SHARES WHICH ARE ADMITTED TO TRADING ON AN ORGANIZED MARKET AT A PRICE NOT DIFFERING MORE THAN 20% FROM THE MARKET PRICE OF THE SHARES, AND BY USING DERIVATIVES IN THE FORM OF CALL OR PUT OPTIONS IF THE EXERCISE PRICE IS NEITHER MORE THAN 10% ABOVE NOR MORE THAN 20% BELOW THE MARKET PRICE OF THE SHARES; THE BOARD OF MANAGING DIRECTORS SHALL BE AUTHORIZED TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS IF THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES IN CONNECTION WITH MERGERS AND ACQUISITIONS OR FOR SATISFYING EXISTING CONVERTIBLE OR OPTION RIGHTS, TO OFFER THE SHARES TO EXECUTIVES AND EMPLOYEES OF THE COMPANY AND ITS AFFILIATES, AND TO RETIRE THE SHARES 6. APPOINTMENT OF THE AUDITORS FOR THE 2007 FY: Management For *Management Position Unknown PRICEWATERHOUSECOOPERS AG, DUESSELDORF ------------------------------------------------------------------------------------------------------------------------------------ NOKIA CORPORATION NOK ANNUAL MEETING DATE: 05/03/2007 ISSUER: 654902204 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Management For For SHEETS. 02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Management For For 03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For For MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. 04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For 05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For MEMBERS OF THE BOARD. 06 APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS. Management For For 07 DIRECTOR Management For GEORG EHRNROOTH Management For For LALITA D. GUPTE Management For For DANIEL R. HESSE Management For For DR. BENGT HOLMSTROM Management For For DR. HENNING KAGERMANN Management For For OLLI-PEKKA KALLASVUO Management For For PER KARLSSON Management For For JORMA OLLILA Management For For DAME MARJORIE SCARDINO Management For For KEIJO SUILA Management For For VESA VAINIO Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 71 of 120 08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For AUDITOR. 09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For OY AS THE AUDITORS FOR FISCAL YEAR 2007. 10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Management For For PERSONNEL. 11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM. Management For For 12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Management For For RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES ISSUED BASED ON STOCK OPTIONS 13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Management For For THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. 14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For SHARES. 15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management Abstain *Management Position Unknown S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15 *NOTE* VOTING OPTIONS FOR PROPS 5-6, 8-9 ARE FOR OR ABSTAIN ------------------------------------------------------------------------------------------------------------------------------------ NOKIA CORPORATION NOK ANNUAL MEETING DATE: 05/03/2007 ISSUER: 654902204 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Management For For SHEETS. 02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Management For For 03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Management For For MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. 04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. Management For For 05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For MEMBERS OF THE BOARD. 06 APPROVAL OF THE COMPOSITION OF THE BOARD OF DIRECTORS. Management For For 07 DIRECTOR Management For GEORG EHRNROOTH Management For For LALITA D. GUPTE Management For For DANIEL R. HESSE Management For For DR. BENGT HOLMSTROM Management For For DR. HENNING KAGERMANN Management For For OLLI-PEKKA KALLASVUO Management For For PER KARLSSON Management For For JORMA OLLILA Management For For DAME MARJORIE SCARDINO Management For For KEIJO SUILA Management For For VESA VAINIO Management For For 08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Management For For AUDITOR. 09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Management For For OY AS THE AUDITORS FOR FISCAL YEAR 2007. 10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Management For For PERSONNEL. 11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE PREMIUM. Management For For 12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Management For For RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES ISSUED BASED ON STOCK OPTIONS 13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Management For For THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 72 of 120 14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Management For For SHARES. 15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Management For *Management Position Unknown S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 15 ------------------------------------------------------------------------------------------------------------------------------------ R.H. DONNELLEY CORPORATION RHD ANNUAL MEETING DATE: 05/03/2007 ISSUER: 74955W307 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For ALAN F. SCHULTZ. 1B ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For BARRY LAWSON WILLIAMS. 1C ELECTION OF CLASS II MEMBER OF THE BOARD OF DIRECTORS: Management For For EDWINA WOODBURY. 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 STOCKHOLDER PROPOSAL REGARDING CLASSIFIED BOARD Shareholder Against For STRUCTURE. ------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007 ISSUER: 92343V104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For 1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For 1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For 1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 73 of 120 1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 03 ELIMINATE STOCK OPTIONS Shareholder Against For 04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For 05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For 08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against 09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For ------------------------------------------------------------------------------------------------------------------------------------ MOTOROLA, INC. MOT CONTESTED ANNUAL MEETING DATE: 05/07/2007 ISSUER: 620076109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For E. ZANDER Management For For D. DORMAN Management For For J. LEWENT Management For For T. MEREDITH Management For For N. NEGROPONTE Management For For S. SCOTT III Management For For R. SOMMER Management For For J. STENGEL Management For For D. WARNER III Management For For J. WHITE Management For For M. WHITE Management For For 02 APPROVAL OF AMENDMENT TO THE MOTOROLA EMPLOYEE Management For For STOCK PURCHASE PLAN OF 1999 03 SHAREHOLDER PROPOSAL RE: SHAREHOLDER VOTE ON Shareholder Against For EXECUTIVE PAY 04 SHAREHOLDER PROPOSAL RE: RECOUP UNEARNED MANAGEMENT Shareholder Against For BONUSES ------------------------------------------------------------------------------------------------------------------------------------ ECHOSTAR COMMUNICATIONS CORPORATION DISH ANNUAL MEETING DATE: 05/08/2007 ISSUER: 278762109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 74 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JAMES DEFRANCO Management For For MICHAEL T. DUGAN Management For For CANTEY ERGEN Management For For CHARLES W. ERGEN Management For For STEVEN R. GOODBARN Management For For GARY S. HOWARD Management For For DAVID K. MOSKOWITZ Management For For TOM A. ORTOLF Management For For C.MICHAEL SCHROEDER Management For For CARL E. VOGEL Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007. 03 TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY Management For For COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT THEREOF. ------------------------------------------------------------------------------------------------------------------------------------ HUTCHISON TELECOMMUNICATIONS INTL LTD EGM MEETING DATE: 05/08/2007 ISSUER: G46714104 ISIN: KYG467141043 SEDOL: B03H319, B039V77, B03H2N4, B032D70 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE, RATIFY THE SETTLEMENT AGREEMENT DATED Management For *Management Position Unknown 15 MAR 2007 THE SETTLEMENT AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND THE ESSAR COMPANIES AS SPECIFIED; AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION AND COMPLETION OF THE SETTLEMENT AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREIN 2. APPROVE, RATIFY THE HANDSET SUPPLY AGREEMENTS Management For *Management Position Unknown BOTH DATED 27 MAR 2007 THE HANDSET AGREEMENTS ENTERED INTO BETWEEN H3G PROCUREMENT SERVICES S.A R.L AS SUPPLIER, AND EACH OF HUTCHISON TELEPHONE COMPANY LIMITED OR PARTNER COMMUNICATIONS COMPANY LTD., AS CUSTOMER DEFINED IN THE CIRCULAR AS HTCL HANDSET SUPPLY AGREEMENT AND PARTNER HANDSET SUPPLY AGREEMENT , AS SPECIFIED; THE HTCL HANDSET SUPPLY ANNUAL CAPS AS DEFINED IN THE CIRCULAR; AND AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION AND COMPLETION OF THE HANDSET AGREEMENTS AND THE TRANSACTIONS CONTEMPLATED THEREIN 3. APPROVE THE THAI MARKETING ANNUAL CAPS AS SPECIFIED Management For *Management Position Unknown 4. APPROVE THE PAYMENT OF THE TRANSACTION SPECIAL Management For *Management Position Unknown DIVIDEND AS SPECIFIED, THE EXERCISE PRICE OF THE EXISTING SHARE OPTIONS AS SPECIFIED OUTSTANDING AS AT THE DATE OF THIS MEETING SHALL BE ADJUSTED DOWNWARDS BY AN AMOUNT EQUAL TO THE AMOUNT OF THE TRANSACTION SPECIAL DIVIDEND ON A DOLLAR-FOR-DOLLAR BASIS, PROVIDED THAT I) THE ADJUSTED EXERCISE PRICE OF SUCH EXISTING SHARE OPTIONS SHALL NOT, IN ANY CASE, BE LESS THAN THE NOMINAL VALUE OF
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 75 of 120 THE SHARES; AND II) SUCH ADJUSTMENT SHALL TAKE EFFECT ON THE DATE OF PAYMENT BY THE COMPANY OF SUCH SPECIAL DIVIDEND; THE TERMS OF THE SHARE OPTION SCHEME BE ALTERED BY ADDING THE FOLLOWING AS A NEW PARAGRAPH 9.4: 9.4 UPON DISTRIBUTION BY THE COMPANY TO HOLDERS OF THE SHARES OF ANY CASH OTHER THAN THE TRANSACTION SPECIAL DIVIDEND AS DEFINED IN THE COMPANY S CIRCULAR TO SHAREHOLDERS DATED 04 APRIL 2007 OR DIVIDENDS IN THE ORDINARY COURSE, THE COMPANY SHALL MAKE A DOWNWARD ADJUSTMENT TO THE SUBSCRIPTION PRICE OF ANY OPTION GRANTED BUT NOT EXERCISED AS AT THE DATE OF SUCH DISTRIBUTION BY AN AMOUNT WHICH THE DIRECTORS CONSIDER AS REFLECTING THE IMPACT SUCH DISTRIBUTION WILL HAVE OR WILL LIKELY TO HAVE ON THE TRADING PRICE OF THE SHARES PROVIDED THAT, THE DIRECTORS DETERMINATION OF ANY ADJUSTMENTS SHALL BE FINAL AND BINDING ON ALL OPTION HOLDERS; THE AMOUNT OF ADJUSTMENT SHALL NOT EXCEED THE AMOUNT OF SUCH CASH DISTRIBUTION TO BE MADE TO HOLDERS OF THE SHARES; SUCH ADJUSTMENT SHALL TAKE EFFECT ON THE DATE OF PAYMENT BY THE COMPANY OF SUCH DISTRIBUTION; ANY ADJUSTMENT PROVIDED FOR IN THIS PARAGRAPH SHALL BE CUMULATIVE TO ANY OTHER ADJUSTMENTS CONTEMPLATED UNDER PARAGRAPH 9.1 OR APPROVED BY THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING; AND THE ADJUSTED SUBSCRIPTION PRICE SHALL NOT, IN ANY CASE, BE LESS THAN THE NOMINAL VALUE OF THE SHARES ; AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO EXECUTE ALL SUCH DOCUMENTS AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS THEY MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF THE SHARE OPTION TERMS CHANGE AS SPECIFIED S.1 AMEND THE ARTICLES 86.(3), 86.(5), 87.(1) OF Management For *Management Position Unknown THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SPECIFIED ------------------------------------------------------------------------------------------------------------------------------------ HUTCHISON TELECOMMUNICATIONS INTL LTD AGM MEETING DATE: 05/08/2007 ISSUER: G46714104 ISIN: KYG467141043 SEDOL: B03H319, B039V77, B03H2N4, B032D70 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE AUDITED FINANCIAL STATEMENTS AND Management For *Management Position Unknown THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS FOR THE YE 31 DEC 2006 2.a RE-ELECT MR. DENNIS POK MAN LUI AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 2.b RE-ELECT MR. MICHAEL JOHN O CONNOR AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 2.c RE-ELECT MR. KWAN KAI CHEONG AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 2.d AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS Management For *Management Position Unknown REMUNERATION 3. RE-APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 76 of 120 4.A AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown THE DIRECTORS, SUBJECT TO THIS RESOLUTION, TO ALLOT, ISSUE AND OTHERWISE DEAL WITH NEW SHARES OF THE COMPANY THE SHARES AND TO ALLOT, ISSUE OR GRANT SECURITIES CONVERTIBLE INTO SHARES, OR OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES OR SUCH CONVERTIBLE SECURITIES, AND TO MAKE OR GRANT OFFERS, AGREEMENTS, OPTIONS AND WARRANTS DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF PASSING THIS RESOLUTION, OTHERWISE THAN PURSUANT TO THE SHARES ISSUED AS A RESULT OF A RIGHTS ISSUE, THE EXERCISE OF THE SUBSCRIPTION OR CONVERSION RIGHTS ATTACHING TO ANY WARRANTS OR ANY SECURITIES CONVERTIBLE INTO SHARES OR THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT FOR THE TIME BEING ADOPTED FOR THE GRANT OR ISSUE TO PERSONS SUCH AS OFFICERS AND/OR EMPLOYEES OF THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF SHARES OR RIGHTS TO ACQUIRE SHARES OR ANY SCRIP DIVIDEND PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO BE HELD 4.B AUTHORIZE THE DIRECTORS, DURING THE RELEVANT Management For *Management Position Unknown PERIOD, TO PURCHASE OR REPURCHASE ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE, OR ANY OTHER STOCK EXCHANGE ON WHICH THE SECURITIES OF THE COMPANY ARE OR MAY BE LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE FOR THIS PURPOSE, SHARES INCLUDING ANY FORM OF DEPOSITARY SHARES REPRESENTING THE RIGHT TO RECEIVE SUCH SHARES ISSUED BY THE COMPANY AND THAT THE EXERCISE BY THE DIRECTORS OF ALL POWERS OF THE COMPANY TO REPURCHASE SUCH SECURITIES, SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE AS AMENDED FROM TIME TO TIME, NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY THE ARTICLES OF ASSOCIATION OF THE COMPANY OR ANY APPLICABLE LAW OF THE CAYMAN ISLANDS TO BE HELD 4.C APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For *Management Position Unknown 4.A AND 4.B, TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY WHICH MAY BE PURCHASED OR REPURCHASED BY THE COMPANY PURSUANT TO THE AUTHORITY GRANTED TO THE DIRECTORS BY RESOLUTION 4.B, TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY THAT MAY BE ALLOTTED OR ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED OR ISSUED BY THE DIRECTORS PURSUANT TO RESOLUTION 4.A, PROVIDED THAT SUCH SHARES SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 77 of 120 ------------------------------------------------------------------------------------------------------------------------------------ MANITOBA TELECOM SERVICES INC. MOBAF SPECIAL MEETING DATE: 05/08/2007 ISSUER: 563486109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PIERRE J. BLOUIN Management For For JOCELYNE M. CoT>>-O'HARA Management For For N. ASHLEIGH EVERETT Management For For HON. GARY A. FILMON Management For For GREGORY J. HANSON Management For For KISHORE KAPOOR Management For For JAMES S.A. MACDONALD Management For For DONALD H. PENNY Management For For ARTHUR R. SAWCHUK Management For For D. SAMUEL SCHELLENBERG Management For For THOMAS E. STEFANSON Management For For 02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP, CHARTERED Management For For ACCOUNTANTS, AS AUDITORS AT A REMUNERATION TO BE DETERMINED BY THE BOARD OF DIRECTORS 03 CONFIRMATION OF AMENDMENTS TO BY-LAWS Management For For 04 APPROVAL OF AMENDMENTS TO STOCK OPTION PLAN. Management For For ------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007 ISSUER: 852061100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For 1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For 1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For 1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For 1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For 1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1G ELECTION OF DIRECTOR: V. JANET HILL Management For For 1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For 1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For 1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 78 of 120 02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007. 03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against 04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. ------------------------------------------------------------------------------------------------------------------------------------ TELEKOM MALAYSIA BERHAD AGM MEETING DATE: 05/08/2007 ISSUER: Y8578H118 ISIN: MYL4863OO006 SEDOL: 5102105, 6868398 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR Management For *Management Position Unknown THE FYE 31 DEC 2006 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON 2. DECLARE A FINAL DIVIDEND OF 30 SEN PER SHARE Management For *Management Position Unknown LESS 27% MALAYSIAN INCOME TAX IN RESPECT OF THE FYE 31 DEC 2006 3. RE-ELECT MR. TAN SRI DATO IR MUHAMMAD RADZI Management For *Management Position Unknown HAJI MANSOR AS A DIRECTOR, WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 103 OF THE COMPANY S ARTICLES OF ASSOCIATION 4. RE-ELECT MR. IR PRABAHAR NK SINGAM AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRE BY ROTATION PURSUANT TO ARTICLE 103 OF THE COMPANY S ARTICLES OF ASSOCIATION 5. APPROVE THE PAYMENT OF DIRECTORS FEES OF MYR Management For *Management Position Unknown 756,890.00 FOR THE FYE 31 DEC 2006 6. RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS HAVING Management For *Management Position Unknown CONSENTED TO ACT AS THE AUDITORS OF THE COMPANY FOR THE FYE 31 DEC 2007 AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 7. AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown 132D OF THE COMPANIES ACT, 1965 THE ACT, TO ISSUE SHARES IN THE CAPITAL OF THE COMPANY AT ANY TIME UNTIL THE CONCLUSION OF THE NEXT AGM AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AS THE DIRECTORS MAY, IN THEIR ABSOLUTE DISCRETION, DEEM FIT PROVIDED THAT THE AGGREGATE NUMBER OF SHARES TO BE ISSUED, DOES NOT EXCEED 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY FOR THE TIME BEING, SUBJECT ALWAYS TO THE APPROVALS OF THE RELEVANT REGULATORY AUTHORITIES, WHERE SUCH APPROVAL IS NECESSARY * TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ TELEKOM MALAYSIA BERHAD EGM MEETING DATE: 05/08/2007 ISSUER: Y8578H118 ISIN: MYL4863OO006 SEDOL: 5102105, 6868398 ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 79 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. AUTHORIZE TELEKOM MALAYSIA BERHAD THE COMPANY Management For *Management Position Unknown AND/OR ITS SUBSIDIARIES, IN ACCORDANCE WITH PARAGRAPH 10.09 OF THE LISTING REQUIREMENTS OF BURSA MALAYSIA SECURITIES BERHAD, TO ENTER INTO RECURRENT RELATED PARTY TRANSACTIONS OF A REVENUE OR TRADING NATURE, AS SPECIFIED, WHICH ARE NECESSARY FOR THE DAY-TO-DAY OPERATIONS PROVIDED SUCH TRANSACTIONS ARE ENTERED INTO IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY AND/OR ITS SUBSIDIARIES, ARE CARRIED OUT ON AN ARM S LENGTH BASIS, ON TERMS NOT MORE FAVOURABLE TO THE RELATED PARTY THAN THOSE GENERALLY AVAILABLE TO THE PUBLIC AND ARE NOT DETRIMENTAL TO THE MINORITY SHAREHOLDERS OF THE COMPANY PROPOSED NEW SHAREHOLDERS MANDATE; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE COMPANY S NEXT AGM IS REQUIRED TO BE HELD UNDER SECTION 143(1) OF THE COMPANIES ACT, 1965 BUT SHALL NOT EXTEND TO SUCH EXTENSION AS MAY BE ALLOWED UNDER SECTION 143(2) OF THE COMPANIES ACT, 1965; AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO COMPLETE AND DO ALL SUCH ACTS, DEEDS AND THINGS INCLUDING EXECUTING SUCH DOCUMENTS UNDER THE COMMON SEAL IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS MAY BE REQUIRED TO GIVE EFFECT TO THE PROPOSED NEW SHAREHOLDERS MANDATE 2. APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position Unknown FROM MYR 5,000,000,021.00 DIVIDED INTO 5,000,000,000 ORDINARY SHARES OF MYR 1.00 EACH, 1 SPECIAL RIGHTS REDEEMABLE PREFERENCE SHARES OF MYR 1.00, 1,000 CLASS A REDEEMABLE PREFERENCE SHARES OF MYR 0.01 EACH AND 1,000 CLASS B REDEEMABLE PREFERENCE SHARES OF MYR 0.01 EACH TO MYR 5,000,003,021.00 DIVIDED INTO 5,000,000,000 ORDINARY SHARES OF MYR 1.00 EACH, 1 SPECIAL RIGHTS REDEEMABLE PREFERENCE SHARES OF MYR 1.00, 1,000 CLASS A REDEEMABLE PREFERENCE SHARES OF MYR 0.01 EACH, 1,000 CLASS B REDEEMABLE PREFERENCE SHARES OF MYR 0.01 EACH, 2,000 CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH AND 1,000 CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH, BY THE CREATION OF UP TO 2,000 CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR1.00 EACH AND UP TO 1,000 CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH 3. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY: Management For *Management Position Unknown OF TELEKOM MALAYSIA BERHAD THE COMPANY, SUBJECT TO THE PASSING OF EACH OF THE RESOLUTION 2, RESOLUTION S.2 AND RESOLUTION S.3 RESPECTIVELY AND THE APPROVALS OF THE RELEVANT AUTHORITIES, TO ISSUE UP TO 2,000 CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH AT MYR 1,000 PER SHARE ON THE TERMS AS SET OUT IN PART B OF THE CIRCULAR TO SHAREHOLDERS DATED 16 APR 2007 AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED; TO ENTER INTO ALL OTHER AGREEMENTS, DOCUMENTS AND ARRANGEMENTS WITH ANY PARTY OR PARTIES AND TO TAKE ANY OR ALL OTHER ACTIONS AS THEY MAY DEEM NECESSARY, APPROPRIATE AND DESIRABLE FOR THE PURPOSE OF THE ISSUANCE OF THE CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 80 of 120 SHARES IN ACCORDANCE WITH THE TERMS, AS SPECIFIED, AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED AND TO PERMIT THE COMPANY TO EXERCISE ITS RIGHTS UNDER, AND TO COMPLY WITH AND PERFORM EACH AND ALL OF THE OBLIGATIONS IMPOSED UPON THE COMPANY BY THE TERMS AS SPECIFIED AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED AND OTHER AGREEMENTS, DOCUMENTS AND ARRANGEMENTS EVIDENCING THE ISSUANCE OF THE CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES; AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED ISSUANCE OF THE CLASS C NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES 4. AUTHORIZE THE BOARD OF DIRECTORS OF TELEKOM MALAYSIA Management For *Management Position Unknown BERHAD THE COMPANY, SUBJECT TO THE PASSING OF EACH OF THE RESOLUTIONS 2, 3, S.2 AND S.3 RESPECTIVELY AND THE APPROVALS OF THE RELEVANT AUTHORITIES, TO ISSUE UP TO 1,000 CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES OF MYR 1.00 EACH AT MYR 1,000 PER SHARE ON THE TERMS AS SPECIFIED, AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED; AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO ENTER INTO ALL OTHER AGREEMENTS, DOCUMENTS AND ARRANGEMENTS WITH ANY PARTY OR PARTIES AND TO TAKE ANY OR ALL OTHER ACTIONS AS THEY MAY DEEM NECESSARY, APPROPRIATE AND DESIRABLE FOR THE PURPOSE OF THE ISSUANCE OF THE CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES IN ACCORDANCE WITH THE TERMS AS SPECIFIED AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED AND TO PERMIT THE COMPANY TO EXERCISE ITS RIGHTS UNDER, AND TO COMPLY WITH AND PERFORM EACH AND ALL OF THE OBLIGATIONS IMPOSED UPON THE COMPANY BY THE TERMS AS SPECIFIED AND IN ACCORDANCE WITH THE AMENDED ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED AND OTHER AGREEMENTS, DOCUMENTS AND ARRANGEMENTS EVIDENCING THE ISSUANCE OF THE CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES; AND TO DO ALL SUCH ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED ISSUANCE OF THE CLASS D NON-CONVERTIBLE REDEEMABLE PREFERENCE SHARES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES S.1 AMEND THE ARTICLES OF ASSOCIATION OF TELEKOM Management For *Management Position Unknown MALAYSIA BERHAD THE COMPANY AND DELETE IN THE FORM AND MANNER AS SPECIFIED PROPOSED GENERAL AMENDMENTS TO THE ARTICLES; AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED GENERAL AMENDMENTS TO THE ARTICLES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES S.2 AMEND, SUBJECT TO THE PASSING OF RESOLUTION 2 Management For *Management Position Unknown AND S.3, THE ARTICLES OF ASSOCIATION OF TELEKOM MALAYSIA BERHAD THE COMPANY AND DELETED IN THE FORM AND MANNER AS SPECIFIED PROPOSED SPECIFIC AMENDMENTS TO THE ARTICLES; AND AUTHORIZE THE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 81 of 120 BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED SPECIFIC AMENDMENTS TO THE ARTICLES WITH FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES S.3 AMEND, SUBJECT TO THE PASSING OF RESOLUTION 2, Management For *Management Position Unknown THE MEMORANDUM OF ASSOCIATION OF TELEKOM MALAYSIA BERHAD THE COMPANY AND DELETED IN THE FORM AND MANNER AS SPECIFIED PROPOSED SPECIFIC AMENDMENTS TO THE MEMORANDUM; AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS, DEEDS AND THINGS AS ARE NECESSARY AND/OR EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO THE PROPOSED SPECIFIC AMENDMENTS TO THE MEMORANDUM WITH FULL POWERS TO ASSENT TO ANY CONDITIONS, MODIFICATIONS AND/OR AMENDMENTS AS MAY BE REQUIRED BY ANY RELEVANT AUTHORITIES ------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007 ISSUER: 911684108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFY ACCOUNTANTS FOR 2007. Management For For 01 DIRECTOR Management For P.H. DENUIT Management For For ------------------------------------------------------------------------------------------------------------------------------------ TELEFONICA, S.A. TEF ANNUAL MEETING DATE: 05/09/2007 ISSUER: 879382208 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For For THE INDIVIDUAL ANNUAL ACCOUNTS, OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OF THE MANAGEMENT REPORT OF TELEFONICA, S.A. 02 DIRECTOR Management For MR. C. ALIERTA IZUEL+ Management For For MR. M. CARPIO GARCIA+ Management For For MR. G.H.F. DE ANGULO+ Management For For MR. P.I.A. DE TEJERA+ Management For For ENRIQUE USED AZNAR+ Management For For G.V. GALARRAGA+ Management For For MR. J.M.A.P. LOPEZ# Management For For 03 AUTHORIZATION TO ACQUIRE THE COMPANY S OWN SHARES, Management For For EITHER DIRECTLY OR THROUGH GROUP COMPANIES. 04 DELEGATION TO THE BOARD OF DIRECTORS THE POWER Management For For TO ISSUE DEBENTURES, BONDS, NOTES AND OTHER FIXED-INCOME SECURITIES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 82 of 120 05 REDUCTION IN SHARE CAPITAL BY MEANS OF THE REPURCHASE Management For For OF THE COMPANY S OWN SHARES. 6A AMENDMENTS REGARDING THE GENERAL SHAREHOLDERS Management For For MEETING. 6B AMENDMENTS REGARDING PROXY-GRANTING AND VOTING Management For For BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE ATTENDANCE. 6C AMENDMENTS REGARDING THE BOARD OF DIRECTORS. Management For For 7A AMENDMENT OF ARTICLE 5 (POWERS OF THE SHAREHOLDERS Management For For AT THE GENERAL SHAREHOLDERS MEETING). 7B AMENDMENTS RELATING TO THE CALL TO AND PREPARATION Management For For OF THE GENERAL SHAREHOLDERS MEETING. 7C AMENDMENTS RELATING TO PROXY-GRANTING AND VOTING Management For For BY MEANS OF LONG-DISTANCE COMMUNICATION AND REMOTE ATTENDANCE. 7D OTHER AMENDMENTS: AMENDMENT OF ARTICLE 21 AND Management For For AMENDMENT OF ARTICLE 24. 08 DELEGATION OF POWERS TO FORMALIZE, INTERPRET, Management For For CURE AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS. ------------------------------------------------------------------------------------------------------------------------------------ WINDSTREAM CORPORATION WIN ANNUAL MEETING DATE: 05/09/2007 ISSUER: 97381W104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For S.E. "SANDY" BEALL, III Management For For DENNIS E. FOSTER Management For For FRANCIS X. FRANTZ Management For For JEFFERY R. GARDNER Management For For JEFFREY T. HINSON Management For For JUDY K. JONES Management For For WILLIAM A. MONTGOMERY Management For For FRANK E. REED Management For For 02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Management For For COMPENSATION PLAN 03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS WINDSTREAM S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2007 04 REQUIRED EQUITY AWARDS TO BE HELD Shareholder Against For ------------------------------------------------------------------------------------------------------------------------------------ CENTURYTEL, INC. CTL ANNUAL MEETING DATE: 05/10/2007 ISSUER: 156700106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 83 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM R. BOLES, JR. Management For For W. BRUCE HANKS Management For For C.G. MELVILLE, JR. Management For For GLEN F. POST, III Management For For 02 TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT AUDITOR FOR 2007. 03 TO ACT UPON A SHAREHOLDER PROPOSAL REGARDING Shareholder Against For EXECUTIVE COMPENSATION. ------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007 ISSUER: 38259P508 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ERIC SCHMIDT Management For For SERGEY BRIN Management For For LARRY PAGE Management For For L. JOHN DOERR Management For For JOHN L. HENNESSY Management For For ARTHUR D. LEVINSON Management For For ANN MATHER Management For For PAUL S. OTELLINI Management For For K. RAM SHRIRAM Management For For SHIRLEY M. TILGHMAN Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY 4,500,000. 04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For 05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF ACCESS TO THE INTERNET. ------------------------------------------------------------------------------------------------------------------------------------ CHINA UNICOM LIMITED CHU ANNUAL MEETING DATE: 05/11/2007 ISSUER: 16945R104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS Management For For AND THE REPORTS OF THE DIRECTORS AND OF THE INDEPENDENT AUDITOR. 02 TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED Management For For 31 DECEMBER 2006. 3A1 TO ELECT OR RE-ELECT MR. SHANG BING AS A DIRECTOR. Management For For 3A2 TO ELECT OR RE-ELECT MS. LI JIANGUO AS A DIRECTOR. Management For For 3A3 TO ELECT OR RE-ELECT MR. YANG XIAOWEI AS A DIRECTOR. Management For For 3A4 TO ELECT OR RE-ELECT MR. WU JINGLIAN AS A DIRECTOR. Management For For 3A5 TO ELECT OR RE-ELECT MR. SHAN WEIJIAN AS A DIRECTOR. Management For For 3B TO AUTHORIZE THE DIRECTORS TO FIX REMUNERATION Management For For OF THE DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2007.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 84 of 120 04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS, Management For For AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION. 05 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For REPURCHASE SHARES IN THE COMPANY. 06 TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO Management For For ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES. 07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For For DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. 08 TO APPROVE THE AMENDMENTS TO THE SHARE OPTION Management For For SCHEME AND THE PRE-GLOBAL OFFERING SHARE OPTION SCHEME OF THE COMPANY. 09 TO APPROVE THE AMENDMENTS TO THE CERTAIN TERMS Management For For OF THE OPTIONS GRANTED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. ------------------------------------------------------------------------------------------------------------------------------------ ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007 ISSUER: 020039103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For SCOTT T. FORD Management For For L.L GELLERSTEDT, III Management For For EMON A. MAHONY, JR. Management For For RONALD TOWNSEND Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For ------------------------------------------------------------------------------------------------------------------------------------ CHINA MOBILE (HONG KONG) LIMITED CHL ANNUAL MEETING DATE: 05/16/2007 ISSUER: 16941M109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For *Management Position Unknown STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS. 2A TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE Management For *Management Position Unknown YEAR ENDED 31 DECEMBER 2006. 2B TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR Management For *Management Position Unknown ENDED 31 DECEMBER 2006. 3A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown 3B TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown 3C TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown 3D TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown 3E TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. Management For *Management Position Unknown 04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For *Management Position Unknown AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 85 of 120 05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. 06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY. 07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. ------------------------------------------------------------------------------------------------------------------------------------ GEMSTAR-TV GUIDE INTERNATIONAL, INC. GMST ANNUAL MEETING DATE: 05/16/2007 ISSUER: 36866W106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ANTHEA DISNEY Management For For RICHARD BATTISTA Management For For PETER CHERNIN Management For For DAVID F. DEVOE Management For For NICHOLAS DONATIELLO JR Management For For JAMES E. MEYER Management For For K. RUPERT MURDOCH Management For For JAMES P. O'SHAUGHNESSY Management For For RUTHANN QUINDLEN Management For For 02 FOR RATIFICATION OF ERNST & YOUNG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 FOR ADOPTION OF THE 2007 LONG-TERM INCENTIVE Management Against Against PLAN. ------------------------------------------------------------------------------------------------------------------------------------ GOLDEN TELECOM, INC. GLDN CONSENT MEETING DATE: 05/17/2007 ISSUER: 38122G107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown PETR AVEN 1B APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown VLADIMIR BULGAK 1C APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown PATRICK GALLAGHER 1D APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown THOR HALVORSEN 1E APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown DAVID HERMAN 1F APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown KJELL JOHNSEN 1G APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown OLEG MALIS 1H APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown ALEXEY REZNIKOVICH
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 86 of 120 1I APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown DAVID SMYTH 1J APPROVED BY THE COMPANY ELECTION OF DIRECTOR: Management For *Management Position Unknown JEAN-PIERRE VANDROMME 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For *Management Position Unknown LLC AS INDEPENDENT PUBLIC AUDITORS OF THE COMPANY FOR 2007 03 APPROVAL OF AN AMENDMENT TO THE 1999 EQUITY PARTICIPATION Management For *Management Position Unknown PLAN OF GOLDEN TELECOM, INC 04 IF PRESENTED, A SHAREHOLDER PROPOSAL TO ELECT Management Abstain For ANDREY GAIDUK AS DIRECTOR ------------------------------------------------------------------------------------------------------------------------------------ HUTCHISON WHAMPOA LTD AGM MEETING DATE: 05/17/2007 ISSUER: Y38024108 ISIN: HK0013000119 SEDOL: B01DJQ6, 6448035, B16TW78, 5324910, 6448068 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE STATEMENT OF AUDITED Management For *Management Position Unknown ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2006 2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown 3.1 RE-ELECT MR. LI KA-SHING AS A DIRECTOR Management For *Management Position Unknown 3.2 RE-ELECT MR. FRANK JOHN SIXT AS A DIRECTOR Management For *Management Position Unknown 3.3 RE-ELECT MR. MICHAEL DAVID KADOORIE AS A DIRECTOR Management For *Management Position Unknown 3.4 RE-ELECT MR. GEORGE COLIN MAGNUS AS A DIRECTOR Management For *Management Position Unknown 4. APPOINT THE AUDITORS AND AUTHORIZE THE DIRECTORS Management For *Management Position Unknown TO FIX THE AUDITOR S REMUNERATION 5.O.1 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management Position Unknown OF ADDITIONAL ORDINARY SHARES OFTHE COMPANY NOT EXCEEDING 20% OF THE EXISTING ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY 5.O.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, DURING Management For *Management Position Unknown THE RELEVANT PERIOD, TO REPURCHASE ORDINARY SHARES OF HKD 0.25 EACH IN THE CAPITAL OF THE COMPANY IN ACCORDANCE WITH ALL APPLICABLE LAWS AND THE REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED OR OF ANY OTHER STOCK EXCHANGE, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY SHARE CAPITAL OF THE COMPANY IN ISSUE AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY LAW TO BE HELD 5.O.3 AUTHORIZE THE DIRECTORS TO ISSUE AND DISPOSE Management For *Management Position Unknown OF ADDITIONAL ORDINARY SHARES PURSUANT TO ORDINARY RESOLUTION NUMBER 1, TO ADD AN AMOUNT REPRESENTING THE AGGREGATE NOMINAL AMOUNT OF THE ORDINARY SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO ORDINARY RESOLUTION NUMBER 2, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AT THE DATE OF THIS RESOLUTION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 87 of 120 5.O.4 APPROVE THE RULES OF THE EMPLOYEE OPTION PLAN Management For *Management Position Unknown OF HUTCHISON TELECOMMUNICATIONSAUSTRALIA LIMITED A SUBSIDIARY OF THE COMPANY WHOSE SHARES ARE LISTED ON AUSTRALIAN SECURITIES EXCHANGE LIMITED AS SPECIFIED THE HTAL EMPLOYEE OPTION PLAN; AND AUTHORIZE THE DIRECTORS OF THE COMPANY, ACTING TOGETHER, INDIVIDUALLY OR BY COMMITTEE, TO APPROVE ANY AMENDMENTS TO THE RULES OF THE HTAL EMPLOYEE OPTION PLAN AS MAY BE ACCEPTABLE OR NOT OBJECTED TO BY THE STOCK EXCHANGE OF HONG KONG LIMITED, AND TO TAKE ALL SUCH STEPS AS MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO CARRY INTO EFFECT THE HTAL EMPLOYEE OPTION PLAN SUBJECT TO AND IN ACCORDANCE WITH THE TERMS THEREOF WITH EFFECT FROM THE CONCLUSION OF THE MEETING AT WHICH THIS RESOLUTION IS PASSED 5.S.1 AMEND THE ARTICLE 85 AND ARTICLE 91 OF THE ARTICLES Management For *Management Position Unknown OF ASSOCIATION OF THE COMPANY, AS SPECIFIED ------------------------------------------------------------------------------------------------------------------------------------ NEXTWAVE WIRELESS INC WAVE ANNUAL MEETING DATE: 05/17/2007 ISSUER: 65337Y102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JAMES C. BRAILEAN Management For For WILLIAM H. WEBSTER Management For For 02 APPROVAL OF AN AMENDMENT TO THE 2005 NEXTWAVE Management Against Against STOCK INCENTIVE PLAN, AS AMENDED, TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE THEREUNDER FROM 12,500,000 TO 27,500,000. 03 RATIFY THE SELECTION OF ERNST & YOUNG LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF NEXTWAVE AND ITS SUBSIDIARIES FOR THE YEAR ENDING DECEMBER 29, 2007. ------------------------------------------------------------------------------------------------------------------------------------ ASIA SATELLITE TELECOMM. HOLDINGS LT SAT ANNUAL MEETING DATE: 05/18/2007 ISSUER: 04516X106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO ADOPT THE AUDITED ACCOUNTS FOR THE YEAR ENDED Management For For 31 DECEMBER 2006 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON. 02 TO DECLARE A FINAL DIVIDEND OF HK$0.27 PER SHARE. Management For For FOR DETAILS, PLEASE SEE EXPLANATORY NOTE 4.1 IN THE NOTICE OF AGM. 03 TO RE-ELECT DIRECTOR AND AUTHORISE THE DIRECTORS Management For For TO FIX THEIR REMUNERATION. 3A TO RE-ELECT DING YU CHENG AS A DIRECTOR. Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 88 of 120 3B TO RE-ELECT JU WEI MIN AS A DIRECTOR. Management For For 3C TO RE-ELECT KO FAI WONG AS A DIRECTOR. Management For For 3D TO RE-ELECT MI ZENG XIN AS A DIRECTOR. Management For For 3E TO RE-ELECT JAMES WATKINS AS A DIRECTOR. Management For For 3F TO RE-ELECT RONALD HERMAN AS A DIRECTOR. Management For For 3G TO RE-ELECT JOHN CONNELLY AS A DIRECTOR. Management For For 3H TO RE-ELECT MARK CHEN AS A DIRECTOR. Management For For 3I TO RE-ELECT NANCY KU AS A DIRECTOR. Management For For 08 TO AMEND THE BYE-LAWS OF THE COMPANY AS SET OUT Management For For IN RESOLUTION (8) IN THE NOTICE OF AGM. 04 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITORS Management For For OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2007. 05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For For ISSUE AND DISPOSE OF ADDITIONAL SHARES IN THE COMPANY; NOT EXCEEDING TEN PERCENT OF THE ISSUED SHARE CAPITAL AT THE DATE OF THIS RESOLUTION. 06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For For EXERCISE ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE SHARES OF HK$0.10 EACH IN THE CAPITAL OF THE COMPANY; NOT EXCEEDING TEN PERCENT OF THE ISSUED SHARE CAPITAL AT THE DATE OF THIS RESOLUTION. 07 TO ADD THE AGGREGATE NOMINAL AMOUNT OF THE SHARES Management For For WHICH ARE PURCHASED OR OTHERWISE ACQUIRED UNDER THE GENERAL MANDATE IN RESOLUTION (6) TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARES WHICH MAY BE ISSUED UNDER THE GENERAL MANDATE IN RESOLUTION (5). ------------------------------------------------------------------------------------------------------------------------------------ CITIZENS COMMUNICATIONS COMPANY CZN ANNUAL MEETING DATE: 05/18/2007 ISSUER: 17453B101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For KATHLEEN Q. ABERNATHY Management For For LEROY T. BARNES, JR. Management For For MICHAEL T. DUGAN Management For For JERI B. FINARD Management For For LAWTON WEHLE FITT Management For For WILLIAM M. KRAUS Management For For HOWARD L. SCHROTT Management For For LARRAINE D. SEGIL Management For For BRADLEY E. SINGER Management For For DAVID H. WARD Management For For MYRON A. WICK, III Management For For MARY AGNES WILDEROTTER Management For For 02 TO ADOPT THE 2008 CITIZENS INCENTIVE PLAN. Management For For 03 TO ADOPT AN AMENDMENT TO THE AMENDED AND RESTATED Management For For 2000 EQUITY INCENTIVE PLAN. 04 TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 89 of 120 ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007 ISSUER: 887317105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF AUDITORS. Management For For 03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS. 04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For VOTE. 07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS. 08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED. 01 DIRECTOR Management For JAMES L. BARKSDALE Management For For JEFFREY L. BEWKES Management For For STEPHEN F. BOLLENBACH Management For For FRANK J. CAUFIELD Management For For ROBERT C. CLARK Management For For MATHIAS DOPFNER Management For For JESSICA P. EINHORN Management For For REUBEN MARK Management For For MICHAEL A. MILES Management For For KENNETH J. NOVACK Management For For RICHARD D. PARSONS Management For For FRANCIS T. VINCENT, JR. Management For For DEBORAH C. WRIGHT Management For For ------------------------------------------------------------------------------------------------------------------------------------ COMPANIA ANONIMA NAC. TEL. DE VENEZU VNT SPECIAL MEETING DATE: 05/21/2007 ISSUER: 204421101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF MANAGEMENT S REPORT OF FINANCIAL Management For *Management Position Unknown RESULTS FOR THE FOUR MONTH PERIOD ENDED APRIL 30, 2007. 02 PROPOSAL TO ELECT ALL DIRECTORS TO SERVE ON THE Management For BOARD OF DIRECTORS FOR THE PERIOD 2007-2008. ------------------------------------------------------------------------------------------------------------------------------------ FRANCE TELECOM FTE SPECIAL MEETING DATE: 05/21/2007 ISSUER: 35177Q105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 90 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS Management For For FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. 02 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For FOR THE FINANCIAL YEAR. FINAL DISCHARGE TO DIRECTORS. 03 ALLOCATION OF THE RESULTS. Management For For 04 APPROVAL OF THE AGREEMENTS REFERRED TO IN ARTICLE Management For For L. 225-38 OF THE FRENCH COMMERCIAL CODE. 05 AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS Management For For TO PURCHASE, RETAIN OR TRANSFER FRANCE TELECOM SHARES. 06 APPOINTMENT OF A DIRECTOR: MRS CLAUDIE HAIGNERE Management For For 07 AMENDMENT OF ARTICLE 21 OF THE BY-LAWS IN ORDER Management For For TO BRING IT INTO CONFORMITY WITH THE DECREE NO. 2007-431 OF MARCH 25, 2007. 08 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. 11 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED. 09 DELEGATION OF AUTHORITY TO THE BOARD DIRECTORS Management For For TO ISSUE ORDINARY SHARES OF THE COMPANY AND SECURITIES GIVING ACCESS TO THE ORDINARY SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF THE SHAREHOLDERS. 10 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS Management For For IN THE EVENT OF THE ISSUANCE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, OF ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES, TO DETERMINE THE ISSUANCE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING. 12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY. 13 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO ISSUE ORDINARY SHARES AND SECURITIES GIVING ACCESS TO ORDINARY SHARES, IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL. 14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO ISSUE ORDINARY SHARES, AS A RESULT OF THE ISSUANCE BY THE COMPANY S SUBSIDIARIES OF SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY. 15 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO ISSUE THE SHARES RESERVED FOR PERSONS SIGNING A LIQUIDITY CONTRACT WITH THE COMPANY IN THEIR CAPACITY AS HOLDERS OF SHARES OR STOCK OPTIONS OF THE FIRM ORANGE S.A. 16 DELEGATION OF POWERS TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH THE FREE ISSUANCE OF OPTION-BASED LIQUIDITY INSTRUMENTS RESERVED FOR HOLDERS OF STOCK OPTIONS OF ORANGE S.A. AND BENEFICIARIES OF A LIQUIDITY AGREEMENT. 17 OVERALL LIMITATION OF THE AUTHORIZATIONS. Management For For 18 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO ISSUE SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES. 19 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO INCREASE THE SHARE CAPITAL OF THE COMPANY BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 91 of 120 20 AUTHORIZATION TO THE BOARD OF DIRECTORS TO ISSUE Management For For STOCK SUBSCRIPTION AND/OR PURCHASE OPTIONS OF ORDINARY SHARES FROM THE COMPANY. 21 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF THE FRANCE TELECOM GROUP SAVINGS PLAN. 22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Management For For THE SHARE CAPITAL THROUGH THE CANCELLATION OF ORDINARY SHARES. 23 POWERS FOR FORMALITIES. Management For For ------------------------------------------------------------------------------------------------------------------------------------ TIME ENGINEERING BHD, KUALA LUMPUR AGM MEETING DATE: 05/22/2007 ISSUER: Y8839H105 ISIN: MYL4456OO009 SEDOL: 6891833, B02HMN5 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * RECEIVE THE AUDITED FINANCIAL STATEMENTS FOR Non-Voting *Management Position Unknown THE YE 31 DEC 2006 TOGETHER WITHTHE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON 1. RE-ELECT MR. DATUK HAJI MOHD KHALIL DATO HAJI Management For *Management Position Unknown MOHD NOOR AS A DIRECTOR, WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 96 OF THE COMPANY S ARTICLE OF ASSOCIATION 2. RE-ELECT DATO DR. GAN KHUAN POH AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION IN ACCORDANCE WITH ARTICLE 96 OF THE COMPANY S ARTICLE OF ASSOCIATION S.1 RE-APPOINT MR. TUAN HAJI ABDULLAH YUSOF AS A Management For *Management Position Unknown DIRECTOR OF THE COMPANY IN ACCORDANCE WITH SECTION 129(6) OF THE COMPANIES ACT 1965 TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM 3. APPROVE TO SANCTION THE PAYMENT OF THE DIRECTORS Management For *Management Position Unknown FEES FOR THE FYE 31 DEC 2006 4. REAPPOINT MESSRS. KPMG AS THE AUDITORS OF THE Management For *Management Position Unknown COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AND AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION * TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ VISHAY INTERTECHNOLOGY, INC. VSH ANNUAL MEETING DATE: 05/22/2007 ISSUER: 928298108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 92 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For DR. FELIX ZANDMAN Management For For ZVI GRINFAS Management For For DR. GERALD PAUL Management For For 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS VISHAY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007. 03 TO APPROVE THE AMENDMENT TO VISHAY S 1998 STOCK Management For For OPTION PLAN. 04 TO APPROVE VISHAY S 2007 STOCK OPTION PLAN. Management For For ------------------------------------------------------------------------------------------------------------------------------------ AMPHENOL CORPORATION APH ANNUAL MEETING DATE: 05/23/2007 ISSUER: 032095101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For STANLEY L. CLARK Management For For ANDREW E. LIETZ Management For For MARTIN H. LOEFFLER Management For For 03 APPROVAL OF THE INCREASE IN THE NUMBER OF AUTHORIZED Management For For SHARES. 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For PUBLIC ACCOUNTANTS OF THE COMPANY. ------------------------------------------------------------------------------------------------------------------------------------ QWEST COMMUNICATIONS INTERNATIONAL I Q ANNUAL MEETING DATE: 05/23/2007 ISSUER: 749121109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Management For For 1B ELECTION OF DIRECTOR: LINDA G. ALVARADO Management For For 1C ELECTION OF DIRECTOR: CHARLES L. BIGGS Management For For 1D ELECTION OF DIRECTOR: K. DANE BROOKSHER Management For For 1E ELECTION OF DIRECTOR: PETER S. HELLMAN Management For For 1F ELECTION OF DIRECTOR: R. DAVID HOOVER Management For For 1G ELECTION OF DIRECTOR: PATRICK J. MARTIN Management For For 1H ELECTION OF DIRECTOR: CAROLINE MATTHEWS Management For For 1I ELECTION OF DIRECTOR: WAYNE W. MURDY Management For For 1J ELECTION OF DIRECTOR: FRANK P. POPOFF Management For For 1K ELECTION OF DIRECTOR: JAMES A. UNRUH Management For For 1L ELECTION OF DIRECTOR: ANTHONY WELTERS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 93 of 120 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For OUR INDEPENDENT AUDITOR FOR 2007 03 APPROVAL OF THE AMENDED AND RESTATED EQUITY INCENTIVE Management For For PLAN 04 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For ESTABLISH A POLICY WHEREBY AT LEAST 75% OF FUTURE EQUITY COMPENSATION AWARDED TO SENIOR EXECUTIVES BE PERFORMANCE-BASED AND THE RELATED PERFORMANCE METRICS BE DISCLOSED TO STOCKHOLDERS 05 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For ESTABLISH A POLICY THAT STOCKHOLDERS HAVE THE OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT TO RATIFY CERTAIN COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS 06 STOCKHOLDER PROPOSAL - REQUESTING THAT WE SEEK Shareholder Against For STOCKHOLDER APPROVAL OF CERTAIN BENEFITS FOR SENIOR EXECUTIVES UNDER OUR NON-QUALIFIED PENSION PLAN OR ANY SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN 07 STOCKHOLDER PROPOSAL - REQUESTING THAT OUR BOARD Shareholder Against For ESTABLISH A POLICY OF SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER POSSIBLE ------------------------------------------------------------------------------------------------------------------------------------ ATLANTIC TELE-NETWORK, INC. ANK ANNUAL MEETING DATE: 05/24/2007 ISSUER: 049079205 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MARTIN L. BUDD Management For For CORNELIUS B. PRIOR, JR. Management For For CHARLES J. ROESSLEIN Management For For BRIAN A. SCHUCHMAN Management For For HENRY U. WHEATLEY Management For For 02 APPROVAL OF AMENDMENTS TO 1998 STOCK OPTION PLAN. Management Against Against ------------------------------------------------------------------------------------------------------------------------------------ HUNGARIAN TELEPHONE AND CABLE CORP. HTC ANNUAL MEETING DATE: 05/24/2007 ISSUER: 445542103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For OLE STEEN ANDERSEN Management For For PETER FEINER Management For For CARSTEN DYRUP REVSBECH Management For For ROBERT R. DOGONOWSKI Management For For JENS DUE OLSEN Management For For HENRIK SCHEINEMANN Management For For JESPER THEILL ERIKSEN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 94 of 120 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For KFT. AS AUDITORS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ RURAL CELLULAR CORPORATION RCCC ANNUAL MEETING DATE: 05/25/2007 ISSUER: 781904107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JAMES V. CONTINENZA Management For For JACQUES LEDUC Management For For WESLEY E. SCHULTZ Management For For 02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For AUDITORS FOR THE COMPANY S 2007 FISCAL YEAR. ------------------------------------------------------------------------------------------------------------------------------------ TELEKOM AUSTRIA AG, WIEN AGM MEETING DATE: 05/30/2007 ISSUER: A8502A102 ISIN: AT0000720008 BLOCKING SEDOL: 4635088, B054MV1, 4695189 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. RECEIVE THE FINANCIAL STATEMENTS AND THE MANAGEMENT Management Action *Management Position Unknown REPORT AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS INCLUDING THE CONSOLIDATED MANGEMENT REPORT FOR THE FY 2006 AND THE SUPERVISORY BOARD REPORT ON THE FY 2006 Take No 2. APPROVE ALLOCATION OF INCOME Management Action *Management Position Unknown Take No 3. GRANT DISCHARGE TO THE MANAGEMENT AND OF THE Management Action *Management Position Unknown MEMBERS OF THE SUPERVISORY BOARDFOR THE FY 2006 Take No 4. APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS Management Action *Management Position Unknown Take No 5. ELECT THE AUDITORS OF THE FINANCIAL STATEMENTS Management Action *Management Position Unknown AND OF THE CONSOLIDATE FINANCIAL STATEMENTS FOR THE FY 2007 6. RECEIVE REPORT ON SHARE REPURCHASE PROGRAM Non-Voting *Management Position Unknown Take No 7.A GRANT AUTHORITY TO REPURCHASE THE ISSUED SHARE Management Action *Management Position Unknown CAPITAL TO SERVICE STOCK OPTION PLAN Take No 7.B GRANT AUTHORITY TO USE OWN SHARES FOR SETTLEMENT Management Action *Management Position Unknown OF CONVERTIBLE BONDS Take No 7.C GRANT AUTHORITY TO USE OWN SHARES FOR ACQUISITION Management Action *Management Position Unknown OF COMPANIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 95 of 120 Take No 7.D APPROVE EUR 46 MILLION REDUCTION IN SHARE CAPITAL Management Action *Management Position Unknown VIA CANCELLATION OF REPURCHASED SHARES Take No 7.E GRANT AUTHORITY TO THE RE-ISSUANCE OF REPURCHASE Management Action *Management Position Unknown SHARES 8. TO APPROVE THE SPIN-OFF OF FIXED LINE BUSINESS Non-Voting *Management Position Unknown TO TELECOM AUSTRIA FIX NET AG,AS SPECIFIED Take No 9. ADOPT THE NEW ARTICLES OF ASSOCIATION Management Action *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ AUSTAR UNITED COMMUNICATIONS LIMITED AGM MEETING DATE: 05/31/2007 ISSUER: Q0716Q109 ISIN: AU000000AUN4 SEDOL: B05P8Q1, 6164955, 4070526 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE FINANCIAL REPORT AND Management For *Management Position Unknown THE REPORTS OF THE DIRECTORS ANDTHE AUDITORS FOR THE FYE 31 DEC 2006 2. ADOPT THE REMUNERATION REPORT FOR THE YE 31 DEC Management For *Management Position Unknown 2006 3.a RE-ELECT MR. TIM D. DOWNING AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE RULE 8.1 OF THE COMPANY S CONSTITUTION 3.b RE-ELECT MR. GENE W. SCHNEIDER AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE RULE 8.1 OF THE COMPANY S CONSTITUTION S.4 APPROVE: A) THE BUY-BACK OF UP TO AUD 300 MILLION Management For *Management Position Unknown OF ITS ISSUED ORDINARY SHARES BY BUY-BACK AGREEMENTS UNDER: 1)AN OFF-MARKET TENDER BUY-BACK; AND/OR 2) ON-MARKET BUY-BACKS; AND B) THE TERMS, AND ENTRY INTO, OF THE BUY-BACK AGREEMENTS TO THE EXTENT THAT APPROVAL OF SUCH BUY-BACK AGREEMENTS IS REQUIRED UNDER THE COMPANIES ACT 2001 CTH S.5 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 256C(1) OF THE CORPORATIONSACT 2001, TO REDUCE ITS SHARE CAPITAL BY UP TO AUD 300 MILLION BY PAYING EACH HOLDER OF ORDINARY SHARES AN AMOUNT THAT IS PROPORTIONAL TO THE NUMBER OF ORDINARY SHARES HELD ON THE RECORD DATE AS SPECIFIED S.6 APPROVE, IN ACCORDANCE WITH RULE 2.2B(I) OF THE Management For *Management Position Unknown CONSTITUTION AND SUBJECT TO OBTAINING WRITTEN CONSENT, OR A RESOLUTION, OF B CLASS SHAREHOLDERS AS CONTEMPLATED BY THAT RULE, THE B CLASS SHARES NOT BE ENTITLED TO PARTICIPATE IN ANY RETURN OF CAPITAL APPROVED UNDER RESOLUTION S.5, AND THAT THE RIGHTS ATTACHING TO THOSE SHARES INCLUDING THE RIGHTS UNDER RULE 2.2B(R) BE VARIED ACCORDINGLY * OTHER BUSINESS Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 96 of 120 ------------------------------------------------------------------------------------------------------------------------------------ GROUP 4 SECURICOR PLC, SUTTON AGM MEETING DATE: 05/31/2007 ISSUER: G4194K106 ISIN: GB00B01FLG62 SEDOL: B01FLG6, B01Y4N1, B03NQT6, B1HJPL2 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown FOR THE YE 31 DEC 2006 AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR THEREON 2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown REPORT CONTAINED IN THE FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006 3. DECLARE THE DIVIDENDS Management For *Management Position Unknown 4. ELECT MR. MARK ELLIOTT MEMBER OF REMUNERATION Management For *Management Position Unknown COMMITTEE AS A DIRECTOR 5.a RE-ELECT MR. NICK BUCKLES AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRE BY ROTATION 5.b RE-ELECT MR. LORD CONDON MEMBER OF REMUNERATION Management For *Management Position Unknown AND NOMINATION COMMITTEES AS A DIRECTOR, WHO RETIRE BY ROTATION 5.c RE-ELECT MR. ALF DUCH-PEDERSEN MEMBER OF THE Management For *Management Position Unknown NOMINATION COMMITTEES AS A DIRECTOR, WHO RETIRE BY ROTATION 6. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown COMPANY FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE SHAREHOLDERS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 7. AUTHORIZE THE DIRECTORS TO MAKE AMENDMENTS TO Management For *Management Position Unknown THE GROUP 4 SECURICOR PERFORMANCE SHARE PLAN AS DETAILED IN THE DIRECTORS REMUNERATION REPORT OF THE COMPANY S 2006 ANNUAL REPORT AND ACCOUNTS S.11 APPROVE TO CHANGE THE NAME OF THE COMPANY TO Management For *Management Position Unknown G4S PLC 8. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 80 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT RELEVANT SECURITIES SECTION 80(2) OF THE ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 105,500,000; AUTHORITY EXPIRES ON 01 MAY 2012; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown 95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION 94(2) OF THE ACT FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE ACT, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: I) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFER OF SECURITIES IN FAVOR OF THE HOLDERS OF ORDINARY SHARES; II) UP TO AN AGGREGATE NOMINAL VALUE OF GBP 15,995,000; AUTHORITY EXPIRES ON 01 MAY 2012; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 97 of 120 S.10 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASES Management For *Management Position Unknown SECTION 163(3) OF THE ACT OFUP TO 128,000,000 ORDINARY SHARES OF 25P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD IN 2008; THE COMPANY BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY ------------------------------------------------------------------------------------------------------------------------------------ PCCW LTD AGM MEETING DATE: 05/31/2007 ISSUER: Y6802P120 ISIN: HK0008011667 SEDOL: B01JC10, B17H0G6, 6574071, 7538214, 6586678 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2006 2. DECLARE A FINAL DIVIDEND OF 12 HK CENTS IN RESPECT Management For *Management Position Unknown OF THE YE 31 DEC 2006 3.A RE-ELECT MR. LI TZAR KAI, RICHARD AS A DIRECTOR Management For *Management Position Unknown 3.B RE-ELECT MR. ALEXANDER ANTHONY ARENA AS A DIRECTOR Management For *Management Position Unknown 3.C RE-ELECT DR. THE HON SIR LI KWOK PO, DAVID AS Management For *Management Position Unknown A DIRECTOR 3.D RE-ELECT MR. AMAN MEHTA AS A DIRECTOR Management For *Management Position Unknown 3.E RE-ELECT THE HON RAYMOND GEORGE HARDENBERGH SEITZ Management For *Management Position Unknown AS A DIRECTOR 3.F AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown OF DIRECTORS 4. RE-APPOINT MESSRS. PRICEWATERHOUSECOOPERS AS Management For *Management Position Unknown THE AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 5. AUTHORIZE THE DIRECTORS TO ALLOT, ISSUE AND DEAL Management For *Management Position Unknown WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY AND TO ALLOT, ISSUE OR GRANT SECURITIES CONVERTIBLE INTO SUCH SHARES, OPTIONS, WARRANTS OR SIMILAR RIGHTS TO SUBSCRIBE FOR ANY SHARES IN THE COMPANY OR SUCH CONVERTIBLE SECURITIES AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS DURING AND AFTER THE RELEVANT PERIOD, NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY OTHERWISE THAN PURSUANT TO: I) A RIGHTS ISSUE; OR II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER THE TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES OF THE COMPANY; OR III) THE EXERCISE OF THE SUBSCRIPTION RIGHTS UNDER ANY OPTION SCHEME OR SIMILAR ARRANGEMENT; OR IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY APPLICABLE LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 98 of 120 6. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For *Management Position Unknown SECURITIES OF THE COMPANY DURING THE RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE, OR ANY OTHER STOCK EXCHANGE ON WHICH THE SECURITIES OF THE COMPANY HAVE BEEN OR MAY BE LISTED AND RECOGNIZED BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE FOR SUCH PURPOSES, SHARES IN THE COMPANY INCLUDING ANY FORM OF DEPOSITARY RECEIPT REPRESENTING THE RIGHT TO RECEIVE SUCH SHARES ISSUED BY THE COMPANY AND SUBJECT TO AND IN ACCORDANCE WITH ALL APPLICABLE LAWS AND REQUIREMENTS OF THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OR OF ANY OTHER STOCK EXCHANGE AS AMENDED FROM TIME TO TIME, NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED BY ANY APPLICABLE LAW OR THE ARTICLES OF ASSOCIATION OF THE COMPANY TO BE HELD 7. APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For *Management Position Unknown 6, TO ADD THE AGGREGATE NOMINALAMOUNT OF THE SHARE CAPITAL OF THE COMPANY REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION 6, TO THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY THAT MAY BE ALLOTTED PURSUANT TO RESOLUTION 5, PROVIDED THAT SUCH AMOUNT SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AT THE DATE OF PASSING THIS RESOLUTION ------------------------------------------------------------------------------------------------------------------------------------ ALCATEL-LUCENT ALU ANNUAL MEETING DATE: 06/01/2007 ISSUER: 013904305 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ E12 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH (I) THE ISSUE WITHOUT CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND OF SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR OF ITS AFFILIATES AND (II) THE INCREASE IN SHARE CAPITAL THROUGH INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERWISE. E13 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO PROCEED WITH THE ISSUE OF CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, OF (I) ORDINARY SHARES AND ANY SECURITIES CONFERRING AN IMMEDIATE OR FUTURE RIGHT TO THE SHARE CAPITAL OF THE COMPANY OR OF ITS AFFILIATES OR OF (II) COMPANY ORDINARY SHARES WHICH CONFER A RIGHT TO THE ISSUANCE OF SECURITIES TO BE ISSUED BY SUBSIDIARIES, INCLUDING FOR THE PURPOSES OF REMUNERATING SECURITIES THAT ARE TENDERED IN CONNECTION WITH AN EXCHANGE OFFER. E14 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS Management For For TO CARRY OUT A SHARE CAPITAL INCREASE TO REMUNERATE CONTRIBUTIONS IN KIND OF CAPITAL STOCK OR MARKETABLE SECURITIES GIVING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 99 of 120 E15 AGGREGATE LIMIT TO THE AMOUNT OF ISSUANCES CARRIED Management For For OUT BY VIRTUE OF THE 12TH, 13TH, AND 14TH RESOLUTIONS. E16 DELEGATION OF AUTHORITY GRANTED TO THE BOARD Management For For OF DIRECTORS TO DECIDE ON THE DISPOSAL OR INCREASE OF SHARE CAPITAL BY THE ISSUANCES OF SHARES RESERVED TO THE PARTICIPANTS IN A COMPANY SAVINGS PLAN. E17 AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS Management For For FOR A FREE BONUS ISSUE OF EXISTING SHARES OR OF SHARES TO BE ISSUED BY THE COMPANY. E18 MODIFICATION OF BY-LAWS ARTICLE NUMBER 21 RELATING Management For For TO SHAREHOLDERS MEETINGS. E19 POWERS. Management For For E20 RESOLUTION A PROPOSED BY SHAREHOLDERS - NOT AGREED Shareholder Against For BY THE BOARD OF DIRECTORS: MODIFICATION OF ARTICLE 22 OF THE BY-LAWS; CANCELLATION OF THE PROVISIONS LIMITING VOTING RIGHTS. E21 AMENDMENTS OR NEW RESOLUTIONS PROPOSED AT THE Management For For MEETING. O1 APPROVAL OF THE FINANCIAL STATEMENTS FOR THE Management For For FISCAL YEAR ENDED DECEMBER 31, 2006. O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Management For For FOR THE FISCAL YEAR ENDED DECEMBER 31, 2006. O3 RESULTS FOR THE FISCAL YEAR - APPROPRIATION. Management For For O4 SETTING OF ATTENDANCE FEES ATTRIBUTED TO THE Management For For DIRECTORS. O5 SETTING OF THE REMUNERATION ATTRIBUTED TO THE Management For For <>. O6 RATIFICATION OF THE APPOINTMENT OF LADY JAY AS Management For For MEMBER OF THE BOARD OF DIRECTORS. O7 RATIFICATION OF THE APPOINTMENT OF MR JEAN-CYRIL Management For For SPINETTA AS MEMBER OF THE BOARD OF DIRECTORS. O8 APPROVAL OF RELATED PARTY AGREEMENTS ENTERED Management For For INTO OR WHICH REMAINED IN FORCE DURING THE FISCAL YEAR. O9 APPROVAL OF AGREEMENTS WITH THE CHIEF EXECUTIVE Management For For OFFICER. O10 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For TO ALLOW THE COMPANY TO PURCHASE AND SELL ITS OWN SHARES. E11 AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS Management For For TO REDUCE THE SHARE CAPITAL OF THE COMPANY. ------------------------------------------------------------------------------------------------------------------------------------ FIRST PACIFIC CO LTD AGM MEETING DATE: 06/01/2007 ISSUER: G34804107 ISIN: BMG348041077 SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE AUDITED ACCOUNTS AND THE Management For *Management Position Unknown REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2006 2. DECLARE A FINAL DIVIDEND OF HKD 3.50 CENTS (USD Management For *Management Position Unknown 0.45 CENT) PER ORDINARY SHAREFOR THE YE 31 DEC 2006 3. RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE Management For *Management Position Unknown COMPANY AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 100 of 120 4.i RE-ELECT MR. MANUEL V. PANGILINAN AS THE MANAGING Management For *Management Position Unknown DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY FOR A FIXED TERM OF NOT MORE THAN 3 YEARS, COMMENCING ON THE DATE OF THIS AGM AND ENDING ON THE EARLIER OF THE DATE OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH MR. MANUEL V. PANGILINAN RETIRES BY ROTATION PURSUANT TO THE CODE ON CORPORATE GOVERNANCE PRACTICES ADOPTED BY THE COMPANY THE CODE AND/OR THE BYE-LAWS 4.ii RE-ELECT MR. EDWARD A. TORTORICI AS AN EXECUTIVE Management For *Management Position Unknown DIRECTOR OF THE COMPANY FOR A FIXED TERM OF NOT MORE THAN 3 YEARS, COMMENCING ON THE DATE OF THIS AGM AND ENDING ON THE EARLIER OF THE DATE OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH MR. EDWARD A. TORTORICI RETIRES BY ROTATION PURSUANT TO THE CODE AND/OR THE BYE-LAWS 4.iii RE-ELECT MR. DAVID TANG AS AN INDEPENDENT NON-EXECUTIVE Management For *Management Position Unknown DIRECTOR OF THE COMPANY FOR A FIXED TERM OF NOT MORE THAN 3 YEARS, COMMENCING ON THE DATE OF THIS AGM AND ENDING ON THE EARLIER OF THE DATE OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH MR. DAVID TANG RETIRES BY ROTATION PURSUANT TO THE CODE AND/OR THE BYE-LAWS 4.iv RE-ELECT PROF. EDWARD K.Y. CHEN AS AN INDEPENDENT Management For *Management Position Unknown NON-EXECUTIVE DIRECTOR OF THE COMPANY FOR A FIXED TERM OF NOT MORE THAN 3 YEARS, COMMENCING ON THE DATE OF THIS AGM AND ENDING ON THE EARLIER OF THE DATE OF THE COMPANY S AGM TO BE HELD IN THE CALENDAR YEAR 2010 OR 31 MAY 2010 OR THE DATE ON WHICH PROF. EDWARD K.Y. CHEN RETIRES BY ROTATION PURSUANT TO THE CODE AND/OR THE BYE-LAWS 5.i AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown OF THE EXECUTIVE DIRECTORS PURSUANT TO THE COMPANY S BYE-LAWS 5.ii APPROVE TO FIX THE REMUNERATION OF THE INDEPENDENT Management For *Management Position Unknown NON-EXECUTIVE DIRECTORS ATTHE SUM OF USD 5,000 FOR EACH MEETING OF THE BOARD OF DIRECTORS OR BOARD COMMITTEE WHICH HE ATTENDS IN PERSON OR BY TELEPHONE CONFERENCE CALL, AS SHALL BE DETERMINED FROM TIME TO TIME BY THE BOARD 6. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown TO RE-APPOINT ADDITIONAL DIRECTORS AS AN ADDITION TO THE BOARD, BUT SO THAT THE MAXIMUM NUMBER OF DIRECTORS SO APPOINTED BY THE DIRECTORS SHALL NOT IN ANY CASE EXCEED THE MAXIMUM NUMBER OF DIRECTORS SPECIFIED IN THE COMPANY S BYE-LAWS FROM TIME TO TIME AND ANY PERSON SO APPOINTED SHALL REMAIN AS A DIRECTOR ONLY UNTIL THE NEXT FOLLOWING AGM OF THE COMPANY 7. AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT, Management For *Management Position Unknown ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY AND TO MAKE OR GRANT OFFERS, AGREEMENTS AND OPTIONS INCLUDING BONDS, WARRANTS AND DEBENTURES CONVERTIBLE INTO SHARES OF THE COMPANY, DURING THE AND AFTER THE RELEVANT PERIOD, THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHETHER PURSUANT TO AN OPTION OR OTHERWISE, BY THE DIRECTORS OF THE COMPANY, OTHERWISE THAN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 101 of 120 PURSUANT TO I) A RIGHTS ISSUE, OR II) THE EXERCISE OF RIGHTS OF SUBSCRIPTION OR CONVERSION UNDER THE TERMS OF ANY WARRANTS ISSUED BY THE COMPANY OR ANY SECURITIES WHICH ARE CONVERTIBLE INTO SHARES OF THE COMPANY, OR III) THE EXERCISE OF OPTIONS GRANTED UNDER ANY SHARE OPTION SCHEME ADOPTED BY THE COMPANY, OR IV) ANY SCRIP DIVIDEND OR SIMILAR ARRANGEMENT PROVIDING FOR THE ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR PART OF A DIVIDEND ON SHARES OF THE COMPANY IN ACCORDANCE WITH THE BYE-LAWS OF THE COMPANY, SHALL NOT EXCEED 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED EITHER BY LAW OR BY THE COMPANY S BYE-LAWS TO BE HELD 8. AUTHORIZE THE DIRECTORS OF THE COMPANY TO REPURCHASE Management For *Management Position Unknown ISSUED SHARES IN THE CAPITAL OF THE COMPANY, DURING THE RELEVANT PERIOD, ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE STOCK EXCHANGE OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY BE LISTED, AND WHICH IS RECOGNIZED FOR THIS PURPOSE BY THE SECURITIES AND FUTURES COMMISSION OF HONG KONG AND THE STOCK EXCHANGE, IN ACCORDANCE WITH ALL APPLICABLE LAWS, INCLUDING THE HONG KONG CODE ON SHARE REPURCHASES AND THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED THE LISTING RULES, THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL WHICH MAY BE PURCHASED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE PURCHASED BY THE DIRECTORS OF THE COMPANY SHALL NOT EXCEED 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE SHARE CAPITAL OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR THE EXPIRATION OF THE PERIOD WITHIN WHICH THE NEXT AGM OF THE COMPANY IS REQUIRED EITHER BY LAW OR BY THE COMPANY S BYE-LAWS TO BE HELD 9. APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTIONS Management For *Management Position Unknown 7 AND 8, THE AGGREGATE NOMINAL AMOUNT OF THE NUMBER OF SHARES IN THE CAPITAL OF THE COMPANY THAT SHALL HAVE BEEN REPURCHASED BY THE COMPANY AFTER THE DATE HEREOF PURSUANT TO AND IN ACCORDANCE WITH THE RESOLUTION 8 SHALL BE ADDED TO THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL THAT MAY BE ALLOTTED AND ISSUED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED AND ISSUED BY THE DIRECTORS OF THE COMPANY PURSUANT TO THE GENERAL MANDATE TO ALLOT AND ISSUE SHARES GRANTED TO THE DIRECTORS OF THE COMPANY BY THE RESOLUTION 7 * TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown 10. APPROVE AND ADOPT THE NEW EXECUTIVE STOCK OPTION Management For *Management Position Unknown PLAN OF METRO PACIFIC INVESTMENTS CORPORATION METRO PACIFIC, THE TERMS AS SPECIFIED AND AUTHORIZE THE DIRECTORS OF METRO PACIFIC TO GRANT OPTIONS TO SUBSCRIBE FOR SHARES OF METRO PACIFIC THERE UNDER, ALLOT AND ISSUE SHARES OF METRO PACIFIC PURSUANT TO THE EXERCISE OF ANY OPTIONS WHICH MAY BE GRANTED UNDER THE EXECUTIVE STOCK OPTION PLAN AND EXERCISE AND PERFORM THE RIGHTS, POWERS AND OBLIGATIONS OF METRO PACIFIC THERE UNDER AND DO ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS AS THE DIRECTORS OF METRO PACIFIC MAY CONSIDER TO BE NECESSARY OR DESIRABLE IN CONNECTION WITH THE FOREGOING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 102 of 120 ------------------------------------------------------------------------------------------------------------------------------------ DOBSON COMMUNICATIONS CORPORATION DCEL ANNUAL MEETING DATE: 06/04/2007 ISSUER: 256069105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For FRED J. HALL Management For For STEVEN P. DUSSEK Management For For 02 APPROVE THE 2007 PERFORMANCE BONUS PLAN FOR OFFICERS. Management For For 03 RATIFY AND APPROVE THE SELECTION OF KPMG LLP Management For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DOBSON COMMUNICATIONS CORPORATION FOR 2007. ------------------------------------------------------------------------------------------------------------------------------------ PT INDOSAT TBK IIT ANNUAL MEETING DATE: 06/05/2007 ISSUER: 744383100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE ANNUAL REPORT AND TO RATIFY THE Management For *Management Position Unknown FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2006 AND THEREBY RELEASES AND DISCHARGE THE BOARD OF COMMISSIONERS FROM THEIR SUPERVISORY RESPONSIBILITIES AND THE BOARD OF DIRECTORS FROM THEIR MANAGERIAL RESPONSIBILITIES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO APPROVE THE ALLOCATIONS OF NET PROFIT FOR Management For *Management Position Unknown RESERVE FUNDS, DIVIDENDS AND OTHER PURPOSES AND TO APPROVE THE DETERMINATION OF THE AMOUNT, TIME AND MANNER OF PAYMENT OF DIVIDENDS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2006. 03 TO DETERMINE THE REMUNERATION FOR THE BOARD OF Management For *Management Position Unknown COMMISSIONERS OF THE COMPANY FOR 2007. 04 TO APPROVE THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For *Management Position Unknown AUDITOR FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2007. 05 TO APPROVE THE APPOINTMENT OF THE PRESIDENT DIRECTOR, Management For *Management Position Unknown THE CHANGE IN COMPOSITION OF THE BOARD OF DIRECTORS AND THE APPOINTMENT OF A COMMISSIONER. ------------------------------------------------------------------------------------------------------------------------------------ THE DIRECTV GROUP, INC. DTV ANNUAL MEETING DATE: 06/05/2007 ISSUER: 25459L106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 103 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For NEIL R. AUSTRIAN Management For For CHARLES R. LEE Management For For K. RUPERT MURDOCH Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT PUBLIC Management For For ACCOUNTANTS. 03 APPROVAL OF THE AMENDED AND RESTATED 2004 STOCK Management For For PLAN. 04 APPROVAL OF THE AMENDED AND RESTATED EXECUTIVE Management For For OFFICER CASH BONUS PLAN. ------------------------------------------------------------------------------------------------------------------------------------ BCE INC. BCE SPECIAL MEETING DATE: 06/06/2007 ISSUER: 05534B760 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 APPROVING THE RESOLUTION, THE FULL TEXT OF WHICH Management For For IS REPRODUCED AS SCHEDULE B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR, TO APPROVE AMENDMENTS TO THE CORPORATION S EQUITY-BASED COMPENSATION PLANS. 03 APPROVING THE SPECIAL RESOLUTION, THE FULL TEXT Management For For OF WHICH IS REPRODUCED AS SCHEDULE A TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR, TO APPROVE THE NAME CHANGE OF THE CORPORATION. 02 DELOITTE & TOUCHE LLP AS AUDITORS. Management For For 01 DIRECTOR Management For A. B>>RARD Management For For R.A. BRENNEMAN Management For For R.J. CURRIE Management For For A.S. FELL Management For For D. SOBLE KAUFMAN Management For For B.M. LEVITT Management For For E.C. LUMLEY Management For For J. MAXWELL Management For For J.H. MCARTHUR Management For For T.C. O'NEILL Management For For J.A. PATTISON Management For For R.C. POZEN Management For For M.J. SABIA Management For For P.M. TELLIER Management For For V.L. YOUNG Management For For ------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER TELECOM INC. TWTC ANNUAL MEETING DATE: 06/06/2007 ISSUER: 887319101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 104 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For GREGORY J. ATTORRI Management For For SPENCER B. HAYS Management For For LARISSA L. HERDA Management For For KEVIN W. MOONEY Management For For KIRBY G. PICKLE Management For For ROSCOE C. YOUNG, II Management For For 02 APPROVE CERTAIN AMENDMENTS TO OUR RESTATED CERTIFICATE Management For For OF INCORPORATION TO REFLECT THAT WE NO LONGER HAVE CLASS B COMMON STOCK OUTSTANDING. 03 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. ------------------------------------------------------------------------------------------------------------------------------------ COVAD COMMUNICATIONS GROUP, INC. DVW ANNUAL MEETING DATE: 06/07/2007 ISSUER: 222814204 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For L. DALE CRANDALL Management For For DIANA LEONARD Management For For ROBERT NEUMEISTER Management For For 03 RATIFICATION OF INDEPENDENT AUDITORS, PRICEWATERHOUSECOOPERS Management For For LLP, FOR THE 2007 FISCAL YEAR 02 APPROVAL OF 2007 EQUITY INCENTIVE PLAN Management Against Against ------------------------------------------------------------------------------------------------------------------------------------ CHARTER COMMUNICATIONS, INC. CHTR ANNUAL MEETING DATE: 06/12/2007 ISSUER: 16117M107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROBERT P. MAY Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ------------------------------------------------------------------------------------------------------------------------------------ MEDIACOM COMMUNICATIONS CORPORATION MCCC ANNUAL MEETING DATE: 06/12/2007 ISSUER: 58446K105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 105 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROCCO B. COMMISSO Management For For CRAIG S. MITCHELL Management For For WILLIAM S. MORRIS III Management For For THOMAS V. REIFENHEISER Management For For NATALE S. RICCIARDI Management For For MARK E. STEPHAN Management For For ROBERT L. WINIKOFF Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. ------------------------------------------------------------------------------------------------------------------------------------ PHILIPPINE LONG DISTANCE TELEPHONE C PHI ANNUAL MEETING DATE: 06/12/2007 ISSUER: 718252604 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS Management For For FOR THE PERIOD ENDING DECEMBER 31, 2006 CONTAINED IN THE COMPANY S 2006 ANNUAL REPORT. 02 DIRECTOR Management For REV FR B.F. NEBRES S.J* Management For For MR OSCAR S. REYES* Management For For MR PEDRO E. ROXAS* Management For For MR ALFRED VY TY* Management For For MS HELEN Y. DEE Management For For ATTY. RAY C. ESPINOSA Management For For MR. TSUYOSHI KAWASHIMA Management For For MR TATSU KONO Management For For MR NAPOLEON L. NAZARENO Management For For MR MANUEL V. PANGILINAN Management For For MS CORAZON S. DE LA PAZ Management For For ATTY MA L.C. RAUSA-CHAN Management For For MR ALBERT F DEL ROSARIO Management For For ------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007 ISSUER: 984332106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For 1B ELECTION OF DIRECTOR: JERRY YANG Management For For 1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For 1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For 1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For 1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For 1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 106 of 120 1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For 1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For 02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against 1995 STOCK PLAN. 03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For 1996 EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For 06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For 07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For ON HUMAN RIGHTS. ------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007 ISSUER: 12686C109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2007 01 DIRECTOR Management For GROVER C. BROWN Management For For ZACHARY W. CARTER Management For For CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For VINCENT TESE Management For For ------------------------------------------------------------------------------------------------------------------------------------ ROSTELECOM LONG DISTANCE & TELECOMM. ROS CONSENT MEETING DATE: 06/16/2007 ISSUER: 778529107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE COMPANY S ANNUAL REPORT, ANNUAL Management For For FINANCIAL STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT OF THE COMPANY, AND DISTRIBUTION OF PROFITS AND LOSSES (INCLUDING DIVIDEND PAYMENT) UPON THE RESULTS OF THE REPORTING FISCAL YEAR (2006). 3A ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For NATALIA YU. BELYAKOVA, DEPUTY DIRECTOR OF ECONOMY AND FINANCE DEPARTMENT, OJSC SVYAZINVEST. 3B ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For YEKATERINA S. YEROFTEEVA, DEPUTY DIRECTOR OF STRATEGIC DEVELOPMENT DEPARTMENT, OJSC SVYAZINVEST. 3C ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For GENNADY I. KOVALENKO, REPRESENTATIVE OF OJSC SVYAZINVEST.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 107 of 120 3D ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For OLGA G. KOROLEVA, CHIEF ACCOUNTANT, OJSC SVYAZINVEST. 3E ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For DMITRY YU. TUSHUNOV, CHIEF ECONOMIST, ASSET MANAGEMENT COMPANY LEADER. 3F ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For NATALIA V. USTINOVA, CHIEF ACCOUNTANT, CIT FINANCE INVESTMENT BANK. 3G ELECTION OF THE AUDIT COMMISSION OF THE COMPANY. Management For For KIRILL V. FROLOV, HEAD OF INTERNAL AUDIT DEPARTMENT, OJSC SVYAZINVEST. 4A APPROVE CJSC KPMG AS THE EXTERNAL AUDITOR OF Management For For THE COMPANY FOR THE YEAR 2007. 4B APPROVE LLC ERNST & YOUNG AS THE EXTERNAL AUDITOR Management For For OF THE COMPANY FOR THE YEAR 2007. 05 APPROVAL OF THE RESTATED CHARTER OF THE COMPANY. Management For For 06 APPROVAL OF THE RESTATED REGULATIONS ON THE BOARD Management For For OF DIRECTORS OF THE COMPANY. 07 APPROVAL OF THE RESTATED REGULATIONS ON THE MANAGEMENT Management For For BOARD OF THE COMPANY. 08 COMPENSATION TO THE MEMBERS OF THE BOARD OF DIRECTORS Management For For FOR THEIR DUTIES AS MEMBERS OF THE COMPANY S BOARD OF DIRECTORS. ------------------------------------------------------------------------------------------------------------------------------------ ROSTELECOM LONG DISTANCE & TELECOMM. ROS CONSENT MEETING DATE: 06/16/2007 ISSUER: 778529107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 2A ELECTION OF DIRECTORS OF THE COMPANY. MIKHAIL Management For For A. ALEXEEV, REPRESENTATIVE OF OJSC SVYAZINVEST. 2B ELECTION OF DIRECTORS OF THE COMPANY. VLADIMIR Management For For N. BOBIN - DEPUTY GENERAL DIRECTOR, CIT FINANCE INVESTMENT BANK. 2C ELECTION OF DIRECTORS OF THE COMPANY. YEKATERINA Management For For O. VASILYEVA, DIRECTOR OF CORPORATE FINANCE DEPARTMENT, CIT FINANCE INVESTMENT BANK. 2D ELECTION OF DIRECTORS OF THE COMPANY. VALENTINA Management For For F. VEREMYANINA, DEPUTY DIRECTOR OF DEPARTMENT FOR CORPORATE GOVERNANCE AND LEGAL AFFAIRS, OJSC SVYAZINVEST. 2E ELECTION OF DIRECTORS OF THE COMPANY. ANATOLY Management For For A. GAVRILENKO, GENERAL DIRECTOR, ASSET MANAGEMENT COMPANY LEADER. 2F ELECTION OF DIRECTORS OF THE COMPANY. VALERY Management For For V. DEGTYAREV - GENERAL DIRECTOR, CJSC PROFESSIONAL TELECOMMUNICATIONS. 2G ELECTION OF DIRECTORS OF THE COMPANY. DMITRY Management For For YE. YEROKHIN - GENERAL DIRECTOR, OJSC ROSTELECOM. 2H ELECTION OF DIRECTORS OF THE COMPANY. OLEG B. Management For For ZYUZIN, HEAD OF IT DEPARTMENT, ASSET MANAGEMENT COMPANY LEADER. 2I ELECTION OF DIRECTORS OF THE COMPANY. ALEXANDER Management For For N. KISELEV - GENERAL DIRECTOR, OJSC SVYAZINVEST. 2K ELECTION OF DIRECTORS OF THE COMPANY. SERGEI Management For For I. KUZNETSOV, REPRESENTATIVE OF OJSC SVYAZINVEST. 2J ELECTION OF DIRECTORS OF THE COMPANY. LYUDMILA Management For For A. KORMILITSINA, HEAD OF DIVISION OF DEPARTMENT FOR CORPORATE GOVERNANCE AND LEGAL AFFAIRS, OJSC SVYAZINVEST. 2L ELECTION OF DIRECTORS OF THE COMPANY. YEVGENY Management For For I. LOGOVINSKY, DEPUTY CHAIRMAN OF MANAGEMENT BOARD, SOGAZ INSURANCE GROUP.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 108 of 120 2M ELECTION OF DIRECTORS OF THE COMPANY. NIKOLAI Management For For L. MYLINIKOV, DIRECTOR OF LEGAL DEPARTMENT, CIT FINANCE INVESTMENT BANK. 2N ELECTION OF DIRECTORS OF THE COMPANY. NATALIA Management For For YU. ODINTSOVA, SENIOR ANALYST, ASSET MANAGEMENT COMPANY LEADER. 2O ELECTION OF DIRECTORS OF THE COMPANY. STANISLAV Management For For N. PANCHENKO - DEPUTY GENERAL DIRECTOR, OJSC SVYAZINVEST. 2P ELECTION OF DIRECTORS OF THE COMPANY. ELENA P. Management For For SELVICH, EXECUTIVE DIRECTOR - DIRECTOR OF ECONOMY AND FINANCE DEPARTMENT, OJSC SVYAZINVEST. 2Q ELECTION OF DIRECTORS OF THE COMPANY. NATALIA Management For For A. TERENTYEVA, FINANCIAL EXPERT, ACCA. 2R ELECTION OF DIRECTORS OF THE COMPANY. MAXIM YU. Management For For TSYGANOV, MANAGING DIRECTOR, MOSCOW OFFICE OF CIT FINANCE INVESTMENT BANK. 2S ELECTION OF DIRECTORS OF THE COMPANY. YEVGENY Management For For A. CHECHELNITSKY, DEPUTY GENERAL DIRECTOR, OJSC SVYAZINVEST. ------------------------------------------------------------------------------------------------------------------------------------ LIBERTY GLOBAL, INC. LBTYA ANNUAL MEETING DATE: 06/19/2007 ISSUER: 530555101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JOHN W. DICK Management For For J.C. SPARKMAN Management For For J. DAVID WARGO Management For For 02 AUDITORS RATIFICATION Management For For ------------------------------------------------------------------------------------------------------------------------------------ NTT DOCOMO,INC. DCM AGM MEETING DATE: 06/19/2007 ISSUER: J59399105 ISIN: JP3165650007 SEDOL: 5559079, 3141003, 6129277 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2. APPROVE PURCHASE OF OWN SHARES Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 109 of 120 4.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ FIRST PACIFIC CO LTD SGM MEETING DATE: 06/20/2007 ISSUER: G34804107 ISIN: BMG348041077 SEDOL: 2104717, 5819041, B16TBB5, 4341523, 6339872 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE AGREEMENTS RELATING TO THE PROVISION Management For *Management Position Unknown OF RELATED TECHNICAL SERVICES AND THE LICENSING OF RELATED TRADEMARKS BY INDOFOOD AS SPECIFIED FROM TIME TO TIME TO SAWABAS SPECIFIED AND THE AGREEMENTS RELATING TO THE PROVISION OF RAW MATERIALS OR FINISHED AND PACKAGING PRODUCTS BY THE INDOFOOD GROUP TO SAWAB AS SPECIFIED TOGETHER THE SAWAB AGREEMENTS AND THE ANNUAL CAPS AS SPECIFIED IN RESPECT OF THE YEARS 2007, 2008AND 2009 IN RESPECT OF THE SAWAB AGREEMENTS 2. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED INTO BETWEEN FID AS SPECIFIED AND DUFIL AS SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008,AS SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL CAPSAS SPECIFIED IN RESPECT OF THE FYE 31 DEC 2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT 3. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED INTO BETWEEN CKAAS SPECIFIED AND DUFIL AS SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL CAPS AS SPECIFIED IN RESPECT OF THE FYE 31 DEC 2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT 4. APPROVE THE ANNUAL CAP IN RESPECT OF THE FYE Management For *Management Position Unknown 31 DEC 2009 IN RESPECT OF THE AGREEMENT TO BE ENTERED INTO BETWEEN INDOFOOD AS SPECIFIED AND DUFIL AS SPECIFIED IN RESPECT OF TRADEMARK LICENSING AND TECHNICAL ASSISTANCE SERVICES AS SPECIFIED 5. APPROVE THE RENEWAL, FOR A FURTHER TERM OF THREE Management For *Management Position Unknown YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED INTO BETWEEN FID AS SPECIFIED AND PINEHILL AS SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 110 of 120 CAPS AS DEFINED SPECIFIED IN RESPECT OF THE FYE 31 DEC 2007, 2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT 6. APPROVE THE RENEWAL, FOR A FURTHER TERM OF 3 Management For *Management Position Unknown YEARS, OF THE SALE AND SUPPLY AGREEMENT ENTERED INTO BETWEEN CKA AS SPECIFIED AND PINEHILL AS SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL CAPS AS SPECIFIED IN RESPECT OF THE FYE 31 DEC 2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT 7. APPROVE THE ANNUAL CAP IN RESPECT OF THE FYE Management For *Management Position Unknown 31 DEC 2009 IN RESPECT OF THE AGREEMENT IN RESPECT OF TRADEMARK LICENSING ENTERED INTO BETWEEN INDOFOOD AS SPECIFIED AND PINEHILL AS SPECIFIED 8. APPROVE THE AGREEMENT IN RESPECT OF PROVISION Management For *Management Position Unknown OF TECHNICAL ASSISTANCE SERVICES ENTERED INTO BETWEEN PIPS AS SPECIFIED AND PINEHILL AS SPECIFIED, WHICH IS DUE TO EXPIRE IN 2008, AS SPECIFIED, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THAT AGREEMENT AND THE ANNUAL CAPS AS SPECIFIED IN RESPECT OF THE FYE 31 DEC 2007, 2008 AND 2009, APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF SUCH AGREEMENT 9. APPROVE THE NOODLES SUPPLY AND SERVICES AGREEMENT Management For *Management Position Unknown TO BE ENTERED INTO BETWEEN INDOFOOD AS DEFINED IN THE CIRCULAR AND SWGL AS DEFINED IN THE CIRCULAR IN RESPECT OF EGYPT, SUDAN AND YEMEN, IN RELATION TO CERTAIN CONTINUING CONNECTED TRANSACTIONS BETWEEN THOSE PARTIES AND/OR MEMBERS OF THEIR RESPECTIVE GROUPS IN RESPECT OF THE NOODLES BUSINESS TRANSACTIONS CARRIED ON BY THE INDOFOOD GROUP OF COMPANIESAS MORE PARTICULARLY DESCRIBED IN TABLE E SET OUT ON PAGE 21 OF THE LETTER FROM THE BOARD SECTION OF THE CIRCULAR, THE PERFORMANCE OF THE TRANSACTIONS CONTEMPLATED BY THOSE AGREEMENTS AND THE ANNUAL CAPSAS DEFINED IN THE CIRCULAR APPLICABLE TO THAT AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR OF THE COMPANY, TO DO SUCH FURTHER ACTS AND THINGS AND EXECUTE FURTHER DOCUMENTS AND TAKE ALL SUCH STEPS WHICH IN HIS OPINION MAY BE NECESSARY, DESIRABLE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO THE TERMS OF THOSE AGREEMENTS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 111 of 120 ------------------------------------------------------------------------------------------------------------------------------------ KDDI CORPORATION AGM MEETING DATE: 06/20/2007 ISSUER: J31843105 ISIN: JP3496400007 SEDOL: B06NQV5, 6248990, 5674444 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown 6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ COMMUNICATIONS SYSTEMS, INC. JCS ANNUAL MEETING DATE: 06/21/2007 ISSUER: 203900105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For GERALD D. PINT Management For For CURTIS A. SAMPSON Management For For ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORG. S.A OTE ANNUAL MEETING DATE: 06/21/2007 ISSUER: 423325307 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 SUBMISSION FOR APPROVAL OF THE MANAGEMENT REPORT Management For *Management Position Unknown OF THE BOARD OF DIRECTORS, AND THE AUDIT REPORTS PREPARED BY CERTIFIED AUDITORS. 02 EXONERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS OF ALL LIABILITY FOR FISCAL YEAR 2006. 03 APPOINTMENT OF CHARTERED AUDITORS FOR THE FISCAL Management For *Management Position Unknown YEAR 2007 AND DETERMINATION OF ITS FEES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 112 of 120 04 RENEWAL OF AGREEMENT FOR THE COVERING OF CIVIL Management For *Management Position Unknown LIABILITY OF MEMBERS OF THE BOARD OF DIRECTORS AND THE COMPANY/S EXECUTIVE DIRECTORS. 05 APPROVAL OF REMUNERATION PAID TO THE MEMBERS Management For *Management Position Unknown OF THE BOARD OF DIRECTORS, THE AUDIT COMMITTEE AND HR REMUNERATION COMMITTEE. 06 APPROVAL OF THE REMUNERATION PAID IN 2006 TO Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND CEO, DETERMINATION OF A SPECIAL PREMIUM BASED ON EFFICIENCY FOR FISCAL YEAR 2006 AND DETERMINATION OF HIS REMUNERATION FOR 2007. 07 APPROVAL OF THE BASIC TERMS AND CONDITIONS OF Management For *Management Position Unknown A PROJECT TO BE ASSIGNED TO A MEMBER OF THE BOARD. 08 APPROVAL OF THE SPIN-OFF OF THE BRANCH OF INTERNATIONAL Management For *Management Position Unknown INSTALLATIONS AND INTERNATIONAL CABLE INFRASTRUCTURES AND OF THE LICENSES OF OTE SA FOR THE USE OF THE INTEC-ITU PRICING SYSTEM. 09 APPROVAL OF A STOCK REPURCHASE PROGRAM, OF OTE Management For *Management Position Unknown S.A., ACCORDING TO PARAGRAPH 5 ARTICLE 16 OF THE LAW 2190/1920. 10 APPOINTMENT OF FIVE NEW BOARD MEMBERS FOR A THREE-YEAR Management For *Management Position Unknown TERM, FOLLOWING TERMINATION OF OFFICE OF EQUAL NUMBER MEMBERS. ------------------------------------------------------------------------------------------------------------------------------------ HELLENIC TELECOMMUNICATIONS ORGANIZATIONS OTE, ATHENS AGM MEETING DATE: 06/21/2007 ISSUER: X3258B102 ISIN: GRS260333000 BLOCKING SEDOL: 5051605, B02NXN0, 5437506 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 2. APPROVE THE EXEMPTION OF MEMBERS OF THE BOARD Management Action *Management Position Unknown AND THE AUDITORS FROM ANY LIABILITY FOR THE FY 2006, PURSUANT TO ARTICLE 35 OF CODIFIED LAW 2190/1920 Take No 3. APPOINT THE CHARTERED AUDITORS FOR FY 2007AND Management Action *Management Position Unknown DETERMINE THEIR FEES Take No 4. APPROVE TO RENEW THE AGREEMENT FOR THE INSURANCE Management Action *Management Position Unknown OF PUBLIC LIABILITY OF THE BOARD OF DIRECTORS MEMBERS AND MANAGERS OF THE COMPANY FOR COMPETENCE, RESPONSIBILITY AND AUTHORITY; RELEVANT AUTHORIZATION Take No 5. APPROVE THE REMUNERATION PAID TO THE MEMBERS Management Action *Management Position Unknown OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE AND THE HR REMUNERATION COMMITTEE FOR THE FY 2006 AND DETERMINE THE SAME FOR 2007 Take No 6. APPROVE THE REMUNERATION PAID IN 2006 TO THE Management Action *Management Position Unknown CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER AND DETERMINE HIS REMUNERATION FOR 2007; TO MODIFY THE RESPECTIVE CKUASE OF HIS CONTRACT WITH OTE AND AUTHORIZATION TO CONCLUDE SUCH CONTRACT Take No 7. APPROVE THE BASIC TERMS OF THE AGREEMENT REGARDING Management Action *Management Position Unknown ENTRUSTING A JOB TO A BOARD OF DIRECTORS MEMBER, ACCORDING TO ARTICLE 23A OF C. L. 2190/1920 AND RELEVANT AUTHORIZATION TO CONCLUDE THE AGREEMENT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 113 of 120 Take No 8. APPROVE THE SECESSION OF THE INTERNATIONAL INSTALLATIONS Management Action *Management Position Unknown AND INTERNATIONAL CABLE BRANCH AS WELL AS THE LICENSE OF USE OF THE INVOICE SYSTEM INTEC ITU AND CONTRIBUTION TO THE SUBSIDIARY COMPANY OTE GLOBE SA, ACCORDING TO THE PROVISIONS OF LAW 2166/1993 AND 2937/2001; DETERMINE THE AGREEMENTS TERMS AND DETERMINATION OF THE REPRESENTATIVE IN ORDER TO SIGN THE DEED CONTRACT * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown Take No 1. APPROVE THE BOARD OF DIRECTORS AND THE AUDITORS Management Action *Management Position Unknown REPORTS ON THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF OTE ENDED ON 31 DEC 2006, AS WELL AS THE ANNUAL FINANCIAL STATEMENTS, BOTH STAND ALONE AND CONSOLIDATED OF 31 DEC 2006 Take No 9. APPROVE THE PURCHASE OF THE COMPANY S OWN SHARES, Management Action *Management Position Unknown ACCORDING TO ARTICLE 16 PARAGRAPH 5 OF C.L. 2190/1920 Take No 10. APPOINT 3 YEAR OFFICE OF 5 NEW BOARD OF DIRECTORS Management Action *Management Position Unknown MEMBERS FOLLOWING TERMINATION OF OFFICE OF EQUAL NUMBER OF BOARD MEMBERS, PURSUANT TO ARTICLE 9 PARAGRAPH 2 OF THE ARTICLES OF ASSOCIATION AND APPOINT NEW INDEPENDENT MEMBERS AT THE BOARD OF DIRECTORS ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM SGPS SA, LISBOA EGM MEETING DATE: 06/22/2007 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT FOR EVERY 500 SHARES YOU HAVE Non-Voting *Management Position Unknown 1 VOTING RIGHT. THANK YOU. * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown Take No 1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO. 1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1 AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3 AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND 11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO. 12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH SHALL BECOME NOS. 13 AND 14, ELIMINATING THE PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO. 13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN, NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 114 of 120 NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN, NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND 7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND 2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING OF SECTION IV TO CHAPTER III, ARTICLES TWENTY SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER III OF THE ARTICLES OF ASSOCIATION AND ARTICLE THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS, NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS RESOLVED IN THE PRESENT GENERAL MEETING Take No 2. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD Take No 3. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown FOR THE 2006-2008 PERIOD Take No 4. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM SGPS SA, LISBOA OGM MEETING DATE: 06/22/2007 ISSUER: X6769Q104 ISIN: PTPTC0AM0009 BLOCKING SEDOL: B02P109, 5466856, 5825985, 4676203, 5760365, 5817186 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 393217 DUE TO ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. Take No 1. AMEND: NO. 2 OF ARTICLE TWO, NO. 3 OF ARTICLE Management Action *Management Position Unknown FOUR, NO. 8 OF ARTICLE NINE, ARTICLE TENTH, NO. 1 AND ADDING NO. 3 TO ARTICLE ELEVEN, AMENDING THE HEADING AND PARAGRAPHS B) AND D) OF NO. 1 AND ADDING NO. 4 TO ARTICLE TWELVE, NOS. 2, 3 AND 6, ADDING NOS. 7 TO 9, RENUMBERING THE PREVIOUS NOS. 7 AND 8, WHICH SHALL BECOME NOS. 10 AND 11, THE PREVIOUS NO. 9 WHICH SHALL BECOME NO. 12, RENUMBERING THE PREVIOUS NOS. 10 AND 11 WHICH SHALL BECOME NOS. 13 AND 14, ELIMINATING THE PREVIOUS NO. 12, RENUMBERING THE PREVIOUS NO. 13 WHICH SHALL BECOME NO. 15, PARAGRAPH B) OF PREVIOUS NO. 14 WHICH SHALL BECOME NO. 16 AND RENUMBERING THE PREVIOUS NOS. 15 AND 16 WHICH SHALL BECOME NOS. 17 AND 18, ALL OF ARTICLE THIRTEEN, NO. 2 OF ARTICLE FOURTEEN, PARAGRAPHS A) AND B) OF NO. 1 OF ARTICLE FIFTEEN, NO. 3 AND ADDING NO. 4 TO ARTICLE SIXTEEN, ARTICLE SEVENTEEN, NO. 1 OF ARTICLE EIGHTEEN, ADDING NOS. 4 AND 7 TO ARTICLE TWENTY, AMENDING THE HEADING, ADDING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 115 of 120 PARAGRAPH F) OF NO. 1, AMENDMENT THE PREVIOUS PARAGRAPH F) OF NO. 1 WHICH SHALL BECOME PARAGRAPH G) AND ADDING NOS. 2 AND 6 OF ARTICLE TWENTY ONE, NO. 2 OF ARTICLE TWENTY THREE, NOS. 1 AND 2 OF ARTICLE TWENTY FOUR, AMENDING THE HEADING OF SECTION IV TO CHAPTER III, ARTICLES TWENTY SEVEN TO THIRTY, ADDING A NEW SECTION V TO CHAPTER III OF THE ARTICLES OF ASSOCIATION AND ARTICLE THIRTY ONE OF THE ARTICLES OF ASSOCIATION, AS WELL AS RENUMBERING IN ACCORDANCE THE PARAGRAPHS, NUMBERS AND ARTICLES OF THE ARTICLES OF ASSOCIATION AS A CONSEQUENCE OF THE STATUTORY AMENDMENTS RESOLVED IN THE PRESENT GENERAL MEETING Take No 2. APPROVE TO CHANGE IN THE COMPOSITION AND ELECT Management Action *Management Position Unknown THE NEW MEMBERS OF THE BOARD OF DIRECTORS Take No 3. ELECT THE MEMBERS OF THE AUDIT COMMITTEE AS WELL Management Action *Management Position Unknown AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD Take No 4. ELECT THE STATUTORY AUDITOR EFFECTIVE AND ALTERNATE, Management Action *Management Position Unknown FOR THE 2006-2008 PERIOD Take No 5. AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management Action *Management Position Unknown THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF ARTICLE 4 OF THE ARTICLES OF ASSOCIATION ------------------------------------------------------------------------------------------------------------------------------------ PORTUGAL TELECOM, SGPS, S.A. PT SPECIAL MEETING DATE: 06/22/2007 ISSUER: 737273102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RESOLVE ON THE FOLLOWING AMENDMENTS TO THE Management For For ARTICLES OF ASSOCIATION. 02 TO RESOLVE ON THE CHANGE IN THE COMPOSITION AND Management For For ON THE ELECTION OF NEW MEMBERS OF THE BOARD OF DIRECTORS. 03 TO RESOLVE ON THE ELECTION OF THE MEMBERS OF Management For For THE AUDIT COMMITTEE AS WELL AS ITS CHAIRMAN, FOR THE 2006-2008 PERIOD. 04 TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR Management For For EFFECTIVE AND ALTERNATE, FOR THE 2006-2008 PERIOD. 05 TO RESOLVE ON THE AUTHORIZATION FOR THE BOARD Management For For OF DIRECTORS TO INCREASE THE SHARE CAPITAL, WITH THE CORRESPONDING AMENDMENT TO PARAGRAPH 3 OF ARTICLE FOUR OF THE ARTICLES OF ASSOCIATION. ------------------------------------------------------------------------------------------------------------------------------------ GENERAL COMMUNICATION, INC. GNCMA ANNUAL MEETING DATE: 06/25/2007 ISSUER: 369385109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 116 of 120 VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For SCOTT M. FISHER Management For For WILLIAM P. GLASGOW Management For For JAMES M. SCHNEIDER Management For For 02 TO APPROVE AMENDMENTS TO THE COMPANY S RESTATED Management For For ARTICLES OF INCORPORATION EXPRESSLY AUTHORIZING THE ISSUANCE, REISSUANCE AND TERMINATION OF ISSUANCE OF SHARES OF COMPANY STOCK IN CERTIFICATED OR UNCERTIFICATED FORM IN ACCORDANCE WITH PROVISIONS TO BE SET FORTH IN THE COMPANY S BYLAWS. 03 TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER Management Against Against OF SHARES OF THE COMPANY S COMMON STOCK AUTHORIZED AND ALLOCATED TO THE COMPANY S AMENDED AND RESTATED 1986 STOCK OPTION PLAN BY 2.5 MILLION SHARES OF CLASS A COMMON STOCK AND AN AMENDMENT TO THE PLAN TO REVISE THE PLAN LIMITATION ON THE OPTION EXERCISE PRICE, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. ------------------------------------------------------------------------------------------------------------------------------------ TELEMAR NORTE LESTE SA EGM MEETING DATE: 06/26/2007 ISSUER: P9037H103 ISIN: BRTMARACNPA7 SEDOL: B02PFC9, 2789813, B02QRV5, 2803166 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU. 1. TO ELECT 1 PRINCIPLE AND 1 ALTERNATE SUPERVISORY Non-Voting *Management Position Unknown BOARD MEMBER ------------------------------------------------------------------------------------------------------------------------------------ THE FURUKAWA ELECTRIC CO.,LTD. AGM MEETING DATE: 06/26/2007 ISSUER: J16464117 ISIN: JP3827200001 SEDOL: 5734133, B02DXR4, 6357562 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2. AMEND THE ARTICLES OF INCORPORATION (1) Management For *Management Position Unknown 3. AMEND THE ARTICLES OF INCORPORATION (2) Management For *Management Position Unknown 4.1 APPOINT A DIRECTOR Management For *Management Position Unknown 4.2 APPOINT A DIRECTOR Management For *Management Position Unknown 4.3 APPOINT A DIRECTOR Management For *Management Position Unknown 4.4 APPOINT A DIRECTOR Management For *Management Position Unknown 4.5 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 117 of 120 4.6 APPOINT A DIRECTOR Management For *Management Position Unknown 4.7 APPOINT A DIRECTOR Management For *Management Position Unknown 4.8 APPOINT A DIRECTOR Management For *Management Position Unknown 4.9 APPOINT A DIRECTOR Management For *Management Position Unknown 4.10 APPOINT A DIRECTOR Management For *Management Position Unknown 4.11 APPOINT A DIRECTOR Management For *Management Position Unknown 5. APPOINT A SUBSTITUTE CORPORATE AUDITOR Other For *Management Position Unknown 6. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown 7. APPROVE POLICY REGARDING LARGE-SCALE PURCHASES Other For *Management Position Unknown OF COMPANY SHARES ------------------------------------------------------------------------------------------------------------------------------------ COVANSYS CORPORATION CVNS SPECIAL MEETING DATE: 06/27/2007 ISSUER: 22281W103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF APRIL 25, 2007, BY AND AMONG COMPUTER SCIENCES CORPORATION, SURFSIDE ACQUISITION CORP., A WHOLLY OWNED SUBSIDIARY OF COMPUTER SCIENCES CORPORATION, AND COVANSYS, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. 02 TO APPROVE A PROPOSAL TO ADJOURN THE SPECIAL Management For For MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT AND APPROVE THE MERGER. ------------------------------------------------------------------------------------------------------------------------------------ ELISA CORPORATION, HELSINKI EGM MEETING DATE: 06/28/2007 ISSUER: X1949T102 ISIN: FI0009007884 SEDOL: B02FM40, 5701513, 4070463 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED Take No 1. APPROVE TO DECREASE THE SHARE PREMIUM FUND RECORDED Management Action *Management Position Unknown IN THE BALANCE SHEET BY MOVING ALL THE FUNDS IN THE SHARE PREMIUM FUND RECORDED IN THE BALANCE SHEET ON 31 DECEMBER 2006 TO THE INVESTED FREE EQUITY FUND
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 118 of 120 Take No 2. AUTHORIZE THE BOARD OF DIRECTORS FOR THE PAYMENT Management Action *Management Position Unknown OF ADDITIONAL DIVIDENDS TO THE MAXIMUM AMOUNT OF EUR 165,000,000 IN ADDITION TO THE RESOLUTION TO PAY DIVIDENDS MADE BY THE AGM OF SHAREHOLDERS ON 19 MAR 2007; AND THE DIVIDEND MAY BE PAID IN ONE OR SEVERAL INSTALLMENTS ------------------------------------------------------------------------------------------------------------------------------------ NIPPON TELEGRAPH & TELEPHONE CORPORA NTT ANNUAL MEETING DATE: 06/28/2007 ISSUER: 654624105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DISTRIBUTION OF RETAINED EARNINGS AS DIVIDENDS Management For For 2A ELECTION OF DIRECTOR: TSUTOMU EBE Management For For 2B ELECTION OF DIRECTOR: NORITAKA UJI Management For For 2C ELECTION OF DIRECTOR: KAORU KANAZAWA Management For For 2D ELECTION OF DIRECTOR: TAKASHI HANAZAWA Management For For 2E ELECTION OF DIRECTOR: TOSHIO KOBAYASHI Management For For 3A ELECTION OF CORPORATE AUDITOR: JOHJI FUKADA Management For For 3B ELECTION OF CORPORATE AUDITOR: SUSUMU FUKUZAWA Management For For 3C ELECTION OF CORPORATE AUDITOR: YASUCHIKA NEGORO Management For For 3D ELECTION OF CORPORATE AUDITOR: MASAMICHI TANABE Management For For 3E ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO Management For For ------------------------------------------------------------------------------------------------------------------------------------ NIPPON TELEGRAPH AND TELEPHONE CORPORATION AGM MEETING DATE: 06/28/2007 ISSUER: J59396101 ISIN: JP3735400008 SEDOL: 5168602, 0641186, 6641373, B1570S0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 119 of 120 ------------------------------------------------------------------------------------------------------------------------------------ NIPPON TELEGRAPH AND TELEPHONE CORPORATION AGM MEETING DATE: 06/28/2007 ISSUER: J59396101 ISIN: JP3735400008 SEDOL: 5168602, 0641186, 6641373, B1570S0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown ------------------------------------------------------------------------------------------------------------------------------------ OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP CONTESTED CONSENT MEETING DATE: 06/29/2007 ISSUER: 68370R109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO APPROVE THE 2006 VIMPELCOM ANNUAL REPORT PREPARED Management For *Management Position Unknown IN ACCORDANCE WITH RUSSIAN LAW. 02 TO APPROVE VIMPELCOM S 2006 UNCONSOLIDATED ACCOUNTING Management For *Management Position Unknown STATEMENTS, INCLUDING PROFIT AND LOSS STATEMENT (PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES) AUDITED BY ROSEXPERTIZA, LLC. 03 TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF Management For *Management Position Unknown COMMON REGISTERED SHARES BASED ON 2006 RESULTS IN THE AMOUNT OF 166.88 RUBLES PER SHARE (FOR A TOTAL OF 8,557,776,951.36 RUBLES FOR ALL COMMON REGISTERED SHARES IN THE AGGREGATE) WITHIN 60 DAYS FROM THE DATE OF ADOPTION OF THE RELEVANT DECISION, AND TO PAY IN CASH ANNUAL DIVIDENDS TO HOLDERS OF PREFERRED REGISTERED SHARES OF TYPE A BASED ON 2006 RESULTS IN THE AMOUNT OF 0.1 KOPECK PER PREFERRED SHARE WITHIN 60 DAYS FROM THE DATE OF THE ADOPTION OF THIS DECISION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 TO ELECT THE FOLLOWING INDIVIDUALS TO THE AUDIT Management For *Management Position Unknown COMMISSION: ALEXANDER GERSH, HALVOR BRU AND NIGEL ROBINSON. 06 TO APPROVE THE FIRM ERNST & YOUNG (CIS) LTD. Management For *Management Position Unknown AS THE AUDITOR OF THE COMPANY S U.S. GAAP ACCOUNTS AND THE FIRM ROSEXPERTIZA, LLC AS THE AUDITOR OF THE COMPANY S ACCOUNTS PREPARED IN ACCORDANCE WITH RUSSIAN STATUTORY ACCOUNTING PRINCIPLES FOR THE TERM UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS BASED ON 2007 RESULTS. 07 TO APPROVE THE AMENDED CHARTER OF OPEN JOINT Management For *Management Position Unknown STOCK COMPANY VIMPEL-COMMUNICATIONS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB TELECOM FD Page 120 of 120 ------------------------------------------------------------------------------------------------------------------------------------ OPEN JOINT STOCK CO VIMPEL-COMMUNICA VIP ANNUAL MEETING DATE: 06/29/2007 ISSUER: 68370R109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 4J TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: FRIDTJOF RUSTEN 4I TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: ALEXEY M. REZNIKOVICH 4H TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: LEONID R. NOVOSELSKY 4G TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: OLEG A. MALIS 4F TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown DIRECTORS: JO O. LUNDER 4E TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management For *Management Position Unknown DIRECTORS: STIG HERBERN 4D TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: KLELL MORTEN JOHNSEN 4C TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: ARVE JOHANSEN 4B TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: MIKHAIL M. FRIDMAN 4A TO ELECT THE FOLLOWING MEMBER TO THE BOARD OF Management *Management Position Unknown DIRECTORS: DAVID J. HAINES ------------------------------------------------------------------------------------------------------------------------------------ P.T. TELEKOMUNIKASI INDONESIA, TBK TLK ANNUAL MEETING DATE: 06/29/2007 ISSUER: 715684106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 10 APPROVAL TO THE AMENDMENT TO THE COMPANY S ARTICLES Management For *Management Position Unknown OF ASSOCIATION. 09 APPROVAL FOR THE SHARE BUY BACK II PROGRAM. Management For *Management Position Unknown 08 APPROVAL TO THE CHANGE AND OR ADDITIONAL OF MEMBERS Management For *Management Position Unknown OF THE COMPANY S COMMISSIONER. 07 APPROVAL OF THE DELEGATION OF AUTHORITY TO THE Management For *Management Position Unknown BOARD OF COMMISSIONERS TO DETERMINE THE DISTRIBUTION OF DUTY AND AUTHORITY OF THE MEMBERS OF THE COMPANY S DIRECTORS. 06 APPROVAL OF THE DETERMINATION OF THE AMOUNT OF Management For *Management Position Unknown SALARY AND OTHER ALLOWANCES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 05 DELEGATION OF AUTHORITY TO THE BOARD OF COMMISSIONERS Management For *Management Position Unknown TO DETERMINE THE BOARD MEMBER S POST SERVICE ALLOWANCES. 04 APPOINTMENT OF AN INDEPENDENT AUDITOR TO AUDIT Management For *Management Position Unknown THE COMPANY S FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2007. 03 APPROPRIATION OF COMPANY S NET INCOME FROM FINANCIAL Management For *Management Position Unknown YEAR 2006. 02 RATIFICATION OF THE COMPANY S FINANCIAL STATEMENTS Management For *Management Position Unknown AND PARTNERSHIP AND COMMUNITY DEVELOPMENT PROGRAM FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2006. 01 APPROVAL OF THE COMPANY S ANNUAL REPORT FOR THE Management For *Management Position Unknown FINANCIAL YEAR 2006.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 1 of 141
------------------------------------------------------------------------------------------------------------------------------------ LEGG MASON, INC. LM ANNUAL MEETING DATE: 07/18/2006 ISSUER: 524901105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CARL BILDT* Management For For JOHN E. KOERNER III* Management For For CHERYL GORDON KRONGARD* Management For For JAMES E. UKROP* Management For For W. ALLEN REED** Management For For 02 AMENDMENT OF THE LEGG MASON, INC. ARTICLES OF Management For For INCORPORATION. 03 RE-APPROVAL OF THE LEGG MASON, INC. 1996 EQUITY Management For For INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------ BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM MEETING DATE: 07/21/2006 ISSUER: G49374146 ISIN: IE0030606259 SEDOL: B18VMN8, 3070732, B01ZKW5, 3060625 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S.6 APPROVE, FOR THE PURPOSES OF SECTION 209 OF THE Management For *Management Position Unknown COMPANIES ACT, 1990 THE 1990 ACT , THE RE-ISSUE PRICE RANGE AT WHICH ANY UNITS OF TREASURY STOCK FOR THE TIME BEING HELD BY THE BANK IN ACCORDANCE WITH SECTION 209 OF THE 1990 ACT MAY BE RE-ISSUED OFF-MARKET SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 41 OF THE BYE-LAWS OF THE BANK; AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL GENERAL COURT OF THE BANK OR 20 JAN 2008 S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT GRANT Management For *Management Position Unknown OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY STOCK OF THE BANK FOR CASH ON A NON-PRE-EMPTIVE BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL; I) BE LIMITED TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT OF EUR 31.1 MILLION, AND EXPIRES AT THE EARLIER OF 20 OCT 2007 AND THE DATE OF THE ANNUAL GENERAL COURT OF THE BANK IN 2007 S.8 AUTHORIZE THE DIRECTORS GENERALLY EMPOWERED TO Management For *Management Position Unknown ISSUE, ALLOT, GRANT OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY STOCK OF THE BANK OTHERWISE THAN FOR CASH ON A NON-PREEMPTIVE BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 2 of 141 STOCK OF A NOMINAL AMOUNT, AT THE DATE OF PASSING OF THE RESOLUTION, OF THE LESSER OF 15% OF THE ISSUED ORDINARY STOCK OR THE AUTHORIZED BUT UNISSUED ORDINARY STOCK IN THE CAPITAL OF THE BANK AND EXPIRES AT THE EARLIER OF 20 OCT 2007 OR ON THE DATE OF THE ANNUAL GENERAL COURT OF THE BANK IN 2007; PROVIDED FURTHER THAT ANY ORDINARY STOCK WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE STOCK ISSUE OR STOCK OPTION SCHEME APPROVED BY A GENERAL COURT SHALL BE DISREGARDED FOR THE PURPOSE OF BOTH THE MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO BYE-LAW Management For *Management Position Unknown 119 OF THE BYE-LAWS OF THE BANK, TO EXERCISE THE POWERS CONTAINED IN THE SAID BYE-LAW SO THAT THE DIRECTORS MAY OFFER TO THE HOLDERS OF ORDINARY STOCK IN THE CAPITAL OF THE BANK THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY STOCK, CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID DURING THE PERIOD COMMENCING AT THE CONCLUSION OF THE ANNUAL GENERAL COURT ON 21 JUL 2006 AND EXPIRING ON THE COMMENCEMENT OF THE ANNUAL GENERAL COURT TO BE HELD IN 2011, OR SUCH PART OF SUCH DIVIDEND OR DIVIDENDS AS THE DIRECTORS MAY DETERMINE S.10 APPROVE THE REMUNERATION OF THE NON-EXECUTIVE Management For *Management Position Unknown DIRECTORS FOR THE PURPOSES OF BYE-LAW 73 IS EUR 1,000,000 AND THAT THE DIRECTORS SHALL DETERMINE HOW SUCH REMUNERATION SHALL BE DIVIDED AMONG THEM S.11 APPROVE THAT THE BANK OF IRELAND GROUP STAFF Management For *Management Position Unknown STOCK ISSUE - 2006 SCHEME THE SCHEME SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX 1 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED 22 JUN 2006, AND PRODUCED TO THE ANNUAL GENERAL COURT AND SIGNED BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION PURPOSES AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND CARRY THE SAME INTO EFFECT INCLUDING THE MAKING OF ANY AMENDMENTS THERETO NECESSARY TO OBTAIN AND MAINTAIN APPROVAL OF THE REVENUE COMMISSIONERS PURSUANT TO THE PROVISIONS OF THE TAXES CONSOLIDATION ACT, 1997, AS AMENDED FROM TIME TO TIME S.12 APPROVE THAT THE ESTABLISHMENT OF THE BANK OF Management For *Management Position Unknown IRELAND GROUP RESTRICTED STOCK PLAN - 2006 THE RSP , AND THE ESTABLISHMENT OF A NEW BANK OF IRELAND US EMPLOYEE TRUST THE US EMPLOYEE TRUST SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX 2 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED 22 JUN 2006 AND PRODUCED AT THE ANNUAL GENERAL COURT AND SIGNED BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION PURPOSES; AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND CARRY THE SAME INTO EFFECT 1. APPROVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For *Management Position Unknown FOR THE YEAR ENDED 31 MAR 2006 2. DECLARE A DIVIDEND Management For *Management Position Unknown 3.a RE-ELECT MR. DAVID DILGER AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 3 of 141 3.b RE-ELECT MR. GEORGE MAGAN AS A DIRECTOR MEMBER Management For *Management Position Unknown OF GROUP REMUNERATION COMMITTEE 3.c RE-ELECT MRS. CAROLINE MARLAND AS A DIRECTOR Management For *Management Position Unknown 3.d RE-ELECT MR. THOMAS MORAN AS A DIRECTOR Management For *Management Position Unknown 3.e RE-ELECT MR. DECLAN MCCOUNT AS A DIRECTOR MEMBER Management For *Management Position Unknown OF GROUP REMUNERATION COMMITTEE 4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS S.5 AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY AS Management For *Management Position Unknown SUCH EXPRESSION DEFINED BY SECTION 155 OF THE COMPANIES ACT, 1963 OF THE BANK GENERALLY TO MAKE MARKET PURCHASES AS DEFINED IN SECTION 212 OF THE COMPANIES ACT, 1990 THE ACT OF UNITS OF ORDINARY STOCK OF THE BANK HAVING A NOMINAL VALUE OF EUR 0.64 EACH ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS OR, AS THE DIRECTORS OF SUCH SUBSIDIARY, MAY FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND TO THE FOLLOWING RESTRICTIONS AND PROVISIONS:; THE MAXIMUM NUMBER OF UNITS OF ORDINARY STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT, NOT EXCEED 96,328,779 UNITS; THE MINIMUM AND MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH UNITS OF ORDINARY STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; AND UNITS OF NON-CUMULATIVE PREFERENCE STOCK OF THE EUR 1 EACH OF THE BANK THE STERLING PREFERENCE STOCK AND UNITS OF UNITS OF NON-CUMULATIVE CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS OR, AS THE CASE MAY BE, THE DIRECTORS OR, AS THE CASE MAY BE, THE DIRECTORS OF SUCH SUBSIDIARY, MAY FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND TO THE FOLLOWING RESTRICTIONS AND PROVISIONS: THE MAXIMUM NUMBER OF UNITS OF STERLING PREFERENCE STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT NOT EXCEED 1,876,090 UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF STERLING PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; THE MAXIMUM NUMBER OF UNITS EURO PREFERENCE STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT, NOT EXCEED 3,026,598 UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OR EURO PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; PROVIDED THAT THE NOMINAL VALUE OF THE UNITS OF ORDINARY STOCK, STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED CAPITAL STOCK OF THE BANK AT ANY TIME; AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL GENERAL COURT OF THE BANK OR 20 JAN 2008
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 4 of 141
------------------------------------------------------------------------------------------------------------------------------------ DELL INC. DELL ANNUAL MEETING DATE: 07/21/2006 ISSUER: 24702R101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For DONALD J. CARTY Management For For MICHAEL S. DELL Management For For WILLIAM H. GRAY, III Management For For SALLIE L. KRAWCHECK Management For For ALAN (A.G.) LAFLEY Management For For JUDY C. LEWENT Management For For KLAUS S. LUFT Management For For ALEX J. MANDL Management For For MICHAEL A. MILES Management For For SAMUEL A. NUNN, JR. Management For For KEVIN B. ROLLINS Management For For 02 RATIFICATION OF INDEPENDENT AUDITOR Management For For SH1 GLOBAL HUMAN RIGHTS STANDARD Shareholder Against For SH2 DECLARATION OF DIVIDEND Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ ELECTRONIC ARTS INC. ERTS ANNUAL MEETING DATE: 07/27/2006 ISSUER: 285512109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 05 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For 04 AMENDMENT TO THE 2000 EMPLOYEE STOCK PURCHASE Management For For PLAN. 03 AMENDMENT TO THE 2000 EQUITY INCENTIVE PLAN. Management Against Against 02 APPROVAL OF STOCK OPTION EXCHANGE PROGRAM. Management For For 01 DIRECTOR Management For M. RICHARD ASHER Management For For LEONARD S. COLEMAN Management For For GARY M. KUSIN Management For For GREGORY B. MAFFEI Management For For TIMOTHY MOTT Management For For VIVEK PAUL Management For For LAWRENCE F. PROBST III Management For For RICHARD A. SIMONSON Management For For LINDA J. SRERE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 5 of 141
------------------------------------------------------------------------------------------------------------------------------------ KERR-MCGEE CORPORATION KMG SPECIAL MEETING DATE: 08/10/2006 ISSUER: 492386107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For DATED AS OF JUNE 22, 2006, BY AND AMONG ANADARKO PETROLEUM CORPORATION, APC ACQUISITION SUB, INC. AND KERR-MCGEE CORPORATION PURSUANT TO WHICH APC ACQUISITION SUB, INC. WOULD BE MERGED WITH AND INTO KERR-MCGEE CORPORATION AND KERR-MCGEE CORPORATION WOULD BECOME A WHOLLY-OWNED SUBSIDIARY OF ANADARKO PETROLEUM CORPORATION. 02 PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, Management For For TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF ADOPTION OF THE MERGER AGREEMENT REFERRED TO IN ITEM 1, ABOVE.
------------------------------------------------------------------------------------------------------------------------------------ XSTRATA PLC, LONDON EGM MEETING DATE: 08/14/2006 ISSUER: G9826T102 ISIN: GB0031411001 SEDOL: B06JJ58, 7320790, B02QZN3, 3141100 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE ACQUISITION BY A WHOLLY-OWNED INDIRECT Management For *Management Position Unknown SUBSIDIARY OF THE COMPANY, XSTRATA CANADA INC THE OFFEROR OF ANY AND ALL OF THE ISSUED, TO BE ISSUED AND OUTSTANDING FALCONBRIDGE SHARES AS SPECIFIED IN THE COMPANY CIRCULAR DATED 20 JUL 2006, OTHER THAN ANY FALCONBRIDGE SHARES OWNED DIRECTLY OR INDIRECTLY BY THE OFFEROR OR ITS AFFILIATES, ON THE TERMS AND SUBJECT TO THE CONDITIONS OF THE OFFER DOCUMENT AS DEFINED IN THE CIRCULAR AS AMENDED AND VARIED BY THE VARIATION DOCUMENTS AS SPECIFIED OR ON THE TERMS AND SUBJECT TO THE CONDITIONS OF ANY AMENDED, EXTENDED, REVISED, RENEWED, ADDITIONAL OR OTHER OFFER OR OFFERS FOR SHARES AND/OR ASSOCIATED RIGHTS IN THE CAPITAL OF FALCONBRIDGE LIMITED FALCONBRIDGE ; AND AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY OR ANY DULY CONSTITUTED COMMITTEE OF THE BOARD OR A COMMITTEE TO MAKE WAIVERS, EXTENSIONS AND AMENDMENTS OR VARIATIONS TO ANY OF THE TERMS AND CONDITIONS OF THE OFFER AND TO DO ALL SUCH THINGS THAT IT MAY CONSIDER NECESSARY OR DESIRABLE TO IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE IN CONNECTION WITH, THE OFFER AND ANY MATTERS INCIDENTAL TO THE OFFER, INCLUDING IN RESPECT OF OPTIONS GRANTED TO EMPLOYEES OF FALCONBRIDGE OR ITS SUBSIDIARIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 6 of 141
------------------------------------------------------------------------------------------------------------------------------------ XSTRATA PLC, LONDON EGM MEETING DATE: 08/14/2006 ISSUER: G9826T102 ISIN: GB0031411001 SEDOL: B06JJ58, 7320790, B02QZN3, 3141100 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE ACQUISITION AS SET OUT IN THE EGM Management For *Management Position Unknown NOTICE
------------------------------------------------------------------------------------------------------------------------------------ MICROCHIP TECHNOLOGY INCORPORATED MCHP ANNUAL MEETING DATE: 08/18/2006 ISSUER: 595017104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For STEVE SANGHI Management For For ALBERT J. HUGO-MARTINEZ Management For For L.B. DAY Management For For MATTHEW W. CHAPMAN Management For For WADE F. MEYERCORD Management For For 02 PROPOSAL TO APPROVE AN AMENDMENT TO OUR 2004 Management For For EQUITY INCENTIVE PLAN THAT WILL REMOVE THE 30% LIMITATION ON THE NUMBER OF SHARES THAT CAN BE GRANTED AS RESTRICTED STOCK UNITS SO THAT WE CAN CONTINUE GRANTING RESTRICTED STOCK UNITS INSTEAD OF STOCK OPTIONS AS OUR PRIMARY EQUITY COMPENSATION INCENTIVE. 03 PROPOSAL TO APPROVE AN EXECUTIVE MANAGEMENT INCENTIVE Management For For COMPENSATION PLAN TO REPLACE OUR EXISTING PLAN AS IT APPLIES TO EXECUTIVE OFFICERS IN ORDER TO ENHANCE OUR ABILITY TO OBTAIN TAX DEDUCTIONS FOR PERFORMANCE-BASED COMPENSATION UNDER 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. 04 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & Management For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ MEDTRONIC, INC. MDT ANNUAL MEETING DATE: 08/24/2006 ISSUER: 585055106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 TO CONSIDER AND VOTE UPON A SHAREHOLDER PROPOSAL Shareholder Against For ENTITLED DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL. 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For RICHARD H. ANDERSON Management For For MICHAEL R. BONSIGNORE Management For For ROBERT C. POZEN Management For For GORDON M. SPRENGER Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 7 of 141
------------------------------------------------------------------------------------------------------------------------------------ CIE FINANCIERE RICHEMONT SA, GENEVE AGM MEETING DATE: 09/14/2006 ISSUER: H25662141 ISIN: CH0012731458 BLOCKING SEDOL: B0LBVC0, B02V8V7, B0ZC1S5, 7151116 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown REPORTS Take No 2. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown OF EUR 0.05 PER A BEARER SHARE AND EUR 0.005 PER B REGISTERED SHARE Take No 3. GRANT DISCHARGE TO THE BOARD AND SENIOR MANAGEMENT Management Action *Management Position Unknown Take No 4. APPROVE TO CHANGE THE LOCATION OF REGISTERED Management Action *Management Position Unknown OFFICE/HEADQUARTERS TO GENEVA Take No 5.1 RE-ELECT MR. JOHANN RUPERT AS A DIRECTOR Management Action *Management Position Unknown Take No 5.2 RE-ELECT MR. JEAN AESCHIMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 5.3 RE-ELECT DR. FRANCO COLOGNI AS A DIRECTOR Management Action *Management Position Unknown Take No 5.4 RE-ELECT MR. LORD DOURO AS A DIRECTOR Management Action *Management Position Unknown Take No 5.5 RE-ELECT MR. YVES ISTEL AS A DIRECTOR Management Action *Management Position Unknown Take No 5.6 RE-ELECT MR. RICHARD LEPEU AS A DIRECTOR Management Action *Management Position Unknown Take No 5.7 RE-ELECT MR. SIMON MURRAY AS A DIRECTOR Management Action *Management Position Unknown Take No 5.8 RE-ELECT MR. ALAIN DOMINIQUE PERRIN AS A DIRECTOR Management Action *Management Position Unknown Take No 5.9 RE-ELECT MR. NORBERT PLATT AS A DIRECTOR Management Action *Management Position Unknown Take No 5.10 RE-ELECT MR. ALAN QUASHA AS A DIRECTOR Management Action *Management Position Unknown Take No 5.11 RE-ELECT MR. LORD RENWICK OF CLIFTON AS A DIRECTOR Management Action *Management Position Unknown Take No 5.12 RE-ELECT PROF. JUERGEN SCHREMPP AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 8 of 141 Take No 5.13 RE-ELECT MS. MARTHA WIKSTROM AS A DIRECTOR Management Action *Management Position Unknown Take No 5.14 ELECT MR. RUGGERO MAGNONI AS A DIRECTOR Management Action *Management Position Unknown Take No 5.15 ELECT MR. JAN RUPERT AS A DIRECTOR Management Action *Management Position Unknown Take No 6. APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management Action *Management Position Unknown * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN MEETING TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ SASOL LIMITED SSL SPECIAL MEETING DATE: 10/03/2006 ISSUER: 803866300 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S1 SPECIAL RESOLUTION NUMBER 1: SPECIFIC AUTHORITY Management For For TO REPURCHASE TREASURY SHARES S2 SPECIAL RESOLUTION NUMBER 2: GENERAL AUTHORITY Management For For TO REPURCHASE SHARES O3 ORDINARY RESOLUTION NUMBER 1: ANY DIRECTOR OR Management For For SECRETARY AUTHORISED TO DO ALL THINGS NECESSARY TO GIVE EFFECT TO SPECIAL RESOLUTION NUMBER 1 AND 2
------------------------------------------------------------------------------------------------------------------------------------ SASOL LTD OGM MEETING DATE: 10/03/2006 ISSUER: 803866102 ISIN: ZAE000006896 SEDOL: 5734304, 6777461, B03NQB8, 6777450 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1.S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN TERMS Management For *Management Position Unknown OF SECTION 85(2) OF THE COMPANIES ACT, 1973 (ACT 61 OF 1973), AS AMENDED ACT , THE LISTINGS REQUIREMENTS OF THE JSE LIMITED JSE AND THE ARTICLE 5 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO PURCHASE 60,111,477 ORDINARY NO PAR VALUE SHARES IN THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY FROM SASOL INVESTMENT COMPANY PROPRIETARY LIMITED AT THE CLOSING PRICE OF A SASOL ORDINARY SHARE ON THE JSE ON THE BUSINESS DAY PRIOR TO THE REGISTRATION OF THIS SPECIAL RESOLUTION WITH THE REGISTRAR OF COMPANIES 2.S.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, IN TERMS Management For *Management Position Unknown OF THE AUTHORITY GRANTED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO APPROVE AND IMPLEMENT THE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 9 of 141 PURCHASE BY THE COMPANY, OR BY ANY OF ITS SUBSIDIARIES, OF THE COMPANY S ORDINARY SHARES, UPON SUCH TERMS AND CONDITIONS AND IN SUCH AMOUNTS AS THE DIRECTORS OF THE COMPANY AND, IN THE CASE OF AN ACQUISITION BY A SUBSIDIARY(IES), THE DIRECTORS OF THE SUBSIDIARY(IES) MAY FROM TIME TO TIME DECIDE, SUBJECT TO THE PROVISIONS OF THE ACT AND THE LISTINGS REQUIREMENTS OF THE JSE, PROVIDED: THAT ANY REPURCHASE OF SHARES IN TERMS OF THIS AUTHORITY BE EFFECTED THROUGH THE ORDER BOOK OPERATED BY THE JSE TRADING SYSTEM AND DONE WITHOUT ANY PRIOR UNDERSTANDING OR ARRANGEMENT BETWEEN THE COMPANY AND THE COUNTER-PARTY; THAT AT ANY POINT IN TIME, ONLY ONE AGENT WILL BE APPOINTED TO EFFECT THE REPURCHASES ON BEHALF OF THE COMPANY; THAT THE REPURCHASE MAY ONLY BE EFFECTED, AFTER THE REPURCHASE, THE COMPANY STILL COMPLIES WITH THE MINIMUM SPREAD REQUIREMENTS STIPULATED IN THE LISTINGS REQUIREMENTS OF THE JSE; THAT THE ACQUISITION OF SHARES IN ANYONE FY BE LIMITED TO 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE BEGINNING OF THE FY, PROVIDED THAT ANY SUBSIDIARY(IES) MAY ACQUIRE SHARES TO A MAXIMUM OF 10% IN THE AGGREGATE OF THE SHARES OF THE COMPANY; THAT ANY ACQUISITION OF SHARES IN TERMS OF THIS AUTHORITY MAY NOT BE MADE AT A PRICE GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE MARKET VALUE OF THE SHARES OVER THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE ACQUISITION IS EFFECTED; THAT THE REPURCHASE OF SHARES MAY NOT BE EFFECTED DURING A PROHIBITED PERIOD, AS DEFINED IN THE LISTINGS REQUIREMENTS OF THE JSE; THAT AN ANNOUNCEMENT CONTAINING FULL DETAILS OF THE ACQUISITIONS OF SHARES WILL BE PUBLISHED AS SOON AS THE COMPANY AND/OR ITS SUBSIDIARY(IES) HAS/HAVE ACQUIRED SHARES CONSTITUTING, ON A CUMULATIVE BASIS, 3% OF THE NUMBER OF SHARES IN ISSUE AT THE DATE OF THE GENERAL MEETING AT WHICH THIS SPECIAL RESOLUTION IS CONSIDERED AND, IF APPROVED, PASSED, AND FOR EACH 3%, IN AGGREGATE, OF THE AFORESAID INITIAL NUMBER ACQUIRED THEREAFTER; AUTHORITY EXPIRES EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS 3.O.1 AUTHORIZE ANY DIRECTOR OR THE SECRETARY OF THE Management For *Management Position Unknown COMPANY TO DO ALL SUCH THINGS AND SIGN ALL SUCH DOCUMENTS AS ARE NECESSARY TO GIVE EFFECT TO SPECIAL RESOLUTION 1 AND 2 * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 10 of 141
------------------------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006 ISSUER: 742718109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS ON THE BOARD 04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE 2001 STOCK AND INCENTIVE COMPENSATION PLAN 05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For OPTIONS 01 DIRECTOR Management For NORMAN R. AUGUSTINE Management For For A.G. LAFLEY Management For For JOHNATHAN A. RODGERS Management For For JOHN F. SMITH, JR. Management For For MARGARET C. WHITMAN Management For For 03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------ CHINA LIFE INSURANCE COMPANY LIMITED LFC SPECIAL MEETING DATE: 10/16/2006 ISSUER: 16939P106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S1A TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: CLASS OF SHARES: A SHARES. S1B TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: TOTAL NUMBER OF A SHARES TO BE ISSUED: NOT MORE THAN 1,500,000,000 A SHARES. S1C TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: NOMINAL VALUE: RMB1.00 EACH. S1D TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: TARGET SUBSCRIBERS: (I) STRATEGIC INVESTORS; (II) SECURITIES INVESTMENT AND (III) OTHER INSTITUTIONAL INVESTORS. S1E TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: ISSUE PRICE: ISSUE PRICE OF THE A SHARE ISSUE WILL BE DETERMINED ON THE BASIS OF MARKET CONDITIONS. S1F TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: PLACE OF LISTING: SHANGHAI STOCK EXCHANGE. S1G TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: USE OF PROCEEDS: FUNDS RAISED FROM THE A SHARE ISSUE WILL BE USED TO REPLENISH THE CAPITAL OF THE COMPANY. O6 TO APPROVE THE ESTABLISHMENT OF THE CHINA LIFE Management For For CHARITY FUND (PROVISIONAL NAME). S1H TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: THE EXISTING AND NEW SHAREHOLDERS WHOSE NAMES APPEAR ON THE REGISTER OF MEMBERS OF THE COMPANY AFTER COMPLETION OF THE A SHARE ISSUE SHALL BE ENTITLED TO SHARE THE COMPANY S ACCUMULATED RETAINED EARNINGS AT THE TIME OF THE A SHARE ISSUE.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 11 of 141 S1I TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: VALIDITY PERIOD OF THIS RESOLUTION: THIS SPECIAL RESOLUTION SHALL BE EFFECTIVE FOR A PERIOD OF 12 MONTHS FROM THE DATE OF THE APPROVAL BY THE EGM. S1J TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED TO DETERMINE AND DEAL WITH, AT THEIR DISCRETION AND WITH FULL AUTHORITY, MATTERS IN RELATION TO THE A SHARE ISSUE. S1K TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED TO DETERMINE MATTERS IN RELATION TO STRATEGIC INVESTORS (INCLUDING BUT NOT LIMITED TO THE TARGET STRATEGIC INVESTORS, NEGOTIATION AND SIGNING OF THE RELEVANT AGREEMENTS WITH STRATEGIC INVESTORS). S1L TO APPROVE THE ALLOTMENT AND ISSUE OF A SHARES Management For For BY THE COMPANY IN THE PRC FOR THE FOLLOWING TERMS AND CONDITIONS: THE BOARD SHALL BE AND ARE AUTHORIZED TO, AT THEIR DISCRETION AND WITH FULL AUTHORITY SIGN OR EXECUTE ALL NECESSARY DOCUMENTS, EFFECT AND CARRY OUT NECESSARY FORMALITIES. O3 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For 1 AND CONDITIONAL UPON THE COMPLETION OF THE A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE PROCEDURAL RULES OF THE SHAREHOLDERS GENERAL MEETINGS AS SET OUT IN APPENDIX 2 TO THE CIRCULAR. S2 TO APPROVE (A) THE AMENDMENTS TO THE ARTICLES Management For For OF ASSOCIATION, AND TO AUTHORISE (B) THE BOARD (AND ITS DELEGATES) TO MAKE FURTHER AMENDMENTS WHICH IN THEIR OPINION MAY BE NECESSARY, DESIRABLE AND EXPEDIENT IN ACCORDANCE WITH THE REQUIREMENTS OF THE APPLICABLE LAWS AND REGULATIONS. O4 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For 1 AND CONDITIONAL UPON THE COMPLETION OF THE A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE PROCEDURAL RULES OF THE BOARD MEETINGS AS SET OUT IN APPENDIX 3 TO THE CIRCULAR. O5 SUBJECT TO THE PASSING OF THE ABOVE SPECIAL RESOLUTION Management For For 1 AND CONDITIONAL UPON THE COMPLETION OF THE A SHARE ISSUE, TO APPROVE THE ADOPTION OF THE PROCEDURAL RULES OF THE SUPERVISORY COMMITTEE MEETINGS AS SET OUT IN APPENDIX 4 TO THE CIRCULAR.
------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC DEO ANNUAL MEETING DATE: 10/17/2006 ISSUER: 25243Q205 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 14 AMENDMENTS TO DIAGEO EXECUTIVE SHARE OPTION PLAN Management For For 13 ADOPTION OF DIAGEO PLC 2006 IRISH PROFIT SHARING Management For For SCHEME 12 AUTHORITY TO MAKE EU POLITICAL DONATIONS/EXPENDITURE Management For For 11 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For For 10 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For 09 AUTHORITY TO ALLOT RELEVANT SECURITIES Management For For 08 RE-APPOINTMENT AND REMUNERATION OF AUDITOR Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 12 of 141 07 ELECTION OF MS LM DANON (MEMBER OF AUDIT, NOMINATION, Management For For AND REMUNERATION COMMITTEE) 06 RE-ELECTION OF MR PS WALSH (MEMBER OF EXECUTIVE Management For For COMMITTEE AND CHAIRMAN OF BOARD) 05 RE-ELECTION OF MR HT STITZER (MEMBER OF AUDIT, Management For For NOMINATION, AND REMUNERATION COMMITTEE) 04 RE-ELECTION OF LORD HOLLICK OF NOTTING HILL (MEMBER Management For For OF AUDIT, NOMINATION, REMUNERATION COMMITTEE AND CHAIRMAN OF BOARD) 03 DECLARATION OF FINAL DIVIDEND Management For For 02 DIRECTORS REMUNERATION REPORT 2006 Management For For 01 REPORTS AND ACCOUNTS 2006 Management For For
------------------------------------------------------------------------------------------------------------------------------------ DIAGEO PLC AGM MEETING DATE: 10/17/2006 ISSUER: G42089113 ISIN: GB0002374006 SEDOL: 0237400, 5409345, B01DFS0, 5399736, 5460494 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE DIRECTORS AND THE AUDITOR S REPORTS Management For *Management Position Unknown AND THE ACCOUNTS FOR THE YE 30 JUN 2006 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 30 JUN 2006 3. APPROVE THE FINAL DIVIDEND OF 19.15 PENCE PER Management For *Management Position Unknown ORDINARY SHARE 4. RE-ELECT LORD HOLLICK OF NOTTING HILL AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT MR. H. TODD STITZER AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. PAUL S. WALSH AS A DIRECTOR Management For *Management Position Unknown 7. RE-ELECT MR. LAURENCE M. DANON AS A DIRECTOR Management For *Management Position Unknown 8. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF THE Management For *Management Position Unknown COMPANY UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION 9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL OTHER SUCH AUTHORITIES, TO ANY ISSUE OF RELEVANT SECURITIES SECTION 80 OF THE COMPANIES ACT 1985 AS AMENDED MADE OR OFFERED OR AGREED TO BE MADE PURSUANT TO SUCH AUTHORITIES PRIOR TO THIS RESOLUTION BEING PASSED, TO ALLOT RELEVANT SECURITIES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 268,684,000 FOR THE PURPOSES AND ON THE TERMS OF THE ARTICLE 10(B) OF THE COMPANY S ARTICLE OF ASSOCIATION AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 16 JAN 2008 14. AMEND THE DIAGEO EXECUTIVE SHARE OPTION PLAN Management For *Management Position Unknown AS SPECIFIED S.10 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES AND Management For *Management Position Unknown ON THE TERMS OF ARTICLE 10(C) OF THE COMPANY S ARTICLES OF ASSOCIATION, PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985 AS AMENDED , TO ALLOT EQUITY SECURITIES SECTION 94 OF THAT ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY THE PREVIOUS RESOLUTION AND/OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 13 of 141 SECURITIES BY VIRTUE OF SECTION 94(3A) OF THAT ACT, DISAPPLYING SECTION 89(1) OF THAT ACT, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR ON 16 JAN 2008; AND THE DIRECTORS MAY SO ALLOT IN ACCORDANCE WITH ARTICLE 10(C) THE SECTION 95 PRESCRIBED AMOUNT REFERRED TO IN ARTICLE 10 (C) SHALL BE GBP 44,140,000 S.11 AUTHORIZE THE COMPANY FOR THE PURPOSES OF SECTION Management For *Management Position Unknown 166 OF THE COMPANIES ACT 1985 AS AMENDED TO MAKE MARKET PURCHASES SECTION 163 OF THAT ACT OF UP TO 278,571,000 OF ITS ORDINARY SHARES OF 28 101/108 PENCE EACH, AT A MINIMUM PRICE OF 28 101/108 PENCE AND THE MAXIMUM PRICE WHICH MAY BE PAID IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OR ON 16 JAN 2008 ; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 12. AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown 347C OF THE COMPANIES ACT 1985 AS AMENDED TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS SECTION 347(A) OF THAT ACT NOT EXCEEDING GBP 200,000 IN TOTAL AND TO INCUR EU POLITICAL EXPENDITURE SECTION 347(A) OF THAT ACT NOT EXCEEDING GBP 200,000 IN TOTAL DURING THE BEGINNING WITH THE DATE OF PASSING OF THIS RESOLUTION AND ENDING AT THE END OF THE NEXT AGM OF THE COMPANY OR ON 16 JAN 2008; AND APPROVE THE AGGREGATE AMOUNT OF THE DONATIONS MADE AND POLITICAL EXPENDITURE INCURRED BY THE COMPANY PURSUANT TO THIS RESOLUTION SHALL NOT EXCEED GBP 200,000 13. APPROVE AND ADOPT THE DIAGEO PLC 2006 IRISH PROFIT Management For *Management Position Unknown SHARING SCHEME AS SPECIFIED; AND AUTHORIZE THE BOARD TO DO ALL ACTS AND THINGS WHICH IT MAY CONSIDER NECESSARY OR DESIRABLE TO CARRY THE SAME INTO EFFECT AND TO MAKE SUCH CHANGES AS IT MAY CONSIDER APPROPRIATE FOR THAT PURPOSE, INCLUDING MAKING ANY CHANGES REQUIRED BY THE IRISH REVENUE COMMISSIONERS
------------------------------------------------------------------------------------------------------------------------------------ BHP BILLITON PLC BBL AGM MEETING DATE: 10/26/2006 ISSUER: G10877101 ISIN: GB0000566504 SEDOL: B02S6G9, 4878333, 6016777, 0056650, 5359730 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For *Management Position Unknown PLC FOR THE YE 30 JUN 2006, TOGETHER WITH THE DIRECTORS REPORT, THE AUDITORS REPORT AS SET OUT IN THE ANNUAL REPORT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 14 of 141 2. RECEIVE THE FINANCIAL STATEMENTS FOR BHP BILLITON Management For *Management Position Unknown LIMITED FOR THE YE 30 JUN 2006, TOGETHER WITH THE DIRECTORS REPORT, THE AUDITORS REPORT AS SET OUT IN THE ANNUAL REPORT 3. ELECT MR. PAUL M. ANDERSON AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON PLC 4. ELECT MR. PAUL M. ANDERSON AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON LIMITED 5. ELECT MR. MARIUS J. KLOPPERS AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON PLC 6. ELECT MR. MARIUS J. KLOPPERS AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON LIMITED 7. ELECT MR. CHRIS J. LYNCH AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON PLC 8. ELECT MR. CHRIS J. LYNCH AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON LIMITED 9. ELECT MR. JACQUES NASSER AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON PLC 10. ELECT MR. JACQUES NASSER AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON LIMITED 11. RE-ELECT MR. DAVID A. CRAWFORD AS A DIRECTOR Management For *Management Position Unknown OF BHP BILLITON PLC 12. RE-ELECT MR. DAVID A. CRAWFORD AS A DIRECTOR Management For *Management Position Unknown OF BHP BILLITON LIMITED 13. RE-ELECT MR. DON R. ARGUS AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON PLC, WHO RETIRES BY ROTATION 14. RE-ELECT MR. DON R. ARGUS AS A DIRECTOR OF BHP Management For *Management Position Unknown BILLITON LIMITED, WHO RETIRES BY ROTATION 15. RE-ELECT DR. DAVID C. BRINK AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON PLC, WHO RETIRES BYROTATION 16. RE-ELECT DR. DAVID C. BRINK AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON LIMITED, WHO RETIRES BY ROTATION 17. RE-ELECT DR. JOHN G.S. BUCHANAN AS A DIRECTOR Management For *Management Position Unknown OF BHP BILLITON PLC, WHO RETIRES BY ROTATION 18. RE-ELECT DR. JOHN G.S. BUCHANAN AS A DIRECTOR Management For *Management Position Unknown OF BHP BILLITON LIMITED, WHO RETIRES BY ROTATION 19. RE-ELECT DR. JOHN M. SCHUBERT AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON PLC, WHO RETIRES BY ROTATION 20. RE-ELECT DR. JOHN M. SCHUBERT AS A DIRECTOR OF Management For *Management Position Unknown BHP BILLITON LIMITED, WHO RETIRES BY ROTATION 26. APPROVE THE REMUNERATION REPORT FOR THE 30 JUN Management For *Management Position Unknown 2006 21. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR OF BHP Management For *Management Position Unknown BILLITON PLC AND AUTHORIZE THE DIRECTORS TO AGREE ITS REMUNERATION 22. APPROVE THAT THE AUTHORITY AND POWER TO ALLOT Management For *Management Position Unknown RELEVANT SECURITIES CONFERRED ON THE DIRECTORS BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 15 of 141 ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE LATER OF THE AGM OF BHP BILLITON PLC AND THE AGM OF BHP BILLITON LIMITED IN 2007 AND FOR SUCH PERIOD THE SECTION 80 AMOUNT UNDER THE UNITED KINGDOM COMPANIES ACT 1985 SHALL BE USD 276,686,499.00 S.23 APPROVE THAT THE AUTHORITY AND POWER TO ALLOT Management For *Management Position Unknown EQUITY SECURITIES FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 9 OF BHP BILLITON PLC S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE LATER OF THE AGM OF BHP BILLITON PLC AND THE AGM OF BHP BILLITON LIMITED IN 2007 AND FOR SUCH PERIOD THE SECTION 89 AMOUNT UNDER THE UNITED KINGDOM COMPANIES ACT 1985 SHALL BE USD 61,703,675.00 S.24 AUTHORIZE BHP BILLITON PLC, IN ACCORDANCE WITH Management For *Management Position Unknown ARTICLE 6 OF ITS ARTICLES OF ASSOCIATION AND SECTION 166 OF THE UNITED KINGDOM COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163 OF THAT ACT OF ORDINARY SHARES OF USD 0.50 NOMINAL VALUE EACH IN THE CAPITAL OF BHP BILLITON PLC SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF SHARES HEREBY AUTHORIZED TO BE PURCHASED BE 246,814,700, BEING 10% OF BHP BILLITON PLC S ISSUED CAPITAL; B) THE MINIMUM PRICE THAT MAY BE PAID FOR EACH SHARE IS USD 0.50, BEING THE NOMINAL VALUE OF SUCH A SHARE; C) THE MAXIMUM PRICE THAT MAY BE PAID FOR ANY SHARE IS NOT MORE THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR A SHARE TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE OF PURCHASE OF THE SHARES; AUTHORITY EXPIRES ON THE EARLIER OF 25 APR 2008 AND THE LATER OF THE AGM OF BHP BILLITON PLC AND THE AGM OF BHP BILLITON LIMITED IN 2007 ; BHP BILLITON PLC MAY ENTER INTO A CONTRACT FOR THE PURCHASE OF SHARES BEFORE THE EXPIRY OF THIS AUTHORITY WHICH WOULD OR MIGHT BE COMPLETED WHOLLY OR PARTLY AFTER SUCH EXPIRY S25.1 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 31 DEC 2006 S25.2 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 31 MAR 2007 S25.3 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 15 MAY 2007 S25.4 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 30 JUN 2007
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 16 of 141 S25.5 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 30 SEP 2007 S25.6 APPROVE TO REDUCE THE SHARE CAPITAL OF BHP BILLITON Management For *Management Position Unknown PLC BY THE CANCELLATION OF ALL THE ISSUED PAID UP SHARES OF USD 0.50 NOMINAL VALUE EACH HELD BY BHP BILLITON LIMITED OR ONE OF ITS SUBSIDIARIES WITHIN THE MEANING OF SECTION 736(1) OF THE UNITED KINGDOM COMPANIES ACT 1985 ON 15 NOV 2007 27. APPROVE, FOR ALL THE PURPOSES, INCLUDING FOR Management For *Management Position Unknown THE PURPOSE OF ASX LISTING RULE 10.14, THE GRANT OF DEFERRED SHARES AND THE OPTIONS UNDER THE BHP BILLITON LIMITED GROUP INCENTIVE SCHEME GIS AND THE GRANT OF PERFORMANCE SHARES UNDER THE BHP BILLITON LIMITED LONG TERM INCENTIVE PLAN LTIP TO THE EXECUTIVE DIRECTOR AND THE CHIEF EXECUTIVE OFFICER, MR. CHARLES W. GOODYEAR, IN THE MANNER AS SPECIFIED 30. APPROVE THE ESTABLISHMENT, OPERATION AND ADMINISTRATION Management For *Management Position Unknown OF A BHP BILLITON LIMITED GLOBAL EMPLOYEE SHARE PLAN, AS SPECIFIED AND BHP BILLITON PLC GLOBAL EMPLOYEE SHARE PLAN, AS SPECIFIED 28. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For *Management Position Unknown PURPOSE OF ASX LISTING RULE 10.14, THE GRANT OF DEFERRED SHARES AND OPTIONS UNDER THE BHP BILLITON PLC GROUP INCENTIVE SCHEME AND THE GRANT OF PERFORMANCE SHARES UNDER THE BHP BILLITON PLC LONG TERM INCENTIVE PLAN TO THE EXECUTIVE DIRECTOR AND THE GROUP PRESIDENT NON-FERROUS MATERIALS, MR. MARIUS J. KLOPPERS, IN THE MANNER AS SPECIFIED 29. APPROVE, FOR ALL PURPOSES, INCLUDING FOR THE Management For *Management Position Unknown PURPOSE OF ASX LISTING RULE 10.14, THE GRANT OF DEFERRED SHARES AND OPTIONS UNDER THE BHP BILLITON LIMITED GROUP INCENTIVE SCHEME AND THE GRANT OF PERFORMANCE SHARES UNDER THE BHP BILLITON LIMITED LONG TERM INCENTIVE PLAN TO THE EXECUTIVE DIRECTOR AND THE GROUP PRESIDENT CARBON STEEL MATERIALS, MR. CHRIS J. LYNCH, IN THE MANNER AS SPECIFIED 31. APPROVE: TO CHANGE THE MAXIMUM AGGREGATE REMUNERATION Management For *Management Position Unknown WHICH MAY BE PAID BY BHP BILLITON PLC TO ALL THE NON-EXECUTIVE DIRECTORS IN ANY YEAR TOGETHER WITH THE REMUNERATION PAID TO THOSE NON-EXECUTIVE DIRECTORS BY BHP BILLITON LIMITED FROM AUD 3,000,000 TO USD 3,000,000; AND THAT THIS INCREASE, FOR ALL PURPOSES, INCLUDING FOR THE PURPOSES OF ARTICLE 76 OF THE ARTICLES OF ASSOCIATION OF BHP BILLITON PLC AND ASX LISTING RULE 10.17 32. APPROVE: TO CHANGE THE MAXIMUM AGGREGATE REMUNERATION Management For *Management Position Unknown WHICH MAY BE PAID BY BHP BILLITON LIMITED TO ALL THE NON-EXECUTIVE DIRECTORS IN ANY YEAR TOGETHER WITH THE REMUNERATION PAID TO THOSE NON-EXECUTIVE DIRECTORS BY BHP BILLITON PLC FROM AUD 3,000,000 TO USD 3,000,000; AND THAT THIS INCREASE, FOR ALL PURPOSES, INCLUDING FOR THE PURPOSES OF RULE 76 OF THE CONSTITUTION OF BHP BILLITON LIMITED AND ASX LISTING RULE 10.17
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------------------------------------------------------------------------------------------------------------------------------------ PUBLISHING AND BROADCASTING LIMITED PBL AGM MEETING DATE: 10/26/2006 ISSUER: Q7788C108 ISIN: AU000000PBL6 SEDOL: B02PBH6, 6637082, 5636820 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Non-Voting *Management Position Unknown STATEMENTS OF THE COMPANY AND ITS CONTROLLED ENTITIES, AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE FYE 30 JUN 2006 2.A ELECT MR. CHRISTOPHER CORRIGAN AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 4. ADOPT THE REMUNERATION REPORT FOR THE YE 30 JUN Management For *Management Position Unknown 2006 5. APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.11, THE ISSUE OF 5,400,000 FULLY PAID ORDINARY SHARES IN THE CAPITAL OF PBL TO ANCARAC PTY LIMITED ABN 80 055 253 891, A COMPANY CONTROLLED BY MR. JAMES PACKER, A DIRECTOR OF PBL, ON THE TERMS SET OUT AS SPECIFIED 2.B ELECT MR. GEOFFREY DIXON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.C ELECT MR. MICHAEL JOHNSTON AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.D ELECT MR. DAVID LOWY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.E ELECT MR. CHRISTOPHER MACKAY AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.F RE-ELECT MR. ROWEN CRAIGIE AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE 6.1(F) OF THE COMPANY S CONSTITUTION 2.G RE=ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE 6.1(F) OF THE COMPANY S CONSTITUTION 3.A APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 300,000 ORDINARY SHARES IN THE COMPANY BY MR. CHRISTOPHER ANDERSON UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN 3.B APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 1,300,000 ORDINARY SHARES IN THE COMPANY BY MR. JOHN ALEXANDER UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN 3.C APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 850,000 ORDINARY SHARES IN THE COMPANY BY MR. ROWEN CRAIGIE UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 18 of 141
------------------------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION LLTC ANNUAL MEETING DATE: 11/01/2006 ISSUER: 535678106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2007. 01 DIRECTOR Management For ROBERT H. SWANSON, JR. Management For For DAVID S. LEE Management For For LOTHAR MAIER Management For For RICHARD M. MOLEY Management For For THOMAS S. VOLPE Management For For
------------------------------------------------------------------------------------------------------------------------------------ COACH, INC. COH ANNUAL MEETING DATE: 11/02/2006 ISSUER: 189754104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For LEW FRANKFORT Management For For SUSAN KROPF Management For For GARY LOVEMAN Management For For IVAN MENEZES Management For For IRENE MILLER Management For For KEITH MONDA Management For For MICHAEL MURPHY Management For For JIDE ZEITLIN Management For For
------------------------------------------------------------------------------------------------------------------------------------ HARMAN INTERNATIONAL INDUSTRIES, INC HAR ANNUAL MEETING DATE: 11/02/2006 ISSUER: 413086109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For EDWARD H. MEYER Management For For GINA HARMAN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 19 of 141
------------------------------------------------------------------------------------------------------------------------------------ PERNOD-RICARD, PARIS EGM MEETING DATE: 11/07/2006 ISSUER: F72027109 ISIN: FR0000120693 BLOCKING SEDOL: B043D05, 4427100, 4682329, B030Q53, B10S419, 4682318 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. * A VERIFICATION PERIOD EXISTS IN FRANCE. PLEASE Non-Voting *Management Position Unknown SEE HTTP://ICS.ADP.COM/MARKETGUIDE FOR COMPLETE INFORMATION. VERIFICATION PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: ADP WILL FORWARD VOTING INSTRUCTIONS TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON ADP VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT ADP. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED TO ADP AND THE GLOBAL CUSTODIAN ADVISES ADP OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, ADP HAS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 Take No O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS AND THE BALANCE SHEET FOR THE YE IN 2006, AS PRESENTED Take No O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE STATUTORY AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING Take No O.3 ACKNOWLEDGE THAT: (-) EARNINGS FOR THE FY AMOUNT Management Action *Management Position Unknown TO EUR 56,193,655.94 (-) RETAINED EARNINGS AMOUNT TO EUR 364,691,170.04 (-) DISTRIBUTABLE INCOME, AFTER ALLOCATION TO THE LEGAL RESERVE UP TO EUR
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 20 of 141 2,809,682.80, AMOUNTS TO EUR 418,075,143.18 (-) DECIDES TO DISTRIBUTE TO THE SHAREHOLDERS A TOTAL DIVIDEND OF EUR 237,034,826.28, I.E. A DIVIDEND OF EUR 2.52 PER SHARE (-) DECIDES TO ALLOCATE THE BALANCE OF THE DISTRIBUTABLE INCOME TO THE RETAINED EARNINGS: EUR 181,040,316.90 AS AN INTERIM DIVIDEND OF EUR 1.12 WAS ALREADY PAID ON 05 JUL 2006, THE SHAREHOLDERS WILL RECEIVE THE BALANCE OF EUR 1.40 ON 15 NOV 2006, THIS DIVIDEND WILL ENTITLE TO THE 40% ALLOWANCE PROVIDED BY THE FRENCH TAX CODE, I.E. EUR 1.008 PER SHARE IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BY LAW Take No O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE AND APPROVE THE AGREEMENTS ENTERED INTO OR WHICH REMAINED IN FORCE DURING THE FY Take No O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCOIS Management Action *Management Position Unknown GERARD AS A DIRECTOR FOR A 4YEAR PERIOD Take No O.6 APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 600,000.00 Management Action *Management Position Unknown TO THE BOARD OF DIRECTORS Take No O.7 AUTHORIZE THE BOARD OF DIRECTORS: TO TRADE IN Management Action *Management Position Unknown THE COMPANY S SHARES ON THE STOCK MARKET, SUBJECT TO THE MAXIMUM PURCHASE PRICE: EUR 250.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE NUMBER OF SHARES COMPRISING THE SHARE CAPITAL, I.E. 9,406,143 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 2,351,535,750.00; AUTHORITY EXPIRES AT THE END OF 18 MONTHS ; THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Take No E.8 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management Action *Management Position Unknown SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN DECIDED IN RESOLUTION NO.7, UP TO A MAXIMUM OF 10% OF THE CAPITAL; AUTHORITY EXPIRES AT THE END OF 24 MONTHS ; IT CANCELS AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Take No E.9 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management Action *Management Position Unknown ONE OR MORE TRANSACTIONS, AT ITS SOLE DISCRETION, TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND RELATED COMPANIES, OPTIONS GIVING THE RIGHT EITHER TO SUBSCRIBE FOR NEW SHARES IN THE COMPANY TO BE ISSUED, OR TO PURCHASE EXISTING SHARES, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 5% OF THE SHARE CAPITAL; AUTHORITY EXPIRES AT THE END OF 38 MONTHS ; IT CANCELS AND REPLACES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 17 MAY 2004; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 21 of 141 Take No E.10 AUTHORIZE THE BOARD OF DIRECTORS, IN THE EVENT Management Action *Management Position Unknown OF A PUBLIC OFFER CONCERNING THE COMPANY, IN ORDER TO ISSUE, IN ONE OR MORE OCCASIONS, WARRANTS TO SUBSCRIBE FOR 1 OR MORE SHARES IN THE COMPANY, THE PAR VALUE OF THE COMMON SHARES TO BE ISSUED THROUGH THE EXERCISE OF THESE WARRANTS SHALL NOT EXCEED EUR 145,000,000.00 THESE WARRANTS WILL BE ALLOCATED FOR FREE; AUTHORITY EXPIRES AT THE END OF 18 MONTHS Take No E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management Action *Management Position Unknown THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD, IN FAVOR OF MEMBERS OF A COMPANY SAVINGS PLAN, AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT EXCEED 2% OF THE COMPANY SHARE CAPITAL, IT CANCELS AND REPLACES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 10 NOV 2005; AUTHORITY EXPIRES AT THE END OF 26 MONTHS ; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Take No E.13 AMEND THE ARTICLE NUMBER 32 OF THE BYLAWS Management Action *Management Position Unknown Take No E.12 APPROVE TO REDUCE THE SHARE CAPITAL OF EUR 9,947,999.20 Management Action *Management Position Unknown BY CANCELING THE 3,209,032 SHARES TRANSFERRED BY SANTA LINA, FROM EUR 291,590,460.90 TO EUR 281,642,461.70 AND THUS REDUCING THE NUMBER OF SHARES IN THE COMPANY FROM 94,061,439 TO 90,852,407 AND TO CHARGE THE AMOUNT CORRESPONDING TO THE DIFFERENCE BETWEEN THE BOOK VALUE OF THE 3,209,032 SHARES AND THE PAR VALUE OF THE SHARES, I.E. EUR 462,036,427.36 AGAINST THE CONVERSION PREMIUM ACCOUNT AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Take No E.14 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management Action *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
------------------------------------------------------------------------------------------------------------------------------------ GOLD FIELDS LIMITED GFI ANNUAL MEETING DATE: 11/10/2006 ISSUER: 38059T106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S01 ACQUISITION OF COMPANY S OWN SHARES Management For For O13 INCREASE OF DIRECTORS FEES Management For For O12 AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER Management For For THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE PLAN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 22 of 141 O11 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For SHARES FOR THE PURPOSE OF THE GF MANAGEMENT INCENTIVE SCHEME. O10 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For SHARES FOR THE PURPOSE OF THE GOLD FIELDS LIMITED 2005 SHARE PLAN. O9 ISSUING EQUITY SECURITIES FOR CASH Management For For O8 PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS Management For For O7 RE-ELECTION OF MR R L PENNANT-REA AS A DIRECTOR Management For For O6 RE-ELECTION OF MR N J HOLLAND AS A DIRECTOR Management For For O5 RE-ELECTION OF PROFESSOR G J GERWEL AS A DIRECTOR Management For For O4 RE-ELECTION OF MR I D COCKERILL AS A DIRECTOR Management For For O3 RE-ELECTION OF MR D M J NCUBE AS A DIRECTOR Management For For O2 RE-ELECTION OF MR J G HOPWOOD AS A DIRECTOR Management For For O1 ADOPTION OF FINANCIAL STATEMENTS Management For For
------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/14/2006 ISSUER: 594918104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Management For For 1D ELECTION OF DIRECTOR: DINA DUBLON Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1H ELECTION OF DIRECTOR: HELMUT PANKE Management For For 1I ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR 03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shareholder Against For PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS 04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shareholder Against For EQUAL EMPLOYMENT OPPORTUNITY POLICY 05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ CISCO SYSTEMS, INC. CSCO ANNUAL MEETING DATE: 11/15/2006 ISSUER: 17275R102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CAROL A. BARTZ Management For For M. MICHELE BURNS Management For For MICHAEL D. CAPELLAS Management For For LARRY R. CARTER Management For For JOHN T. CHAMBERS Management For For DR. JOHN L. HENNESSY Management For For RICHARD M. KOVACEVICH Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 23 of 141 RODERICK C. MCGEARY Management For For STEVEN M. WEST Management For For JERRY YANG Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS CISCO S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 28, 2007. 03 PROPOSAL SUBMITTED BY A SHAREHOLDER URGING THE Shareholder Against For BOARD OF DIRECTORS TO ADOPT A POLICY THAT A SIGNIFICANT PORTION OF FUTURE EQUITY COMPENSATION GRANTS TO SENIOR EXECUTIVES SHALL BE SHARES OF STOCK THAT REQUIRE THE ACHIEVEMENT OF PERFORMANCE GOALS AS A PREREQUISITE TO VESTING, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 04 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For THE BOARD S COMPENSATION COMMITTEE INITIATE A REVIEW OF CISCO S EXECUTIVE COMPENSATION POLICIES AND TO MAKE AVAILABLE, UPON REQUEST, A REPORT OF THAT REVIEW BY JANUARY 1, 2007, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. 05 PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING Shareholder Against For THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AND ASSESSMENT OF CONCRETE STEPS CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT.
------------------------------------------------------------------------------------------------------------------------------------ SASOL LIMITED SSL ANNUAL MEETING DATE: 11/23/2006 ISSUER: 803866300 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 06 ORDINARY RESOLUTION NUMBER 1 - TO APPROVE THE Management For For REVISED ANNUAL FEES PAYABLE BY THE COMPANY TO NON-EXECUTIVE DIRECTORS OF THE COMPANY AND ANY OF ITS SUBSIDIARIES WITH EFFECT FROM 1 JULY 2006 05 SPECIAL RESOLUTION NUMBER 1 - TO AUTHORISE THE Management For For DIRECTORS TO APPROVE THE PURCHASE BY THE COMPANY, OR BY ANY OF ITS SUBSIDIARIES, OF UP TO 10% OF THE COMPANY S SHARES, SUBJECT TO THE PROVISIONS OF THE COMPANIES ACT AND THE RULES AND REQUIREMENTS OF THE JSE LIMITED 04 TO RE-APPOINT THE AUDITORS, KPMG INC. Management For For 02 DIRECTOR Management For E LE R BRADLEY* Management For For B P CONNELLAN* Management For For P V COX* Management For For L P A DAVIES* Management For For M S V GANTSHO* Management For For J E SCHREMPP* Management For For H G DIJKGRAAF** Management For For A M MOKABA** Management For For T S MUNDAY** Management For For T H NYASULU** Management For For K C RAMON** Management For For 01 TO RECEIVE AND CONSIDER THE ANNUAL FINANCIAL Management For For STATEMENTS OF THE COMPANY AND OF THE GROUP FOR THE YEAR ENDED 30 JUNE 2006, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 24 of 141
------------------------------------------------------------------------------------------------------------------------------------ SASOL LTD AGM MEETING DATE: 11/23/2006 ISSUER: 803866102 ISIN: ZAE000006896 SEDOL: 5734304, 6777461, B03NQB8, 6777450 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE ANNUAL FINANCIAL STATEMENTS Management For *Management Position Unknown OF THE COMPANY AND OF THE GROUP FOR THE YE 30 JUN 2006, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2.1 RE-ELECT MR. E. LE R. BRADLEY AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 2.2 RE-ELECT MR. B. P. CONNELLAN AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 2.3 RE-ELECT MR. P. V. COX AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 2.4 RE-ELECT MR. L. P. A. DAVIES AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 2.5 RE-ELECT MR. M. S. V. GANTSHO AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 2.6 RE-ELECT MR. J. E. SCHREMPP AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLES 75(D) AND 75(E) OF THE COMPANY S ARTICLES OF ASSOCIATION 3.1 RE-ELECT MR. H. G. DIJKGRAAF AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES OF ASSOCIATION 7. TRANSACT ANY OTHER BUSINESS Non-Voting *Management Position Unknown 3.2 RE-ELECT MR. A. M. MOKABA AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES OF ASSOCIATION 3.3 RE-ELECT MR. T. S. MUNDAY AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES OF ASSOCIATION 3.4 RE-ELECT MR. T. H. NYASULU AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES OF ASSOCIATION 3.5 RE-ELECT MR. K. C. RAMON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN TERMS OF ARTICLE 75(H) OF THE COMPANY S ARTICLES OF ASSOCIATION 4. RE-APPOINT KPMG, INC AS THE AUDITORS Management For *Management Position Unknown 5.S.1 AUTHORIZE THE DIRECTORS OF THE COMPANY TO APPROVE Management For *Management Position Unknown THE PURCHASE BY THE COMPANY, OR BY ANY OF ITS SUBSIDIARIES OF THE COMPANY S SHARE, LIMITED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 25 of 141 TO A MAXIMUM OF 10% OF THE COMPANY S ISSUED SHARE CAPITAL OF THE SHARES IN THE APPLICABLE CLASS AT THE TIME; AUTHORITY EXPIRES AT THE NEXT AGM OF THE COMPANY 6.O.1 APPROVE THE REVISED ANNUAL FEES PAYABLE BY THE Management For *Management Position Unknown COMPANY OR SUBSIDIARIES OF THE COMPANY TO THE NON-EXECUTIVE DIRECTORS OF THE COMPANY WITH EFFECT FROM 01 JUL 2006 * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF THE RECORD DATE AND A NON-VOTABLE RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ WOOLWORTHS LTD AGM MEETING DATE: 11/24/2006 ISSUER: Q98418108 ISIN: AU000000WOW2 SEDOL: 5957327, 6981239, B02Q748 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL REPORT OF THE COMPANY AND Non-Voting *Management Position Unknown THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE FINANCIAL PERIOD ENDED 25 JUN 2006 2. ADOPT THE REMUNERATION REPORT FOR THE FYE 25 Management For *Management Position Unknown JUN 2006 * PLEASE NOTE THAT ALTHOUGH THERE ARE 5 CANDIDATES Non-Voting *Management Position Unknown TO BE ELECTED AS DIRECTORS, THERE ARE ONLY 4 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 4 OF THE 5 DIRECTORS. THANK YOU. 3.a ELECT MR. THOMAS WILLIAM POCKETT AS A DIRECTOR Management For *Management Position Unknown 3.b RE-ELECT MR. JOHN FREDERICK ASTBURY AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION INACCORDANCE WITH ARTICLE 10.3 OF THE COMPANY S CONSTITUTION Take No 3.c PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Action *Management Position Unknown ELECT MR. STEPHEN MAYNE AS ADIRECTOR 3.d ELECT MR. MICHAEL GERARD LUSCOMBE AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH ARTICLE 10.10 OF THE COMPANY S CONSTITUTION 3.e RE-ELECT MR. JAMES ALEXANDER STRONG AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION INACCORDANCE WITH ARTICLE 10.3 OF THE COMPANY S CONSTITUTION S.5 APPROVE THAT THE CONSTITUTION OF THE COMPANY Management For *Management Position Unknown IS REPEALED AND THE CONSTITUTIONBE ADOPTED AS THE CONSTITUTION OF THE COMPANY, WITH EFFECT FROM THE CLOSE OF THIS MEETING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 26 of 141 4.a APPROVE, FOR ALL PURPOSES INCLUDING FOR THE PURPOSE Management For *Management Position Unknown OF ASX LISTING RULE 10.14, THE GRANT TO THE GROUP MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER OF THE COMPANY MR. MICHAEL LUSCOMBE, OF UP TO A MAXIMUM OF 1,500,000 OPTIONS TO SUBSCRIBE FOR ORDINARY SHARES IN THE COMPANY, SUCH OPTIONS TO BE GRANTED PURSUANT TO THE WOOLWORTHS LONG TERM INCENTIVE PLAN PLAN IN ACCORDANCE WITH THE TERMS OF THE PLAN 4.b APPROVE, FOR ALL PURPOSES INCLUDING FOR THE PURPOSE Management For *Management Position Unknown OF ASX LISTING RULE 10.14, THE GRANT TO THE DIRECTOR OF FINANCE, MR. THOMAS WILLIAM POCKETT OF UP TO A MAXIMUM OF 750,000 OPTIONS TO SUBSCRIBE FOR ORDINARY SHARES IN THE COMPANY, SUCH OPTIONS TO BE GRANTED PURSUANT TO THE PLAN IN ACCORDANCE WITH THE TERMS OF THE PLAN * PLEASE NOTE THAT STANDING INSTRUCTIONS HAVE BEEN Non-Voting *Management Position Unknown DISABLED FOR THIS MEETING
------------------------------------------------------------------------------------------------------------------------------------ PUBLISHING AND BROADCASTING LIMITED PBL OTH MEETING DATE: 12/12/2006 ISSUER: Q7788C108 ISIN: AU000000PBL6 SEDOL: B02PBH6, 6637082, 5636820 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ E.1 APPROVE, TO THE RELEASE OF THE RELEVANT GUARANTORS Management For *Management Position Unknown FROM ANY FURTHER OBLIGATIONS UNDER THE GUARANTEE ON AND FROM THE EFFECTIVE TIME AND ACKNOWLEDGE THE ACCESSION OF BURSWOOD TRUST AS A NEW GUARANTOR FROM AND INCLUDING THE EFFECTIVE TIME; THAT NO MEMBER OF THE PBL MEDIA GROUP WILL NOW OR IN THE FUTURE BE REQUIRED TO BECOME GUARANTORS UNDER THE GUARANTEE; TO THE EXTENT IT IS REQUIRED TO THE RELEVANT GUARANTORS CREATING SECURITY INTERESTS OVER THEIR PRESENT OR FUTURE ASSETS, REVENUES AND UNDERTAKINGS; TO COMPLETION OF THE TRANSACTION; TO WAIVE, ANY PRESENT OR FUTURE BREACH OF THE AUD MTN DOCUMENTATION TO THE EXTENT THAT SUCH BREACH ARISES BY REASON OF THE ESTABLISHMENT OR CAPITALIZATION OF THE PBL MEDIA GROUP AND/OR BY REASON OF COMPLETION OF THE TRANSACTION; AND THAT THE RELEVANT GUARANTORS AND EACH OTHER PRESENT AND FUTURE MEMBER OF THE PBL MEDIA GROUP WILL BE DEEMED NOT TO FORM PART OF THE PBL GROUP, FOR ALL PURPOSES OF THE AUD MTN DOCUMENTATION INCLUDING ANY CALCULATIONS REQUIRED TO BE MADE; FOR THE AVOIDANCE OF DOUBT, HOLDERS ACKNOWLEDGE THAT PROFORMA ADJUSTMENTS WILL BE NEED TO BE MADE TO THE ACCOUNTS AND INTERIM ACCOUNTS WHICH CONSOLIDATE ANY ENTITIES IN THE PBL MEDIA GROUP FOR THE PURPOSES OF MAKING CALCULATIONS IN RESPECT OF THE AUD MTN DOCUMENTATION; THESE AGREEMENTS, CONSENTS AND WAVIERS ARE UNCONDITIONAL AND IRREVOCABLE AND TAKE EFFECT FROM AND INCLUDING THE EFFECTIVE TIME E.2 AMEND, CONDITIONAL TO THE PASSING OF RESOLUTION Management For *Management Position Unknown 1 AND WITH EFFECT FROM AND INCLUDING THE EFFECTIVE TIME, THE TERMS AND CONDITIONS OF THE NOTES AS SPECIFIED; IF THE TERMS AND CONDITIONS OF THE NOTES IS PASSED THE ISSUER WILL EXECUTE A SUPPLEMENTAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 27 of 141 DEED POLL TO EFFECT THESE AMENDMENTS; THE ISSUER ACKNOWLEDGE AND AGREES THAT THE DEED POLL AS VARIED BY THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME; AND AMEND THE TERMS AND CONDITIONS OF THE GUARANTEE ON AND FROM THE EFFECTIVE TIME AS SPECIFIED, IF THE TERMS AND CONDITIONS OF THE GUARANTEE IS PASSED, PBL, CROWN LIMITED AND BURSWOOD TRUST AND THE RELEVANT GUARANTORS WILL EXECUTE A SUPPLEMENTAL GROUP GUARANTEE TO EFFECT THESE AMENDMENTS; THE ISSUER, PBL, CROWN LIMITED AND BURSWOOD TRUST ACKNOWLEDGE AND AGREE THAT THE GUARANTEE AS VARIED THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME
------------------------------------------------------------------------------------------------------------------------------------ WESTPAC BANKING CORP, SYDNEY NSW AGM MEETING DATE: 12/14/2006 ISSUER: Q97417101 ISIN: AU000000WBC1 SEDOL: 0957258, B01D654, 5412183, 6956527, 6076146, 6957393 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE ANNUAL FINANCIAL REPORT, DIRECTORS Non-Voting *Management Position Unknown REPORT AND AUDIT REPORT OF WESTPAC FOR THE YE 30 SEP 2006 2.A RE-ELECT MR. CAROLYN JUDITH HEWSON AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION 2.B RE-ELECT MR. PETER DAVID WILSON AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES IN ACCORDANCE WITH ARTICLES 9.2 AND 9.3 OF THE CONSTITUTION 2.C ELECT MS. ELIZABETH BLOMFIELD BRYAN AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY PURSUANT TO ARTICLE 9.7 OF THE CONSTITUTION 3. APPROVE TO INCREASE THE YEARLY MAXIMUM SUM AVAILABLE Management For *Management Position Unknown TO NON-EXECUTIVE DIRECTORS OF WESTPAC BANKING CORPORATION AS REMUNERATION FOR THEIR SERVICES FROM AUD 2.5 MILLION TO AUD 3.0 MILLION, FROM THE YEAR COMMENCING 01 JAN 2007, TO BE DIVIDED AMONGST THEM IN A MANNER THEY MAY DETERMINE 4.A APPROVE THE ESTABLISHMENT OF AN EQUITY-BASED Management For *Management Position Unknown REWARD PLAN, TO BE CALLED THE WESTPAC REWARD PLAN WRP , FOR THE PROVISION OF LONG TERM INCENTIVES TO EMPLOYEES OF WESTPAC AND ITS SUBSIDIARIES 4.B APPROVE THE ESTABLISHMENT OF AN EQUITY-BASED Management For *Management Position Unknown REWARD PLAN, TO BE CALLED THE RESTRICTED SHARE PLAN, FOR PROVISION OF A RETENTION BENEFIT TO EMPLOYEES OF WESTPAC AND ITS SUBSIDIARIES 5. ADOPT THE ANNUAL REMUNERATION REPORT FOR THE Management For *Management Position Unknown YE 30 SEP 2006
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------------------------------------------------------------------------------------------------------------------------------------ AUSTRALIA & NEW ZEALAND BANKING GROUP LTD AGM MEETING DATE: 12/15/2006 ISSUER: Q09504137 ISIN: AU000000ANZ3 SEDOL: B05J0K1, 6068079, B02K9V1, 6065586 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Non-Voting *Management Position Unknown REPORTS FOR THE YE 30 SEP 2006 2.a RE-ELECT MR. J.K. ELLIS AS A DIRECTOR Management For *Management Position Unknown 2.b RE-ELECT MS. M.A. JACKSON, AC AS A DIRECTOR Management For *Management Position Unknown 3. ADOPT THE REMUNERATION REPORT FOR THE YE 30 SEP Management For *Management Position Unknown 2006
------------------------------------------------------------------------------------------------------------------------------------ CHINA LIFE INSURANCE COMPANY LIMITED LFC SPECIAL MEETING DATE: 12/29/2006 ISSUER: 16939P106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO REVIEW AND APPROVE THE ADOPTION OF THE EMPLOYEE Management For For SHARE INCENTIVE PLAN (DRAFT) AND TO AUTHORIZE THE BOARD TO MAKE APPROPRIATE AND NECESSARY AMENDMENTS TO THE EMPLOYEE SHARE INCENTIVE PLAN IN ACCORDANCE WITH THE RELEVANT LAWS AND REGULATIONS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 02 TO ELECT MR. NGAI WAI FUNG AS AN INDEPENDENT Management For For NON-EXECUTIVE DIRECTOR OF THE COMPANY.
------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO. WAG ANNUAL MEETING DATE: 01/10/2007 ISSUER: 931422109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Management For For CO. RESTRICTED PERFORMANCE SHARE PLAN. 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For DAVID W. BERNAUER Management For For WILLIAM C. FOOTE Management For For JAMES J. HOWARD Management For For ALAN G. MCNALLY Management For For CORDELL REED Management For For JEFFREY A. REIN Management For For NANCY M. SCHLICHTING Management For For DAVID Y. SCHWARTZ Management For For JAMES A. SKINNER Management For For MARILOU M. VON FERSTEL Management For For CHARLES R. WALGREEN III Management For For
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------------------------------------------------------------------------------------------------------------------------------------ COMMERCIAL METALS COMPANY CMC ANNUAL MEETING DATE: 01/25/2007 ISSUER: 201723103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 TO APPROVE THE COMPANY S 2006 CASH INCENTIVE PLAN. Management For For 02 AMEND AND RESTATE THE COMPANY S 1999 NON-EMPLOYEE Management For For DIRECTOR STOCK PLAN. 01 DIRECTOR Management For MOSES FELDMAN Management For For STANLEY A. RABIN Management For For RALPH E. LOEWENBERG Management For For MURRAY R. MCCLEAN Management For For 06 SHAREHOLDER PROPOSAL REQUESTING THE ADDITION Shareholder Against For OF SEXUAL ORIENTATION TO THE COMPANY S WRITTEN NON-DISCRIMINATION POLICY. 05 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING AUGUST 31, 2007. 04 TO APPROVE THE COMPANY S 2006 LONG-TERM EQUITY Management Against Against INCENTIVE PLAN.
------------------------------------------------------------------------------------------------------------------------------------ LONMIN PLC AGM MEETING DATE: 01/25/2007 ISSUER: G56350112 ISIN: GB0031192486 SEDOL: B1BJTK5, 6432748, B02SYD2, 3119248 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE AUDITED ACCOUNTS AND THE REPORTS Management For *Management Position Unknown OF THE DIRECTORS AND THE AUDITORS FOR THE YE 30 SEP 2006 2. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown REPORT FOR THE YE 30 SEP 2006 3. DECLARE A FINAL DIVIDED OF 55 US CENTS PER SHARE Management For *Management Position Unknown IN RESPECT OF THE YE 30 SEP 2006, PAYABLE ON 09 FEB 2007 TO SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 12 JAN 2007 4. RE-APPOINT KPMG AUDIT PLC AS THE COMPANY S AUDITORS Management For *Management Position Unknown AND AUTHORIZE THE DIRECTORS TO AGREE THE AUDITORS REMUNERATION 5. RE-ELECT MR. IAN FARMER AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown 6. RE-ELECT MR. PETER GODSOE AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 7. RE-ELECT MR. BRAD MILLS AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown 8. RE-ELECT MR. ROGER PHILLIMORE AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 9. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 80 OF THE COMPANIES ACT 1985 ACT TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT RELEVANT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 30 of 141 SECURITIES SECTION 80(2) OF THE ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 49,700,000; AUTHORITY EXPIRES ON THE DATE OF THE NEXT AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.10 AUTHORIZE THE DIRECTORS, PURSUANT TO SECTION Management For *Management Position Unknown 95 OF THE COMPANIES ACT 1985 ACT, TO ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 9, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 7,400,000; AUTHORITY EXPIRES ON THE DATE OF THE NEXT AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.11 AUTHORIZE THE COMPANY, PURSUANT TO ARTICLE 49 Management For *Management Position Unknown OF THE COMPANY S ARTICLES OF ASSOCIATION, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 14,900,000 ORDINARY SHARES OF 1 USD IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF USD 1 AND THE MAXIMUM PRICE THAT MAY BE PAID IS EQUAL TO 105% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY; AND THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 12. APPROVE THE AMENDMENTS TO THE RULES RULES OF Management For *Management Position Unknown THE LONMIN PLC SHAREHOLDER VALUE INCENTIVE PLAN PLAN AS SPECIFIED AND AUTHORIZE THE COMPANY SECRETARY TO TAKE ANY ACTION NECESSARY TO IMPLEMENT THE PLAN
------------------------------------------------------------------------------------------------------------------------------------ COSTCO WHOLESALE CORPORATION COST ANNUAL MEETING DATE: 01/31/2007 ISSUER: 22160K105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS Management For For 01 DIRECTOR Management For BENJAMIN S. CARSON Management For For WILLIAM H. GATES Management For For HAMILTON E. JAMES Management For For JILL S. RUCKELSHAUS Management For For
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------------------------------------------------------------------------------------------------------------------------------------ ANGLO-IRISH BANK CORP PLC AGM MEETING DATE: 02/02/2007 ISSUER: G03815118 ISIN: IE00B06H8J93 SEDOL: B07RYP6, B076LH4, B06H8J9, B07W257 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE STATEMENT OF ACCOUNTS Management For *Management Position Unknown FOR THE YE 30 SEP 2006 AND THE DIRECTORS AND THE AUDITORS REPORTS THEREON 2. APPROVE AND DECLARE A DIVIDEND Management For *Management Position Unknown 3.A RE-ELECT MR. TOM BROWNE AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown BY ROTATION IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION 3.B RE-ELECT MR. DAVID DRUMM AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown BY ROTATION IN ACCORDANCEWITH THE ARTICLES OF ASSOCIATION 3.C RE-ELECT MR. GARY MCGANN AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown BY ROTATION IN ACCORDANCEWITH THE ARTICLES OF ASSOCIATION 3.D RE-ELECT MR. ANNE HERATY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION 3.E RE-ELECT MR. DECLAN QUILLIGAN AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION 3.F RE-ELECT MR. PAT WHELAN AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE ARTICLES OF ASSOCIATION 4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS S.5 APPROVE TO INCREASE THE AUTHORIZED SHARE CAPITAL Management For *Management Position Unknown OF THE COMPANY BY THE CREATION OF 440,000,000 ORDINARY SHARES OF EUR 0.16 EACH SO THAT THE AUTHORIZED SHARE CAPITAL OF THE COMPANY SHALL BE EUR 242,000,000, STG GBP 50,000,000 AND USD 50,000,000 AND AMEND THE CLAUSE 4 OF THE MEMORANDUM OF ASSOCIATION; AND AMEND ARTICLE 2 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY BY DELETING IN ITS ENTIRETY AND SUBSTITUTED THEREFORE WITH THE SPECIFIED NEW ARTICLE AS SPECIFIED S.6 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET PURCHASES SECTION 212 OF THE COMPANIES ACT 1990 THE 1990 ACT OF SHARES OF ANY CLASS OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE IN ACCORDANCE WITH AND SUBJECT TO THE PROVISIONS OF THE 1990 ACT AND ARTICLE 8(C) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND THE REISSUE PRICE RANGE AT WHICH ANY TREASURY SHARES SECTION 209 OF THE 1990 ACT FOR THE TIME BEING HELD BY THE COMPANY MAY BE REISSUED OFF MARKET SHALL BE THE PRICE RANGE SPECIFIED IN ARTICLE 8 (D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRE THE EARLIER OF THE DATE OF THE NEXT AGM OF THE COMPANY OR 01 MAY 2008
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 32 of 141 S.7 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown SECTION 20 OF THE COMPANIES AMENDMENT ACT THE 1983 ACT, TO ALLOT AND ISSUE RELEVANT SECURITIES PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 8 (A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 01 MAY 2008; AND ARTICLE 8 (A) AND THAT ARTICLE 8 (A) (II) BE AMENDED BY THE DELETION OF THE WORDS 27 APR 2007 AND THE SUBSTITUTION THEREFORE OF THE WORDS 01 MAY 2008 S.8 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown SECTION 24 OF THE COMPANIES AMENDMENT ACT 1983 THE 1983 ACT, TO ALLOT EQUITY SECURITIES FOR CASH PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 8 (B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 01 MAY 2008 S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO ARTICLE Management For *Management Position Unknown 126 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO EXERCISE THE POWERS CONTAINED IN THE SAID ARTICLE SO THAT THE DIRECTORS MAY OFFER TO THE HOLDERS OF ORDINARY SHARES IN THE COMPANY THE RIGHT TO ELECT AND RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY SHARES, CREDITED AS FULLY PAID, IN LIEU OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED DURING THE PERIOD COMMENCING ON THE DATE OF PASSING OF THIS RESOLUTION AND EXPIRING ON 01 MAY 2012 OR SUCH PART OF SUCH DIVIDEND OR DIVIDENDS AS THE DIRECTORS MAY DETERMINE, THE AUTHORITY HEREBY CONFERRED SHALL BE IN SUBSTITUTION FOR THE PREVIOUS SUCH AUTHORITY PASSED AS THE AGM OF THE COMPANY HELD ON 24 JAN 2003, WHICH IS HEREBY REVOKED
------------------------------------------------------------------------------------------------------------------------------------ EMERSON ELECTRIC CO. EMR ANNUAL MEETING DATE: 02/06/2007 ISSUER: 291011104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C. FERNANDEZ G Management For For W. J. GALVIN Management For For R. L. RIDGWAY Management For For R. L. STEPHENSON Management For For 02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM
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------------------------------------------------------------------------------------------------------------------------------------ ROCKWELL COLLINS, INC. COL ANNUAL MEETING DATE: 02/13/2007 ISSUER: 774341101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR Management For For AUDITORS FOR FISCAL YEAR 2007. 01 DIRECTOR Management For D.R. BEALL Management For For M. DONEGAN Management For For A.J. POLICANO Management For For
------------------------------------------------------------------------------------------------------------------------------------ VARIAN MEDICAL SYSTEMS, INC. VAR ANNUAL MEETING DATE: 02/15/2007 ISSUER: 92220P105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS VARIAN MEDICAL SYSTEMS, INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. 03 TO APPROVE AN AMENDMENT TO THE VARIAN MEDICAL Management For For SYSTEMS, INC. MANAGEMENT INCENTIVE PLAN. 02 TO APPROVE THE VARIAN MEDICAL SYSTEMS, INC. SECOND Management Against Against AMENDED AND RESTATED 2005 OMNIBUS STOCK PLAN. 01 DIRECTOR Management For JOHN SEELY BROWN Management For For R. ANDREW ECKERT Management For For MARK R. LARET Management For For KENT J. THIRY Management For For
------------------------------------------------------------------------------------------------------------------------------------ ROCHE HOLDING AG, BASEL OGM MEETING DATE: 03/05/2007 ISSUER: H69293217 ISIN: CH0012032048 BLOCKING SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Management Action *Management Position Unknown AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2006 Take No 2. RATIFY THE BOARD OF DIRECTORS ACTIONS Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 34 of 141 Take No 3. APPROVE TO VOTE ON THE APPROPRIATION OF AVAILABLE Management Action *Management Position Unknown EARNINGS Take No 4.1 ELECT PROF. PIUS BASC HERA AS A NEW MEMBER OF Management Action *Management Position Unknown THE BOARD FOR A TERM OF 4 YEARSAS PROVIDED BY THE ARTICLES OF INCORPORATION Take No 4.2 ELECT DR. WOLFGANG RUT TENSTORFER AS A NEW MEMBER Management Action *Management Position Unknown OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION Take No 5. ELECT THE STATUTORY AND GROUP AUDITORS Management Action *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ ROCHE HOLDING AG, BASEL AGM MEETING DATE: 03/05/2007 ISSUER: H69293217 ISIN: CH0012032048 SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 352271 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU 1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting *Management Position Unknown AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2006 2. RATIFY THE BOARD OF DIRECTORS ACTIONS Non-Voting *Management Position Unknown 3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting *Management Position Unknown OF CHF 3.40 PER SHARE 4.1 ELECT PROF. PIUS BASCHERA AS A NEW MEMBER OF Non-Voting *Management Position Unknown THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION 4.2 ELECT DR. WOLFGANG RUTTENSTORFER AS A NEW MEMBER Non-Voting *Management Position Unknown OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION 5. ELECT KPMG KLYNVELD PEAT MARWICK GOERDELER SA Non-Voting *Management Position Unknown AS THE STATUTORY AND GROUP AUDITORS * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF AUDITOR NAME. PLEASE ALSO NOTE THE NEW CUT-OFF IS 21 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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------------------------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/05/2007 ISSUER: 966837106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 06 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For ROLES OF OUR COMPANY CEO AND CHAIRMAN OF THE BOARD. 05 SHAREHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For ENERGY USE. 04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For OF THE COMPANY S TEAM MEMBER STOCK PURCHASE PLAN. 03 PROPOSAL TO APPROVE THE CONSOLIDATION, AMENDMENT Management For For AND RESTATEMENT OF THE COMPANY S STOCK OPTION PLANS. 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007. 01 DIRECTOR Management For DAVID W. DUPREE Management For For DR. JOHN B. ELSTROTT Management For For GABRIELLE E. GREENE Management For For HASS HASSAN Management For For JOHN P. MACKEY Management For For LINDA A. MASON Management For For MORRIS J. SIEGEL Management For For DR. RALPH Z. SORENSON Management For For
------------------------------------------------------------------------------------------------------------------------------------ NOVARTIS AG AGM MEETING DATE: 03/06/2007 ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING SEDOL: B01DMY5, 7103065, B10S3M3, 7105083 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS. * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN RECORD DATE. PLEASE ALSO NOTE THE NEW CUT-OFF IS 22 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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------------------------------------------------------------------------------------------------------------------------------------ NOVARTIS AG AGM MEETING DATE: 03/06/2007 ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING SEDOL: B01DMY5, 7103065, B10S3M3, 7105083 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING350514, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management Action *Management Position Unknown OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006 Take No 2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Action *Management Position Unknown OF NOVARTIS AG AS PER BALANCESHEET AND DECLARATION OF DIVIDEND AS SPECIFIED AND A TOTAL DIVIDEND PAYMENT OF CHF 3,380,588,453 IS EQUIVALENT TO A GROSS DIVIDEND OF CHF 1.35 PER REGISTERED SHARE OF CHF 0.50 NOMINAL VALUE ENTITLED TO DIVIDENDS AS SPECIFIED 4.1 ACKNOWLEDGE THAT, AT HER OWN WISH, MRS. DR. H.C. Non-Voting *Management Position Unknown BRIGIT BREUEL RETIRES FROM THE BOARD OF DIRECTORS WITH EFFECT FROM THE AGM OF 06 MAR 2007 Take No 4.2.1 RE-ELECT MR. HANS-JOERG RUDLOFF AS A DIRECTOR Management Action *Management Position Unknown FOR A 3-YEAR TERM Take No 4.2.2 RE-ELECT DR. H. C. DANIEL VASELLA AS A DIRECTOR Management Action *Management Position Unknown FOR A 3-YEAR TERM Take No 4.3 ELECT MRS. MARJORIE M. YANG AS A NEW MEMBER FOR Management Action *Management Position Unknown A TERM OF OFFICE BEGINNING ON01 JAN 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 Take No 5. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management Action *Management Position Unknown OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS AG, FOR A FURTHER YEAR * PLEASE NOTE THAT INSTITUTIONS SUBJECT TO THE Non-Voting *Management Position Unknown FEDERAL LAW RELATING TO BANKS AND SAVINGS BANKS OF 8 NOV 1934 AND PROFESSIONAL SECURITIES ADMINISTRATORS ARE ASKED TO NOTIFY THE NUMBER OF THE SHARES THEY REPRESENT TO THE COMPANY AS EARLY AS POSSIBLE, AND IN ANY EVENT NOT LATER THAN THE DAY OF THE AGM, AT THE AGM DESK GV-BURO. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 37 of 141
------------------------------------------------------------------------------------------------------------------------------------ QUALCOMM INCORPORATED QCOM ANNUAL MEETING DATE: 03/13/2007 ISSUER: 747525103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For BARBARA T. ALEXANDER Management For For RAYMOND V. DITTAMORE Management For For IRWIN MARK JACOBS Management For For SHERRY LANSING Management For For PETER M. SACERDOTE Management For For MARC I. STERN Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT ACCOUNTANTS FOR THE COMPANY S FISCAL YEAR ENDING SEPTEMBER 30, 2007.
------------------------------------------------------------------------------------------------------------------------------------ STARBUCKS CORPORATION SBUX ANNUAL MEETING DATE: 03/21/2007 ISSUER: 855244109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 COMPANY PROPOSAL TO RATIFY THE SELECTION OF DELOITTE Management For For AND TOUCHE LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2007. 02 COMPANY PROPOSAL TO APPROVE THE MATERIAL TERMS Management For For OF THE COMPANY S EXECUTIVE MANAGEMENT BONUS PLAN. 01 DIRECTOR Management For HOWARD SCHULTZ Management For For BARBARA BASS Management For For HOWARD P. BEHAR Management For For WILLIAM W. BRADLEY Management For For JAMES L. DONALD Management For For MELLODY HOBSON Management For For OLDEN LEE Management For For JAMES G. SHENNAN, JR. Management For For JAVIER G. TERUEL Management For For MYRON E. ULLMAN, III Management For For CRAIG E. WEATHERUP Management For For
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------------------------------------------------------------------------------------------------------------------------------------ TOKAI CARBON CO.,LTD. AGM MEETING DATE: 03/29/2007 ISSUER: J85538106 ISIN: JP3560800009 SEDOL: 6894003, B05PNS8 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown SYSTEM FOR ALL DIRECTORS AND ALL AUDITORS, APPROVE MINOR REVISIONS RELATED TO THE NEW COMMERCIAL CODE, REDUCE TERM OF OFFICE OF DIRECTORS 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, BASEL OGM MEETING DATE: 03/30/2007 ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: B0QZC80, 7156832, B038BG3 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 39 of 141
------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, BASEL AGM MEETING DATE: 03/30/2007 ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: B0QZC80, 7156832, B038BG3 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING356706, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. RECEIVE THE 2006 BUSINESS REPORT AND THE REPORTS Management Action *Management Position Unknown OF THE AUDITORS AND THE GROUP AUDITORS Take No 2. APPROVE THE 2006 ANNUAL REPORT, THE ANNUAL FINANCIAL Management Action *Management Position Unknown STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS Take No 3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Action *Management Position Unknown Take No 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 5.1 RE-ELECT MR. DOMINIK ELLENRIEDER AS A DIRECTOR Management Action *Management Position Unknown Take No 5.2 RE-ELECT DR. H.C. THOMAS STRAUMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Action *Management Position Unknown 2007
------------------------------------------------------------------------------------------------------------------------------------ ADOBE SYSTEMS INCORPORATED ADBE ANNUAL MEETING DATE: 04/05/2007 ISSUER: 00724F101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ROBERT K. BURGESS Management For For CAROL MILLS Management For For COLLEEN M. POULIOT Management For For ROBERT SEDGEWICK Management For For JOHN E. WARNOCK Management For For 03 STOCKHOLDER PROPOSAL. Shareholder Against For 02 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Management Against Against THE ADOBE SYSTEMS INCORPORATED 2003 EQUITY INCENTIVE PLAN. 04 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2007.
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------------------------------------------------------------------------------------------------------------------------------------ MORGAN STANLEY MS ANNUAL MEETING DATE: 04/10/2007 ISSUER: 617446448 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECT ROY J. BOSTOCK Management For For 1B ELECT ERSKINE B. BOWLES Management For For 1C ELECT HOWARD J. DAVIES Management For For 1D ELECT C. ROBERT KIDDER Management For For 1E ELECT JOHN J. MACK Management For For 1F ELECT DONALD T. NICOLAISEN Management For For 1G ELECT CHARLES H. NOSKI Management For For 1H ELECT HUTHAM S. OLAYAN Management For For 1I ELECT CHARLES E. PHILLIPS, JR. Management For For 1J ELECT O. GRIFFITH SEXTON Management For For 1K ELECT LAURA D. TYSON Management For For 1L ELECT KLAUS ZUMWINKEL Management For For 02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS INDEPENDENT AUDITOR 03 TO APPROVE THE 2007 EQUITY INCENTIVE COMPENSATION Management Against Against PLAN 04 SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For VOTE 05 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION Shareholder Against For ADVISORY VOTE
------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007 ISSUER: 806857108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For P. CAMUS Management For For J.S. GORELICK Management For For A. GOULD Management For For T. ISAAC Management For For N. KUDRYAVTSEV Management For For A. LAJOUS Management For For M.E. MARKS Management For For D. PRIMAT Management For For L.R. REIF Management For For T.I. SANDVOLD Management For For N. SEYDOUX Management For For L.G. STUNTZ Management For For R. TALWAR Management For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For 03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For FIRM.
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------------------------------------------------------------------------------------------------------------------------------------ THE GOLDMAN SACHS GROUP, INC. GS ANNUAL MEETING DATE: 04/11/2007 ISSUER: 38141G104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1J ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For 1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Management For For 1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Management For For 1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Management For For 1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Management For For 1E ELECTION OF DIRECTOR: CLAES DAHLBACK Management For For 1D ELECTION OF DIRECTOR: GARY D. COHN Management For For 1C ELECTION OF DIRECTOR: JOHN H. BRYAN Management For For 1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Management For For 1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Management For For 04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shareholder Against For REPORT 03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS Shareholder Against For REPORT 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007 FISCAL YEAR 1M ELECTION OF DIRECTOR: JON WINKELRIED Management For For 1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Management For For 1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Management For For 05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shareholder Against For
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------------------------------------------------------------------------------------------------------------------------------------ UNITED TECHNOLOGIES CORPORATION UTX ANNUAL MEETING DATE: 04/11/2007 ISSUER: 913017109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 SHAREOWNER PROPOSAL: DIRECTOR TERM LIMITS Shareholder Against For 04 SHAREOWNER PROPOSAL: FOREIGN MILITARY SALES Shareholder Against For 05 SHAREOWNER PROPOSAL: POLITICAL CONTRIBUTIONS Shareholder Against For 06 SHAREOWNER PROPOSAL: ADVISORY RESOLUTION TO RATIFY Shareholder Against For EXECUTIVE COMPENSATION 07 SHAREOWNER PROPOSAL: PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For 01 DIRECTOR Management For LOUIS R. CHENEVERT Management For For GEORGE DAVID Management For For JOHN V. FARACI Management For For JEAN-PIERRE GARNIER Management For For JAMIE S. GORELICK Management For For CHARLES R. LEE Management For For RICHARD D. MCCORMICK Management For For HAROLD MCGRAW III Management For For RICHARD B. MYERS Management For For FRANK P. POPOFF Management For For H. PATRICK SWYGERT Management For For ANDRE VILLENEUVE Management For For H.A. WAGNER Management For For CHRISTINE TODD WHITMAN Management For For 02 APPOINTMENT OF INDEPENDENT AUDITORS FOR 2007 Management For For
------------------------------------------------------------------------------------------------------------------------------------ BP P.L.C. BP ANNUAL MEETING DATE: 04/12/2007 ISSUER: 055622104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Management For For A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS 23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Management For For AMOUNT S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Management For For FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY 21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Management For For 20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL DONATIONS Management For For AND INCUR POLITICAL EXPENDITURE 19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For AUTHORIZE THE BOARD TO SET THEIR REMUNERATION 03 DIRECTOR Management For DR D C ALLEN Management For For LORD BROWNE Management For For MR A BURGMANS Management For For SIR WILLIAM CASTELL Management For For MR I C CONN Management For For MR E B DAVIS, JR Management For For MR D J FLINT Management For For DR B E GROTE Management For For DR A B HAYWARD Management For For MR A G INGLIS Management For For DR D S JULIUS Management For For SIR TOM MCKILLOP Management For For MR J A MANZONI Management For For DR W E MASSEY Management For For SIR IAN PROSSER Management For For MR P D SUTHERLAND Management For For 02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Management For For 01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS Management For For
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------------------------------------------------------------------------------------------------------------------------------------ T. ROWE PRICE GROUP, INC. TROW ANNUAL MEETING DATE: 04/12/2007 ISSUER: 74144T108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For EDWARD C. BERNARD Management For For JAMES T. BRADY Management For For J. ALFRED BROADDUS, JR. Management For For DONALD B. HEBB, JR. Management For For JAMES A.C. KENNEDY Management For For BRIAN C. ROGERS Management For For DR. ALFRED SOMMER Management For For DWIGHT S. TAYLOR Management For For ANNE MARIE WHITTEMORE Management For For 02 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTOR EQUITY Management Against Against PLAN. 03 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For PRICE GROUP S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 04 IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED Management For For TO VOTE UPON SUCH OTHER BUSINESS AND FURTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS AND POSTPONEMENTS THEREOF.
------------------------------------------------------------------------------------------------------------------------------------ RIO TINTO PLC RTP AGM MEETING DATE: 04/13/2007 ISSUER: G75754104 ISIN: GB0007188757 SEDOL: B0CRGK0, 0718875, 5725676, B02T7C5, 4718699, 6720595 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THAT THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown ON THE DIRECTORS IN RELATION TO THEIR GENERAL AUTHORITY TO ALLOT SHARES BY PARAGRAPH (B) OF ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE LATER OF 12 APR 2008 AND THE DATE OF AGM IS 2008, BEING NO LATER THAN 15 MONTHS FROM DATE OF THIS RESOLUTION, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 33,775,000 * PLEASE NOTE THAT RESOLUTIONS 5 TO 12 WILL BE Non-Voting *Management Position Unknown DEALT UNDER THE JOINT ELECTORAL PROCEDURE OF RIO TINTO PLC AND RIO TINTO LIMITED. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 44 of 141 S.2 APPROVE THAT THE AUTHORITY AND POWER CONFERRED Management For *Management Position Unknown ON THE DIRECTORS IN RELATION TO RIGHTS ISSUES AND IN RELATION TO THE SECTION 89 AMOUNT BY PARAGRAPH (B) OF ARTICLE 9 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE LATER OF 12 APR 2008 AND THE DATE OF THE AGM IN 2008, BEING NO LATER THAN 15 MONTHS FROM THE DATE OF THIS RESOLUTION, AND FOR SUCH PERIOD THE SECTION 89 AMOUNT SHALL BE GBP 6,514,000 S.3 AUTHORIZE RIO TINTO PLC, RIO TINTO LIMITED AND Management For *Management Position Unknown ANY SUBSIDIARIES OF RIO TINTO LIMITED, TO PURCHASE ORDINARY SHARES OF 10P EACH ISSUED BY RIO TINTO PLC RTP ORDINARY SHARES, SUCH PURCHASES TO BE MADE IN THE CASE OF RIO TINTO PLC BY WAY OF MARKET PURCHASES SECTION 163 OF THE COMPANIES ACT 1985 OF UP TO 101,700,000 RTP ORDINARY SHARES 10% OF THE ISSUED, PUBLICLY HELD, ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 09 FEB 2007 AT A MINIMUM PRICE OF 10P AND THE MAXIMUM PRICE PAYABLE FOR EACH SUCH RTP ORDINARY SHARES SHALL BE NOT MORE THAN 5% ABOVE THE AVERAGE OF MIDDLE MARKET QUOTATIONS FOR RTP ORDINARY SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE 5 BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AUTHORITY EXPIRES ON 12 APR 2008 AND THE DATE OF THE AGM IN 2008 OR 15 MONTHS; AND UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THAT TIME EXCEPT IN RELATION TO THE PURCHASE OF RTP ORDINARY SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OF PARTLY AFTER SUCH EXPIRY; AND AUTHORIZE RIO TINTO PLC FOR THE PURPOSES OF SECTION 164 OF THE COMPANIES ACT 1985 TO PURCHASE OFF-MARKET FROM RIO TINTO LIMITED AND ANY OF ITS SUBSIDIARIES ANY RTP ORDINARY SHARES ACQUIRED UNDER THE AUTHORITY AS SPECIFIED PURSUANT TO ONE OR MORE CONTRACTS BETWEEN RIO TINTO PLC AND RIO TINTTO LIMITED ON THE TERMS OF THE FORM OF THE CONTRACT AS SPECIFIED AND PROVIDED THAT: THE MAXIMUM NUMBER OF RTP ORDINARY SHARES TO BE PURCHASED PURSUANT TO CONTRACTS SHALL BE 101,700,000 RTP ORDINARY SHARES; AND THE PURCHASE PRICE OF RTP ORDINARY SHARES PURSUANT TO A CONTRACT SHALL BE AGGREGATE PRICE EQUAL TO THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR RTP ORDINARY SHARES AS DERIVED FROM LONDON STOCK EXCHANGE DAILY OFFICIAL LIST DURING THE PERIOD OF 5 BUSINESS DAYS IMMEDIATELY PRICE PRIOR TO SUCH PURCHASE MULTIPLIED BY THE NUMBER OF RTP ORDINARY SHARES THE SUBJECT OF THE CONTRACT OR SUCH LOWER AGGREGATE PRICE AS MAY BE AGREED BETWEEN THE COMPANY AND RIO TINTO LIMITED BEING NOT LESS THAN 1 PENNY; AUTHORITY EXPIRES ON 12 APR 2008 AND THE DATE OF THE AGM IN 2008 OR 15 MONTHS S.4 APPROVE THAT SUBJECT TO THE CONSENT IN WRITING Management For *Management Position Unknown OF THE HOLDER OF THE SPECIAL VOTING SHARE, ARTICLE 64 OF THE COMPANY S ARTICLES OF ASSOCIATION BE DELETED IN ITS ENTIRELY AND ARTICLE 64 AS SPECIFIED AND BE SUBSTITUTED THEREOF AND RULE 145 OF RIO TINTO LIMTIED S CONSTITUTION BE DELETED IN ITS ENTIRELY AND RULE 145 AS SPECIFIED BE SUBSTITUTED 5. ELECT MR. MICHAEL FITZPATRICK AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. ASHTON CALVERT AS A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 45 of 141 7. RE-ELECT MR. GUY ELLIOTT AS A DIRECTOR Management For *Management Position Unknown 8. RE-ELECT LORD KERR AS A DIRECTOR Management For *Management Position Unknown 9. RE-ELECT SIR RICHARD SYKES AS A DIRECTOR Management For *Management Position Unknown 10. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE AUDITORS REMUNERATION 11. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown DEC 2006 AS SET OUT IN THE 2006 ANNUAL REVIEW AND THE 2006 ANNUAL REPORT AND FINANCIAL STATEMENTS 12. RECEIVE THE COMPANY S FINANCIAL STATEMENTS AND Management For *Management Position Unknown THE REPORT OF THE DIRECTORS AND THE AUDITORS FOR THE YE 31 DEC 2006 * PLEASE NOTE THAT RESOLUTION 4 REQUIRES A SEPARATE Non-Voting *Management Position Unknown SPECIAL RESOLUTION OF THE PUBLIC SHAREHOLDERS OF RIO TINTO PLC AND RIO TINTO LIMITED. THANK YOU. * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN NUMBERING AND ADDITIONALCOMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. * PLEASE NOTE THAT ONLY RIO TINTO PLC SHAREHOLDERS Non-Voting *Management Position Unknown ARE ENTITLED TO VOTE ON RESOLUTIONS 1, 2 AND 3. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ ANGLO AMERICAN PLC AGM MEETING DATE: 04/17/2007 ISSUER: G03764100 ISIN: GB0004901517 SEDOL: 7116784, 0490151, 5699663, 6367709, 2947473, 6152972, 6382058 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 2. DECLARE A FINAL DIVIDEND OF 75 US CENTS PER ORDINARY Management For *Management Position Unknown SHARE PAYABLE ON 03 MAY 2007 TO THOSE SHAREHOLDERS REGISTERED AT THE CLOSE OF BUSINESS ON 16 MAR 2007 3. ELECT MR. CYNTHIA CARROLL AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4. RE-ELECT MR. CHRIS FAY AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown 5. RE-ELECT SIR ROB MARGETTS AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 6. RE-ELECT MR. NICKY OPPENHEIMER AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 7. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY FOR THE ENSUING YEAR 8. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS 9. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 AS SPECIFIED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 46 of 141 10. GRANT AUTHORITY TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown CONFERRED ON THE DIRECTORS BY ARTICLE 9.2 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED UNTIL THE DATE OF THE AGM IN 2008 UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 74 MILLION 148 MILLION ORDINARY SHARES S.11 APPROVE, SUBJECT TO THE PASSING OF ORDINARY RESOLUTION Management For *Management Position Unknown NUMBER 10; TO ALLOT EQUITY SECURITIES WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 9.3 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED UNTIL THE DATE OF THE AGM IN 2008 UP TO AN USD 37 MILLION 74 MILLION ORDINARY SHARES S.12 AUTHORIZE THE COMPANY, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF 148 MILLION ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF USD 0.50 AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; ORDINARY SHARE IS CONTRACTED TO BE PURCHASED AND THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY BACK AND STABLILISATION REGULATIONS 2003; AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY IN 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.13 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH THE PROVISIONS OF THE COMPANIES ACT 2006 AND THE COMPANY S ARTICLES OF ASSOCIATION, TO SEND, CONVEY OR SUPPLY ALL TYPES OF NOTICES, DOCUMENTS OR INFORMATION TO THE MEMBERS BY MEANS OF ELECTRONIC EQUIPMENT FOR THE PROCESSING INCLUDING DIGITAL COMPRESSION, STORAGE AND TRANSMISSION OF DATA, EMPLOYING WIRES, RADIO OPTICAL TECHNOLOGIES, OR ANY OTHER ELECTROMAGNETIC MEANS, INCLUDING BY MAKING SUCH NOTICES, DOCUMENTS OR INFORMATION AVAILABLE ON A WEBSITE S.14 AMEND THE COMPANY S ARTICLES OF ASSOCIATION IN Management For *Management Position Unknown ACCORDANCE WITH THE SCHEDULE OF AMENDMENTS AS SPECIFIED 1. RECEIVE THE FINANCIAL STATEMENTS OF THE COMPANY Management For *Management Position Unknown AND THE GROUP AND THE REPORTSOF THE DIRECTORS AND AUDITORS FOR THE YE 31 DEC 2006
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 47 of 141
------------------------------------------------------------------------------------------------------------------------------------ JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007 ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
------------------------------------------------------------------------------------------------------------------------------------ JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007 ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING368162, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management Action *Management Position Unknown CONSOLIDATED ACCOUNTS FOR THE YEAR 2006 AND REPORTS OF THE AUDITORS AND THE GROUP AUDITORS Take No 2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown PROFIT Take No 3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 4.1.A RE-ELECT MR. FRAU MONIKA RIBAR BAUMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 4.1.B RE-ELECT HERRN DR. ROLF P. JETZER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.2.A ELECT HERRN DANIEL J. SAUTER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.2.B ELECT HERRN GARETH PENNY AS A DIRECTOR Management Action *Management Position Unknown Take No 5. ELECT THE AUDITORS AND THE GROUP AUDITORS Management Action *Management Position Unknown Take No 6. APPROVE THE STOCK SPILT 1:2 Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 48 of 141
------------------------------------------------------------------------------------------------------------------------------------ STATE STREET CORPORATION STT ANNUAL MEETING DATE: 04/18/2007 ISSUER: 857477103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For T. ALBRIGHT Management For For K. BURNES Management For For P. COYM Management For For N. DAREHSHORI Management For For A. FAWCETT Management For For A. GOLDSTEIN Management For For D. GRUBER Management For For L. HILL Management For For C. LAMANTIA Management For For R. LOGUE Management For For M. MISKOVIC Management For For R. SERGEL Management For For R. SKATES Management For For G. SUMME Management For For D. WALSH Management For For R. WEISSMAN Management For For 02 TO INCREASE STATE STREET S AUTHORIZED SHARES Management For For OF COMMON STOCK FROM 500,000,000 TO 750,000,000. 03 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ UBS AG AGM MEETING DATE: 04/18/2007 ISSUER: H89231338 ISIN: CH0024899483 BLOCKING SEDOL: B17MJS6, B18YFJ4, B17XGG6, B18XLJ3, B17MV57, B18NGG5 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 49 of 141
------------------------------------------------------------------------------------------------------------------------------------ UBS AG UBS ANNUAL MEETING DATE: 04/18/2007 ISSUER: H89231338 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Management For For FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR Management For For FINANCIAL YEAR 2006 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Management For For 4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Management For For 4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Management For For 4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Management For For 4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Management For For 5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Management For For UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION 5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Management For For PROGRAM FOR 2007-2010 06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Management For For THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------ UBS AG AGM MEETING DATE: 04/18/2007 ISSUER: H89231338 ISIN: CH0024899483 BLOCKING SEDOL: B17MJS6, B18YFJ4, B17XGG6, B18XLJ3, B17MV57, B18NGG5 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING332438, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. RECEIVE THE ANNUAL REPORT, THE GROUP AND PARENT Management Action *Management Position Unknown COMPANY ACCOUNTS FOR FY 2006,REPORTS OF THE GROUP AND THE STATUTORY AUDITORS Take No 2. APPROVE THE APPROPRIATION OF RETAINED EARNINGS Management Action *Management Position Unknown AND DIVIDEND FOR FY 2006 Take No 3. GRANT DISCHARGE TO THE MEMBERS OF THE BOARD OF Management Action *Management Position Unknown DIRECTORS AND THE GROUP EXECUTIVE BOARD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 50 of 141 Take No 4.1.1 RE-ELECT MR. STEPHAN HAERINGER AS A BOARD MEMBER Management Action *Management Position Unknown Take No 4.1.2 RE-ELECT MR. HELMUT PANKE AS A BOARD MEMBER Management Action *Management Position Unknown Take No 4.1.3 RE-ELECT MR. PETER SPUHLER AS A BOARD MEMBER Management Action *Management Position Unknown Take No 4.2. ELECT MR. SERGIO MARCHIONNE AS A NEW BOARD MEMBER Management Action *Management Position Unknown Take No 4.3 ELECT THE GROUP AND STATUTORY AUDITORS Management Action *Management Position Unknown Take No 5.2 APPROVE A NEW SHARE BUYBACK PROGRAM FOR 2007-2010 Management Action *Management Position Unknown Take No 5.1 APPROVE THE CANCELLATION OF SHARES REPURCHASED Management Action *Management Position Unknown UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND AMEND ARTICLE 4 PARAGRAPH 1 OF THE ARTICLES OF ASSOCIATION AS SPECIFIED
------------------------------------------------------------------------------------------------------------------------------------ NESTLE SA, CHAM UND VEVEY AGM MEETING DATE: 04/19/2007 ISSUER: H57312466 ISIN: CH0012056047 BLOCKING SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Swiss Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL Register OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS * PLEASE NOTE: ONLY SHARES LISTED AS REGISTERED Non-Voting *Management Position Unknown IN THE COMPANY S REGISTER OF SHAREHOLDERS CARRY A VOTING RIGHT. ORDERS FOR REGISTRATION OR RE-REGISTRATION WITH THE PURPOSE OF VOTING AT THE MEETING HAVE TO BE PLACED A SUFFICIENT AMOUNT OF TIME PRIOR TO THE RECORD DATE. WE CANNOT GUARANTEE FOR ANY REGISTRATIONS TO BE COMPLETED IN DUE TIME. THANK YOU. * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 51 of 141
------------------------------------------------------------------------------------------------------------------------------------ NESTLE SA, CHAM UND VEVEY OGM MEETING DATE: 04/19/2007 ISSUER: H57312466 ISIN: CH0012056047 BLOCKING SEDOL: B0ZGHZ6, 3056044, 7125274, 7126578, B01F348, 7123870 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING 365869, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. APPROVE THE ANNUAL REPORT, ANNUAL FINANCIAL STATEMENTS Management Action *Management Position Unknown OF NESTLE AG AND CONSOLIDATED FINANCIAL STATEMENTS OF 2006 OF NESTLE GROUP: REPORTS OF THE AUDITORS Take No 2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown THE EXECUTIVE BOARD Take No 3. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown OF NESTLE AG Take No 4. APPROVE THE REDUCTION OF THE SHARE CAPITAL AND Management Action *Management Position Unknown AMEND THE ARTICLE 5 OF THE ARTICLES OF INCORPORATION Take No 5.1 RE-ELECT MR. PETER BRABECK-LETMATHE AS A BOARD Management Action *Management Position Unknown OF DIRECTOR Take No 5.2 RE-ELECT MR. EDWARD GEORGE LORD GEORGE AS A Management Action *Management Position Unknown BOARD OF DIRECTOR
------------------------------------------------------------------------------------------------------------------------------------ TEXAS INSTRUMENTS INCORPORATED TXN ANNUAL MEETING DATE: 04/19/2007 ISSUER: 882508104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: J.R. ADAMS. Management For For 1B ELECTION OF DIRECTOR: D.L. BOREN. Management For For 1C ELECTION OF DIRECTOR: D.A. CARP. Management For For 1D ELECTION OF DIRECTOR: C.S. COX. Management For For 1E ELECTION OF DIRECTOR: T.J. ENGIBOUS. Management For For 1F ELECTION OF DIRECTOR: D.R. GOODE. Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 52 of 141 1G ELECTION OF DIRECTOR: P.H. PATSLEY. Management For For 1H ELECTION OF DIRECTOR: W.R. SANDERS. Management For For 1I ELECTION OF DIRECTOR: R.J. SIMMONS. Management For For 1J ELECTION OF DIRECTOR: R.K. TEMPLETON. Management For For 1K ELECTION OF DIRECTOR: C.T. WHITMAN. Management For For 02 BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST Management For For & YOUNG LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ VIVENDI, PARIS AGM MEETING DATE: 04/19/2007 ISSUER: F97982106 ISIN: FR0000127771 SEDOL: B0CR3H6, B1G0HP4, 4834777, 4859587, B0334V4, B11SBW8, 4841379, 4863470 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION Non-Voting *Management Position Unknown OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE IN 2006, AS PRESENTED, SHOWING EARNINGS OF EUR 4,412,354,584.59 O.2 RECEIVE THE REPORTS OF THE EXECUTIVE COMMITTEE Management For *Management Position Unknown AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN O.4 APPROVE THE RECOMMENDATIONS OF THE EXECUTIVE Management For *Management Position Unknown COMMITTEE AND RESOLVES THAT THE DISTRIBUTABLE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: INCOME FOR THE FY: EUR 4,412,354,584.59 RETAINED EARNINGS: EUR 10,389,661,400.91 TOTAL: EUR 14,802,015,985.50 ALLOCATED TO: LEGAL RESERVE: EUR 1,956,028.25 DIVIDENDS: EUR 1,386,784,539.60 OTHER RESERVES: EUR 11,213,275,417.65 RETAINED EARNINGS: EUR 2,200,000,000.00 TOTAL: EUR 14,802,015,985.50 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.20 PER SHARE AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND WILL BE PAID ON 26 APR 2007; AS REQUIRED BYLAW O.5 RATIFY THE CO-OPTATION OF MR. MEHDI DAZI AS SUPERVISORY Management For *Management Position Unknown BOARD MEMBER UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2008
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 53 of 141 O.6 AUTHORIZE THE EXECUTIVE COMMITTEE TO TRADE IN Management For *Management Position Unknown THE COMPANY S SHARES ON THE STOCK MARKET OR OTHERWISE SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 45.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,000,000,000.00; AUTHORITY EXPIRES ON 18-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS AUTHORIZATION SUPERSEDES THE REMAINING PERIOD OF THE AUTHORIZATION GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 20 APR 2006 IN ITS RESOLUTION E.10 E.7 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 1,000,000,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF COMMON SHARES AND SECURITIES GIVING ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH COMMERCIAL CODE; AND TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN BY THE SHAREHOLDERS MEETING DATED 28 APR 2005 IN THE RESOLUTION 7 E.8 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS, OF COMMON SHARES AND SECURITIES GIVING ACCESS TO THE CAPITAL; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THE NUMBER OF SECURITIES TO BE ISSUED MAY BE INCREASED IN ACCORDANCE WITH THE CONDITIONS GOVERNED BY ARTICLE L.225-135-1 OF THE FRENCH COMMERCIAL CODE; THE SHAREHOLDERS MEETING AUTHORIZES, FOR THE SAME PERIOD, THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL; THE EXECUTIVE COMMITTEE MAY ALSO PROCEED WITH A CAPITAL INCREASE IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; AND TO CHARGE THE SHARE ISSUANCE COSTS AGAINST THE RELATED PREMIUMS AND DEDUCT FROM THE PREMIUMS THE AMOUNTS NECESSARY TO FUND THE LEGAL RESERVE; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY IN THE 1 GIVEN BY THE SHAREHOLDERS MEETING DATED 28 APR 2005 IN THE RESOLUTION 8; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 54 of 141 E.9 AUTHORIZE THE EXECUTIVE COMMITTEE TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 500,000,000.00 BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 28 APR 2005 IN THE RESOLUTION 10; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7 E.10 AUTHORIZE THE EXECUTIVE COMMITTEE TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, ON 1 OR MORE OCCASIONS, IN FAVOUR OF EMPLOYEES, AND FORMER EMPLOYEES OF THE COMPANY AND COMPANIES OF THE VIVENDI GROUP, WHO ARE MEMBERS OF THE GROUP SAVINGS PLAN; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND FOR A TOTAL NUMBER OF SHARES THAT SHALL NOT EXCEED 1.5% OF THE SHARE CAPITAL; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 28 APR 2006 IN ITS RESOLUTION 11; THE AMOUNT OF CAPITAL INCREASES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN THE RESOLUTION E.7 E.11 AUTHORIZE THE EXECUTIVE COMMITTEE TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT, PARTICULARLY THE 1 GIVEN BY THE SHAREHOLDER S MEETING DATED 20 APR 2006 IN ITS RESOLUTION 11 E.12 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLE NO L.225-71 OF THE FRENCH COMMERCIAL CODE MODIFIED BY THE LAW NO 2006-1170 OF 30 DEC 2006 AND AMEND ARTICLE 8 OF THE BYLAWS-SUPERVISORY BOARD MEMBER ELECTED BY THE EMPLOYEES E.13 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLES 84-1 AND 108-1 OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLES 10 AND 14 OF THE BYLAWS-ORGANIZATION OF THE SUPERVISORY BOARD AND ORGANIZATION OF THE EXECUTIVE COMMITTEE E.14 APPROVE TO BRING THE ARTICLES OF THE BYLAWS INTO Management For *Management Position Unknown CONFORMITY WITH THE PROVISIONS OF ARTICLE 136 OF THE DECREE NO 67-236 OF 23 MAR 1967 MODIFIED BY THE DECREE OF 11 DEC 2006 AND AMEND ARTICLE 16 OF THE BYLAWS-SHAREHOLDERS MEETING E.15 APPROVE TO DECIDE THE 15 DAY PERIOD APPLICABLE Management For *Management Position Unknown FOR THE DECLARATIONS OF THE STATUTORY EXCEEDING OF THE THRESHOLDS AND AMEND ARTICLE 5 OF THE BYLAWS-SHARES IN ORDER TO BRING IT TO 5 MARKET DAYS E.16 AMEND ARTICLE 17 OF THE BYLAWS-VOTING RIGHTS Management For *Management Position Unknown E.17 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
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------------------------------------------------------------------------------------------------------------------------------------ GENENTECH, INC. DNA ANNUAL MEETING DATE: 04/20/2007 ISSUER: 368710406 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For HERBERT W. BOYER Management For For WILLIAM M. BURNS Management For For ERICH HUNZIKER Management For For JONATHAN K.C. KNOWLES Management For For ARTHUR D. LEVINSON Management For For DEBRA L. REED Management For For CHARLES A. SANDERS Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GENENTECH FOR THE YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007 ISSUER: 025816109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For D.F. AKERSON Management For For C. BARSHEFSKY Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P. CHERNIN Management For For V.E. JORDAN, JR. Management For For J. LESCHLY Management For For R.C. LEVIN Management For For R.A. MCGINN Management For For E.D. MILLER Management For For F.P. POPOFF Management For For S.S. REINEMUND Management For For R.D. WALTER Management For For R.A. WILLIAMS Management For For 02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2007. 03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For 2007 INCENTIVE COMPENSATION PLAN. 04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS.
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------------------------------------------------------------------------------------------------------------------------------------ DAVIDE CAMPARI - MILANO SPA, MILANO OGM MEETING DATE: 04/24/2007 ISSUER: T24091117 ISIN: IT0003849244 BLOCKING SEDOL: B08H5S5, B08BR25, B1SSBL0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 26 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE AND DELETION OF A COMMENT. PLEASE ALSO NOTE THE NEW CUT-OFF IS 16 APR 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Take No 1. APPROVE THE FINANCIAL STATEMENTS AT 31 DEC 2006, Management Action *Management Position Unknown AND AJOURNMENT THEREOF Take No 2. APPOINT THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 3. APPOINT THE BOARD OF AUDITORS Management Action *Management Position Unknown Take No 4. APPROVE THE EXTENSION OF COMMITMENT TO AUDIT Management Action *Management Position Unknown FIRM Take No 5. GRANT AUTHORITY TO BUY AND SELL OWN SHARES Management Action *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007 ISSUER: 502424104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL T. STRIANESE Management For For CLAUDE R. CANIZARES Management For For THOMAS A. CORCORAN Management For For ALAN H. WASHKOWITZ Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
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------------------------------------------------------------------------------------------------------------------------------------ E. I. DU PONT DE NEMOURS AND COMPANY DD ANNUAL MEETING DATE: 04/25/2007 ISSUER: 263534109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For RICHARD H. BROWN Management For For ROBERT A. BROWN Management For For BERTRAND P. COLLOMB Management For For CURTIS J. CRAWFORD Management For For JOHN T. DILLON Management For For ELEUTHERE I. DU PONT Management For For CHARLES O. HOLLIDAY, JR Management For For LOIS D. JULIBER Management For For MASAHISA NAITOH Management For For SEAN O'KEEFE Management For For WILLIAM K. REILLY Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ON DUPONT EQUITY AND INCENTIVE PLAN Management Against Against 04 ON GENETICALLY MODIFIED FOOD Shareholder Against For 05 ON PLANT CLOSURE Shareholder Against For 06 ON REPORT ON PFOA Shareholder Against For 07 ON COSTS Shareholder Against For 08 ON GLOBAL WARMING Shareholder Against For 09 ON CHEMICAL FACILITY SECURITY Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ ENCANA CORPORATION ECA SPECIAL MEETING DATE: 04/25/2007 ISSUER: 292505104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For RALPH S. CUNNINGHAM Management For For PATRICK D. DANIEL Management For For IAN W. DELANEY Management For For RANDALL K. ERESMAN Management For For MICHAEL A. GRANDIN Management For For BARRY W. HARRISON Management For For DALE A. LUCAS Management For For KEN F. MCCREADY Management For For VALERIE A.A. NIELSEN Management For For DAVID P. O'BRIEN Management For For JANE L. PEVERETT Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 58 of 141 ALLAN P. SAWIN Management For For DENNIS A. SHARP Management For For JAMES M. STANFORD Management For For WAYNE G. THOMSON Management For For 02 APPOINTMENT OF AUDITORS - PRICEWATERHOUSECOOPERS Management For For LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. 03 RECONFIRMATION OF THE SHAREHOLDER RIGHTS PLAN Management Against Against (AS DESCRIBED ON PAGES 12-14 OF THE INFORMATION CIRCULAR). 04 AMENDMENT NO. 1 TO THE EMPLOYEE STOCK OPTION Management For For PLAN (AS DESCRIBED ON PAGES 14-16 OF THE INFORMATION CIRCULAR). 05 AMENDMENT NO. 2 TO THE EMPLOYEE STOCK OPTION Management For For PLAN (AS DESCRIBED ON PAGES 14-16 OF THE INFORMATION CIRCULAR).
------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007 ISSUER: 369604103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 09 REPORT ON PAY DIFFERENTIAL Shareholder Against For 08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For 07 GLOBAL WARMING REPORT Shareholder Against For 06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For 05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For 04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For 02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For 01 CUMULATIVE VOTING Shareholder Against For E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For PERFORMANCE GOALS D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For A DIRECTOR Management For JAMES I. CASH, JR. Management For For SIR WILLIAM M. CASTELL Management For For ANN M. FUDGE Management For For CLAUDIO X. GONZALEZ Management For For SUSAN HOCKFIELD Management For For JEFFREY R. IMMELT Management For For ANDREA JUNG Management For For ALAN G.(A.G.) LAFLEY Management For For ROBERT W. LANE Management For For RALPH S. LARSEN Management For For ROCHELLE B. LAZARUS Management For For SAM NUNN Management For For ROGER S. PENSKE Management For For ROBERT J. SWIERINGA Management For For DOUGLAS A. WARNER III Management For For ROBERT C. WRIGHT Management For For B RATIFICATION OF KPMG Management For For C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
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------------------------------------------------------------------------------------------------------------------------------------ STRYKER CORPORATION SYK ANNUAL MEETING DATE: 04/25/2007 ISSUER: 863667101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JOHN W. BROWN Management For For HOWARD E. COX, JR. Management For For DONALD M. ENGELMAN Management For For JEROME H. GROSSMAN Management For For LOUISE L. FRANCESCONI Management For For STEPHEN P. MACMILLAN Management For For WILLIAM U. PARFET Management For For RONDA E. STRYKER Management For For 02 APPROVAL OF THE EXECUTIVE BONUS PLAN. Management For For 03 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR 2007. 04 SHAREHOLDER PROPOSAL REGARDING GRANTING OF PERFORMANCE-VESTING Shareholder Against For SHARES TO SENIOR EXECUTIVES.
------------------------------------------------------------------------------------------------------------------------------------ AVIVA PLC AGM MEETING DATE: 04/26/2007 ISSUER: G0683Q109 ISIN: GB0002162385 SEDOL: B02S658, 0216238, B045BR4, 4100490, 5983991, 4191007 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND CONSIDER THE COMPANY S ACCOUNTS AND Management For *Management Position Unknown THE REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YE 31 DEC 2006 2. APPROVE TO DECLARE A FINAL DIVIDEND OF 19.18 Management For *Management Position Unknown PENCE PER ORDINARY SHARE OF THE COMPANY FOR THE YE 31 DEC 2006 3. RE-ELECT MR. GUILLERMO DE LA DEHESA AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 4. RE-ELECT MR. WIM DIK AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown 5. RE-ELECT MR. RICHARD KARL GOELTZ AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 6. RE-ELECT MR. RUSSELL WALLS AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM 8. AUTHORIZE THE DIRECTORS TO DETERMINE THE AUDITOR Management For *Management Position Unknown S REMUNERATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 60 of 141 9. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown DIRECTORS BY ARTICLE 5.04A OF THE COMPANY S ARTICLES OF ASSOCIATION WITH THE SECTION 80 AMOUNT BEING GBP 108 MILLION AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS S.10 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown BY ARTICLE 5.04B OF THE COMPANY S ARTICLES OF ASSOCIATION WITH THE SECTION 89 AMOUNT BEING GBP 32 MILLION AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS 11. APPROVE, IN ACCORDANCE TO THE SECTION 241A OF Management For *Management Position Unknown THE COMPANIES ACT 1985, THE DIRECTORS REMUNERATION REPORT CONTAINED WITHIN THE REPORT AND ACCOUNTS FOR THE YE 31 DEC 2006 12. APPROVE THE RULES OF THE AVIVA PLC SAVINGS RELATED Management For *Management Position Unknown SHARE OPTION SCHEME 2007 THE SCHEME AS SPECIFIED; AND AUTHORIZE THE DIRECTORS TO ESTABLISH SUCH FURTHER PLANS FOR THE BENEFIT OF EMPLOYEES OVERSEAS BASED ON THE SCHEME SUBJECT TO SUCH MODIFICATIONS AS MAY BE NECESSARY OR DESIRABLE TO TAKE ACCOUNT OF OVERSEAS SECURITIES LAWS, EXCHANGE CONTROL AND TAX LEGISLATION PROVIDED THAT ANY ORDINARY SHARES OF THE COMPANY MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE TREATED AS COUNTING AGAINST ANY LIMITS ON INDIVIDUAL PARTICIPATION IN THE SCHEME OR OVERALL PARTICIPATION IN THE SCHEME S.13 ADOPT THE NEW ARTICLE 32.12 IN THE COMPANY S Management For *Management Position Unknown ARTICLES OF ASSOCIATION AS SPECIFIED, AND AMEND THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION S.14 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 256 MILLION ORDINARY SHARES OF 25PENCE EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25PENCE AND NOT MORE THAN 105% ABOVE THE AVERAGE MARKET VALUE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.15 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF 8 % CUMULATIVE IRREDEEMABLE PREFERENCE SHARES UP TO 100 MILLION 8 % CUMULATIVE PREFERENCE SHARES OF GBP 1 EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25PENCE AND NOT MORE THAN 105% ABOVE THE AVERAGE MARKET VALUE FOR 8 % CUMULATIVE PREFERENCE SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR15 MONTHS; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE 8 % CUMULATIVE PREFERENCE SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 61 of 141 S.16 AUTHORIZE THE COMPANY, PURSUANT TO THE AUTHORITIES Management For *Management Position Unknown CONTAINED IN THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO MAKE ONE OR MORE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF 8 % CUMULATIVE IRREDEEMABLE PREFERENCE SHARES UP TO 100 MILLION 8 % CUMULATIVE PREFERENCE SHARES OF GBP 1 EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 25 PENCE AND NOT MORE THAN 105% ABOVE THE AVERAGE MARKET VALUE FOR 8 % CUMULATIVE PREFERENCE SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR15 MONTHS; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE 8 % CUMULATIVE PREFERENCE SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
------------------------------------------------------------------------------------------------------------------------------------ BARCLAYS PLC BCS AGM MEETING DATE: 04/26/2007 ISSUER: G08036124 ISIN: GB0031348658 SEDOL: B021PQ1, 6507312, B02S681, 3134865 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE DIRECTORS AND THE AUDITORS REPORTS Management For *Management Position Unknown AND THE AUDITED ACCOUNTS FORTHE YE 31 DEC 2006 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 3. RE-ELECT MR. MARCUS AGIUS AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4. RE-ELECT MR. FREDERIK SEEGERS AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 5. RE-ELECT MR. CHRISTOPHER LUCAS AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 6. RE-ELECT MR. STEPHEN RUSSELL AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 7. RE-ELECT MR. RICHARD LEIGH CLIFFORD AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 8. RE-ELECT SIR ANDHREW LIKIERMAN AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 9. RE-ELECT MR. JOHN VARLEY AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 10. RE-ELECT SIR NIGEL RUDD AS A DIRECTOR OF THE COMPANY Management For *Management Position Unknown 11. RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE Management For *Management Position Unknown AUDITORS OF THE COMPANY 12. AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS 13. AUTHORIZE BARCLAYS BANK PLC TO MAKE EU POLITICAL Management For *Management Position Unknown DONATIONS 14. APPROVE TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Management For *Management Position Unknown TO ALLOT SECURITIES S.15 APPROVE TO RENEW THE AUTHORITY GIVEN TO THE DIRECTORS Management For *Management Position Unknown TO ALLOT SECURITIES FORCASH OTHER THAN ON A PRO-RATE BASIS TO SHAREHOLDERS AND TO SELL TREASURY SHARES S.16 APPROVE TO RENEW THE COMPANY S AUTHORITY TO PURCHASE Management For *Management Position Unknown ITS OWN SHARES S.17 ADOPT THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY Management For *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007 ISSUER: F11487125 ISIN: FR0000120503 SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS GROUP SHARE OF EUR 1,246,000,000.00
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 63 of 141 O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15, A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE 40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03 MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BYLAW O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED TO THEREIN O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE, UNTIL THE ORDINARY SHAREHOLDERS MEETING AND APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009 O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown FOR A 3-YEAR PERIOD O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,500,000,000.00; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 64 of 141 E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE; AUTHORITY EXPIRES ON 26-MONTH PERIOD E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL OVER A 12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED, BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 65 of 141 E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown THE BASIS AND CONDITIONS OF THE RESOLUTION E.15, ON THE ISSUANCE OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED IN FRANCE OR ABROAD BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13, NOR THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14 AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE OF SECURITIES ISSUED BY ANY COMPANY IN WHICH BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND, OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS ; PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 66 of 141 E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, OF THE DELEGATIONS AND AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15, E.16, E.17, E.18, E.19, E.20, E.21 AND E.24; AUTHORITY EXPIRES ON 18-MONTH PERIOD E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, WITH THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY MAY NOT REPRESENT MORE THAN 10% OF THE SHARE CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE CEILING FIXED IN THE RESOLUTION E.20, NOR AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION TO THE SAME EFFECT E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00, ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown OF DIRECTORS AND 19 OF THE BYLAWS E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BYLAW
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 67 of 141
------------------------------------------------------------------------------------------------------------------------------------ GROUPE DANONE, PARIS AGM MEETING DATE: 04/26/2007 ISSUER: F12033134 ISIN: FR0000120644 SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96, I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23 BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00; RETAINED EARNINGS: EUR 2,103,703,598.23; THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 68 of 141 O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED IN FORCE DURING THE FY O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown FABER AS A DIRECTOR FOR A 3 YEAR PERIOD O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2007 O.8 AUTHORIZE THE BOARD OF DIRECTORS TO PURCHASE, Management For *Management Position Unknown KEEP OR TRANSFER THE COMPANY S SHARES IN CONNECTION WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES COMPRISING THE SHARE CAPITAL, I.E. 26,086,474 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO THEIR RETENTION OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE PROGRAM, FOCUSING ON THE CREATION OF A COMPANY DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY OF UNIT TRUST DANONE COMMUNITIES SHARES E.10 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL, THE CEILING OF THE NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR 45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING IS COMMON TO THE ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00 CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 14.; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 69 of 141 E.11 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR 33,000,000.00, THIS CEILING IS COMMON TO THE CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING IS COMMON TO THE ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND 14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00 CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH AL L NECESSARY FORMALITIES E.12 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11, ON THE TERMS AND CONDITIONS FIXED BY ARTICLE L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.13 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES OF THE COMPANY, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY IN FRANCE OR ABROAD CONCERNING THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION E.11, IT SUPERSEDES THE DELEGATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 70 of 141 E.14 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management For *Management Position Unknown THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.15 AUTHORITY THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 20; AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 12; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.17 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, IN Management For *Management Position Unknown ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000 COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.18 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 23; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 71 of 141 E.19 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000 SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES AND THE CORPORATE OFFICERS WILL BE 2,000,000 SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW
------------------------------------------------------------------------------------------------------------------------------------ GROUPE DANONE, PARIS MIX MEETING DATE: 04/26/2007 ISSUER: F12033134 ISIN: FR0000120644 SEDOL: B0ZGJH2, B01HK10, B033328, 0799085, 5983560, 5984068, B01HKG5, B018SX1, B043GP1, 5981810, 5984057, 7164437 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN Non-Voting *Management Position Unknown AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 366774 DUE TO RECEIPT OF ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006, AS PRESENTED O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management For *Management Position Unknown AND THE AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FY, IN THE FORM PRESENTED TO THE MEETING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 72 of 141 O.3 APPROVE THAT THE EARNINGS FOR THE FY OF EUR 873,582,156.27, Management For *Management Position Unknown PLUS THE RETAINEDEARNINGS OF EUR 1,751,850,933.96, I.E. DISTRIBUTABLE INCOME OF EUR 2,625,433,090.23 BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 521,729,492.00; RETAINED EARNINGS: EUR 2,103,703,598.23; THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 2.00 PER SHARE, AND WILL ENTITLE TO THE 40% DEDUCTION PROVIDED BY THE FRENCH TAX CODE; THIS DIVIDEND WILL BE PAID ON 10 MAY 2007; IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLESL.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE AND APPROVE THE SAID REPORT, THE AGREEMENTS REFERRED TO THEREIN AND THE ONES AUTHORIZED EARLIER AND WHICH REMAINED IN FORCE DURING THE FY O.5 APPROVE TO RENEW THE APPOINTMENT OF MR. FRANCK Management For *Management Position Unknown RIBOUD AS A DIRECTOR FOR A 3 YEAR PERIOD O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. EMMANUEL Management For *Management Position Unknown FABER AS A DIRECTOR FOR A 3 YEAR PERIOD O.7 RATIFY THE CO-OPTATION OF MR. NAOMASA TSURITANI Management For *Management Position Unknown AS A DIRECTOR, UNTIL THE SHAREHOLDERS MEETING CALLED TO APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2007 O.8 AUTHORIZE THE BOARD OF DIRECTORS: TO PURCHASE, Management For *Management Position Unknown KEEP OR TRANSFER THE COMPANY SSHARES IN CONNECTION WITH A SHARE BUYBACK PROGRAM, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 160.00; MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE TOTAL NUMBER OF SHARES COMPRISING THE SHARE CAPITAL, I.E. 26,086,474 SHARES, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 4,173,835,840.00; THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO THEIR RETENTION OR THEIR SUBSEQUENT DELIVERY IN PAYMENT OR EXCHANGE AS PART OF AN EXTERNAL GROWTH OPERATION CANNOT EXCEED 5% OF ITS CAPITAL, IT SUPERSEDES THE ONE GRANTED BY THE COMBINED SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 10; AUTHORITY EXPIRES AFTER THE END OF 18 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES O.9 ACKNOWLEDGE THAT, IN ORDER TO CARRY ON ITS COMMITMENT, Management For *Management Position Unknown WHICH IS FOOD FOR HEALTH FOR THE MOST OF THE PEOPLE AND AS PART OF THE UPDATING OF ITS DUAL COMMITMENT TO BUSINESS PERFORMANCE AND SOCIAL PROGRESS, THE COMPANY WISHES TO LAUNCH A WORLDWIDE PROGRAM, FOCUSING ON THE CREATION OF A COMPANY DEVELOPMENT FUND, WITH A SOCIAL AIM, CALLED DANONE COMMUNITIES; AND THE SUBSCRIPTION BY THE COMPANY OF UNIT TRUST DANONE COMMUNITIES SHARES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 73 of 141 E.10 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE CAPITAL ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL, THE CEILING OF THE NOMINAL AMOUNT OF CAPITAL INCREASE TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR 45,000,000.00; THE NOMINAL AMOUNT OF ORDINARY SHARES TO BE ISSUED BY VIRTUE OF THE RESOLUTIONS E.11, E.12, E.13 AND E.14 SHALL COUNT AGAINST THIS AMOUNT, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING IS COMMON TO THE ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF THE RESOLUTIONS E.11, E.12, E.13 AND E.14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00 CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES DECIDED BY VIRTUE OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 14; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.11 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD AND BY WAY OF A PUBLIC OFFERING, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS BUT WITH THE OBLIGATION TO GRANT A PRIORITY RIGHT, OF SHARES IN THE COMPANY AND SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL THE CEILING OF THE NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY IS EUR 33,000,000.00, THIS CEILING IS COMMON TO THE CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE OF THE RESOLUTIONS E.12, E.13 AND E.14 AND SHALL COUNT AGAINST THE OVERALL CEILING OF THE RESOLUTION E.10; THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES TO BE ISSUED SHALL NOT EXCEED EUR 2,000,000,000.00; THIS CEILING IS COMMON TO THE ISSUANCE OF DEBT SECURITIES GIVING ACCESS TO THE COMPANY S CAPITAL CARRIED OUT BY VIRTUE OF THE RESOLUTIONS 10, 12, 13 AND 14, BUT DISTINCT FROM THE CEILING OF EUR 4,000,000,000.00 CORRESPONDING TO THE ISSUANCE OF DEBT SECURITIES DECIDED BY VIRTUE OF THE; AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 11, IT SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 15; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.12 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION OF SHAREHOLDERS IN ACCORDANCE WITH THE RESOLUTIONS E.10 AND E.11, ON THE TERMS AND CONDITIONS FIXED BY ARTICLE L.225-135-1 SUBJECT THAT THE CEILINGS SET FORTH IN SUCH RESOLUTIONS ARE RESPECTED, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 16; AUTHORITY EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 74 of 141 E.13 AUTHORIZE THE BOARD OF DIRECTORS: TO ISSUE ORDINARY Management For *Management Position Unknown SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS BY ALL MEANS TO EXISTING OR FUTURE ORDINARY SHARES OF THE COMPANY, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY IN FRANCE OR ABROAD CONCERNING THE SHARES OF ANOTHER COMPANY, THE ISSUES CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION MUST RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION E.11, IT SUPERSEDES THE DELEGATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 17; AUTHORITY EXPIRES AFTER THE END OF 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.14 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE SHARE UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING ORDINARY SHARES OF THE COMPANY OR SECURITIES GIVING ACCESS TO THE COMPANY CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL THE ISSUES CARRIED OUT BY VIRTUE OF THE PRESENT DELEGATION SHALL ALSO RESPECT THE CEILINGS SET FORTH IN THE RESOLUTION E.11 OF THE PRESENT SHAREHOLDERS MEETING, IT SUPERSEDES THE DELEGATION GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 18; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.15 AUTHORITY THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 33,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS OR PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 20; AUTHORITY EXPIRES AFTER THE END OF A 26-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 AUTHORIZE THE BOARD OF DIRECTORS: TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, IN FAVOR OF EMPLOYEES OF THE COMPANY AND ITS RELATED COMPANIES WHO ARE THE MEMBERS OF A COMPANY SAVINGS PLAN, AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 3,000,000.00, THIS AUTHORIZATION SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 27 APR 2006 IN ITS RESOLUTION 12; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.17 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, IN Management For *Management Position Unknown ONE OR MORE TRANSACTIONS, TO THE EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, OPTIONS GIVING THE RIGHT TO PURCHASE EXISTING SHARES OF THE COMPANY, IT BEING PROVIDED THAT THE OPTIONS SHALL NOT GIVE RIGHTS TO A TOTAL NUMBER OF SHARES, WHICH SHALL EXCEED 3,000,000 COMPANY S SHARES, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 22; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 75 of 141 E.18 AUTHORIZE THE BOARD OF DIRECTORS: TO GRANT, FOR Management For *Management Position Unknown FREE, ON ONE OR MORE OCCASIONS, EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, THEY MAY NOT REPRESENT MORE THAN 1,000,000 SHARES, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 23; AUTHORITY EXPIRES AFTER THE END OF A 26 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS: TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON ONE OR MOREOCCASIONS, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD, IT SUPERSEDES THE ONE GRANTED BY THE SHAREHOLDERS MEETING OF 22 APR 2005 IN ITS RESOLUTION 24; AUTHORITY EXPIRES AFTER THE END OF A 24 MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.20 APPROVE TO REDUCE THE NOMINAL VALUE OF THE, SHARES Management For *Management Position Unknown FROM EUR 0.50 TO EUR 0.25,CONSEQUENTLY, THE MAXIMUM PURCHASE PRICE FIXED BY THE RESOLUTION O.8 WILL AMOUNT TO EUR 80.00, THE MAXIMUM AMOUNT OF SHARES TO BE PURCHASED IN RESOLUTION E.17 WILL BE 6,000,000 SHARES, THE MAXIMUM AMOUNT OF SHARES TO BE GRANTED FOR FREE IN RESOLUTION E.18 TO THE EMPLOYEES AND THE CORPORATE OFFICERS WILL BE 2,000,000 SHARES; AND AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.21 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW A. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shareholder Abstain *Management Position Unknown AMEND THE ARTICLE 26.II OF THE BYLAWS IN ORDER TO CANCEL THE PROVISIONS LIMITING THE VOTING RIGHTS OF THE SHAREHOLDERS IN A SHAREHOLDER MEETING TO 6% OF THE SIMPLE VOTING RIGHTS AND TO 12% OF THE DOUBLE VOTING RIGHTS HELD BY A SHAREHOLDER
------------------------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007 ISSUER: 539830109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For E.C.'PETE'ALDRIDGE, JR. Management For For NOLAN D. ARCHIBALD Management For For MARCUS C. BENNETT Management For For JAMES O. ELLIS, JR. Management For For GWENDOLYN S. KING Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 76 of 141 JAMES M. LOY Management For For DOUGLAS H. MCCORKINDALE Management For For EUGENE F. MURPHY Management For For JOSEPH W. RALSTON Management For For FRANK SAVAGE Management For For JAMES M. SCHNEIDER Management For For ANNE STEVENS Management For For ROBERT J. STEVENS Management For For JAMES R. UKROPINA Management For For DOUGLAS C. YEARLEY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For 03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For 04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For 05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT CHARITABLE TRUST AND OTHER GROUPS
------------------------------------------------------------------------------------------------------------------------------------ NOBLE CORPORATION NE ANNUAL MEETING DATE: 04/26/2007 ISSUER: G65422100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL A. CAWLEY Management For For LUKE R. CORBETT Management For For JACK E. LITTLE Management For For 02 APPROVAL OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/26/2007 ISSUER: 867229106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MEL E. BENSON Management For For BRIAN A. CANFIELD Management For For BRYAN P. DAVIES Management For For BRIAN A. FELESKY Management For For JOHN T. FERGUSON Management For For W. DOUGLAS FORD Management For For RICHARD L. GEORGE Management For For JOHN R. HUFF Management For For M. ANN MCCAIG Management For For MICHAEL W. O'BRIEN Management For For EIRA M. THOMAS Management For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. 03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Management For For PLANS PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Management For For READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Management For For IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
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------------------------------------------------------------------------------------------------------------------------------------ SYNTHES INC AGM MEETING DATE: 04/26/2007 ISSUER: 87162M409 ISIN: US87162M4096 BLOCKING SEDOL: B017QZ6, B014635 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. RECEIVE THE REPORT ON THE BUSINESS YEAR 2006 Non-Voting *Management Position Unknown Take No 2. APPROVE PROFESSOR DR. PIETRO RE GAZZONI, UNIVERSITY Management Action *Management Position Unknown HOSPITAL BASEL AS A GUESTSPEAKER Take No 3. APPROVE THE REPORT ON THE FY, THE ANNUAL ACCOUNTS Management Action *Management Position Unknown AND THE CONSOLIDATED ACCOUNTS FOR 2006 Take No 4. RECEIVE THE REPORT ON DIVIDEND APPROVED BY THE Management Action *Management Position Unknown BOARD OF DIRECTORS Take No 5. AMEND THE CERTIFICATE OF INCORPORATION: NUMBER Management Action *Management Position Unknown OF DIRECTORS OF THE BOARD Take No 6. ELECT THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 7. RATIFY THE SELECTION OF HOLDING COMPANY AND THE Management Action *Management Position Unknown GROUP AUDITORS FOR 2007 8. MISCELLANEOUS Non-Voting *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ AMERICA MOVIL, S.A.B. DE C.V. AMX SPECIAL MEETING DATE: 04/27/2007 ISSUER: 02364W105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ I APPOINTMENT OR, AS THE CASE MAY BE, REELECTION Management For *Management Position Unknown OF THE MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT THE HOLDERS OF THE SERIES L SHARES ARE ENTITLED TO APPOINT. ADOPTION OF RESOLUTIONS THEREON. II APPOINTMENT OF DELEGATES TO EXECUTE AND, IF APPLICABLE, Management For *Management Position Unknown FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON.
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------------------------------------------------------------------------------------------------------------------------------------ AT&T INC. T ANNUAL MEETING DATE: 04/27/2007 ISSUER: 00206R102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Management For For A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Management For For A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Management For For A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Management For For A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Management For For A06 ELECTION OF DIRECTOR: JAMES P. KELLY Management For For A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Management For For A08 ELECTION OF DIRECTOR: JON C. MADONNA Management For For A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Management For For A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Management For For A11 ELECTION OF DIRECTOR: MARY S. METZ Management For For A12 ELECTION OF DIRECTOR: TONI REMBE Management For For A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Management For For A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Management For For A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Management For For A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Management For For A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Management For For B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Management For For B03 APPROVE THE AT&T SEVERANCE POLICY Management For For C04 STOCKHOLDER PROPOSAL A Shareholder Against For C05 STOCKHOLDER PROPOSAL B Shareholder Against For C06 STOCKHOLDER PROPOSAL C Shareholder Against For C07 STOCKHOLDER PROPOSAL D Shareholder Against For C08 STOCKHOLDER PROPOSAL E Shareholder Against For
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------------------------------------------------------------------------------------------------------------------------------------ COMPANHIA VALE DO RIO DOCE RIO SPECIAL MEETING DATE: 04/27/2007 ISSUER: 204412209 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ O1 APPRECIATION OF THE MANAGEMENTS REPORT AND ANALYSIS, Management For For DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. O2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Management For For SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT BUDGET OF THE COMPANY. O3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. Management For For O4 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. Management For For O5 ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS Management For For OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE OFFICERS AND THE FISCAL COUNCIL. E1 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION Management For For OF RESERVES, WITHOUT THE ISSUANCE OF SHARES, AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE 5 OF THE COMPANY S BY-LAWS.
------------------------------------------------------------------------------------------------------------------------------------ MARRIOTT INTERNATIONAL, INC. MAR ANNUAL MEETING DATE: 04/27/2007 ISSUER: 571903202 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: J.W. MARRIOTT, JR. Management For For 1B ELECTION OF DIRECTOR: JOHN W. MARRIOTT III Management For For 1C ELECTION OF DIRECTOR: RICHARD S. BRADDOCK Management For For 1D ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Management For For 1E ELECTION OF DIRECTOR: DEBRA L. LEE Management For For 1F ELECTION OF DIRECTOR: FLORETTA DUKES MCKENZIE Management For For 1G ELECTION OF DIRECTOR: GEORGE MUNOZ Management For For 1H ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For 1I ELECTION OF DIRECTOR: HARRY J. PEARCE Management For For 1J ELECTION OF DIRECTOR: WILLIAM J. SHAW Management For For 1K ELECTION OF DIRECTOR: LAWRENCE M. SMALL Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
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------------------------------------------------------------------------------------------------------------------------------------ MERRILL LYNCH & CO., INC. MER ANNUAL MEETING DATE: 04/27/2007 ISSUER: 590188108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For JOHN D. FINNEGAN Management For For JOSEPH W. PRUEHER Management For For ANN N. REESE Management For For 02 RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 INSTITUTE CUMULATIVE VOTING Shareholder Against For 04 SUBMIT NAMED EXECUTIVE OFFICERS COMPENSATION Shareholder Against For TO SHAREHOLDERS FOR ANNUAL RATIFICATION 05 ADOPT POLICY THAT SIGNIFICANT PORTION OF FUTURE Shareholder Against For EQUITY COMPENSATION BE PERFORMANCE-VESTING SHARES
------------------------------------------------------------------------------------------------------------------------------------ TECHNIP (EX-TECHNIP-COFLEXIP), PARIS AGM MEETING DATE: 04/27/2007 ISSUER: F90676101 ISIN: FR0000131708 SEDOL: B06PC80, 4874160, 4122018 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown AUDITORS, COMPANY S FINANCIAL STATEMENTS FOR THE YE ON 31 DEC 2006, AS PRESENTED SHOWING NET INCOME OF EUR 148, 787,659.13 2. AUTHORIZE THE BOARD OF DIRECTORS TO RESOLVE THAT Management For *Management Position Unknown THE INCOME FOR THE FY BE APPROPRIATED AS FOLLOWS: INCOME FOR THE FYE ON 31 DEC 2006: EUR 148,787,659.00, LEGAL RESERVE: EUR 0.00 DISTRIBUTABLE INCOME: EUR 194,891,722.00, RETAINED EARNINGS: EUR 46,104,063.00, OTHER RESERVES ACCOUNT: EUR: 284,849,954.00. ALLOCATION: DIVIDENDS: EUR 337,773,933.00, I.E. A NET DIVIDEND OF EUR 3.15 PER SHARE DISTRIBUTABLE INCOME: EUR 194,891,722.00 OTHER RESERVES ACCOUNT: EUR 142,882,211.00, THE AMOUNT OF WHICH WILL BE REDUCED TO EUR 141,967,743.00, AN INTERIM DIVIDEND OF EUR 0.50 WAS ALREADY PAID ON 21 DEC 2006, THE REMAINING DIVIDEND OF EUR 2.65 WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE, THE BALANCE WILL BE PAID ON 03 MAY 2007, AS REQUIRED BY LAW 3. APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS Management For *Management Position Unknown FOR THE SAID FYE ON 31 DEC 2006, IN THE FORM PRESENTED TO THE MEETING 4. APPROVE ON AGREEMENTS GOVERNED BY ARTICLES L. Management For *Management Position Unknown 225-38 ET SEQ OF THE FRENCH COMMERCIAL CODE, SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN 5. APPROVE TO AWARD TOTAL ANNUAL FEES OF EUR 375,000.00 Management For *Management Position Unknown TO THE BOARD OF DIRECTORS, AUTHORIZE THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, THE SHAREHOLDERS MEETING SUPERSEDES OF THE AUTHORIZATION GIVEN TO THE BOARD OF DIRECTORS BY THE COMBINED SHAREHOLDERS MEETING OF 28 APR 2006 IN THE RESOLUTION 6 6. APPOINT MR. THIERRY PILENKO AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 7. APPOINT MR. PASCAL COLOMBANI AS A DIRECTOR, FOR Management For *Management Position Unknown A 4-YEAR PERIOD 8. APPOINT MR. JOHN C.G. O LEARY AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 9. APPOINT MRS. GERMAINE GIBARA AS A DIRECTOR, FOR Management For *Management Position Unknown A 4-YEAR PERIOD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 81 of 141 10. APPOINT MR. OLIVIER APPERT AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 11. APPOINT MR. JACQUES DEYIRMENDJIAN AS A DIRECTOR Management For *Management Position Unknown FOR A 4-YEAR PERIOD 12. APPOINT MR. JEAN-PIERRE LAMOURE AS A DIRECTOR Management For *Management Position Unknown FOR A 4-YEAR PERIOD 13. APPOINT MR. DANIEL LEBEGUE AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 14. APPOINT MR. ROGER M. MILGRIM AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 15. APPOINT MR. ROLF ERIK ROLFSEN AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 16. APPOINT MR. BRUNO WEYMULLER AS A DIRECTOR FOR Management For *Management Position Unknown A 4-YEAR PERIOD 17. APPOINT AS DEPUTY AUDITOR, CABINET AUDITEX FOR Management For *Management Position Unknown A 3-YEAR PERIOD TO REPLACE MR.CHRISTIAN CHOCHON AFTER HIS RESIGNATION 18. AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 80.00 MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD, TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES, THIS AUTHORIZATION SUPERSEDES ANY AUTHORIZATION TO THE SAME EFFECT AND THE 1 GRANTED BY THE SHAREHOLDERS MEETING OF 28 APR 2006 IN ITS RESOLUTION NUMBER 7 19. AMEND: ARTICLE NUMBER 14 OF THE BYLAWS CONCERNING Management For *Management Position Unknown THE COMPOSITION OF THE BOARD OF DIRECTORS, ARTICLES NUMBER 16 AND 23 OF THE BYLAWS 23. TO INCREASE AUTHORIZED CAPITAL BY TRANSFER OF Management For *Management Position Unknown RESERVES. AUTHORIZE AN OPERATION UP TO (EURO) 75 000 000 IN NOMINAL VALUE. THE AUTHORIZATION IS GRANTED FOR A 26 MONTH PERIOD 20. AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown POWERS TO INCREASE THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 37,500,000.00, BY ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, THE MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY BE ISSUED SHALL NOT EXCEED EUR 2,500,000,000.00, THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD, THIS AUTHORIZATION SUPERSEDES THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS MEETING OF 29 APR 2005 IN ITS RESOLUTION NUMBER 2 21. AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown POWERS TO INCREASE THE CAPITAL, ON 1 OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 15,000,000.00, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS (WITH THE RIGHT TO A PRIORITY PERIOD) AND BY WAY OF A PUBLIC OFFERING, OF SECURITIES GIVING THE RIGHT TO THE ALLOCATION OF DEBTS SECURITIES, THIS AMOUNT SHALL COUNT AGAINST
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 82 of 141 22. AUTHORIZE THE BOARD OF DIRECTORS IN CONNECTION Management For *Management Position Unknown WITH RESOLUTION 20 FOR A 26 MONTHS PERIOD AND WITHIN THE LIMIT OF 10 PERCENT OF THE COMPANY S SHARE CAPITAL PER YEAR TO SET THE ISSUE PRICEOF THE CAPITAL SECURITIES TO BE ISSUED IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY BY THE SHAREHOLDERS MEETING 24. TO AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown THE SHARE CAPITAL UP TO 10 PERCENT OF ISSUED CAPITAL FOR FUTURE ACQUISITIONS 25. TO AUTHORIZE THE BOARD OF DIRECTORS TO INCREASE Management For *Management Position Unknown SHARE CAPITAL ON ONE OR MORE OCCASSIONS AT ITS SOLE DISCRETION IN FAVOUR OF THE MEMBERS OF A COMAPNY SAVINGS PLAN 26. TO AUTHORIZE THE BOARD OF DIRECTORS THE NECESSARY Management For *Management Position Unknown POWERS TO INCREASE CAPITAL ON ONE OR MORE OCCASSIONS IN FRANCE OR ABROAD BY A MAXIMUM NOMINAL AMOUNT REPRESENTING 3 PERCENT OF THE SHARE CAPITAL 28. TO APPROVE STOCK OPTION GRANTS Management For *Management Position Unknown 27. TO AUTHORIZE THE BOARD OF DIRECTORS TO GRANT Management For *Management Position Unknown EXISTING OR FUTURE SHARES IN FAVOUR OF THE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES 29. FOLLOWING THE READINGOF THE REPORT OF THE BOARD Management For *Management Position Unknown OF DIRECTORS THE SHAREHOLDERSMEETING DECIDES THAT THE DELEGATIONS GIVEN TO IT BY THE REOLSUTIONS 20, 21, 22, 23, 24, 25, 26, 27 AND 28 AT THE PRESENT MEETING SHALL BE USED IN WHOLE OR IN PART IN ACCORDANCE WITH THE LEGAL PROVISIONS IN FORCE DURING PERIODS WHEN CASH OR STOCK TENDER OFFERS ARE IN EFFECT FOR THE COMAPANYS SHARES FOR AN EIGHTEEN MONTH PERIOD 30. DELEGATION OF POWERS FOR THE COMPLETION OF FORMALITIES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ SAIPEM SPA, SAN DONATO MILANESE OGM MEETING DATE: 04/28/2007 ISSUER: T82000117 ISIN: IT0000068525 BLOCKING SEDOL: B020R51, 4768768, 4765996, 4769103 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. Take No O.1 RECEIVE THE FINANCIAL AND CONSOLIDATED FINANCIAL Management Action *Management Position Unknown STATEMENTS AT 31 DEC 06, THEBOARD OF DIRECTORS AND THE BOARD OF AUDITORS REPORTS, THE AUDIT FIRM REPORT AND APPROVE TO ALLOCATE PROFITS Take No O.2 APPROVE THE STOCK OPTION PLAN Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 83 of 141 Take No O.3 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown WITH THE ARTICLE 2357 OF THE CIVIL CODE TO PURCHASE MAXIMUM 2.500.000 OWN SHARES DURING A PERIOD OF 18 MONTHS STARTING FROM THE DATE OF THE MEETING RESOLUTION Take No O.4 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown WITH THE ARTICLE 2357 OF THE CIVIL CODE TO DISPOSE MAXIMUM 2.500.000 OWN SHARES IN FAVOUR OF INCENTIVE STOCK OPTION PLAN 2007 Take No O.5 APPROVE TO EXTEND THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Action *Management Position Unknown AS THE AUDIT FIRMFOR THE FY S 2007-2012 Take No O.6 APPROVE THE INSURANCE POLICY AGAINST MANAGERIAL Management Action *Management Position Unknown AND PROFESSIONAL RISKS OF THEDIRECTORS AND THE AUDITORS Take No E.1 AMEND THE ARTICLES 13, 19, 20, 21, 27 OF THE Management Action *Management Position Unknown COMPANY S BY-LAW
------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007 ISSUER: 704549104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM A. COLEY Management For For IRL F. ENGELHARDT Management For For WILLIAM C. RUSNACK Management For For JOHN F. TURNER Management For For ALAN H. WASHKOWITZ Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY TECHNOLOGIES INCORPORATED ATI ANNUAL MEETING DATE: 05/02/2007 ISSUER: 01741R102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For H. KENT BOWEN Management For For L. PATRICK HASSEY Management For For JOHN D. TURNER Management For For B APPROVAL OF 2007 INCENTIVE PLAN. Management For For C RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Management For For D STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY Shareholder Against For REPORTING.
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------------------------------------------------------------------------------------------------------------------------------------ ALLIANZ SE, MUENCHEN OGM MEETING DATE: 05/02/2007 ISSUER: D03080112 ISIN: DE0008404005 SEDOL: 5479531, 7158333, B030T87, 0018490, 5231485, 5242487, 5766749, B1FVBS9, 0048646 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting *Management Position Unknown DEPENDING ON SOME SUBCUSTODIANSPROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. PRESENTATION OF THE APPROVED ANNUAL FINANCIAL Non-Voting *Management Position Unknown STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE FYE 31 DEC 2006, AND OF THE MANAGEMENT REPORTS FOR ALLIANZ SE AND FOR THE GROUP AS WELL AS THE REPORT OF THE SUPERVISORY BOARD FOR THE FY 2006 2. APPROPRIATION OF NET EARNINGS Management For *Management Position Unknown 3. APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For *Management Position Unknown BOARD OF MANAGEMENT OF ALLIANZ AG AND OF THE MEMBERS OF THE BOARD OF MANAGEMENT OF ALLIANZ SE 4. APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE Management For *Management Position Unknown SUPERVISORY BOARD OF ALLIANZ AGAND OF THE MEMBERS OF THE SUPERVISORY BOARD OF ALLIANZ SE 5.1 ELECT DR. WULF H. BERNOTAT, ESSEN AS A MEMBER Management For *Management Position Unknown TO THE SUPERVISORY BOARD 5.2 ELECT DR. GERHARD CROMME, ESSEN AS A MEMBER OF Management For *Management Position Unknown THE SUPERVISORY BOARD 5.3 ELECT DR. FRANZ B. HUMER, BASEL AS A MEMBER OF Management For *Management Position Unknown THE SUPERVISORY BOARD 5.4 ELECT PROF. DR. RENATE KOCHER, KONSTANZ AS A Management For *Management Position Unknown MEMBER OF THE SUPERVISORY BOARD 5.5 ELECT MR. IGOR LANDAU, PARIS, FRANCE AS A MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD 6. REMUNERATION OF THE FIRST SUPERVISORY BOARD OF Management For *Management Position Unknown ALLIANZ SE 5.6 ELECT DR. HENNING SCHULTE-NOELLE, MUNICH AS A Management For *Management Position Unknown MEMBER OF THE SUPERVISORY BOARD 5.7 ELECT DR. JURGEN THAN, HOFHEIM A. TS., AS A SUBSTITUTE Management For *Management Position Unknown MEMBER FOR THE SHAREHOLDER REPRESENTATIVES OF THE SUPERVISORY BOARD OF ALLIANZ SE 5.8 ELECT MR. JEAN-JACQUES CETTE, GENTILLY, FRANCE Management For *Management Position Unknown AS A MEMBER OF THE SUPERVISORYBOARD 5.9 ELECT MR. CLAUDIA EGGERT-LEHMANN, HAGEN AS A Management For *Management Position Unknown MEMBER OF THE SUPERVISORY BOARD 7. CONSENT TO THE CONVEYANCE OF INFORMATION TO SHAREHOLDERS Management For *Management Position Unknown BY REMOTE DATA TRANSMISSION AND CORRESPONDING AMENDMENT TO THE STATUTES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 85 of 141 8. AUTHORIZATION TO ACQUIRE TREASURY SHARES FOR Management For *Management Position Unknown TRADING PURPOSES 9. AUTHORIZATION TO ACQUIRE AND UTILIZE TREASURY Management For *Management Position Unknown SHARES FOR OTHER PURPOSES 5.10 ELECT MR. GODFREY ROBERT HAYWARD, ASHFORD, KENT, Management For *Management Position Unknown UK AS A MEMBER OF THE SUPERVISORY BOARD 5.11 ELECT MR. PETER KOSSUBEK, BAYERBACH AS A MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD 5.12 ELECT MR. JORG REINBRECHT, BERLIN AS A MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD 5.13 ELECT MR. ROLF ZIMMERMANN, FRANKFURT AM MAIN Management For *Management Position Unknown AS A MEMBER OF THE SUPERVISORY BOARD 5.14 ELECT MR. CLAUDINE LUTZ, STRASBOURG, FRANCE, Management For *Management Position Unknown EMPLOYEE ASSURANCE GENERALES DE FRANCE S.A., FRANCE, AS SUBSTITUTE MEMBER FOR MR. JEAN-JACQUES CETTE 5.15 ELECT MR. CHRISTIAN HOHN, MUNICH, EMPLOYEE AND Management For *Management Position Unknown WORKS COUNCIL MEMBER RELEASED OF NORMAL DUTIES DRESDNER BANK AG, AS SUBSTITUTE MEMBER FOR MR. CLAUDIA EGGERT-LEHMANN 5.16 ELECT MR. EVAN HALL, BRISTOL, UNITED KINGDOM, Management For *Management Position Unknown EMPLOYEE ALLIANZ CORNHILL INSURANCE PLC, UNITED KINGDOM, AS SUBSTITUTE MEMBER FOR MR. GODFREY ROBERT HAYWARD 5.17 ELECT MR. MARLENE WENDLER, KARLSRUHE, EMPLOYEE Management For *Management Position Unknown ALLIANZ PRIVATE KRANKENVERSICHERUNGS-AKTIENGESELLSCHAFT, AS SUBSTITUTE MEMBER FOR MR. PETER KOSSUBEK 5.18 ELECT MR. FRANK LEHMHAGEN, NEU WULMSTORF, EMPLOYEE Management For *Management Position Unknown VEREINTE DIENSTLEISTUNGSGEWERKSCHAFT VER.DI, AS SUBSTITUTE MEMBER FOR MR. JORG REINBRECHT 5.19 ELECT MR. HEINZ KONIG, DOBEL, EMPLOYEE AND WORKS Management For *Management Position Unknown COUNCIL MEMBER RELEASED OF NORMAL DUTIES ALLIANZ BERATUNGS-UND VETRIEBS-AG, AS SUBSTITUTE MEMBER FOR MR. ROLF ZIMMERMANN
------------------------------------------------------------------------------------------------------------------------------------ APACHE CORPORATION APA ANNUAL MEETING DATE: 05/02/2007 ISSUER: 037411105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Management For For 02 ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM Management For For 03 ELECTION OF DIRECTOR: F.H. MERELLI Management For For 04 ELECTION OF DIRECTOR: RAYMOND PLANK Management For For 05 APPROVAL OF 2007 OMNIBUS EQUITY COMPENSATION PLAN Management For For 06 STOCKHOLDER PROPOSAL CONCERNING REIMBURSEMENT Shareholder Against For OF PROXY EXPENSES
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------------------------------------------------------------------------------------------------------------------------------------ EXPEDITORS INT'L OF WASHINGTON, INC. EXPD ANNUAL MEETING DATE: 05/02/2007 ISSUER: 302130109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For P.J. ROSE Management For For J.L.K. WANG Management For For R.J. GATES Management For For J.J. CASEY Management For For D.P. KOURKOUMELIS Management For For M.J. MALONE Management For For J.W. MEISENBACH Management For For 02 APPROVAL OF THE 2007 STOCK OPTION PLAN AS DESCRIBED Management Against Against IN THE COMPANY S PROXY STATEMENT DATED MARCH 30, 2007. 03 APPROVAL OF THE AMENDMENT TO THE 2002 EMPLOYEE Management For For STOCK PURCHASE PLAN. 04 APPROVAL OF APPOINTMENT OF KPMG LLP AS THE COMPANY Management For For S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 05 SHAREHOLDER PROPOSAL TO AMEND THE COMPANY S EQUAL Shareholder Against For EMPLOYMENT OPPORTUNITY POLICY.
------------------------------------------------------------------------------------------------------------------------------------ GENERAL DYNAMICS CORPORATION GD ANNUAL MEETING DATE: 05/02/2007 ISSUER: 369550108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: N.D. CHABRAJA Management For For 1B ELECTION OF DIRECTOR: J.S. CROWN Management For For 1C ELECTION OF DIRECTOR: W.P. FRICKS Management For For 1D ELECTION OF DIRECTOR: C.H. GOODMAN Management For For 1E ELECTION OF DIRECTOR: J.L. JOHNSON Management For For 1F ELECTION OF DIRECTOR: G.A. JOULWAN Management For For 1G ELECTION OF DIRECTOR: P.G. KAMINSKI Management For For 1H ELECTION OF DIRECTOR: J.M. KEANE Management For For 1I ELECTION OF DIRECTOR: D.J. LUCAS Management For For 1J ELECTION OF DIRECTOR: L.L. LYLES Management For For 1K ELECTION OF DIRECTOR: C.E. MUNDY, JR. Management For For 1L ELECTION OF DIRECTOR: R. WALMSLEY Management For For 02 SELECTION OF INDEPENDENT AUDITORS Management For For 03 SHAREHOLDER PROPOSAL WITH REGARD TO PAY-FOR-SUPERIOR-PERFORMANCE Shareholder Against For STANDARD 04 SHAREHOLDER PROPOSAL WITH REGARD TO PERFORMANCE Shareholder Against For BASED STOCK OPTIONS
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------------------------------------------------------------------------------------------------------------------------------------ HESS CORPORATION HES ANNUAL MEETING DATE: 05/02/2007 ISSUER: 42809H107 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For N.F. BRADY Management For For J.B. COLLINS Management For For T.H. KEAN Management For For F.A. OLSON Management For For 02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2007. 03 STOCKHOLDER PROPOSAL TO RECOMMEND THAT THE BOARD Shareholder Abstain *Management Position Unknown OF DIRECTORS TAKE ACTION TO DECLASSIFY THE BOARD.
------------------------------------------------------------------------------------------------------------------------------------ KOHL'S CORPORATION KSS ANNUAL MEETING DATE: 05/02/2007 ISSUER: 500255104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For STEVEN A. BURD Management For For WAYNE EMBRY Management For For JAMES D. ERICSON Management For For JOHN F. HERMA Management For For WILLIAM S. KELLOGG Management For For KEVIN MANSELL Management For For R. LAWRENCE MONTGOMERY Management For For FRANK V. SICA Management For For PETER M. SOMMERHAUSER Management For For STEPHEN E. WATSON Management For For R. ELTON WHITE Management For For 02 RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM. 03 MANAGEMENT PROPOSAL TO AMEND OUR 2003 LONG TERM Management Against Against COMPENSATION PLAN. 04 MANAGEMENT PROPOSAL TO APPROVE OUR EXECUTIVE Management For For BONUS PLAN. 05 MANAGEMENT PROPOSAL TO AMEND OUR ARTICLES OF Management For For INCORPORATION TO ALLOW THE BOARD OF DIRECTORS TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS. 06 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For PROCESS TO AMEND OUR ARTICLES OF INCORPORATION TO INSTITUTE A MAJORITY VOTING REQUIREMENT FOR THE ELECTION OF DIRECTORS.
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------------------------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007 ISSUER: 713448108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1I ELECTION OF DIRECTOR: D. VASELLA Management For For 1J ELECTION OF DIRECTOR: M.D. WHITE Management For For 02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For 03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against STATEMENT P. 37) 04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For (PROXY STATEMENT P. 44) 1A ELECTION OF DIRECTOR: D. DUBLON Management For For 1B ELECTION OF DIRECTOR: V.J. DZAU Management For For 1C ELECTION OF DIRECTOR: R.L. HUNT Management For For 1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For 1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For 1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For 1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For 1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
------------------------------------------------------------------------------------------------------------------------------------ ROLLS-ROYCE GROUP PLC, LONDON AGM MEETING DATE: 05/02/2007 ISSUER: G7630U109 ISIN: GB0032836487 SEDOL: B01DQ43, 7618514, 3283648 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE REPORT OF THE DIRECTORS AND THE AUDITED Management For *Management Position Unknown FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 3. RE-ELECT PROFESSOR PETER GREGSON AS A DIRECTOR Management For *Management Position Unknown 4. ELECT MR. JOHN RISHTON AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT MR. PETER BYROM AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. IAIN CONN AS A DIRECTOR Management For *Management Position Unknown 7. RE-ELECT MR. JAMES GUYETTE AS A DIRECTOR Management For *Management Position Unknown 8. RE-ELECT MR. SIMON ROBERTSON AS A DIRECTOR Management For *Management Position Unknown 9. RE-ELECT MR. ANDREW SHILSTON AS A DIRECTOR Management For *Management Position Unknown 10. RE-APPOINT THE AUDITORS AND APPROVE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS 11. APPROVE THE ALLOTMENT AND THE ISSUE OF B SHARES Management For *Management Position Unknown 12. APPROVE THE ROLLS-ROYCE GROUP PLC UK SHARESAVE Management For *Management Position Unknown PLAN 2007 13. APPROVE THE ROLLS-ROYCE GROUP PLC INTERNATIONAL Management For *Management Position Unknown SHARESAVE PLAN 2007 S.14 APPROVE THE ALLOTMENT OF SHARES-SECTION 80 AMOUNT Management For *Management Position Unknown S.15 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS-SECTION Management For *Management Position Unknown 89 AMOUNT S.16 GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 89 of 141
------------------------------------------------------------------------------------------------------------------------------------ CANADIAN NATURAL RESOURCES LIMITED CNQ SPECIAL MEETING DATE: 05/03/2007 ISSUER: 136385101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For CATHERINE M. BEST Management For For N. MURRAY EDWARDS Management For For HON. GARY A. FILMON Management For For AMB. GORDON D. GIFFIN Management For For JOHN G. LANGILLE Management For For STEVE W. LAUT Management For For KEITH A.J. MACPHAIL Management For For ALLAN P. MARKIN Management For For NORMAN F. MCINTYRE Management For For FRANK J. MCKENNA Management For For JAMES S. PALMER Management For For ELDON R. SMITH Management For For DAVID A. TUER Management For For 02 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION. 03 THE ORDINARY RESOLUTION APPROVING THE AMENDMENTS Management For For TO THE CORPORATION S AMENDED COMPILED AND RESTATED STOCK OPTION PLAN AS OUTLINED IN THE INFORMATION CIRCULAR.
------------------------------------------------------------------------------------------------------------------------------------ STANDARD CHARTERED PLC AGM MEETING DATE: 05/03/2007 ISSUER: G84228157 ISIN: GB0004082847 SEDOL: B02TBL2, 6558484, 0408284, 7032039 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE ANNUAL REPORT FOR THE YE 31 DEC 2006 Management For *Management Position Unknown 2. DECLARE A FINAL DIVIDEND OF 50.21 US CENTS PER Management For *Management Position Unknown ORDINARY SHARE FOR THE YE 31 DEC 2006 3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 AS SPECIFIED 4. RE-ELECT SIR CK CHOW AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 5. RE-ELECT MR. J F T DUNDAS AS A NON-EXECUTIVE Management For *Management Position Unknown DIRECTOR, WHO RETIRES BY ROTATION 6. RE-ELECT MS. R MARKLAND AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 7. RE-ELECT MR. R H MEDDINGS AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 8. RE-ELECT MR. K S NARGOLWALA AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 9. RE-ELECT MR. P D SKINNER AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 10. ELECT MR. LORD ADAIR TURNER, WHO WAS APPOINTED Management For *Management Position Unknown AS A NON-EXECUTIVE DIRECTOR BYTHE BOARD DURING THE YEAR
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 90 of 141 11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR TO THE Management For *Management Position Unknown COMPANY UNTIL THE END OF NEXTYEAR S AGM 12. AUTHORIZE THE BOARD TO SET THE AUDITOR S FEES Management For *Management Position Unknown 13. AUTHORIZE THE BOARD, PURSUANT TO THE COMPANIES Management For *Management Position Unknown ACT 1985, TO ALLOT EQUITY SECURITIES, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS AS DEFINED IN THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 138,476,606 OF 20% EACH IN THE CAPITAL OF THE COMPANY; B) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 230,794,344 AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE OF THE END OF NEXT YEARS AGM AND 02 AUG 2008; AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY 14. AUTHORIZE THE BOARD TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown UP TO A TOTAL NOMINAL VALUE OF GBP138,476,606 PURSUANT TO RESOLUTION 13 BE EXTENDED BY THE ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF GBP 0.50 EACH REPRESENTING THE NOMINAL AMOUNT OF THE COMPANY S SHARE CAPITAL REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 16 AS SPECIFIED S.15 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management Position Unknown RESOLUTION 13 AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 34,619,151 AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE OF THE END OF NEXT YEARS AGM AND 02 AUG 2008; AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.16 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO 138,476,606 SHARES OF GBP 0.50 EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF GBP 0.50 AND UP TO 5% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 91 of 141 S.17 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO 7,500 DOLLAR PREFERENCE SHARES AND UP TO 195,285,000 STARLING PREFERENCE SHARES PROVIDED THAT: A) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE BEFORE EXPENSES THAN THE NOMINAL VALUE OF THE SHARE OR THE EQUIVALENT IN THE CURRENCY IN WHICH THE PURCHASE IS MADE, CALCULATED BY REFERENCE TO THE SPOT EXCHANGE RATE FOR THE PURCHASE OF THE CURRENCY; I) FOR EACH STERLING PREFERENCE SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 10 BUSINESS DAYS;; AND II) FOR EACH DOLLAR PREFERENCE SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 10 BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES; AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 18. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 347C OF THE COMPANIES ACT 1985, AS AMENDED, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION 347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS MADE BY THE STANDARD CHARTERED BANK IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATESS AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL EXPENDITURE INCURRED BY STANDARD CHARTERED BANK IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 19. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 347D OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION 347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS MADE BY THE COMPANY IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL EXPENDITURE INCURRED BY COMPANY IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATE(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 92 of 141 20. APPROVE THE WAIVER FROM STRICT COMPLIANCE WITH Management For *Management Position Unknown THE REPORTING AND ANNUAL REVIEW REQUIREMENTS OF CHAPTER 14A OF THE HONG KONG LISTING RULES IN RESPECT ON ONGOING BANKING TRANSACTIONS WITH ASSOCIATES OF TEMASEK HOLDINGS PRIVATE LIMITED THAT THE COMPANY HAS NOT BEEN ABLE TO IDENTIFY, DESPITE HAVING USED ALL REASONABLE EFFORTS TO IDENTIFY SUCH ASSOCIATES, AS SPECIFIED 21. APPROVE THAT NO MEMBER OF THE GROUP BE REQUIRED Management For *Management Position Unknown TO ENTER INTO A FIXED-TERM WRITTEN AGREEMENT WITH TEMASEK HOLDINGS PRIVATE LIMITED OR ANY OF ITS ASSOCIATES IN ACCORDANCE WITH THE HONG KONG LISTING RULES IN RELATION TO ANY ONGOING BANK TRANSACTIONS 22. APPROVE, A) THAT THE ONGOING BANKING TRANSACTIONS, Management For *Management Position Unknown INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THEM, AS SPECIFIED WHICH WERE OR HAVE BEEN ENTERED INTO IN THE PERIOD FROM 20 JUL 2006 UNTIL THE DATE OF THIS RESOLUTION; B) THAT THE TRANSACTIONS CONTEMPLATED UNDER EACH OF THE ONGOING BANKING TRANSACTIONS, INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THEM, AND IN THE ABSENCE OF A MAXIMUM AGGREGATE ANNUAL VALUE, FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS RESOLUTION
------------------------------------------------------------------------------------------------------------------------------------ STANDARD CHARTERED PLC AGM MEETING DATE: 05/03/2007 ISSUER: G84228157 ISIN: GB0004082847 SEDOL: B02TBL2, 6558484, 0408284, 7032039 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 371538 DUE TO ADDITION OFA RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1. RECEIVE THE ANNUAL REPORT FOR THE YE 31 DEC 2006 Management For *Management Position Unknown 2. DECLARE A FINAL DIVIDEND OF 50.21 US CENTS PER Management For *Management Position Unknown ORDINARY SHARE FOR THE YE 31 DEC 2006 3. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 AS SPECIFIED 4. RE-ELECT SIR CK CHOW AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 5. RE-ELECT MR. J F T DUNDAS AS A NON-EXECUTIVE Management For *Management Position Unknown DIRECTOR, WHO RETIRES BY ROTATION 6. RE-ELECT MS. R MARKLAND AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 7. RE-ELECT MR. R H MEDDINGS AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 8. RE-ELECT MR. K S NARGOLWALA AS A EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 93 of 141 9. RE-ELECT MR. P D SKINNER AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES BY ROTATION 10. ELECT MR. LORD ADAIR TURNER, WHO WAS APPOINTED Management For *Management Position Unknown AS A NON-EXECUTIVE DIRECTOR BYTHE BOARD DURING THE YEAR 12. AUTHORIZE THE BOARD TO SET THE AUDITOR S FEES Management For *Management Position Unknown 11. RE-APPOINT KPMG AUDIT PLC AS THE AUDITOR TO THE Management For *Management Position Unknown COMPANY UNTIL THE END OF NEXTYEAR S AGM 13. AUTHORIZE THE BOARD, PURSUANT TO THE COMPANIES Management For *Management Position Unknown ACT 1985, TO ALLOT EQUITY SECURITIES, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS AS DEFINED IN THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 138,476,606 OF 20% EACH IN THE CAPITAL OF THE COMPANY; B) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 230,794,344 AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE OF THE END OF NEXT YEARS AGM AND 02 AUG 2008; AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY 14. AUTHORIZE THE BOARD TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown UP TO A TOTAL NOMINAL VALUE OF GBP138,476,606 PURSUANT TO RESOLUTION 13 BE EXTENDED BY THE ADDITION OF SUCH NUMBER OF ORDINARY SHARES OF GBP 0.50 EACH REPRESENTING THE NOMINAL AMOUNT OF THE COMPANY S SHARE CAPITAL REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 16 AS SPECIFIED S.15 AUTHORIZE THE BOARD, SUBJECT TO THE PASSING OF Management For *Management Position Unknown RESOLUTION 13 AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985, TO ALLOT EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES ACT 1985, PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES A) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR OTHER OFFERS IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 34,619,151 AUTHORITY TO APPLY FROM 03 MAY 2007 UNTIL THE OF THE END OF NEXT YEARS AGM AND 02 AUG 2008; AND AUTHORIZE THE BOARD TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.16 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO 138,476,606 SHARES OF GBP 0.50 EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF GBP 0.50 AND UP TO 5% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 94 of 141 S.17 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown AS DEFINED IN THE COMPANIES ACT 1985 OF UP TO 7,500 DOLLAR PREFERENCE SHARES AND UP TO 195,285,000 STARLING PREFERENCE SHARES PROVIDED THAT: A) THE COMPANY DOES NOT PAY LESS FOR EACH SHARE BEFORE EXPENSES THAN THE NOMINAL VALUE OF THE SHARE OR THE EQUIVALENT IN THE CURRENCY IN WHICH THE PURCHASE IS MADE, CALCULATED BY REFERENCE TO THE SPOT EXCHANGE RATE FOR THE PURCHASE OF THE CURRENCY; I) FOR EACH STERLING PREFERENCE SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 10 BUSINESS DAYS;; AND II) FOR EACH DOLLAR PREFERENCE SHARE BEFORE EXPENSES THAN 25% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 10 BUSINESS DAYS IMMEDIATELY BEFORE THE DATE ON WHICH THE COMPANY AGREES TO BUY THE SHARES; AUTHORITY EXPIRES EARLIER TO APPLY FROM 03 MAY 2007 UNTIL THE EARLIER OF THE END OF NEXT YEAR S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 18. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 347C OF THE COMPANIES ACT 1985, AS AMENDED, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION 347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS MADE BY THE STANDARD CHARTERED BANK IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATESS AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL EXPENDITURE INCURRED BY STANDARD CHARTERED BANK IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR S AGM AND 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 19. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 347D OF THE COMPANIES ACT 1985, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND/OR TO INCUR EU POLITICAL EXPENDITURE AS SPECIFIED UNDER SECTION 347A OF THE COMPANIES ACT 1985, AS AMENDED PROVIDED THAT; I) SUCH DONATIONS TO EU POLITICAL ORGANIZATIONS SHALL NOT WHEN AGGREGATED WITH ANY DONATIONS TO EU POLITICAL ORGANIZATIONS MADE BY THE COMPANY IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATES(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AND II) SUCH EU POLITICAL EXPENDITURE SHALL NOT WHEN AGGREGATED WITH ANY EU POLITICAL EXPENDITURE INCURRED BY COMPANY IN THE RELEVANT PERIOD IN TOTAL EXCEED THE SUM OF GBP 100,000 OR THE EQUIVALENT IN 1 OR MORE OTHER CURRENCIES TRANSLATED AT SUCH RATE(S) AS THE DIRECTORS OF THE COMPANY SHALL CONSIDER APPROPRIATE; AUTHORITY EXPIRES ON THE EARLIER OF THE END OF NEXT YEAR S AGM OR 02 AUG 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 95 of 141 20. APPROVE THE WAIVER FROM STRICT COMPLIANCE WITH Management For *Management Position Unknown THE REPORTING AND ANNUAL REVIEW REQUIREMENTS OF CHAPTER 14A OF THE HONG KONG LISTING RULES IN RESPECT ON ONGOING BANKING TRANSACTIONS WITH ASSOCIATES OF TEMASEK HOLDINGS PRIVATE LIMITED THAT THE COMPANY HAS NOT BEEN ABLE TO IDENTIFY, DESPITE HAVING USED ALL REASONABLE EFFORTS TO IDENTIFY SUCH ASSOCIATES, AS SPECIFIED 21. APPROVE THAT NO MEMBER OF THE GROUP BE REQUIRED Management For *Management Position Unknown TO ENTER INTO A FIXED-TERM WRITTEN AGREEMENT WITH TEMASEK HOLDINGS PRIVATE LIMITED OR ANY OF ITS ASSOCIATES IN ACCORDANCE WITH THE HONG KONG LISTING RULES IN RELATION TO ANY ONGOING BANK TRANSACTIONS 22.a APPROVE AND RATIFY THAT THE ONGOING BANKING TRANSACTIONS, Management For *Management Position Unknown INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THEM, AS SPECIFIED WHICH WERE OR HAVE BEEN ENTERED INTO IN THE PERIOD FROM 20 JUL 2006 UNTIL THE DATE OF THIS RESOLUTION 22.b APPROVE THAT THE TRANSACTIONS CONTEMPLATED UNDER Management For *Management Position Unknown EACH OF THE ONGOING BANKING TRANSACTIONS, INCLUDING ANY MARGIN, COLLATERAL AND OTHER SIMILAR ARRANGEMENTS ENTERED INTO IN CONNECTION WITH THEM, AND IN THE ABSENCE OF A MAXIMUM AGGREGATE ANNUAL VALUE, FOR A PERIOD OF 3 YEARS FROM THE DATE OF THIS RESOLUTION
------------------------------------------------------------------------------------------------------------------------------------ VERIZON COMMUNICATIONS INC. VZ ANNUAL MEETING DATE: 05/03/2007 ISSUER: 92343V104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: JAMES R. BARKER Management For For 1B ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For 1C ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For 1D ELECTION OF DIRECTOR: ROBERT W. LANE Management For For 1E ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For 1F ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For 1G ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For 1H ELECTION OF DIRECTOR: THOMAS H. O BRIEN Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 96 of 141 1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For 1J ELECTION OF DIRECTOR: HUGH B. PRICE Management For For 1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For 1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Management For For 1M ELECTION OF DIRECTOR: JOHN W. SNOW Management For For 1N ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For 1O ELECTION OF DIRECTOR: ROBERT D. STOREY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 03 ELIMINATE STOCK OPTIONS Shareholder Against For 04 SHAREHOLDER APPROVAL OF FUTURE SEVERANCE AGREEMENTS Shareholder Against For 05 COMPENSATION CONSULTANT DISCLOSURE Shareholder Against For 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 07 LIMIT SERVICE ON OUTSIDE BOARDS Shareholder Against For 08 SHAREHOLDER APPROVAL OF FUTURE POISON PILL Shareholder For Against 09 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ CREDIT SUISSE GROUP CSR ANNUAL MEETING DATE: 05/04/2007 ISSUER: 225401108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 PRESENTATION AND APPROVAL OF THE ANNUAL REPORT, Management For *Management Position Unknown THE PARENT COMPANY S 2006 FINANCIAL STATEMENTS AND THE GROUP S 2006 CONSOLIDATED FINANCIAL STATEMENTS 02 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE BOARD Management For *Management Position Unknown OF DIRECTORS AND EXECUTIVE BOARD 03 CAPITAL REDUCTION OWING TO COMPLETION OF THE Management For *Management Position Unknown SHARE BUY BACK PROGRAM 4A RESOLUTION ON THE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 4B REDUCTION OF SHARE CAPITAL BY REPAYMENT OF PAR Management For *Management Position Unknown VALUE TO SHAREHOLDERS 05 APPROVAL OF A FURTHER SHARE BUY BACK PROGRAM Management For *Management Position Unknown 6A ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown RENEWAL OF AUTHORIZED CAPITAL 6B ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown AMENDMENT OF ART. 7 PARAS. 4 AND 5 (RIGHT TO ADD AN ITEM TO THE AGENDA) 6C ADDITIONAL AMENDMENTS TO THE ARTICLES OF ASSOCIATION: Management For *Management Position Unknown AMENDMENTS AS A RESULT OF ITEM 4.2 7A1 RE-ELECTION TO THE BOARD OF DIRECTORS: NOREEN Management For *Management Position Unknown DOYLE 7A2 RE-ELECTION TO THE BOARD OF DIRECTORS: AZIZ R.D. Management For *Management Position Unknown SYRIANI 7A3 RE-ELECTION TO THE BOARD OF DIRECTORS: DAVID Management For *Management Position Unknown W. SYZ
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 97 of 141 7A4 RE-ELECTION TO THE BOARD OF DIRECTORS: PETER Management For *Management Position Unknown F. WEIBEL 7B ELECTION OF THE PARENT COMPANY S INDEPENDENT Management For *Management Position Unknown AUDITORS AND THE GROUP S INDEPENDENT AUDITORS 7C ELECTION OF SPECIAL AUDITORS Management For *Management Position Unknown 7D IF VOTING TAKES PLACE ON PROPOSALS THAT HAVE Management For *Management Position Unknown NOT BEEN SUBMITTED UNTIL THE ANNUAL GENERAL MEETING ITSELF AS DEFINED IN ART. 700 PARAS. 3 AND 4 OF THE SWISS CODE OF OBLIGATIONS, OR IN THE CASE OF CONSULTATIVE VOTES, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE IN FAVOR OF THE PROPOSAL OF THE BOARD OF DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------ OCCIDENTAL PETROLEUM CORPORATION OXY ANNUAL MEETING DATE: 05/04/2007 ISSUER: 674599105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: SPENCER ABRAHAM Management For For 1B ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For 1C ELECTION OF DIRECTOR: JOHN S. CHALSTY Management For For 1D ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Management For For 1E ELECTION OF DIRECTOR: R. CHAD DREIER Management For For 1F ELECTION OF DIRECTOR: JOHN E. FEICK Management For For 1G ELECTION OF DIRECTOR: RAY R. IRANI Management For For 1H ELECTION OF DIRECTOR: IRVIN W. MALONEY Management For For 1I ELECTION OF DIRECTOR: RODOLFO SEGOVIA Management For For 1J ELECTION OF DIRECTOR: AZIZ D. SYRIANI Management For For 1K ELECTION OF DIRECTOR: ROSEMARY TOMICH Management For For 1L ELECTION OF DIRECTOR: WALTER L. WEISMAN Management For For 02 RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT Management For For AUDITORS. 03 APPROVAL OF AMENDMENT TO 2005 LONG-TERM INCENTIVE Management For For PLAN. 04 SCIENTIFIC REPORT ON GLOBAL WARMING. Shareholder Against For 05 ADVISORY VOTE TO RATIFY EXECUTIVE COMPENSATION. Shareholder Against For 06 PERFORMANCE-BASED STOCK OPTIONS. Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ ZIMMER HOLDINGS, INC. ZMH ANNUAL MEETING DATE: 05/07/2007 ISSUER: 98956P102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Management For For 1B ELECTION OF DIRECTOR: JOHN L. MCGOLDRICK Management For For 02 AUDITOR RATIFICATION Management For For 03 AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION Management For For TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS 04 STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder Against For VOTE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 98 of 141
------------------------------------------------------------------------------------------------------------------------------------ ITT CORPORATION ITT ANNUAL MEETING DATE: 05/08/2007 ISSUER: 450911102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ A DIRECTOR Management For STEVEN R. LORANGER Management For For CURTIS J. CRAWFORD Management For For CHRISTINA A. GOLD Management For For RALPH F. HAKE Management For For JOHN J. HAMRE Management For For RAYMOND W. LEBOEUF Management For For FRANK T. MACINNIS Management For For LINDA S. SANFORD Management For For MARKOS I. TAMBAKERAS Management For For B TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Management For For LLP AS ITT CORPORATION INDEPENDENT AUDITOR FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ XSTRATA PLC, LONDON AGM MEETING DATE: 05/08/2007 ISSUER: G9826T102 ISIN: GB0031411001 SEDOL: B06JJ58, 7320790, B02QZN3, 3141100 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE ANNUAL REPORT AND FINANCIAL Management For *Management Position Unknown STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON FOR THE YE 31 DEC 2006 2. DECLARE A FINAL DIVIDEND OF USD 0.30 CENTS PER Management For *Management Position Unknown ORDINARY SHARE IN RESPECT OF THE YE 31 DEC 2006 3. RECEIVE AND APPROVE THE DIRECTORS REMUNERATION Management For *Management Position Unknown REPORT AS SPECIFIED FOR THE YE 31 DEC 2006 4. RE-ELECT MR. MICK DAVIS AS AN EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF THE COMPANY S ARTICLES OF ASSOCIATION 5. RE-ELECT MR. TREVOR REID AS AN EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF THE COMPANY S ARTICLES OF ASSOCIATION 6. RE-ELECT SIR STEVE ROBSON AS A NON-EXECUTIVE Management For *Management Position Unknown DIRECTOR, WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF THE COMPANY S ARTICLES OF ASSOCIATION 7. RE-ELECT MR. DAVID ROUGH AS A NON-EXECUTIVE DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH ARTICLE 128 OF THE COMPANY S ARTICLES OF ASSOCIATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 99 of 141 8. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS 9. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL EXISTING AUTHORITY, AND PURSUANT BY ARTICLE 14 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO AN AMOUNT OF USD 161,663,784.50 EQUIVALENT TO 323,327,569 ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL EXISTING AUTHORITY, PURSUANTBY ARTICLE 15 OF THE COMPANY S ARTICLES OF ASSOCIATION, TO ALLOT EQUITY SECURITIES, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1) OF THE COMPANIES ACT 1985, AND THE AMOUNT IS USD 24,249,567.50 EQUIVALENT TO 48,499,135 ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION S.11 GRANT AUTHORITY, TO SEND OR SUPPLY ANY DOCUMENT Management For *Management Position Unknown OR INFORMATION THAT IS REQUIRED OR AUTHORIZED TO BE SENT OR SUPPLIED TO A MEMBER OF ANY OTHER PERSON BY THE COMPANY BY A PROVISION OF THE COMPANIES ACT AS DEFINED IN SECTION 2 OF THE COMPANIES ACT 2006 THE ACT, OR PURSUANT TO THE COMPANY S ARTICLES OF ASSOCIATION OR TO ANY OTHER RULES OR REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT, BY MAKING IT AVAILABLE ON A WEBSITE, AND THE PROVISIONS OF THE 2006 ACT WHICH APPLY TO SENDING OR SUPPLYING A DOCUMENT OR INFORMATION REQUIRED OR AUTHORIZED TO BE SENT BY THE COMPANIES ACTS AS DEFINED IN SECTION 2 OF THE 2006 ACT BY MAKING IT AVAILABLE ON A WEBSITE SHALL, THE NECESSARY CHANGES HAVING BEEN MADE, ALSO APPLY TO SENDING OR SUPPLYING ANY DOCUMENT OR INFORMATION REQUIRED OR AUTHORIZED TO BE SENT BY THE COMPANY S ARTICLES OF ASSOCIATION OR ANY OTHER RULES OF REGULATIONS TO WHICH THE COMPANY MAY BE SUBJECT BY MAKING IT AVAILABLE ON A WEBSITE AND THIS RESOLUTION SHALL SUPERSEDE ANY PROVISION IN THE COMPANY S ARTICLES OF ASSOCIATION TO THE EXTENT THAT IT IS INCONSISTENT WITH THIS RESOLUTION 12. GRANT AUTHORITY, PURSUANT TO SECTION 121(2)(E) Management For *Management Position Unknown OF THE COMPANIES ACT 1985, TO DIMINISH THE AUTHORIZED SHARE CAPITAL OF THE COMPANY FROM USD 7,554,974,199.00 AND GBP 50,000 TO USD 750,000,000.50 AND GBP 50,000 DIVIDED INTO 1,500,000,000 ORDINARY SHARES OF USD 0.50 EACH, 50,000 NON-VOTING DEFERRED SHARES OF GBP 1.00 EACH AND ONE SPECIAL SPECIAL VOTING SHARE OF USD 0.50, THAT 13,609,948.397 OF THE AUTHORIZED BUT UNISSUED ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 100 of 141
------------------------------------------------------------------------------------------------------------------------------------ ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007 ISSUER: H01301102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES 02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2006 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For FOR THE FINANCIAL YEAR 2006 04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS 05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For AUDITORS 6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For BAUER 6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For CASTANER 6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For J.R. DE VINK 6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For MAYR 07 APPROVAL OF SHARE CANCELLATION Management For For
------------------------------------------------------------------------------------------------------------------------------------ ALCON, INC. ACL ANNUAL MEETING DATE: 05/09/2007 ISSUER: H01301102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 6D ELECTION TO THE BOARD OF DIRECTORS: GERHARD N. Management For For MAYR 07 APPROVAL OF SHARE CANCELLATION Management For For 6C ELECTION TO THE BOARD OF DIRECTORS: LODEWIJK Management For For J.R. DE VINK 6B ELECTION TO THE BOARD OF DIRECTORS: FRANCISCO Management For For CASTANER 6A ELECTION TO THE BOARD OF DIRECTORS: WERNER J. Management For For BAUER 05 ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL Management For For AUDITORS 04 ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER Management For For SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For FOR THE FINANCIAL YEAR 2006 02 APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED Management For For DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2006 01 APPROVAL OF THE 2006 ANNUAL REPORT AND ACCOUNTS Management For For OF ALCON, INC. AND THE 2006 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 101 of 141
------------------------------------------------------------------------------------------------------------------------------------ CRH PLC AGM MEETING DATE: 05/09/2007 ISSUER: G25508105 ISIN: IE0001827041 SEDOL: 5465240, 0182704, B01ZKD6, 4182249 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For *Management Position Unknown OF THE DIRECTORS AND THE AUDITORS 2. DECLARE A DIVIDEND Management For *Management Position Unknown 3.A RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR Management For *Management Position Unknown 3.B RE-ELECT MR. T.V. NEILL AS A DIRECTOR Management For *Management Position Unknown 3.C RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR Management For *Management Position Unknown 3.D RE-ELECT MR. W.P. EGAN AS A DIRECTOR Management For *Management Position Unknown 3.E RE-ELECT MR. D.N. O CONNOR AS A DIRECTOR Management For *Management Position Unknown 4. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown S.5 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS Management For *Management Position Unknown S.6 GRANT AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For *Management Position Unknown S.7 GRANT AUTHORITY IN RELATION TO RE-ISSUE PRICE Management For *Management Position Unknown RANGE OF TREASURY SHARES S.8 AMEND THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown S.9 GRANT AUTHORITY TO RE-ISSUE TREASURY SHARES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ GILEAD SCIENCES, INC. GILD ANNUAL MEETING DATE: 05/09/2007 ISSUER: 375558103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PAUL BERG Management For For JOHN F. COGAN Management For For ETIENNE F. DAVIGNON Management For For JAMES M. DENNY Management For For CARLA A. HILLS Management For For JOHN W. MADIGAN Management For For JOHN C. MARTIN Management For For GORDON E. MOORE Management For For NICHOLAS G. MOORE Management For For GAYLE E. WILSON Management For For 02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management Against Against 2004 EQUITY INCENTIVE PLAN. 04 TO APPROVE THE PROPOSED AMENDMENT TO GILEAD S Management For For EMPLOYEE STOCK PURCHASE PLAN.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 102 of 141
------------------------------------------------------------------------------------------------------------------------------------ APPLE INC. AAPL ANNUAL MEETING DATE: 05/10/2007 ISSUER: 037833100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM V. CAMPBELL Management For For MILLARD S. DREXLER Management For For ALBERT A. GORE, JR. Management For For STEVEN P. JOBS Management For For ARTHUR D. LEVINSON Management For For ERIC E. SCHMIDT Management For For JEROME B. YORK Management For For 02 TO APPROVE AMENDMENTS TO THE APPLE INC. 2003 Management Against Against EMPLOYEE STOCK PLAN. 03 TO APPROVE AMENDMENTS TO THE APPLE INC. EMPLOYEE Management For For STOCK PURCHASE PLAN. 04 TO APPROVE AMENDMENTS TO THE 1997 DIRECTOR STOCK Management For For OPTION PLAN. 05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007. 06 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For OPTION DATING POLICY, IF PROPERLY PRESENTED AT THE MEETING. 07 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For PAY FOR PERFORMANCE STANDARD, IF PROPERLY PRESENTED AT THE MEETING. 08 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For ENVIRONMENTAL REPORT, IF PROPERLY PRESENTED AT THE MEETING. 09 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For EQUITY RETENTION POLICY, IF PROPERLY PRESENTED AT THE MEETING. 10 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For ELECTRONIC WASTE TAKE BACK AND RECYCLING, IF PROPERLY PRESENTED AT THE MEETING. 11 TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For ADVISORY VOTE ON COMPENSATION, IF PROPERLY PRESENTED AT THE MEETING.
------------------------------------------------------------------------------------------------------------------------------------ CHRISTIAN DIOR SA, PARIS MIX MEETING DATE: 05/10/2007 ISSUER: F26334106 ISIN: FR0000130403 SEDOL: 4061393, 4194545, 5690097, B02PS53, 4069030 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 103 of 141 THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 Take No O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FYE 31 DEC 2006, IN THE FORM PRESENTED TO THE MEETING Take No O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YEAR 2006, GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY Take No O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE; APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN Take No O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND RESOLVES THAT THE INCOME FOR THE FY IS APPROPRIATED AS FOLLOWS: INCOME FOR THE FY: EUR 184,249,668.52; RETAINED EARNINGS: EUR 43,227,088.83; ORDINARY RESERVES: EUR 28,758,380.33; TOTAL: EUR 256,235,137.68; ALLOCATED AS FOLLOWS: DIVIDENDS: EUR 256,235,137.68 CORRESPONDING TO A DIVIDEND OF EUR 1.41 PER SHARE; AND REMINDS THAT AN INTERIM DIVIDEND OF EUR 0.38 WAS ALREADY PAID ON 01 DEC 2006; THE REMAINING DIVIDEND OF EUR 1.03 WILL BE PAID ON 15 MAY 2007, AND WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE; IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNING ACCOUNT; AS REQUIRED BY-LAW Take No O.5 APPORVE TO RENEW THE APPOINTMENT OF MR. RAYMOND Management Action *Management Position Unknown WIBAUX AS A DIRECTOR FOR A 3 YEAR PERIOD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 104 of 141 Take No O.6 AUTHORIZE THE BOARD OF DIRECTORS, TO BUY BACK Management Action *Management Position Unknown THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS AS BELOW: MAXIMUM PURCHASE PRICE: EUR 130.00; MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 0.5% OF THE SHARE CAPITAL ON 01 JAN 2007, I.E. 908.635 SHARES MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 118,000,000.00; AUTHORITY EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THE DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS MEETING DATED 11 MAY 2006 Take No E.7 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management Action *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN BY THE SHAREHOLDERS MEETING DATED 11 MAY 2006 Take No E.8 AUTHORIZE THE BOARD OF DIRECTORS, IN ORDER TO Management Action *Management Position Unknown INCREASE THE SHARE CAPITAL IN ONE OR MORE OCCASIONS: UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF ISSUING, BY WAY OF A PUBLIC OFFERING AND WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED; ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY; UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE OF THE PAR VALUE OF THE EXISTING SHARES; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS MEETING DATED 12 MAY 2005 Take No E.9 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Action *Management Position Unknown ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00, BY ISSUANCE, BY WAY OF PUBLIC OFFERING AND WITH THE SHAREHOLDERS CANCELLATION PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND SECURITIES, GIVING ACCESS TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS NUMBERS 8, 10; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS METING DATED 12 MAY 2005 Take No E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE SHARES Management Action *Management Position Unknown OR SECURITIES, GIVING ACCESS TO THE COMPANY S SHARE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY, EITHER IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER, OR, UP TO 10% OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTION IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS METING DATED 12 MAY 2005
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 105 of 141 Take No E.11 APPROVE TO INCREASE THE NUMBER OF SECURITIES Management Action *Management Position Unknown TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE ACCORDANCE THE ISSUANCES WHICH SHALL BE DECIDED IN APPLICATION TO THE CONFERRED DELEGATIONS IN VIRTUE OF THE RESOLUTIONS NO 8 AND 9 Take No E.12 APPROVE TO RESOLVE TO BRING THE ARTICLE 17 OF Management Action *Management Position Unknown THE BNP PARIBAS SECURITIES SERVICES
------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007 ISSUER: 38259P508 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ERIC SCHMIDT Management For For SERGEY BRIN Management For For LARRY PAGE Management For For L. JOHN DOERR Management For For JOHN L. HENNESSY Management For For ARTHUR D. LEVINSON Management For For ANN MATHER Management For For PAUL S. OTELLINI Management For For K. RAM SHRIRAM Management For For SHIRLEY M. TILGHMAN Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY 4,500,000. 04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For 05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF ACCESS TO THE INTERNET.
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------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007 ISSUER: G90078109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For 1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For 1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For 1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ THE SWATCH GROUP AG, NEUENBURG OGM MEETING DATE: 05/11/2007 ISSUER: H83949141 ISIN: CH0012255151 BLOCKING SEDOL: B1CC9C5, 7184725, B038BH4, B11JJX8 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1.1 RECEIVE THE 2006 ANNUAL REPORT OF THE BOARD OF Management Action *Management Position Unknown DIRECTORS Take No 1.2 RECEIVE THE 2006 FINANCIAL STATEMENTS BALANCE Management Action *Management Position Unknown SHEET, INCOME STATEMENT AND NOTES AND 2006 CONSOLIDATED FINANCIAL STATEMENTS Take No 1.3 RECEIVE THE STATUTORY AUDITORS REPORT AND THE Management Action *Management Position Unknown REPORT OF THE GROUP AUDITORS Take No 1.4 APPROVE THE REPORTS AND THE FINANCIAL STATEMENTS Management Action *Management Position Unknown Take No 2. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown OF CHF 0.70 PER REGISTERED SHARE AND CHF 3.50 PER BEARER SHARE Take No 4.1 RE-ELECT MS. ESTHER GRETHER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.2 RE-ELECT MS. NAYLA HAYEK AS A DIRECTOR Management Action *Management Position Unknown Take No 4.3 RE-ELECT MR. PETER GROSS AS A DIRECTOR Management Action *Management Position Unknown Take No 4.4 RE-ELECT MR. NICOLAS HAYEK AS A DIRECTOR Management Action *Management Position Unknown Take No 4.5 RE-ELECT MS. CLAUDE NICOLLIER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.6 RE-ELECT MR. JOHANN SCHNEIDER-AMMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 4.7 RE-ELECT MR. ERNST TANNER AS A DIRECTOR Management Action *Management Position Unknown Take No 5. RATIFY PRICEWATERHOUSECOOPERS AG AS THE AUDITORS Management Action *Management Position Unknown Take No 6. APPROVE A REDUCTION IN SHARE CAPITAL OF CHF 3.1 Management Action *Management Position Unknown MILLION VIA CANCELLATION OF REPURCHASED SHARES
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------------------------------------------------------------------------------------------------------------------------------------ STATOIL ASA STO ANNUAL MEETING DATE: 05/15/2007 ISSUER: 85771P102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 ELECTION OF A CHAIR OF THE MEETING Management For For 04 ELECTION OF A PERSON TO CO-SIGN THE MINUTES TOGETHER Management For For WITH THE CHAIR OF THE MEETING 05 APPROVAL OF THE NOTICE AND THE AGENDA Management For For 06 APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR Management For For STATOIL ASA AND THE STATOIL GROUP FOR 2006, INCLUDING THE BOARD OF DIRECTORS PROPOSAL FOR THE DISTRIBUTION OF THE DIVIDEND 07 DETERMINATION OF REMUNERATION FOR THE COMPANY Management For For S AUDITOR 08 DECLARATION OF STIPULATION OF SALARY AND OTHER Management For For REMUNERATION FOR TOP MANAGEMENT 09 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For MARKET FOR SUBSEQUENT ANNULMENT 10 AUTHORISATION TO ACQUIRE STATOIL SHARES IN THE Management For For MARKET IN ORDER TO CONTINUE IMPLEMENTATION OF THE SHARE SAVING PLAN FOR EMPLOYEES
------------------------------------------------------------------------------------------------------------------------------------ XTO ENERGY INC. XTO ANNUAL MEETING DATE: 05/15/2007 ISSUER: 98385X106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: LANE G. COLLINS Management For For 1B ELECTION OF DIRECTOR: SCOTT G. SHERMAN Management For For 1C ELECTION OF DIRECTOR: BOB R. SIMPSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For THE COMPANY S INDEPENDENT AUDITOR FOR 2007.
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------------------------------------------------------------------------------------------------------------------------------------ CHINA MOBILE (HONG KONG) LIMITED CHL ANNUAL MEETING DATE: 05/16/2007 ISSUER: 16941M109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL Management For *Management Position Unknown STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS. 2A TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE Management For *Management Position Unknown YEAR ENDED 31 DECEMBER 2006. 2B TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR Management For *Management Position Unknown ENDED 31 DECEMBER 2006. 3A TO RE-ELECT WANG JIANZHOU AS A DIRECTOR. Management For *Management Position Unknown 3B TO RE-ELECT LI YUE AS A DIRECTOR. Management For *Management Position Unknown 3C TO RE-ELECT ZHANG CHENSHUANG AS A DIRECTOR. Management For *Management Position Unknown 3D TO RE-ELECT FRANK WONG KWONG SHING AS A DIRECTOR. Management For *Management Position Unknown 3E TO RE-ELECT PAUL MICHAEL DONOVAN AS A DIRECTOR. Management For *Management Position Unknown 04 TO RE-APPOINT MESSRS. KPMG AS AUDITORS AND TO Management For *Management Position Unknown AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. 05 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. 06 TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO Management For *Management Position Unknown ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY. 07 TO EXTEND THE GENERAL MANDATE GRANTED TO THE Management For *Management Position Unknown DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED.
------------------------------------------------------------------------------------------------------------------------------------ INTEL CORPORATION INTC ANNUAL MEETING DATE: 05/16/2007 ISSUER: 458140100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: CRAIG R. BARRETT Management For For 1B ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For 1C ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For 1D ELECTION OF DIRECTOR: D. JAMES GUZY Management For For 1E ELECTION OF DIRECTOR: REED E. HUNDT Management For For 1F ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For 1G ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For 1H ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For 1I ELECTION OF DIRECTOR: JANE E. SHAW Management For For 1J ELECTION OF DIRECTOR: JOHN L. THORNTON Management For For 1K ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Management For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Management Against Against PLAN 04 APPROVAL OF THE 2007 EXECUTIVE OFFICER INCENTIVE Management For For PLAN 05 STOCKHOLDER PROPOSAL REQUESTING LIMITATION ON Shareholder Against For EXECUTIVE COMPENSATION
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------------------------------------------------------------------------------------------------------------------------------------ NEXT PLC, LEICESTER AGM MEETING DATE: 05/16/2007 ISSUER: G6500M106 ISIN: GB0032089863 SEDOL: B02SZZ1, 3208986, B1BQJ39 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE ACCOUNTS AND THE REPORTS Management For *Management Position Unknown OF THE DIRECTORS AND THE AUDITORS FOR THE PERIOD ENDED 27 JAN 2007 2. APPROVE THE REMUNERATION REPORT FOR THE PERIOD Management For *Management Position Unknown ENDED 27 JAN 2007 3. DECLARE A FINAL DIVIDEND OF 33.5P PER SHARE IN Management For *Management Position Unknown RESPECT OF THE PERIOD ENDED 27JAN 2007 4. RE-ELECT MR. DAVID KEENS AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown BY ROTATION ACCORDING TO ARTICLE 91 5. RE-ELECT MR. NICK BROOKES AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION ACCORDING TOARTICLE 91 6. RE-ELECT MR. DEREK NETHERTON AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown AND AUTHORIZE THE DIRECTORS TO SET THEIR REMUNERATION 8. APPROVE THE NEXT RISK/REWARD INVESTMENT PLAN Management For *Management Position Unknown THE PLAN, AS SPECIFIED, AUTHORIZE THE DIRECTORS TO TAKE ANY ACTION THEY CONSIDER NECESSARY TO IMPLEMENT THE PLAN; AUTHORITY EXPIRES AT THE DATE OF THE COMPANY S AGM IN 2008 9. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown SECTION 80 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT RELEVANT SECURITIES SECTION 80 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 7,400,000; AUTHORITY EXPIRES AT THE DATE OF THE COMPANY S AGM IN 2008; AND THE COMPANY MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY; AND ALL PREVIOUS AUTHORITIES TO ALLOT SECURITIES CONFERRED BY RESOLUTION OF THE COMPANY PURSUANT TO SECTION 80 OF THE ACT OR OTHERWISE BE REVOKED TO EXTEND THAT THEY HAVE NOT BEEN PREVIOUSLY UTILIZED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 110 of 141 S.10 AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ANY EXISTING AUTHORITY AND PURSUANT TO SECTION 95 OF THE COMPANIES ACT 1985 THE ACT, TO ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 9 SPECIFIED IN THE NOTICE OF THIS MEETING FOR CASH AND SELL RELEVANT SHARES SECTION 94 OF THE ACT HELD BY THE COMPANY AS TREASURY SHARES SECTION 162A OF THE ACT FOR CASH, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND THE SALE OF TREASURY SHARES: A) IN CONNECTION WITH A RIGHTS ISSUE , OPEN OFFER OR OTHER PRE-EMPTIVE OFFER IN FAVOR OF ORDINARY SHAREHOLDERS; AND B) UP TO AN AGGREGATE NOMINAL VALUE OF GBP 1,100,00 BEING LESS THAN 5% OF THE ISSUED ORDINARY SHARE CAPITAL OUTSTANDING AT 20 MAR 2007; AUTHORITY EXPIRES AT THE DATE OF THE COMPANY S AGM IN 2008; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.11 AUTHORIZE THE COMPANY, IN ACCORDANCE WITH ARTICLE Management For *Management Position Unknown 46 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163 OF THE ACT OF UP TO 34,000,000 ORDINARY SHARES OF 10P EACH OR NO MORE THAN 15% OF THE ISSUED ORDINARY SHARE CAPITAL OUTSTANDING AT THE DATE OF THE AGM, SUCH LIMIT TO BE REDUCED BY THE NUMBER OF ANY SHARES PURCHASED PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION S.12, AT A MINIMUM PRICE OF 10P AND NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE MARKET PRICE FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF 15 MONTHS OR AT THE CONCLUSION OF THE AGM OF THE COMPANY HELD IN 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.12 APPROVE, FOR THE PURPOSES OF SECTION 164 AND Management For *Management Position Unknown 165 OF THE COMPANIES ACT 1985, THE PROPOSED PROGRAMME AGREEMENTS TO BE ENTERED INTO BETWEEN THE COMPANY AND EACH OF GOLDMAN SACHS INTERNATIONAL, UBS AG AND DEUTSCHE BANK AG AND BARCLAYS BANK PLC THE PROGRAMME AGREEMENTS AND AUTHORIZE THE COMPANY TO ENTER INTO THE PROGRAMME AGREEMENTS AND ALL AND ANY CONTINGENT FORWARD TRADES WHICH MAY BE EFFECTED OR MADE FROM TIME TO TIME UNDER OR PURSUANT TO THE PROGRAMME AGREEMENTS FOR THE CONTINGENT OFF-MARKET PURCHASE BY THE COMPANY OF ITS ORDINARY SHARES OF 10 PENCE EACH FOR CANCELLATION, AS SPECIFIED; AUTHORITY EXPIRES THE EARLIER OF 15 MONTHS OR AT THE CONCLUSION OF THE AGM OF THE COMPANY TO BE HELD IN 2008; AND PROVIDED THAT SHARES PURCHASED PURSUANT TO THIS AUTHORITY WILL REDUCE THE NUMBER OF SHARES THAT THE COMPANY MAY PURCHASE UNDER THE GENERAL AUTHORITY GRANTED UNDER RESOLUTION S.12 S.13 AMEND ARTICLE 101 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown OF THE COMPANY AS SPECIFIED S.14 AMEND, BY DELETING ARTICLES 49, 130, 131 AND Management For *Management Position Unknown 136 AND REPLACE THEM WITH NEW ARTICLES AS SPECIFIED; BY MAKING CONSEQUENTIAL CHANGES TO ARTICLES 1, 41, 72, 73, 73, 76, 100 AND 133 AS SPECIFIED, OF THE ARTICLES OF ASSOCIATION OF THE COMPANY 15. AUTHORIZE THE COMPANY TO SEND ALL DOCUMENTS, Management For *Management Position Unknown NOTICES AND INFORMATION BY ELECTRONIC MEANS AS SPECIFIED INCLUDING BY MEANS OF A WEBSITE AND IN ALL ELECTRONIC FORMS
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------------------------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/16/2007 ISSUER: 790849103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL A. ROCCA Management For For STEFAN K. WIDENSOHLER Management For For 02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against INCENTIVE PLAN. 03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For STOCK PURCHASE PLAN. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ TIFFANY & CO. TIF ANNUAL MEETING DATE: 05/17/2007 ISSUER: 886547108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For 1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For 1C ELECTION OF DIRECTOR: WILLIAM R. CHANEY Management For For 1D ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For 1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For 1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For 1G ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For 1H ELECTION OF DIRECTOR: JAMES E. QUINN Management For For 1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2007.
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------------------------------------------------------------------------------------------------------------------------------------ LADBROKES PLC AGM MEETING DATE: 05/18/2007 ISSUER: G5337D107 ISIN: GB00B0ZSH635 SEDOL: B1321T5, B100LK3, B0ZSH63 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown STATUTORY REPORTS 2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown SHARE 3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown 4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown 5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown 6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION 8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown 9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown AND TO INCUR EU POLITICAL EXPENDITURES UP TO GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR EU POLITICAL EXPENDITURES UP TO GBP 15,000 10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 58,794,737 S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION WITH A RIGHTS ISSUE S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown OF 62,780,884 ORDINARY SHARES S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown COMMUNICATIONS 14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO CONVEY INFORMATION TO SHAREHOLDERS 15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007 ISSUER: 887317105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF AUDITORS. Management For For 03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS. 04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For VOTE. 07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS. 08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 113 of 141 01 DIRECTOR Management For JAMES L. BARKSDALE Management For For JEFFREY L. BEWKES Management For For STEPHEN F. BOLLENBACH Management For For FRANK J. CAUFIELD Management For For ROBERT C. CLARK Management For For MATHIAS DOPFNER Management For For JESSICA P. EINHORN Management For For REUBEN MARK Management For For MICHAEL A. MILES Management For For KENNETH J. NOVACK Management For For RICHARD D. PARSONS Management For For FRANCIS T. VINCENT, JR. Management For For DEBORAH C. WRIGHT Management For For
------------------------------------------------------------------------------------------------------------------------------------ NORDSTROM, INC. JWN ANNUAL MEETING DATE: 05/22/2007 ISSUER: 655664100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PHYLLIS J. CAMPBELL Management For For ENRIQUE HERNANDEZ, JR. Management For For JEANNE P. JACKSON Management For For ROBERT G. MILLER Management For For BLAKE W. NORDSTROM Management For For ERIK B. NORDSTROM Management For For PETER E. NORDSTROM Management For For PHILIP G. SATRE Management For For ALISON A. WINTER Management For For 02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------ COMCAST CORPORATION CMCSA ANNUAL MEETING DATE: 05/23/2007 ISSUER: 20030N101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For S. DECKER ANSTROM Management For For KENNETH J. BACON Management For For SHELDON M. BONOVITZ Management For For EDWARD D. BREEN Management For For JULIAN A. BRODSKY Management For For JOSEPH J. COLLINS Management For For J. MICHAEL COOK Management For For JEFFREY A. HONICKMAN Management For For BRIAN L. ROBERTS Management For For RALPH J. ROBERTS Management For For DR. JUDITH RODIN Management For For MICHAEL I. SOVERN Management For For 02 INDEPENDENT AUDITORS Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 114 of 141 03 PREVENT THE ISSUANCE OF NEW STOCK OPTIONS Shareholder Against For 04 REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE Shareholder Against For AN EMPLOYEE 05 REQUIRE SUSTAINABILITY REPORT Shareholder Against For 06 ADOPT A RECAPITALIZATION PLAN Shareholder Against For 07 REQUIRE ANNUAL VOTE ON EXECUTIVE COMPENSATION Shareholder Against For 08 REQUIRE PAY DIFFERENTIAL REPORT Shareholder Against For 09 REQUIRE DISCLOSURE OF POLITICAL CONTRIBUTIONS Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE GSK AGM MEETING DATE: 05/23/2007 ISSUER: G3910J112 ISIN: GB0009252882 SEDOL: B01DHS4, 4907657, 0925288 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management Position Unknown FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006 2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown DEC 2006 3. ELECT DR. DANIEL PODOLSKY AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4. ELECT DR. STEPHANIE BURNS AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 5. RE- ELECT MR. JULIAN HESLOP AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 6. RE-ELECT SIR. DERYCK MAUGHAN AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 7. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 8. RE-ELECT SIR. ROBERT WILSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 9. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT PRICEWATERHOUSECOOPERS Management For *Management Position Unknown LLP AS THEAUDITORS TO THE COMPANY UNTIL THE END OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 10. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For *Management Position Unknown REMUNERATION OF THE AUDITORS 11. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C Management For *Management Position Unknown OF THE COMPANIES ACT 1985 THEACT, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 50,000; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM IN 2008 OR 22 NOV 2008 S.15 AMEND ARTICLE 2 AND 142 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown 12. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL SUBSTITUTING AUTHORITIES, TOALLOT RELEVANT SECURITIES SECTION 80 OF THE ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 479,400,814; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE COMPANY S AGM TO BE HELD IN 2008 OR 22 NOV 2008; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 115 of 141 S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION AND PURSUANT TO SECTION 95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED ON THE DIRECTORS BY RESOLUTION 12 AND /OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A)OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE AS DEFINED IN ARTICLE 12.5 OF THE COMPANY S ARTICLES OF ASSOCIATION PROVIDED THAT AN OFFER OF EQUITY SECURITIES PURSUANT TO ANY SUCH RIGHTS ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER HOLDING ORDINARY SHARES AS TREASURY SHARES; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 71,910,122; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2008 OR ON 22 NOV 2008; AND THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown 166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION 163 OF THE ACT OF UP TO 575,280,977 ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS AND THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK EXCHANGE OFFICIAL LIST AT THE TIME THE PURCHASE IS CARRIED OUT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2008 OR ON 22 NOV 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
------------------------------------------------------------------------------------------------------------------------------------ SEI INVESTMENTS COMPANY SEIC ANNUAL MEETING DATE: 05/23/2007 ISSUER: 784117103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ALFRED P. WEST, JR. Management For For WILLIAM M. DORAN Management For For HOWARD D. ROSS Management For For 02 APPROVAL OF THE SEI 2007 EQUITY COMPENSATION Management Against Against PLAN. 03 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS SEI INVESTMENTS COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2007.
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------------------------------------------------------------------------------------------------------------------------------------ CADBURY SCHWEPPES PLC CSG AGM MEETING DATE: 05/24/2007 ISSUER: G17444152 ISIN: GB0006107006 SEDOL: 0610700, 6149703, B02S7G6, 5659883 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management For *Management Position Unknown DEC 2006 AND RECEIVE THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2. DECLARE THE RECOMMENDED FINAL DIVIDEND OF 9.9 Management For *Management Position Unknown PENCE PER ORDINARY SHARE PAYABLE ON 25 MAY 2007 TO THE ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 27 APR 2007 3. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management Position Unknown IN THE ANNUAL REPORT ANDACCOUNTS 4. RE-APPOINT SIR. JOHN SUNDERLAND AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION 5. RE-APPOINT MR. ROSEMARY THORNE AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION 6. RE-APPOINT MR. DAVID THOMPSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY, WHO RETIRES BY ROTATION 7. RE-APPOINT MR. SANJIV AHUJA AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 8. RE-APPOINT MR. RAYMOND VIAULT AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 9. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 10. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS 11. AMEND THE RULES OF THE CADBURY SCHWEPPES LONG Management For *Management Position Unknown TERM INCENTIVE PLAN 2004, THE CADBURY SCHWEPPES SHARE OPTION PLAN 2004 AND THE CADBURY SCHWEPPES NEW ISSUE SHARE OPTION PLAN 2004 AS SPECIFIED AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH THINGS AS MAY BE NECESSARY TO CARRY THE SAME INTO EFFECT 12. AUTHORIZE THE COMPANY, TO SERVE ANY NOTICE OR Management For *Management Position Unknown SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION TO A MEMBER WHERE APPLICABLE A NOMINEE BY MAKING THE NOTICE OR DOCUMENT OR INFORMATION AVAILABLE ON THE COMPANY S WEBSITE OR BY USING OTHER ELECTRONIC MEANS 13. AUTHORIZE THE DIRECTORS, TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown SECTION 80 OF THE COMPANIES ACT 1985 UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 86,636,438; AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 117 of 141 S.14 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For *Management Position Unknown SECTION 94(2) OF THE COMPANIES ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 13 WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES ACT 1985, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: I) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER IN FAVOR OF ORDINARY SHARES OR OTHER EQUITY SECURITIES EXCLUDING ANY HOLDER HOLDING SHARES AS TREASURY SHARES WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH PERSONS ON A FIXED RECORD DATE ARE PROPORTIONATE AS NEARLY AS MAY BE TO THE RESPECTIVE NUMBERS OF EQUITY SECURITIES HELD BY THEM OR OTHERWISE ALLOTTED IN ACCORDANCE WITH THE RIGHTS ATTACHING TO SUCH EQUITY SECURITIES; II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 13,126,733; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.15 AUTHORIZE THE COMPANY, PURSUANT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF ITS OWN ORDINARY SHARES UPON AND SUBJECT TO THE FOLLOWING CONDITIONS: I) THE MAXIMUM NUMBER OF SUCH ORDINARY SHARES IN THE COMPANY HAS A TOTAL NOMINAL VALUE OF GBP 26,253,466; II) THE MINIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF EACH SUCH ORDINARY SHARE; III) THE MAXIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR ANY SUCH ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES IN THE COMPANY DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
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------------------------------------------------------------------------------------------------------------------------------------ HILTON HOTELS CORPORATION HLT ANNUAL MEETING DATE: 05/24/2007 ISSUER: 432848109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: A. STEVEN CROWN Management For For 1B ELECTION OF DIRECTOR: JOHN H. MYERS Management For For 1C ELECTION OF DIRECTOR: DONNA F. TUTTLE Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 A STOCKHOLDER PROPOSAL CONCERNING AN INDEPENDENT Shareholder Against For CHAIRMAN OF THE BOARD.
------------------------------------------------------------------------------------------------------------------------------------ HISAMITSU PHARMACEUTICAL CO.,INC. AGM MEETING DATE: 05/24/2007 ISSUER: J20076121 ISIN: JP3784600003 SEDOL: 6428907, 4103682, B02DZJ0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 2.6 APPOINT A DIRECTOR Management For *Management Position Unknown 2.7 APPOINT A DIRECTOR Management For *Management Position Unknown 2.8 APPOINT A DIRECTOR Management For *Management Position Unknown 2.9 APPOINT A DIRECTOR Management For *Management Position Unknown 2.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS AND CORPORATEAUDITORS
------------------------------------------------------------------------------------------------------------------------------------ SEVEN & I HOLDINGS CO.,LTD. AGM MEETING DATE: 05/24/2007 ISSUER: J7165H108 ISIN: JP3422950000 SEDOL: B0J9LH1, B0FS5D6, B0L4N67, B17PBH8 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND THE ARTICLES TO APPROVE MINOR CHANGES Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 3.12 APPOINT A DIRECTOR Management For *Management Position Unknown 3.13 APPOINT A DIRECTOR Management For *Management Position Unknown 3.14 APPOINT A DIRECTOR Management For *Management Position Unknown 3.15 APPOINT A DIRECTOR Management For *Management Position Unknown 4 APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown 5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS
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------------------------------------------------------------------------------------------------------------------------------------ STARWOOD HOTELS & RESORTS WORLDWIDE, HOT ANNUAL MEETING DATE: 05/24/2007 ISSUER: 85590A401 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For DUNCAN Management For For ARON Management For For BARSHEFSKY Management For For CHAPUS Management For For GALBREATH Management For For HIPPEAU Management For For QUAZZO Management For For RYDER Management For For YOUNGBLOOD Management For For 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007. 03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE Management For For COMPANY S CHARTER.
------------------------------------------------------------------------------------------------------------------------------------ TITANIUM METALS CORPORATION TIE ANNUAL MEETING DATE: 05/24/2007 ISSUER: 888339207 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For KEITH R. COOGAN Management For For NORMAN N. GREEN Management For For GLENN R. SIMMONS Management For For HAROLD C. SIMMONS Management For For THOMAS P. STAFFORD Management For For STEVEN L. WATSON Management For For PAUL J. ZUCCONI Management For For
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------------------------------------------------------------------------------------------------------------------------------------ UNITEDHEALTH GROUP INCORPORATED UNH ANNUAL MEETING DATE: 05/29/2007 ISSUER: 91324P102 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM C. BALLARD, JR. Management For For RICHARD T. BURKE Management For For STEPHEN J. HEMSLEY Management For For ROBERT J. DARRETTA Management For For 02 AMENDMENT TO ARTICLES OF INCORPORATION REQUIRING Management For For A MAJORITY VOTE FOR ELECTION OF DIRECTORS 03 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For PROVIDING FOR THE ANNUAL ELECTION OF ALL MEMBERS OF THE BOARD OF DIRECTORS 04 AMENDMENT TO ARTICLES OF INCORPORATION AND BYLAWS Management For For TO ELIMINATE SUPERMAJORITY PROVISIONS FOR THE REMOVAL OF DIRECTORS 05 AMENDMENT TO ARTICLES OF INCORPORATION TO ELIMINATE Management For For SUPERMAJORITY PROVISIONS RELATING TO CERTAIN BUSINESS COMBINATIONS 06 ADOPTION OF RESTATED ARTICLES OF INCORPORATION Management For For 07 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2007 08 SHAREHOLDER PROPOSAL CONCERNING PERFORMANCE-VESTING Shareholder Against For SHARES 09 SHAREHOLDER PROPOSAL CONCERNING SUPPLEMENTAL Shareholder Against For EXECUTIVE RETIREMENT PLAN 10 SHAREHOLDER PROPOSAL CONCERNING AN ADVISORY RESOLUTION Shareholder Against For ON COMPENSATION OF NAMED EXECUTIVE OFFICERS 11 SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER Shareholder Against For NOMINEES FOR ELECTION TO UNITEDHEALTH GROUP S BOARD OF DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------ AFFILIATED MANAGERS GROUP, INC. AMG ANNUAL MEETING DATE: 05/31/2007 ISSUER: 008252108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For RICHARD E. FLOOR Management For For SEAN M. HEALEY Management For For HAROLD J. MEYERMAN Management For For WILLIAM J. NUTT Management For For RITA M. RODRIGUEZ Management For For PATRICK T. RYAN Management For For JIDE J. ZEITLIN Management For For 02 TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR.
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------------------------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR AGM MEETING DATE: 06/01/2007 ISSUER: G4804L114 ISIN: GB00B128LQ10 SEDOL: B128LQ1, B16CJR6, B157110 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE COMPANY S FINANCIAL STATEMENTS FOR Management For *Management Position Unknown THE YE 31 DEC 2006, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARE Management For *Management Position Unknown 4.A RE-ELECT MR. ROBERT C. LARSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 4.B RE-ELECT SIR DAVID PROSSER AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4.C RE-ELECT MR. RICHARD SOLOMONS AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 4.D RE-ELECT MR. DAVID WEBSTER AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE TO BE LAID BEFORE THE COMPANY 6. AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO Management For *Management Position Unknown AGREE THE AUDITORS REMUNERATION 7. AUTHORIZE THE COMPANY AND ANY COMPANY THAT IS Management For *Management Position Unknown OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THE RESOLUTION RELATES, FOR THE PURPOSES OF PART XA OF THE COMPANIES ACT 1985, TO: I) TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS; OR II) INCUR EU POLITICAL EXPENDITURE IN AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000 DURING THE ENDING ON THE DATE OF THE AGM IN 2008; FOR THE PURPOSE OF THIS RESOLUTION DONATIONS EU POLITICAL ORGANIZATIONS AND EU POLITICAL EXPENDITURE HAVE THE MEANINGS ASCRIBED TO THEM IN PART XA OF THE COMPANIES ACT 1985 AS AMENDED BY THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 8. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown DIRECTORS BY PARAGRAPH 13.2 OF ARTICLE 13 OF THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOT RELEVANT SECURITIES BY RENEWED FOR THE PERIOD ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 13,476,684 S.9 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown BY PARAGRAPH 13.3 OF ARTICLE 13 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 2,021,502 S.10 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF ASSOCIATION, FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163 OF THAT ACT OF UP TO AN AGGREGATE NUMBER OF 53,029,071 ORDINARY SHARES OF 11 3/7P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 11 3/7P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID AS STIPULATED BY ARTICLE 5(1) OF COMMISSION REGULATION EC 22 DEC
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 122 of 141 2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE AS REGARDS EXEMPTIONS FOR BUYBACK PROGRAMMES AND STABILIZATION OF FINANCIAL INSTRUMENTS NO 2273/2003; AND AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS EARLIER EXPECT IN RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE SUCH DATE AND WHICH IS EXECUTED WHOLLY OR PARTLY AFTER SUCH DATE, OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 31 OCT 2003; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY S.11 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH THE PROVISIONS OF THE COMPANIES ACT 2006, THE DISCLOSURE AND TRANSPARENCY RULES AND THE ARTICLES OF ASSOCIATION, TO SEND, CONVEY OR SUPPLY ALL TYPES OF NOTICES, DOCUMENTS OR INFORMATION TO THE MEMBERS BY MEANS OF ELECTRONIC EQUIPMENT FOR THE PROCESSING INCLUDING DIGITAL COMPRESSION, STORAGE AND TRANSMISSION OF DATA, EMPLOYING WIRES, RADIO WITHOUT OPTICAL TECHNOLOGIES, OR ANY OTHER ELECTROMAGNETIC MEANS INCLUDING, WITHOUT LIMITATION, BY SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION BY ELECTRONIC MAIL OR SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION BY ELECTRONIC MAIL OR BY MAKING SUCH NOTICES, DOCUMENTS OR INFORMATION AVAILABLE ON A WEBSITE; AND AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SPECIFIED
------------------------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR EGM MEETING DATE: 06/01/2007 ISSUER: G4804L114 ISIN: GB00B128LQ10 SEDOL: B128LQ1, B16CJR6, B157110 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE CONSOLIDATION OF SHARE CAPITAL Management For *Management Position Unknown 2. GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ NATIONAL OILWELL VARCO, INC. NOV ANNUAL MEETING DATE: 06/05/2007 ISSUER: 637071101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For BEN A. GUILL Management For For ROGER L. JARVIS Management For For ERIC L. MATTSON Management For For 02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
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------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORPORATION DVN ANNUAL MEETING DATE: 06/06/2007 ISSUER: 25179M103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For THOMAS F. FERGUSON Management For For DAVID M. GAVRIN Management For For JOHN RICHELS Management For For 02 RATIFY THE APPOINTMENT OF THE COMPANY S INDEPENDENT Management For For AUDITORS FOR 2007
------------------------------------------------------------------------------------------------------------------------------------ GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP OGM MEETING DATE: 06/06/2007 ISSUER: X5967A101 ISIN: GRS419003009 BLOCKING SEDOL: B0CM8G5, 7107250 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. APPROVE THE SUBMISSION OF THE MANAGEMENT REPORT Management Action *Management Position Unknown OF THE FY 2006 AND THE BOARD OF DIRECTORS REPORT AS WELL AS THE CHARTERED ACCOUNTANTS REPORT FOR THE FINANCIAL STATEMENTS OF THE YEAR 2006 ACCORDING TO IFRS, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP Take No 2. APPROVE THE FINANCIAL STATEMENTS OF THE FY 2006 Management Action *Management Position Unknown AFTER THE PRESENTATION OF THEBOARD OF DIRECTORS AND OF THE CHARTERED ACCOUNTANTS REPORTS Take No 3. APPROVE THE EARNINGS DISTRIBUTION Management Action *Management Position Unknown Take No 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown THE CHARTERED ACCOUNTANTS FROM ANY COMPETITIVE RESPONSIBILITY FOR ACTIVITIES OF FY 2006 Take No 5. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARTERED ACCOUNTANTS Management Action *Management Position Unknown FOR THE FY 2007 AND APPROVE TO DETERMINE THEIR COMPENSATION Take No 6. APPROVE THE MONTHLY PAYMENT, PRODUCTIVITY BONUS Management Action *Management Position Unknown AND EXPENSE ACCOUNTS FOR THE PRESIDENT OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR, APPROVE THE COMPENSATION OF THE SECRETARY AND THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FY 2007 Take No 7. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown MEMBERS IN COMMITTEES ANDTHE REMUNERATION FOR THE FY 2007 Take No 8. ELECT A MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 9. AMEND ARTICLES 51 AND 53 OF THE ARTICLES OF INCORPORATION Management Action *Management Position Unknown 10. OTHER ISSUES AND ANNOUNCEMENTS Non-Voting *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ GLOBALSANTAFE CORPORATION GSF ANNUAL MEETING DATE: 06/07/2007 ISSUER: G3930E101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For EDWARD R. MULLER Management For For JOHN L. WHITMIRE Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ CELGENE CORPORATION CELG ANNUAL MEETING DATE: 06/12/2007 ISSUER: 151020104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For SOL J. BARER, PH.D. Management For For ROBERT J. HUGIN Management For For MICHAEL D. CASEY Management For For RODMAN L. DRAKE Management For For A. HULL HAYES, JR., MD Management For For GILLA KAPLAN, PH.D. Management For For JAMES J. LOUGHLIN Management For For RICHARD C.E. MORGAN Management For For WALTER L. ROBB, PH.D. Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ CHINA LIFE INSURANCE COMPANY LIMITED LFC ANNUAL MEETING DATE: 06/12/2007 ISSUER: 16939P106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S8 TO GIVE A GENERAL MANDATE TO THE BOARD OF DIRECTORS Management For For OF THE COMPANY TO ISSUE NEW DOMESTIC SHARES AND NEW H SHARES OF NOT MORE THAN 20% OF EACH CLASS OF THE DOMESTIC SHARES AND H SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 125 of 141 O7 TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AND PRICEWATERHOUSECOOPERS, CERTIFIED PUBLIC ACCOUNTANTS, RESPECTIVELY AS THE PRC AUDITORS AND INTERNATIONAL AUDITORS OF THE COMPANY FOR THE YEAR 2007 AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE THEIR REMUNERATION. O6 TO APPROVE THE PURCHASE OF LIABILITY INSURANCE Management For For FOR THE COMPANY S DIRECTORS AND MANAGEMENT. O5 TO REVIEW AND APPROVE THE REMUNERATION OF THE Management For For DIRECTORS AND SUPERVISORS OF THE COMPANY. O4 TO REVIEW AND APPROVE THE PROFIT DISTRIBUTION Management For For AND CASH DIVIDEND DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2006. O3 TO REVIEW AND APPROVE THE AUDITED FINANCIAL STATEMENTS Management For For OF THE COMPANY AND THE AUDITORS REPORT. O2 TO REVIEW AND APPROVE THE REPORT OF THE SUPERVISORY Management For For COMMITTEE OF THE COMPANY FOR THE YEAR 2006. O1 TO REVIEW AND APPROVE THE REPORT OF THE BOARD Management For For OF DIRECTORS OF THE COMPANY FOR THE YEAR 2006.
------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007 ISSUER: 984332106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For 1B ELECTION OF DIRECTOR: JERRY YANG Management For For 1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For 1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For 1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For 1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For 1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For 1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For 1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For 02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against 1995 STOCK PLAN. 03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For 1996 EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For 06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For 07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For ON HUMAN RIGHTS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 126 of 141
------------------------------------------------------------------------------------------------------------------------------------ EBAY INC. EBAY ANNUAL MEETING DATE: 06/14/2007 ISSUER: 278642103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PHILIPPE BOURGUIGNON Management For For THOMAS J. TIERNEY Management For For MARGARET C. WHITMAN Management For For 02 APPROVAL OF AN AMENDMENT TO OUR 1999 GLOBAL EQUITY Management For For INCENTIVE PLAN TO FURTHER SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. 03 APPROVAL OF AN AMENDMENT TO OUR 1998 EMPLOYEE Management For For STOCK PURCHASE PLAN TO EXTEND THE TERM OF THE PURCHASE PLAN. 04 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ KEYENCE CORPORATION AGM MEETING DATE: 06/19/2007 ISSUER: J32491102 ISIN: JP3236200006 SEDOL: B02HPZ8, 5998735, 6490995 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ NTT DOCOMO, INC. DCM ANNUAL MEETING DATE: 06/19/2007 ISSUER: 62942M201 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 04 ELECTION OF FOUR (4) CORPORATE AUDITORS Management For *Management Position Unknown 03 ELECTION OF FOUR (4) DIRECTORS Management For *Management Position Unknown 02 REPURCHASE OF SHARES Management For *Management Position Unknown 01 APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ COCA COLA HELLENIC BOTTLING CO SA OGM MEETING DATE: 06/20/2007 ISSUER: X1435J105 ISIN: GRS104111000 BLOCKING SEDOL: 4420723, B0338M3, 0964850, 5890433 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. RECEIVE THE MANAGEMENT REPORT BY THE BOARD OF Management Action *Management Position Unknown DIRECTORS AND THE AUDIT CERTIFICATE BY THE COMPANY S CHARTERED AUDITOR ACCOUNTANT ON THE COMPANY S FINANCIALS STATEMENTS AND ACTIVITIES FOR THE FYE ON 31 DEC 2006 Take No 2. RECEIVE AND APPROVE THE COMPANY S ANNUAL FINANCIAL Management Action *Management Position Unknown STATEMENTS FOR THE FYE ON 31 DEC 2006 AND OF THE CONSOLIDATED FINANCIAL STATEMENTS Take No 3. APPROVE TO RELEASE THE MEMBERS OF THE BOARD OF Management Action *Management Position Unknown DIRECTORS AND THE AUDITORS OF THE COMPANY FROM ANY LIABILITY FOR THEIR ACTIVITY DURING THE FYE ON 31 DEC 2007 Take No 4. APPROVE THE SALARIES OF THE MEMBERS OF THE BOARD Management Action *Management Position Unknown OF DIRECTORS FOR THEIR PARTICIPATION IN THE MEETINGS OF THE BOARD OF DIRECTORS AND FOR THEIR SERVICES TO THE COMPANY FOR THE FY 2006 AND PRE APPROVAL OF THE SALARIES FOR THE FY 2007 Take No 5. ELECT THE STATUTORY AUDITORS FOR THE FY 2007 Management Action *Management Position Unknown AND APPROVE TO DETERMINE THEIR SALARIES Take No 6. APPROVE THE DISTRIBUTION OF PROFITS FOR THE FY Management Action *Management Position Unknown 2006 Take No 7. RATIFY THE APPOINTMENT OF THE NEW MEMBERS OF Management Action *Management Position Unknown THE BOARD OF DIRECTORS, SUBSTITUTING MEMBERS THAT HAVE RESIGNED Take No 8. AMEND THE COMPANY S STOCK OPTION PLAN SCHEMES Management Action *Management Position Unknown TOWARDS BOARD OF DIRECTORS MEMBERS AND COMPANY S EXECUTIVES, AS WELL AS ANY OTHER CONNECTED COMPANY S, ACCORDING TO ARTICLE 13 PARAGRAPH 9 OF THE LAW 2190/1920
------------------------------------------------------------------------------------------------------------------------------------ KDDI CORPORATION AGM MEETING DATE: 06/20/2007 ISSUER: J31843105 ISIN: JP3496400007 SEDOL: B06NQV5, 6248990, 5674444 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 128 of 141 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown 6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ HONDA MOTOR CO., LTD. HMC ANNUAL MEETING DATE: 06/22/2007 ISSUER: 438128308 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 06 PRESENTATION OF RETIREMENT ALLOWANCE TO RETIRING Management For For DIRECTORS AND CORPORATE AUDITOR FOR THEIR RESPECTIVE SERVICES 01 DISTRIBUTION OF DIVIDENDS Management For For 02 PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For For 03 DIRECTOR Management For TAKEO FUKUI Management For For SATOSHI AOKI Management For For MINORU HARADA Management For For ATSUYOSHI HYOGO Management For For SATOSHI TOSHIDA Management For For KOKI HIRASHIMA Management For For KOICHI KONDO Management For For MIKIO YOSHIMI Management For For TORU ONDA Management For For AKIRA TAKANO Management For For SHIGERU TAKAGI Management For For TETSUO IWAMURA Management For For TATSUHIRO OYAMA Management For For SATORU KISHI Management For For KENSAKU HOGEN Management For For HIROYUKI YOSHINO Management For For FUMIHIKO IKE Management For For TAKANOBU ITO Management For For MASAAKI KATO Management For For SHO MINEKAWA Management For For 4A ELECTION OF CORPORATE AUDITOR: KOUKEI HIGUCHI Management For For 4B ELECTION OF CORPORATE AUDITOR: YUJI MATSUDA Management For For 05 PAYMENT OF BONUS TO DIRECTORS AND CORPORATE AUDITORS Management For For FOR THE 83RD FISCAL YEAR
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------------------------------------------------------------------------------------------------------------------------------------ INFOSYS TECHNOLOGIES LIMITED INFY ANNUAL MEETING DATE: 06/22/2007 ISSUER: 456788108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET Management For *Management Position Unknown AS AT MARCH 31, 2007 AND THE PROFIT AND LOSS ACCOUNT FOR THE YEAR. 02 TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL Management For *Management Position Unknown YEAR ENDED MARCH 31, 2007. 03 TO APPOINT A DIRECTOR IN PLACE OF MR. DEEPAK Management For *Management Position Unknown M. SATWALEKAR, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 04 TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI Management For *Management Position Unknown G. SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 05 TO APPOINT A DIRECTOR IN PLACE OF MR. S. GOPALAKRISHNAN, Management For *Management Position Unknown WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 06 TO APPOINT A DIRECTOR IN PLACE OF MR. S.D. SHIBULAL, Management For *Management Position Unknown WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 07 TO APPOINT A DIRECTOR IN PLACE OF MR. T.V. MOHANDAS Management For *Management Position Unknown PAI, WHO RETIRES BY ROTATION AND, OFFERS HIMSELF FOR RE-ELECTION. 08 TO APPOINT AUDITORS TO HOLD OFFICE FROM THE CONCLUSION Management For *Management Position Unknown OF THE ANNUAL GENERAL MEETING HELD ON JUNE 22, 2007, AND TO FIX THEIR REMUNERATION. 09 TO APPOINT MR. N.R. NARAYANA MURTHY AS A DIRECTOR Management For *Management Position Unknown LIABLE TO RETIRE BY ROTATION. 10 TO APPROVE THE RE-APPOINTMENT OF MR. NANDAN M. Management For *Management Position Unknown NILEKANI AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 11 TO APPROVE THE APPOINTMENT OF MR. S. GOPALAKRISHNAN Management For *Management Position Unknown AS THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR. 12 TO APPROVE THE RE-APPOINTMENT OF MR. K. DINESH Management For *Management Position Unknown AS A WHOLE-TIME DIRECTOR FOR 5 YEARS EFFECTIVE 5/1/2007. 13 TO APPROVE THE RE-APPOINTMENT OF MR. S.D. SHIBULAL Management For *Management Position Unknown AS A WHOLE- TIME DIRECTOR FOR A PERIOD OF 5 YEARS EFFECTIVE 1/10/2007. 14 TO APPROVE PAYMENT OF AN ANNUAL REMUNERATION Management For *Management Position Unknown BY COMMISSION OF A SUM NOT EXCEEDING 1% PER ANNUM OF THE NET PROFITS.
------------------------------------------------------------------------------------------------------------------------------------ TOYOTA MOTOR CORPORATION TM ANNUAL MEETING DATE: 06/22/2007 ISSUER: 892331307 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DISTRIBUTION OF DIVIDENDS FROM SURPLUS Management For *Management Position Unknown 02 ELECTION OF 30 DIRECTORS Management For *Management Position Unknown 03 ELECTION OF 4 CORPORATE AUDITORS Management For *Management Position Unknown 04 ELECTION OF ACCOUNTING AUDITOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 130 of 141 05 ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION Management For *Management Position Unknown TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES, ETC. OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES 06 ACQUISITION OF OWN SHARES Management For *Management Position Unknown 07 AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE Management For *Management Position Unknown AUDITORS 08 PAYMENT OF EXECUTIVE BONUSES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ ANGLO AMERICAN PLC EGM MEETING DATE: 06/25/2007 ISSUER: G03764100 ISIN: GB0004901517 SEDOL: 7116784, 0490151, 5699663, 6367709, 2947473, 6152972, 6382058 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S.1 AMEND THE ARTICLE 113 AND ARTICLE 37 OF THE COMPANY Management For *Management Position Unknown S ARTICLES OF ASSOCIATION AS SPECIFIED S.2 APPROVE THE DEMERGER AS SPECIFIED AND SUBJECT Management For *Management Position Unknown TO AND CONDITIONAL UPON: I) THE PASSING OF RESOLUTIONS 1, 3, 4, 5 AS SPECIFIED AND II) THE DEMERGER AGREEMENT AS SPECIFIED NOT HAVING BEEN TERMINATED IN ACCORDANCE WITH ITS TERMS BEFORE THE DEMERGER DIVIDEND IS PAID: A) AUTHORIZE THE DIRECTOR OF THE COMPANY TO PAY A DIVIDEND IN SPECIE ON THE ORDINARY SHARES OF USD 0.50 EACH OF THE COMPANY THE ANGLO AMERICAN ORDINARY SHARES EQUAL IN AGGREGATE TO THE BOOK VALUE OF THE COMPANY S SHAREHOLDING IN ANGLO MONDI INVESTMENT LIMITED AS AT 02 JUL 2007 TO ORDINARY SHAREHOLDERS ON THE REGISTER OF MEMBERS OF THE COMPANY AS SPECIFIED ON 02 JUL 2007 OR SUCH OTHER TIME OR DATE AS THE DIRECTORS MAY DETERMINE THE ANGLO AMERICAN SHAREHOLDER SUCH DIVIDEND IN SPECIE TO BE SATISFIED BY THE TRANSFER OF THE COMPANY S SHAREHOLDING IN ANGLO MONDI INVESTMENTS LIMITED TO MONDI PLC ON TERMS THAT MONDI PLC SHALL ALLOT AND ISSUE MONDI PLC ORDINARY SHARES, CREDITED AS FULLY PAID, TO THE ANGLO AMERICAN ORDINARY SHARES THEN HELD BY SUCH SHAREHOLDER; THE DEMERGER AGREEMENT, THE INDEMNITY AGREEMENT AS SPECIFIED AND THE TAX AGREEMENT AS SPECIFIED AND AUTHORIZE THE DIRECTOR TO CARRY THE SAME INTO EFFECT AND TO MAKE SUCH NON-MATERIAL AMENDMENT TO THE DEMERGER AGREEMENT, THE INDEMNITY AGREEMENT AND THE TAX AGREEMENT OR ANY DOCUMENTS RELATING THERETO AS THEY OR ANY DULY AUTHORIZED COMMITTEE OF THEM AND AUTHORIZE THE DIRECTORS OF THE COMPANY OR ANY DULY AUTHORIZED COMMITTEE OF THE BOARD TO DO OR PROCURE TO BE DONE ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY OF ITS SUBSIDIARIES AS THEY MAY, IN THEIR ABSOLUTE DISCRETION, CONSIDER NECESSARY EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT TO THE DEMERGER S.3 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown PASSING OF RESOLUTIONS 1 AND 2 AS SPECIFIED; THE PAYMENT OF THE DEMERGER DIVIDEND BY THE COMPANY IN ACCORDANCE WITH THE TERMS AS SPECIFIED AND ADMISSION OF THE NEW ORDINARY SHARES TO THE OFFICIAL LIST OF THE FINANCIAL SERVICES AUTHORITY AND TO TRADING ON THE LONDON STOCK EXCHANGE PLC AND THE JSE LIMITED BECOMING EFFECTIVE: AUTHORIZE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 131 of 141 THE COMPANY ALL THE ORDINARY SHARES OF USD 0.50 EACH IN THE CAPITAL OF THE COMPANY AS SPECIFIED IN 02 JUL 2007 OR SUCH OTHER TIME AS THE DIRECTORS MAY DETERMINE, WHETHER ISSUED OR UNISSUED, SHALL BE SUB-DIVIDED INTO NEW ORDINARY SHARES OF 50/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY (THE INTERMEDIATE SHARES ); ALL INTERMEDIATE SHARES THAT ARE UNISSUED SHALL BE CONSOLIDATED INTO NEW ORDINARY SHARES OF 54 86/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY THE UNISSUED NEW ORDINARY SHARES ), PROVIDED THAT WHERE SUCH CONSOLIDATION WOULD OTHERWISE RESULT IN A FRACTION OF AN UNISSUED NEW ORDINARY SHARE, THAT NUMBER OF INTERMEDIATE SHARES WHICH WOULD OTHERWISE CONSTITUTE SUCH FRACTION SHALL BE CANCELLED PURSUANT TO SECTION 121(2)(E) OF THE COMPANIES ACT 1985 THE ACT; AND ALL INTERMEDIATE SHARES THAT ARE IN ISSUE SHALL BE CONSOLIDATED INTO NEW ORDINARY SHARES OF 54 86/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY (THE NEW ORDINARY SHARES ), PROVIDED THAT, WHERE SUCH CONSOLIDATION RESULTS IN ANY MEMBER BEING ENTITLED TO A FRACTION OF A NEW ORDINARY SHARE, SUCH FRACTION SHALL, SO FAR AS POSSIBLE, BE AGGREGATED WITH THE FRACTIONS OF A NEW ORDINARY SHARE TO WHICH OTHER MEMBERS OF THE COMPANY MAY BE ENTITLED AND AUTHORIZE THE DIRECTORS TO SELL (OR APPOINT ANY OTHER PERSON TO SELL) TO ANY PERSON, ON BEHALF OF THE RELEVANT MEMBERS, ALL THE NEW ORDINARY SHARES REPRESENTING SUCH FRACTIONS AT THE BEST PRICE REASONABLY OBTAINABLE TO ANY PERSON, AND TO DISTRIBUTE THE PROCEEDS OF SALE (NET OF EXPENSES) IN DUE PROPORTION AMONG THE RELEVANT MEMBERS ENTITLED THERETO (SAVE THAT ANY FRACTION OF A PENNY OR CENT (AS THE CASE MAY REQUIRE) WHICH WOULD OTHERWISE BE PAYABLE SHALL BE ROUNDED UP OR DOWN IN ACCORDANCE WITH THE USUAL PRACTICE OF THE REGISTRAR OF THE COMPANY) AND THAT ANY DIRECTOR (OR ANY PERSON APPOINTED BY THE DIRECTORS) TO EXECUTE AN INSTRUMENT OF TRANSFER IN RESPECT OF SUCH SHARES ON BEHALF OF THE RELEVANT MEMBERS AND TO DO ALL ACTS AND THINGS THE DIRECTORS CONSIDER NECESSARY OR EXPEDIENT TO EFFECT THE TRANSFER OF SUCH SHARES TO, OR IN ACCORDANCE WITH THE DIRECTIONS OF, ANY BUYER OF SUCH SHARES S.4 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown PASSING OF RESOLUTIONS 2 AND 5 AS SPECIFIED, SUCH RESOLUTION BECOMING UNCONDITIONAL AND THE PAYMENT OF THE DEMERGER DIVIDEND, THE SHARE CONSOLIDATION OF MONDI PLC BY SPECIAL RESOLUTION OF THE THEN SHAREHOLDERS OF MONDI PLC ON 28 MAY 2007, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSE OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR WITH ANY MODIFICATION, PURSUANT TO WHICH THE NOMINAL VALUE OF EACH ORDINARY SHARE OF GBP 2 EACH IN MONDI PLC IN ISSUE FOLLOWING PAYMENT OF THE DEMERGER DIVIDEND ( MONDI PLC ORDINARY SHARES ) IS TO BE REDUCED FROM GBP 2.00 TO GBP 0.05, AND THE PAID UP CAPITAL OF MONDI PLC CANCELLED TO THE EXTENT OF GBP 1.95 ON EACH OF THE MONDI PLC ORDINARY SHARES FOR THE PURPOSES OF ENABLING MONDI PLC TO TRANSFER THE ORDINARY HARES OF ZAR 0.20 EACH OF MONDI LIMITED ( MONDI LIMITED ORDINARY SHARES ) TO THE ANGLO AMERICAN SHAREHOLDERS ON THE BASIS OF 1 MONDI LIMITED ORDINARY SHARE FOR EVERY 10 MONDI PLC ORDINARY SHARES HELD (ON THE BASIS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 132 of 141 THAT, WHERE SUCH TRANSFER WOULD RESULT IN ANY MEMBER OF MONDI PLC BEING ENTITLED TO A FRACTION OF SUCH MONDI LIMITED ORDINARY HARE, SUCH FRACTION WILL, AS FAR AS POSSIBLE, BE AGGREGATED WITH FRACTIONS OF SUCH MONDI LIMITED ORDINARY SHARES TO WHICH OTHER MEMBERS OF MONDI PLC MAY BE ENTITLED AND SOLD IN THE RELEVANT OPEN MARKET AS SOON AS PRACTICABLE AT THE BEST PRICE REASONABLY OBTAINABLE ON THE BASIS AS SPECIFIED, TO PAY ANY SOUTH AFRICAN STAMP DUTY OR SOUTH AFRICAN UNCERTIFICATED SECURITIES TAX PAYABLE IN RESPECT OF SUCH TRANSFER AND PROVIDING MONDI PLC WITH APPROXIMATELY GBP 2.1 BILLION OF DISTRIBUTABLE RESERVES TO FACILITATE THE ESTABLISHMENT AND OPERATION OF THE DLC STRUCTURE AND TO ENABLE MONDI PLC TO PAY DIVIDENDS IN THE FUTURE S.5 APPROVE, SUBJECT TO AND CONDITIONAL UPON THE Management For *Management Position Unknown PASSING OF RESOLUTIONS 2 AND 4 AND IN THE CASE OF RESOLUTION 2, SUCH RESOLUTION BECOMING UNCONDITIONAL AND THE PAYMENT OF THE DEMERGER DIVIDEND, THE SHARE CONSOLIDATION OF MONDI PLC BY SPECIAL RESOLUTION OF THE THEN SHAREHOLDERS OF MONDI PLC ON 28 MAY 2007, A PRINT OF WHICH HAS BEEN PRODUCED TO THIS MEETING AND FOR THE PURPOSES OF IDENTIFICATION SIGNED BY THE CHAIRMAN THEREOF, IN ITS ORIGINAL FORM OR WITH ANY MODIFICATION, PURSUANT TO WHICH ALL OF THE MONDI PLC ORDINARY SHARES IMMEDIATELY AFTER GIVING EFFECT TO THE REDUCTION OF CAPITAL AS SPECIFIED ARE TO BE CONSOLIDATED INTO NEW ORDINARY SHARES OF GBP 0.20 EACH IN THE CAPITAL OF MONDI PLC AS SPECIFIED, AND EACH AUTHORIZED BUT UNISSUED ORDINARY SHARE OF GBP 2.00 EACH AND EACH SPECIAL CONVERTING SHARE OF GBP 2.00 EACH IN THE CAPITAL OF MONDI PLC IS TO BE SUBDIVIDED INTO 10 SHARES OF GBP 0.20 EACH OF THE RELEVANT CLASS S.6 AUTHORIZE THE COMPANY, SUBJECT TO AND CONDITIONAL Management For *Management Position Unknown UPON RESOLUTION 3, FOR THE PURPOSE OF SECTION 166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION 163(3) OF UP TO 134,544,000 NEW ORDINARY SHARES, AT A MINIMUM PRICE OF 54 86/91 US CENTS AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS AND THE AMOUNT STIPULATED BY ARTICLE 5(1) OF THE BUY-BACK AND STABILIZATION REGULATIONS 2003; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY HELD ON 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 133 of 141
------------------------------------------------------------------------------------------------------------------------------------ FANUC LTD. AGM MEETING DATE: 06/27/2007 ISSUER: J13440102 ISIN: JP3802400006 SEDOL: B16TB93, 6356934, B022218, 5477557 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 2.6 APPOINT A DIRECTOR Management For *Management Position Unknown 2.7 APPOINT A DIRECTOR Management For *Management Position Unknown 2.8 APPOINT A DIRECTOR Management For *Management Position Unknown 2.9 APPOINT A DIRECTOR Management For *Management Position Unknown 2.10 APPOINT A DIRECTOR Management For *Management Position Unknown 2.11 APPOINT A DIRECTOR Management For *Management Position Unknown 2.12 APPOINT A DIRECTOR Management For *Management Position Unknown 2.13 APPOINT A DIRECTOR Management For *Management Position Unknown 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown AUDITORS 5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------ NOMURA HOLDINGS, INC. NMR ANNUAL MEETING DATE: 06/27/2007 ISSUER: 65535H208 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 AMENDMENT TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 2A ELECTION OF DIRECTOR: JUNICHI UJIIE Management For *Management Position Unknown 2B ELECTION OF DIRECTOR: NOBUYUKI KOGA Management For *Management Position Unknown 2C ELECTION OF DIRECTOR: HIROSHI TODA Management For *Management Position Unknown 2D ELECTION OF DIRECTOR: KAZUTOSHI INANO Management For *Management Position Unknown 2E ELECTION OF DIRECTOR: YUKIO SUZUKI Management For *Management Position Unknown 2F ELECTION OF DIRECTOR: MASAHARU SHIBATA Management For *Management Position Unknown 2G ELECTION OF DIRECTOR: HIDEAKI KUBORI Management For *Management Position Unknown 2H ELECTION OF DIRECTOR: HARUO TSUJI Management For *Management Position Unknown 2I ELECTION OF DIRECTOR: FUMIHIDE NOMURA Management For *Management Position Unknown 2J ELECTION OF DIRECTOR: KOJI TAJIKA Management For *Management Position Unknown 2K ELECTION OF DIRECTOR: MASANORI ITATANI Management For *Management Position Unknown 03 ISSUE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS Management For *Management Position Unknown TO EXECUTIVES AND EMPLOYEES OF SUBSIDIARIES OF THE COMPANY
------------------------------------------------------------------------------------------------------------------------------------ NOMURA HOLDINGS,INC. AGM MEETING DATE: 06/27/2007 ISSUER: J59009159 ISIN: JP3762600009 SEDOL: B0CRGP5, 4601045, 6643108, B17H033, 4644879, 6650487, B02JR69 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 134 of 141 1. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 2.6 APPOINT A DIRECTOR Management For *Management Position Unknown 2.7 APPOINT A DIRECTOR Management For *Management Position Unknown 2.8 APPOINT A DIRECTOR Management For *Management Position Unknown 2.9 APPOINT A DIRECTOR Management For *Management Position Unknown 2.10 APPOINT A DIRECTOR Management For *Management Position Unknown 2.11 APPOINT A DIRECTOR Management For *Management Position Unknown 3. APPROVE ISSUANCE OF SHARE ACQUISITION RIGHTS Management For *Management Position Unknown AS STOCK OPTIONS TO SUBSIDIARY DIRECTORS AND EMPLOYEES
------------------------------------------------------------------------------------------------------------------------------------ SECOM CO.,LTD. AGM MEETING DATE: 06/27/2007 ISSUER: J69972107 ISIN: JP3421800008 SEDOL: B018RR8, 5798504, 6791591, B1CDZW0 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 2.6 APPOINT A DIRECTOR Management For *Management Position Unknown 2.7 APPOINT A DIRECTOR Management For *Management Position Unknown 2.8 APPOINT A DIRECTOR Management For *Management Position Unknown 2.9 APPOINT A DIRECTOR Management For *Management Position Unknown 2.10 APPOINT A DIRECTOR Management For *Management Position Unknown 2.11 APPOINT A DIRECTOR Management For *Management Position Unknown 2.12 APPOINT A DIRECTOR Management For *Management Position Unknown 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------ AJINOMOTO CO.,INC. AGM MEETING DATE: 06/28/2007 ISSUER: J00882126 ISIN: JP3119600009 SEDOL: 5573392, B03NQ52, 6010906 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 APPROVE PAYMENT OF BONUSES TO DIRECTORS AND CORPORATE Management For *Management Position Unknown AUDITORS 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 135 of 141 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 3.12 APPOINT A DIRECTOR Management For *Management Position Unknown 3.13 APPOINT A DIRECTOR Management For *Management Position Unknown 4 AMEND THE COMPENSATION TO BE RECEIVED BY DIRECTORS Management For *Management Position Unknown AND CORPORATE AUDITORS 5 APPROVE FINAL PAYMENT ASSOCIATED WITH ABOLITION Other For *Management Position Unknown OF RETIREMENT BENEFIT SYSTEMFOR DIRECTORS AND AUDITORS
------------------------------------------------------------------------------------------------------------------------------------ BANK TOKYO-MITSUBISHI LTD AGM MEETING DATE: 06/28/2007 ISSUER: J44497105 ISIN: JP3902900004 SEDOL: B02JD72, B0P9948, 3198902, 6335171 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND ARTICLES TO: INCREASE AUTHORIZED CAPITAL Management For *Management Position Unknown TO 129.9 MILLION SHARES 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 3.12 APPOINT A DIRECTOR Management For *Management Position Unknown 3.13 APPOINT A DIRECTOR Management For *Management Position Unknown 3.14 APPOINT A DIRECTOR Management For *Management Position Unknown 3.15 APPOINT A DIRECTOR Management For *Management Position Unknown 4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5 APPROVE FINAL PAYMENT ASSOCIATED WITH ABOLITION Other For *Management Position Unknown OF RETIREMENT BENEFIT SYSTEMFOR DIRECTORS AND AUDITORS 6 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown OFFICERS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 136 of 141
------------------------------------------------------------------------------------------------------------------------------------ FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA FCC, BARCELONA OGM MEETING DATE: 06/28/2007 ISSUER: E52236143 ISIN: ES0122060314 SEDOL: B0389P8, B0ZSJ01, 5787115, 5788152 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 29 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. 1. APPROVE, THE ANNUAL ACCOUNTS, BALANCE SHEET, Management For *Management Position Unknown PROFIT AND LOSS ACCOUNT AND NOTES TO THE ACCOUNTS, AND MANAGEMENT REPORT OF FOMENTO DE CONSTRUCCIONES Y CONTRATAS, SOCIEDAD ANONIMA, AND ITS CONSOLIDATED GROUP, AS WELL AS THE MANAGEMENT OF THE BOARD OF DIRECTORS; ALL OF THE FOREGOING WITH REFERENCE TO THE FY 2006 2. APPROVE, THE APPLICATION OF 2006 PROFITS Management For *Management Position Unknown 3.1 AMEND THE ARTICLES OF ASSOCIATION IN ORDER TO Management For *Management Position Unknown A; BRING THEM INTO LINE WITH THE DEVELOPMENTS OF THE BOARD REGULATIONS RELATED TO THE RECOMMENDATIONS OF THE UNIFIED CODE OF CORPORATE GOVERNANCE APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION, COMISION NACIONAL DEL MERCADO DEVALORES, CNMV, ON 22 MAY 2006 AND B; INTRODUCE SOME TECHNICAL IMPROVEMENTS IN ORDER TO CLARIFY AND COMPLETE SEVERAL SUBJECTS: ARTICLES 18, ABOUT ATTENDANCE RIGHTS, AND 23, ABOUT INFORMATION RIGHTS 3.2 AMEND ARTICLE 26, ABOUT THE BOARD OF DIRECTORS, Management For *Management Position Unknown ARTICLE 27, ABOUT COMPOSITIONOF THE BOARD, ARTICLE 28, ABOUT APPOINTMENT OF DIRECTORS AND SEPARATION OF DUTIES AND RESPONSIBILITIES, ARTICLE 29, ABOUT REQUIREMENTS AND PERIOD OF APPOINTMENT, ARTICLE 35, ABOUT THE EXECUTIVE COMMITTEE AND THE CHIEF EXECUTIVE OFFICER, ARTICLE 36, ABOUT THE EXECUTIVE COMMITTEE AND ARTICLE 37, ABOUT REMUNERATION 3.3 AMEND THE TITLE III, SECTION III, AND ARTICLE Management For *Management Position Unknown 38, ABOUT THE AUDIT AND CONTROLCOMMITTEE, AND ARTICLE 39, ABOUT COMPETENCIES 4.1 AMEND THE GENERAL MEETING REGULATIONS OF FOMENTO Management For *Management Position Unknown DE CONSTRUCCIONES Y CONTRATAS, SOCIEDAD ANONIMA, IN ORDER TO A; BRING THEM INTO LINE WITH THE RECOMMENDATIONS OF THE UNIFIED CODE OF CORPORATE GOVERNANCE APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION ON 22 MAY 2006, AND B; INTRODUCE SOME TECHNICAL IMPROVEMENTS IN ORDER TO CLARIFY AND COMPLETE SEVERAL SUBJECTS; ARTICLE 5, ABOUT GENERAL MEETING CONVENING NOTICES, ARTICLE 6, ABOUT INFORMATION AVAILABLE FROM THE DATE OF THE NOTICE, AND ARTICLE 8, ABOUT DELEGATION 4.2 AMEND ARTICLE 9, ABOUT ATTENDANCE RIGHTS AND Management For *Management Position Unknown DUTIES, AND ARTICLE 15, ABOUT VOTING OF PROPOSALS 5.1 APPROVE TO SET THE NUMBER OF DIRECTORS AT TWENTY Management For *Management Position Unknown ONE 5.2 RE-APPOINT THE B 1998, SOCIEDAD LIMITADA, AS Management For *Management Position Unknown THE DIRECTOR REPRESENTING SUBSTANTIAL SHAREHOLDERS, OR CONSEJERO DOMINICAL 5.3 RE-APPOINT MR. DON FRANCISCO MASSARDA CASANELLES Management For *Management Position Unknown AS AN INDEPENDENT DIRECTOR 5.4 APPOINT MR. DON CESAR ORTEGA GOMEZ AS AN INDEPENDENT Management For *Management Position Unknown DIRECTOR 5.5 APPOINT MR. DON LUIS MANUEL PORTILLO MUNOZ AS Management For *Management Position Unknown A DIRECTOR REPRESENTING SUBSTANTIAL SHAREHOLDERS, OR CONSEJERO DOMINICAL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 137 of 141 5.6 APPOINT MR. DON MARIANO MIGUEL VELASCO AS A DIRECTOR Management For *Management Position Unknown REPRESENTING SUBSTANTIALSHAREHOLDERS, OR CONSEJERO DOMINICAL 6. ACKNOWLEDGE THE GENERAL MEETING ABOUT THE MODIFICATIONS Management For *Management Position Unknown INTRODUCED IN THE BOARD REGULATIONS OF FOMENTO DE CONSTRUCCIONES Y CONTRATAS, SOCIEDAD ANONIMA, FROM THE PREVIOUS GENERAL MEETING, IN ORDER TO A; BRING THEM INTO LINE WITH THE RECOMMENDATIONS OF THE UNIFIED CODE OF CORPORATE GOVERNANCE APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION ON 22 MAY 2006, AND B; INTRODUCE SOME TECHNICAL IMPROVEMENTS IN ORDER TO CLARIFY AND COMPLETE SEVERAL SUBJECTS 7. AUTHORIZE THE BOARD OF DIRECTORS, INCLUDED THE Management For *Management Position Unknown POWERS TO DEPUTE THE AUTHORITYRECEIVED FROM THE GENERAL MEETING, TO PROCEED TO THE DERIVATIVE ACQUISITION OF OWN SHARES AND TO AUTHORIZE THE AFFILIATED COMPANIES TO ACQUIRE FOMENTO DE CONSTRUCCIONES SHARES, ALL UNDER THE LIMITS AND REQUIREMENTS OF SECTION 75 AND FOLLOWING OF THE SPANISH LIMITED COMPANIES ACT, LEY DE SOCIEDADES ANONIMAS, RENDERING VOID, FOR THE AMOUNT NOT USED, THE AUTHORITY GRANTED THERETO BY THE GENERAL MEETING HELD ON 29 JUN 2006 8. RE-APPOINT THE AUDITORS OF THE COMPANY AND ITS Management For *Management Position Unknown CONSOLIDATED GROUP 9. AUTHORIZE THE BOARD FOR THE DEVELOPMENT, EXECUTION, Management For *Management Position Unknown RECORDING, RECTIFICATION AND IMPLEMENTATION OF THE RESOLUTIONS ADOPTED 10. APPROVE, THE MINUTES OF THE PROCEEDINGS, BY ANY Management For *Management Position Unknown OF THE METHODS PROVIDED BY SECTION 113 OF THE SPANISH LIMITED COMPANIES CONSOLIDATION ACT; OTHERWISE, APPLY THE PROVISIONS OF SECTION 114 OF THE SAME ACT
------------------------------------------------------------------------------------------------------------------------------------ NIKON CORPORATION AGM MEETING DATE: 06/28/2007 ISSUER: 654111103 ISIN: JP3657400002 SEDOL: 5725632, B020SL4, B17CJ20, 6642321 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 2.6 APPOINT A DIRECTOR Management For *Management Position Unknown 2.7 APPOINT A DIRECTOR Management For *Management Position Unknown 2.8 APPOINT A DIRECTOR Management For *Management Position Unknown 2.9 APPOINT A DIRECTOR Management For *Management Position Unknown 2.10 APPOINT A DIRECTOR Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 138 of 141 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown RETIRING DIRECTORS 5. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown 6. APPROVE AMOUNT AND DETAILS OF STOCK ACQUISITION Other For *Management Position Unknown RIGHTS AS STOCK OPTIONS FOR DIRECTORS COMPENSATION
------------------------------------------------------------------------------------------------------------------------------------ NIPPON TELEVISION NETWORK CORPORATION AGM MEETING DATE: 06/28/2007 ISSUER: J56171101 ISIN: JP3732200005 SEDOL: 5899805, B02JNV6, 6644060 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown SYSTEM FOR ALL DIRECTORS ANDALL AUDITORS 3 ALLOW BOARD TO AUTHORIZE USE OF FREE SHARE PURCHASE Other For *Management Position Unknown WARRANTS FOR EXERCISINGTHE ANTI-TAKEOVER DEFENSE MEASURES 4.1 APPOINT A DIRECTOR Management For *Management Position Unknown 4.2 APPOINT A DIRECTOR Management For *Management Position Unknown 4.3 APPOINT A DIRECTOR Management For *Management Position Unknown 4.4 APPOINT A DIRECTOR Management For *Management Position Unknown 4.5 APPOINT A DIRECTOR Management For *Management Position Unknown 4.6 APPOINT A DIRECTOR Management For *Management Position Unknown 4.7 APPOINT A DIRECTOR Management For *Management Position Unknown 4.8 APPOINT A DIRECTOR Management For *Management Position Unknown 4.9 APPOINT A DIRECTOR Management For *Management Position Unknown 4.10 APPOINT A DIRECTOR Management For *Management Position Unknown 4.11 APPOINT A DIRECTOR Management For *Management Position Unknown 4.12 APPOINT A DIRECTOR Management For *Management Position Unknown 4.13 APPOINT A DIRECTOR Management For *Management Position Unknown 4.14 APPOINT A DIRECTOR Management For *Management Position Unknown 4.15 APPOINT A DIRECTOR Management For *Management Position Unknown 4.16 APPOINT A DIRECTOR Management For *Management Position Unknown 4.17 APPOINT A DIRECTOR Management For *Management Position Unknown 5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 6.1 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown 6.2 APPOINT A SUPPLEMENTARY AUDITOR Management For *Management Position Unknown 7 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS 8 APPROVE PAYMENT OF BONUSES TO DIRECTORS Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 139 of 141
------------------------------------------------------------------------------------------------------------------------------------ TAKEDA PHARMACEUTICAL COMPANY LIMITED AGM MEETING DATE: 06/28/2007 ISSUER: J8129E108 ISIN: JP3463000004 SEDOL: B03FZP1, 5296752, B17MW65, 6870445, B01DRX9 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROPRIATION OF SURPLUS Management For *Management Position Unknown 2. PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 3.1 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.2 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.3 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.4 ELECTION OF A DIRECTOR Management For *Management Position Unknown 4. ELECTION OF A CORPORATE AUDITOR Management For *Management Position Unknown 5. ELECTION OF AN INDEPENDENT AUDITOR Management For *Management Position Unknown 6. PAYMENT OF BONUS ALLOWANCES TO DIRECTORS AND Management For *Management Position Unknown CORPORATE AUDITORS 7. PAYMENT OF RETIREMENT ALLOWANCES TO A RETIRING Management For *Management Position Unknown DIRECTOR AND A RETIRING CORPORATE AUDITOR
------------------------------------------------------------------------------------------------------------------------------------ TESCO PLC AGM MEETING DATE: 06/29/2007 ISSUER: G87621101 ISIN: GB0008847096 SEDOL: 0884709, 5474860, B02S3J1, 5469491 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS Management For *Management Position Unknown AND THE AUDITORS FOR THE FYE 24 FEB 2007 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE FYE 24 FEB 2007 3. DECLARE A FINAL DIVIDEND OF 6.83 PENCE PER SHARE Management For *Management Position Unknown RECOMMENDED BY THE DIRECTORS 4. RE-ELECT MR. E. MERVYN DAVIES AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT DR. HARALD EINSMANN AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. KEN HYDON AS A DIRECTOR Management For *Management Position Unknown 7. RE-ELECT MR. DAVID POTTS AS A DIRECTOR Management For *Management Position Unknown 8. RE-ELECT MR. DAVID REID AS A DIRECTOR Management For *Management Position Unknown 9. ELECT MS. LUCY NEVILLE-ROLFE AS DIRECTOR Management For *Management Position Unknown 10. REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY UNTIL THECONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 11. APPROVE THE REMUNERATION OF PRICEWATERHOUSECOOPERS Management For *Management Position Unknown LLP BE DETERMINED BY THE DIRECTORS 12. AUTHORIZE THE DIRECTORS, IN ACCORDANCE WITH SECTION Management For *Management Position Unknown 80 OF THE COMPANIES ACT 1985 (THE ACT), TO ALLOT RELEVANT SECURITIES AS DEFINED IN SECTION 80(2) OF THE ACT OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 130.8 MILLION WHICH IS EQUAL TO APPROXIMATELY 33% OF THE CURRENT ISSUED SHARE CAPITAL OF THE COMPANY AUTHORITY EXPIRES THE EARLIER OF THE NEXT AGM OF THE COMPANY OR 29 JUN 2012; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 140 of 141 S.13 AUTHORIZE THE DIRECTORS PURSUANT TO SECTION 95 Management For *Management Position Unknown OF THE ACT TO ALLOT EQUITY SECURITIES, FOR CASH PURSUANT TO THE AUTHORITY GIVEN TO THE DIRECTORS, FOR THE PURPOSES OF SECTION 80 OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE; B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 19.8 MILLION; SUBSECTIONS 94(2) TO 94(7) OF THE ACT APPLY FOR THE INTERPRETATION OF THIS RESOLUTION AND THIS POWER APPLIES IN RELATION TO A SALE OF SHARES WHICH IS INCLUDED AS AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE ACT AS IF ALL REFERENCES IN THIS RESOLUTION TO ANY SUCH ALLOTMENT INCLUDED ANY SUCH SALE AND AS IF IN THE FIRST PARAGRAPH OF THE RESOLUTION THE WORDS PURSUANT TO THE AUTHORITY CONFERRED ON THE DIRECTORS FOR THE PURPOSES OF SECTION 80 OF THE ACT WERE OMITTED IN RELATION TO SUCH SALE; AUTHORITY EXPIRES AT THE EARLIER OF THE CONCLUSION OF THE COMPANY S NEXT AGM OR 15 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.14 AUTHORIZE THE COMPANY, TO MAKE MARKET PURCHASES Management For *Management Position Unknown SECTION 163(3) OF THE ACT OF MAXIMUM NUMBER OF ORDINARY SHARES UP TO 793.4 MILLION SHARES OF 5P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 5P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE PURCHASE DATE AND THE HIGHER OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE AGM OF THE COMPANY OR 18 MONTHS; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY 15. AUTHORIZE THE COMPANY: A) TO MAKE DONATIONS TO Management For *Management Position Unknown EUROPEAN UNION (EU) POLITICAL ORGANIZATIONS NOT EXCEEDING A TOTAL OF GBP 100,000; AND B) TO INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING A TOTAL OF GBP 100,000; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE COMPANY S NEXT AGM OR 15 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION PROVIDED THAT THE DONATIONS AND EXPENDITURE TOGETHER DURING THE PERIOD DO NOT EXCEED GBP 100,000 16. AUTHORIZE TESCO STORES LIMITED: A) TO MAKE DONATIONS Management For *Management Position Unknown TO EUROPEAN UNION (EU) POLITICAL ORGANIZATIONS NOT EXCEEDING A TOTAL OF GBP 100,000; AND B) TO INCUR EU POLITICAL EXPENDITURE NOT EXCEEDING A TOTAL OF GBP 100,000; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE COMPANY S NEXT AGM OR 15 MONTHS S.17 APPROVE THE REGULATION PRODUCED TO THE MEETING Management For *Management Position Unknown AND SIGNED, FOR THE PURPOSE OFIDENTIFICATION, BY THE CHAIRMAN OF MEETING; ADOPT THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SPECIFIED 18. APPROVE AND ADOPT THE RULES OF THE TESCO PLC Management For *Management Position Unknown GROUP NEW BUSINESS INCENTIVE PLAN 2007 AS SPECIFIED AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY THE GROUP NEW BUSINESS INCENTIVE PLAN INTO EFFECT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLOBAL GROWTH FD Page 141 of 141 19. APPROVE AND ADOPT THE RULES OF THE TESCO PLC Management For *Management Position Unknown US LONG- TERM INCENTIVE PLAN 2007 AS SPECIFIED AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY THE US LTIP INTO EFFECT 20. AMEND THE RULES OF THE TESCO PLC PERFORMANCE Management For *Management Position Unknown SHARE PLAN 2004 IN ORDER TO REMOVE THE REQUIREMENT FOR PARTICIPANTS TO RETAIN SHARES SUBJECT TO AN AWARD WHICH HAVE VESTED FOR A FURTHER 12 MONTHS AS SPECIFIED VESTING DATE 21. APPROVE AND ADOPT THE RULES OF THE EXECUTIVE Management For *Management Position Unknown INCENTIVE PLAN FOR US PARTICIPANTS AS SPECIFIED AND AUTHORIZES THE DIRECTORS OF THE COMPANY TO DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY THE EXECUTIVE INCENTIVE PLAN INTO EFFECT 22. APPROVE AND ADOPT THE RULES OF THE INTERNATIONAL Management For *Management Position Unknown BONUS PLAN FOR US PARTICIPANTS AS SPECIFIED AND AUTHORIZE THE DIRECTORS OF THE COMPANY TO DO ALL THINGS NECESSARY OR EXPEDIENT TO CARRY THE INTERNATIONAL BONUS PLAN INTO EFFECT 23. APPROVE THE CONSCIOUS THAT THE COMPANY S ANNUAL Management For *Management Position Unknown REVIEW FOR 2005 STATES THAT THE COMPANY OFFERS A MARKET-LEADING PACKAGE OF PAY AND BENEFITS AND THAT ITS CORE VALUES INCLUDE TREATING OUR PARTNERS AS WE LIKE TO BE TREATED AND SEEKING TO UPHOLD LABOUR STANDARDS IN THE SUPPLY CHAIN ; ACKNOWLEDGING THE REPORT PUBLISHED IN DEC 2006 BY THE DEVELOPMENT CHARITY WAR ON WANT AND ENTITLED FASHION VICTIMS: THE TRUE COST OF CHEAP CLOTHES AT PRIMARK, ASDA AND TESCO THAT THE COMPANY, AMOUNT OTHER UNITED KINGDOM CORPORATE RETAILER, SELLS CLOTHING CHEAPLY BECAUSE ITS WORKERS IN GARMENT FACTORIES IN THE DEVELOPING WORLD ARE PAID SUBSTANTIALLY LESS THAN A LIVING WAGE AND NEED TO WORK EXCEPTIONALLY LONG HOURS; AND REGRETTING THAT THE COMPANY S THIRD PARTY AUDITS HAVE FAILED TO REGISTER SUCH UNACCEPTABLE WORKING CONDITIONS WHICH CONTRAVENE THE COMPANY S VALUES: RESOLVES THAT THE COMPANY TAKES APPROPRIATE MEASURES, TO BE INDEPENDENTLY AUDITED, TO ENSURE THAT WORKERS UN THE SUPPLIER FACTORIES ARE GUARANTEED DECENT WORKING CONDITIONS, A LIVING WAGE, JOB SECURITY, FREEDOM OF ASSOCIATION AND OF COLLECTIVE BARGAINING INCLUDING, WHERE AVAILABLE, THE RIGHT TO JOIN A TRADE UNION OF THEIR CHOICE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 1 of 73
------------------------------------------------------------------------------------------------------------------------------------ BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) AGM MEETING DATE: 07/21/2006 ISSUER: G49374146 ISIN: IE0030606259 SEDOL: B18VMN8, 3070732, B01ZKW5, 3060625 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S.6 APPROVE, FOR THE PURPOSES OF SECTION 209 OF THE Management For *Management Position Unknown COMPANIES ACT, 1990 THE 1990 ACT, THE RE-ISSUE PRICE RANGE AT WHICH ANY UNITS OF TREASURY STOCK FOR THE TIME BEING HELD BY THE BANK IN ACCORDANCE WITH SECTION 209 OF THE 1990 ACT MAY BE RE-ISSUED OFF-MARKET SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 41 OF THE BYE-LAWS OF THE BANK; AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL GENERAL COURT OF THE BANK OR 20 JAN 2008 S.7 AUTHORIZE THE DIRECTORS TO ISSUE, ALLOT GRANT Management For *Management Position Unknown OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY STOCK OF THE BANK FOR CASH ON A NON-PRE-EMPTIVE BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL; I) BE LIMITED TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT OF EUR 31.1 MILLION, AND EXPIRES AT THE EARLIER OF 20 OCT 2007 AND THE DATE OF THE ANNUAL GENERAL COURT OF THE BANK IN 2007 S.8 AUTHORIZE THE DIRECTORS GENERALLY EMPOWERED TO Management For *Management Position Unknown ISSUE, ALLOT, GRANT OPTIONS OVER OR OTHERWISE DISPOSE OF ORDINARY STOCK OF THE BANK OTHERWISE THAN FOR CASH ON A NON-PREEMPTIVE BASIS INCLUDING THE ISSUE OF SECURITIES CONVERTIBLE INTO ORDINARY STOCK OR TO AGREE TO DO ANY OF THE FOREGOING ACT; PROVIDED THAT THE POWER CONFERRED BY THIS RESOLUTION SHALL BE LIMITED TO THE ISSUE, ALLOTMENT, GRANT OF OPTIONS OVER OR OTHER DISPOSAL OF ORDINARY STOCK OF A NOMINAL AMOUNT, AT THE DATE OF PASSING OF THE RESOLUTION, OF THE LESSER OF 15% OF THE ISSUED ORDINARY STOCK OR THE AUTHORIZED BUT UNISSUED ORDINARY STOCK IN THE CAPITAL OF THE BANK AND EXPIRES AT THE EARLIER OF 20 OCT 2007 OR ON THE DATE OF THE ANNUAL GENERAL COURT OF THE BANK IN 2007; PROVIDED FURTHER THAT ANY ORDINARY STOCK WHICH MAY BE ISSUED PURSUANT TO ANY EMPLOYEE STOCK ISSUE OR STOCK OPTION SCHEME APPROVED BY A GENERAL COURT SHALL BE DISREGARDED FOR THE PURPOSE OF BOTH THE MAXIMUM LIMIT AND THE EXPIRY DATE SET OUT ABOVE S.9 AUTHORIZE THE DIRECTORS, PURSUANT TO BYE-LAW Management For *Management Position Unknown 119 OF THE BYE-LAWS OF THE BANK, TO EXERCISE THE POWERS CONTAINED IN THE SAID BYE-LAW SO THAT THE DIRECTORS MAY OFFER TO THE HOLDERS OF ORDINARY STOCK IN THE CAPITAL OF THE BANK THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL ORDINARY STOCK, CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID DURING THE PERIOD COMMENCING AT THE CONCLUSION OF THE ANNUAL GENERAL COURT ON 21 JUL 2006 AND EXPIRING ON THE COMMENCEMENT OF THE ANNUAL GENERAL COURT TO BE HELD IN 2011, OR SUCH PART OF SUCH DIVIDEND OR DIVIDENDS AS THE DIRECTORS MAY DETERMINE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 2 of 73 S.10 APPROVE THE REMUNERATION OF THE NON-EXECUTIVE Management For *Management Position Unknown DIRECTORS FOR THE PURPOSES OF BYE-LAW 73 IS EUR 1,000,000 AND THAT THE DIRECTORS SHALL DETERMINE HOW SUCH REMUNERATION SHALL BE DIVIDED AMONG THEM S.11 APPROVE THAT THE BANK OF IRELAND GROUP STAFF Management For *Management Position Unknown STOCK ISSUE - 2006 SCHEME THE SCHEME SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX 1 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED 22 JUN 2006, AND PRODUCED TO THE ANNUAL GENERAL COURT AND SIGNED BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION PURPOSES AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND CARRY THE SAME INTO EFFECT INCLUDING THE MAKING OF ANY AMENDMENTS THERETO NECESSARY TO OBTAIN AND MAINTAIN APPROVAL OF THE REVENUE COMMISSIONERS PURSUANT TO THE PROVISIONS OF THE TAXES CONSOLIDATION ACT, 1997, AS AMENDED FROM TIME TO TIME S.12 APPROVE THAT THE ESTABLISHMENT OF THE BANK OF Management For *Management Position Unknown IRELAND GROUP RESTRICTED STOCK PLAN - 2006 THE RSP, AND THE ESTABLISHMENT OF A NEW BANK OF IRELAND US EMPLOYEE TRUST THE US EMPLOYEE TRUST SUBSTANTIALLY IN THE FORM DESCRIBED IN APPENDIX 2 TO THE GOVERNOR S LETTER TO STOCKHOLDERS DATED 22 JUN 2006 AND PRODUCED AT THE ANNUAL GENERAL COURT AND SIGNED BY THE CHAIRMAN OF THE COURT FOR IDENTIFICATION PURPOSES; AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH ACTS AND THINGS NECESSARY TO ESTABLISH AND CARRY THE SAME INTO EFFECT 1. APPROVE THE REPORT OF THE DIRECTORS AND THE ACCOUNTS Management For *Management Position Unknown FOR THE YEAR ENDED 31 MAR 2006 2. DECLARE A DIVIDEND Management For *Management Position Unknown 3.a RE-ELECT MR. DAVID DILGER AS A DIRECTOR Management For *Management Position Unknown 3.b RE-ELECT MR. GEORGE MAGAN AS A DIRECTOR MEMBER Management For *Management Position Unknown OF GROUP REMUNERATION COMMITTEE 3.c RE-ELECT MRS. CAROLINE MARLAND AS A DIRECTOR Management For *Management Position Unknown 3.d RE-ELECT MR. THOMAS MORAN AS A DIRECTOR Management For *Management Position Unknown 3.e RE-ELECT MR. DECLAN MCCOUNT AS A DIRECTOR MEMBER Management For *Management Position Unknown OF GROUP REMUNERATION COMMITTEE 4. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS S.5 AUTHORIZE THE BANK AND/OR ANY SUBSIDIARY AS Management For *Management Position Unknown SUCH EXPRESSION DEFINED BY SECTION 155 OF THE COMPANIES ACT, 1963 OF THE BANK GENERALLY TO MAKE MARKET PURCHASES AS DEFINED IN SECTION 212 OF THE COMPANIES ACT, 1990 THE ACT OF UNITS OF ORDINARY STOCK OF THE BANK HAVING A NOMINAL VALUE OF EUR 0.64 EACH ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS OR, AS THE DIRECTORS OF SUCH SUBSIDIARY, MAY FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND TO THE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 3 of 73 FOLLOWING RESTRICTIONS AND PROVISIONS:; THE MAXIMUM NUMBER OF UNITS OF ORDINARY STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT, NOT EXCEED 96,328,779 UNITS; THE MINIMUM AND MAXIMUM PRICE WHICH MAY BE PAID FOR ANY SUCH UNITS OF ORDINARY STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; AND UNITS OF NON-CUMULATIVE PREFERENCE STOCK OF THE EUR 1 EACH OF THE BANK THE STERLING PREFERENCE STOCK AND UNITS OF UNITS OF NON-CUMULATIVE CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS OR, AS THE CASE MAY BE, THE DIRECTORS OR, AS THE CASE MAY BE, THE DIRECTORS OF SUCH SUBSIDIARY, MAY FROM TIME TO TIME DETERMINE BUT SUBJECT, HOWEVER, TO THE PROVISIONS OF THE 1990 ACT AND TO THE FOLLOWING RESTRICTIONS AND PROVISIONS: THE MAXIMUM NUMBER OF UNITS OF STERLING PREFERENCE STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT NOT EXCEED 1,876,090 UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OF STERLING PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; THE MAXIMUM NUMBER OF UNITS EURO PREFERENCE STOCK AUTHORIZED TO BE ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL, SUBJECT TO THE PROVISIONS HEREINAFTER SET OUT, NOT EXCEED 3,026,598 UNITS; THE MINIMUM AND MAXIMUM PRICES WHICH MAY BE PAID FOR ANY SUCH UNITS OR EURO PREFERENCE STOCK SHALL BE DETERMINED IN ACCORDANCE WITH BYE-LAW 40 OF THE BYE-LAWS OF THE BANK; PROVIDED THAT THE NOMINAL VALUE OF THE UNITS OF ORDINARY STOCK, STERLING PREFERENCE STOCK AND EURO PREFERENCE STOCK ACQUIRED PURSUANT TO THE TERMS OF THIS RESOLUTION SHALL NOT EXCEED 10% OF THE NOMINAL VALUE OF THE ISSUED CAPITAL STOCK OF THE BANK AT ANY TIME; AUTHORITY EXPIRES AT THE EARLIER OF CONCLUSION OF THE ANNUAL GENERAL COURT OF THE BANK OR 20 JAN 2008
------------------------------------------------------------------------------------------------------------------------------------ PRECISION CASTPARTS CORP. PCP ANNUAL MEETING DATE: 08/16/2006 ISSUER: 740189105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MARK DONEGAN Management For For VERNON E. OECHSLE Management For For 03 REAPPROVING THE 2001 STOCK INCENTIVE PLAN Management For For 02 AMENDING THE RESTATED ARTICLES OF INCORPORATION Management For For TO INCREASE AUTHORIZED COMMON STOCK TO 450,000,000 SHARES
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------------------------------------------------------------------------------------------------------------------------------------ TELEPHONE AND DATA SYSTEMS, INC. TDS ANNUAL MEETING DATE: 09/12/2006 ISSUER: 879433100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C.D. O'LEARY Management For For M.H. SARANOW Management For For M.L. SOLOMON Management For For H.S. WANDER Management For For 02 RATIFY ACCOUNTANTS FOR 2006 Management For For
Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For C.D. O'LEARY Management For For M.H. SARANOW Management For For M.L. SOLOMON Management For For H.S. WANDER Management For For
------------------------------------------------------------------------------------------------------------------------------------ CIE FINANCIERE RICHEMONT SA, GENEVE AGM MEETING DATE: 09/14/2006 ISSUER: H25662141 ISIN: CH0012731458 BLOCKING SEDOL: B0LBVC0, B02V8V7, B0ZC1S5, 7151116 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. RECEIVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown REPORTS Take No 2. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Management Action *Management Position Unknown OF EUR 0.05 PER A BEARER SHARE AND EUR 0.005 PER B REGISTERED SHARE Take No 3. GRANT DISCHARGE TO THE BOARD AND SENIOR MANAGEMENT Management Action *Management Position Unknown Take No 4. APPROVE TO CHANGE THE LOCATION OF REGISTERED Management Action *Management Position Unknown OFFICE/HEADQUARTERS TO GENEVA Take No 5.1 RE-ELECT MR. JOHANN RUPERT AS A DIRECTOR Management Action *Management Position Unknown Take No 5.2 RE-ELECT MR. JEAN AESCHIMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 5.3 RE-ELECT DR. FRANCO COLOGNI AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 5 of 73 Take No 5.4 RE-ELECT MR. LORD DOURO AS A DIRECTOR Management Action *Management Position Unknown Take No 5.5 RE-ELECT MR. YVES ISTEL AS A DIRECTOR Management Action *Management Position Unknown Take No 5.6 RE-ELECT MR. RICHARD LEPEU AS A DIRECTOR Management Action *Management Position Unknown Take No 5.7 RE-ELECT MR. SIMON MURRAY AS A DIRECTOR Management Action *Management Position Unknown Take No 5.8 RE-ELECT MR. ALAIN DOMINIQUE PERRIN AS A DIRECTOR Management Action *Management Position Unknown Take No 5.9 RE-ELECT MR. NORBERT PLATT AS A DIRECTOR Management Action *Management Position Unknown Take No 5.10 RE-ELECT MR. ALAN QUASHA AS A DIRECTOR Management Action *Management Position Unknown Take No 5.11 RE-ELECT MR. LORD RENWICK OF CLIFTON AS A DIRECTOR Management Action *Management Position Unknown Take No 5.12 RE-ELECT PROF. JUERGEN SCHREMPP AS A DIRECTOR Management Action *Management Position Unknown Take No 5.13 RE-ELECT MS. MARTHA WIKSTROM AS A DIRECTOR Management Action *Management Position Unknown Take No 5.14 ELECT MR. RUGGERO MAGNONI AS A DIRECTOR Management Action *Management Position Unknown Take No 5.15 ELECT MR. JAN RUPERT AS A DIRECTOR Management Action *Management Position Unknown Take No 6. APPOINT PRICEWATERHOUSECOOPERS AS THE AUDITORS Management Action *Management Position Unknown * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN MEETING TIME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 09/14/2006 ISSUER: 911684108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For H.J. HARCZAK, JR. Management For For 02 RATIFY ACCOUNTANTS FOR 2006. Management For For
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------------------------------------------------------------------------------------------------------------------------------------ NIWS CO HQ LTD, TOKYO AGM MEETING DATE: 09/21/2006 ISSUER: J58784109 ISIN: JP3654200009 SEDOL: 6513784 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown SYSTEM FOR OUTSIDE AUDITORS,ALLOW USE OF ELECTRONIC SYSTEMS FOR PUBLIC NOTIFICATIONS, APPROVE MINOR REVISIONS RELATED TO THE NEW COMMERCIAL CODE, EXPAND BUSINESS LINES, APPOINT AN INDEPENDENT AUDITOR 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown OFFICERS
------------------------------------------------------------------------------------------------------------------------------------ GENERAL MILLS, INC. GIS ANNUAL MEETING DATE: 09/25/2006 ISSUER: 370334104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PAUL DANOS Management For For WILLIAM T. ESREY Management For For RAYMOND V. GILMARTIN Management For For JUDITH RICHARDS HOPE Management For For HEIDI G. MILLER Management For For H. OCHOA-BRILLEMBOURG Management For For STEVE ODLAND Management For For KENDALL J. POWELL Management For For MICHAEL D. ROSE Management For For ROBERT L. RYAN Management For For STEPHEN W. SANGER Management For For A. MICHAEL SPENCE Management For For DOROTHY A. TERRELL Management For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL Management For For MILLS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 ADOPT THE 2006 COMPENSATION PLAN FOR NON-EMPLOYEE Management Against Against DIRECTORS. 04 STOCKHOLDER PROPOSAL ON LABELING OF GENETICALLY Shareholder Against For ENGINEERED FOOD PRODUCTS.
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------------------------------------------------------------------------------------------------------------------------------------ THE PROCTER & GAMBLE COMPANY PG ANNUAL MEETING DATE: 10/10/2006 ISSUER: 742718109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 APPROVE AMENDMENT TO THE CODE OF REGULATIONS Management For For TO DECREASE THE AUTHORIZED NUMBER OF DIRECTORS ON THE BOARD 04 REAPPROVE AND AMEND THE MATERIAL TERMS OF THE Management For For PERFORMANCE CRITERIA UNDER THE PROCTER & GAMBLE 2001 STOCK AND INCENTIVE COMPENSATION PLAN 05 SHAREHOLDER PROPOSAL - AWARD NO FUTURE STOCK Shareholder Against For OPTIONS 01 DIRECTOR Management For NORMAN R. AUGUSTINE Management For For A.G. LAFLEY Management For For JOHNATHAN A. RODGERS Management For For JOHN F. SMITH, JR. Management For For MARGARET C. WHITMAN Management For For 03 RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM
------------------------------------------------------------------------------------------------------------------------------------ COCHLEAR LIMITED AGM MEETING DATE: 10/24/2006 ISSUER: Q25953102 ISIN: AU000000COH5 SEDOL: B02NSS0, 6211798, 4020554 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE COMPANY S FINANCIAL REPORT, Management For *Management Position Unknown DIRECTORS REPORT AND THE AUDITOR S REPORT IN RESPECT OF THE YE 30 JUN 2006 3.1 RE-ELECT MR. RICK HOLLIDAY-SMITH AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY S CONSTITUTION 3.2 RE-ELECT MR. PAUL RONALD BELL AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY, WHO RETIRES BY ROTATION IN ACCORDANCE WITH THE COMPANY S CONSTITUTION 4. APPROVE THE GRANT TO DR. CHRISTOPHER GRAHAM ROBERTS, Management For *Management Position Unknown THE CHIEF EXECUTIVE OFFICER/PRESIDENT OF THE COMPANY OF OPTIONS CALCULATED IN ACCORDANCE WITH THE FORMULA AND ON THE TERMS AS SPECIFIED; AND THE ISSUE TO DR. ROBERTS OF ANY SHARES UPON THE EXERCISE OF ANY OPTIONS 5. APPROVE THE GRANT TO DR. JOHN LOUIS PARKER, AN Management For *Management Position Unknown EXECUTIVE DIRECTOR OF THE COMPANY OF OPTIONS CALCULATED IN ACCORDANCE WITH THE FORMULA AND ON THE TERMS AS SPECIFIED; AND THE ISSUE TO DR. PARKER OF ANY SHARES UPON THE EXERCISE OF ANY OPTIONS S.6 ADOPT THE PROPOSED VERSION OF ARTICLE 7.7 AND Management For *Management Position Unknown SCHEDULE 1 OF THE COMPANY S CONSTITUTION TABLED AT THE MEETING REGARDING PROPORTIONAL TAKEOVERS FOR A PERIOD OF 3 YEARS 2. ADOPT THE REMUNERATION REPORT Management For *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ PUBLISHING AND BROADCASTING LIMITED PBL AGM MEETING DATE: 10/26/2006 ISSUER: Q7788C108 ISIN: AU000000PBL6 SEDOL: B02PBH6, 6637082, 5636820 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE CONSOLIDATED FINANCIAL Non-Voting *Management Position Unknown STATEMENTS OF THE COMPANY AND ITS CONTROLLED ENTITIES, AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE FYE 30 JUN 2006 2.A ELECT MR. CHRISTOPHER CORRIGAN AS A DIRECTOR, Management For *Management Position Unknown WHO RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 4. ADOPT THE REMUNERATION REPORT FOR THE YE 30 JUN Management For *Management Position Unknown 2006 5. APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.11, THE ISSUE OF 5,400,000 FULLY PAID ORDINARY SHARES IN THE CAPITAL OF PBL TO ANCARAC PTY LIMITED ABN 80 055 253 891, A COMPANY CONTROLLED BY MR. JAMES PACKER, A DIRECTOR OF PBL, ON THE TERMS SET OUT AS SPECIFIED 2.B ELECT MR. GEOFFREY DIXON AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.C ELECT MR. MICHAEL JOHNSTON AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.D ELECT MR. DAVID LOWY AS A DIRECTOR, WHO RETIRES Management For *Management Position Unknown IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.E ELECT MR. CHRISTOPHER MACKAY AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES IN ACCORDANCE WITH THE CLAUSE 6.1(E) OF THE COMPANY S CONSTITUTION 2.F RE-ELECT MR. ROWEN CRAIGIE AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE 6.1(F) OF THE COMPANY S CONSTITUTION 2.G RE=ELECT MR. RICHARD TURNER AS A DIRECTOR, WHO Management For *Management Position Unknown RETIRES BY ROTATION IN ACCORDANCE WITH THE CLAUSE 6.1(F) OF THE COMPANY S CONSTITUTION 3.A APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 300,000 ORDINARY SHARES IN THE COMPANY BY MR. CHRISTOPHER ANDERSON UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN 3.B APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 1,300,000 ORDINARY SHARES IN THE COMPANY BY MR. JOHN ALEXANDER UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN 3.C APPROVE, FOR THE PURPOSE OF ASX LISTING RULE Management For *Management Position Unknown 10.14, TO THE ACQUISITION OF 850,000 ORDINARY SHARES IN THE COMPANY BY MR. ROWEN CRAIGIE UNDER AND IN ACCORDANCE WITH THE PBL EXECUTIVE SHARE PLAN
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------------------------------------------------------------------------------------------------------------------------------------ MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA, MILANO OGM MEETING DATE: 10/28/2006 ISSUER: T10584117 ISIN: IT0000062957 BLOCKING SEDOL: B10QPY3, 4578268, 4574813 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE AND DETAILED AGENDA. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 OCT 2006 AT 11:00 A.M. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU Take No 1. APPROVE THE FINANCIAL STATEMENT AT 30 JUN 2006, Management Action *Management Position Unknown THE BOARD OF DIRECTORS AND THE AUDITORS REPORT; ANY ADJOURNMENT THEREOF Take No 2. APPOINT THE DIRECTORS Management Action *Management Position Unknown Take No 3. APPOINT INTERNAL STATUTORY AUDITORS AND THEIR Management Action *Management Position Unknown CHAIRMAN AND THE REMUNERATION OF AUDITORS Take No 4. APPOINT THE INDEPENDENT AUDITORS AND EXTEND THE Management Action *Management Position Unknown MANDATE OF THE EXTERNAL AUDITORS RECONTA ERNST YOUNG SPA FOR THE THREE-YEAR TERM JUN 2007 TO JUN 2009
------------------------------------------------------------------------------------------------------------------------------------ LINEAR TECHNOLOGY CORPORATION LLTC ANNUAL MEETING DATE: 11/01/2006 ISSUER: 535678106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2007. 01 DIRECTOR Management For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 10 of 73 ROBERT H. SWANSON, JR. Management For For DAVID S. LEE Management For For LOTHAR MAIER Management For For RICHARD M. MOLEY Management For For THOMAS S. VOLPE Management For For
------------------------------------------------------------------------------------------------------------------------------------ GOLD FIELDS LIMITED GFI ANNUAL MEETING DATE: 11/10/2006 ISSUER: 38059T106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ S01 ACQUISITION OF COMPANY S OWN SHARES Management For For O13 INCREASE OF DIRECTORS FEES Management For For O12 AWARD OF RIGHTS TO NON-EXECUTIVE DIRECTORS UNDER Management For For THE GOLD FIELDS LIMITED 2005 NON-EXECUTIVE SHARE PLAN O11 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For SHARES FOR THE PURPOSE OF THE GF MANAGEMENT INCENTIVE SCHEME. O10 REVOCATION OF ERRONEOUS AND PLACEMENT OF UNISSUED Management For For SHARES FOR THE PURPOSE OF THE GOLD FIELDS LIMITED 2005 SHARE PLAN. O9 ISSUING EQUITY SECURITIES FOR CASH Management For For O8 PLACEMENT OF SHARES UNDER THE CONTROL OF THE DIRECTORS Management For For O7 RE-ELECTION OF MR R L PENNANT-REA AS A DIRECTOR Management For For O6 RE-ELECTION OF MR N J HOLLAND AS A DIRECTOR Management For For O5 RE-ELECTION OF PROFESSOR G J GERWEL AS A DIRECTOR Management For For O4 RE-ELECTION OF MR I D COCKERILL AS A DIRECTOR Management For For O3 RE-ELECTION OF MR D M J NCUBE AS A DIRECTOR Management For For O2 RE-ELECTION OF MR J G HOPWOOD AS A DIRECTOR Management For For O1 ADOPTION OF FINANCIAL STATEMENTS Management For For
------------------------------------------------------------------------------------------------------------------------------------ HARMONY GOLD MINING CO LTD AGM MEETING DATE: 11/10/2006 ISSUER: S34320101 ISIN: ZAE000015228 SEDOL: B01DJL1, 6410562, B0CRH18, 0410568, 7413021, 4410564 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown 1. RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS Management For *Management Position Unknown OF THE COMPANY FOR THE YE 30 JUN 2006, INCLUDING THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2. RE-ELECT MS. F.T. DE BUCK AS A DIRECTOR, IN TERMS Management For *Management Position Unknown OF THE COMPANY S ARTICLES OF ASSOCIATION 3. RE-ELECT DR. D.S. LUSHABA AS A DIRECTOR, IN TERMS Management For *Management Position Unknown OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, WHO RETIRES BY ROTATION 4. RE-ELECT MR. M. MOTLOBA AS A DIRECTOR, IN TERMS Management For *Management Position Unknown OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, WHO RETIRES BY ROTATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 11 of 73 5. APPROVE TO INCREASES AND FIX THE REMUNERATION Management For *Management Position Unknown OF THE NON-EXECUTIVE DIRECTORS AS SPECIFIED 6.S.1 APPROVE, IN TERMS OF SECTION 85(2) OF THE COMPANIES Management For *Management Position Unknown ACT 1973 ACT 61 IF 1973, AS AMENDED COMPANIES ACT, ACQUIRE, FROM TIME TO TIME, SUCH NUMBER OF ITS SECURITIES AT SUCH PRICE OR PRICES AND ON SUCH OTHER TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE, BUT SUBJECT TO THE REQUIREMENTS FROM TIME TO TIME OF ANY STOCK EXCHANGE UPON WHICH THE COMPANY S SECURITIES MAY BE QUOTED OR LISTED AND TO THE FOLLOWING REQUIREMENTS OF THE JSE LIMITED JSE : THE REPURCHASE OF SECURITIES SHALL BE EFFECTED THROUGH THE ORDER BOOK OPERATED BY THE JSE TRADING SYSTEM AND DONE WITHOUT ANY PRIOR UNDERSTANDING OR ARRANGEMENT BETWEEN THE COMPANY AND THE COUNTER PARTY; THE REPURCHASE OF SECURITIES MUST BE AUTHORIZED BY THE COMPANY S ARTICLES OF ASSOCIATION; AUTHORITY EXPIRES AT THE EARLIER OF THE NEXT AGM OF THE COMPANY OR 15 MONTHS ; REPURCHASES MAY NOT BE MADE AT A PRICE MORE THAN 10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE TRANSACTION IS EFFECTED; AT ANY POINT IN TIME, THE COMPANY MAY ONLY APPOINT ONE AGENT TO EFFECT ANY REPURCHASE(S) ON THE COMPANY S BEHALF; THE COMPANY MAY ONLY UNDERTAKE A REPURCHASE OF THE SECURITIES IF, AFTER SUCH REPURCHASE, IT STILL COMPLIES WITH THE LISTINGS REQUIREMENTS OF THE JSE CONCERNING SHAREHOLDER SPREAD REQUIREMENTS; AND THE COMPANY OR ITS SUBSIDIARIES MAY NOT REPURCHASE THE COMPANY S SHARES DURING A PROHIBITED PERIOD, AS DEFINED IN THE LISTINGS REQUIREMENTS OF THE JSE; THE COMPANY WILL ONLY TRANSACT IN DERIVATIVE TRANSACTIONS RELATING TO THE REPURCHASE OF SECURITIES IF, WITH REGARD TO THE PRICE OF THE DERIVATIVE: I) THE STRIKE PRICE OF ANY PUT OPTION WRITTEN BY THE COMPANY LESS THE VALUE OF THE PREMIUM RECEIVED BY THE COMPANY FOR THAT PUT OPTION MAY NOT BE GREATER THAN THE FAIR VALUE OF A FORWARD AGREEMENT BASED ON A SPOT PRICE NOT GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE TRANSACTION IS EFFECTED; II) THE STRIKE PRICE OF ANY CALL OPTION MAY BE GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE TRANSACTION IS EFFECTED AT THE TIME OF ENTERING INTO THE DERIVATIVE AGREEMENT, BUT THE COMPANY MAY NOT EXERCISE THE CALL OPTION IF IT IS MORE THAN 10% OUT THE MONEY ; AND III) THE STRIKE PRICE OF THE FORWARD AGREEMENT MAY BE GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE TRANSACTION IS EFFECTED BUT LIMITED TO THE FAIR VALUE OF A FORWARD AGREEMENT CALCULATED FROM A SPOT PRICE NOT GREATER THAN 10% ABOVE THE WEIGHTED AVERAGE OF THE MARKET VALUE FOR THE SECURITIES FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH THE TRANSACTION IS EFFECTED
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 12 of 73 7.O.1 APPROVE THE DEED EMBODYING THE HARMONY 2006 SHARE Management For *Management Position Unknown PLAN AS SPECIFIED 8.O.2 AUTHORIZE THE DIRECTORS OF THE COMPANY, SUBJECT Management For *Management Position Unknown TO THE PROVISIONS OF THE COMPANIES ACT AND THE LISTINGS REQUIREMENTS OF THE JSE, TO ALLOT AND ISSUE, AFTER PROVIDING FOR THE REQUIREMENTS OF THE HARMONY 1994 SHARE OPTION SCHEME, THE HARMONY 2001 SHARE OPTION SCHEME, THE HARMONY 2003 SHARE OPTION SCHEME AND THE HARMONY 2006 SHARE PLAN, 10% OF THE REMAINING UNISSUED SECURITIES IN THE CAPITAL OF THE COMPANY, BEING 80,285,115 ORDINARY SHARES OF 50 CENTS EACH AS AT 13 SEP 2006, AT SUCH TIME OR TIMES TO SUCH PERSON OR PERSONS; OR BODIES CORPORATE UPON SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME AT THEIR SOLE DISCRETION DETERMINE 9.O.3 AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT Management For *Management Position Unknown AND ISSUE EQUITY SECURITIES INCLUDING THE GRANT OR ISSUE OF OPTIONS OR SECURITIES THAT ARE CONVERTIBLE INTO AN EXISTING CLASS OF EQUITY SECURITIES OF UP TO 5% FOR CASH ON SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME AT THEIR SOLE DISCRETION, NOT EXCEEDING 5% OF THE RELEVANT NUMBER OF EQUITY SECURITIES IN ISSUE OF THAT CLASS IN ANY 1 FY CLASS IN ANY 1 FY; AUTHORIZE THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE EQUITY SECURITIES INCLUDING THE GRANT OR ISSUE OF OPTIONS OR SECURITIES THAT ARE CONVERTIBLE INTO AN EXISTING CLASS OF EQUITY SECURITIES OF UP TO 5% FOR CASH OR THE EXTINCTION OF A LIABILITY, OBLIGATION OR COMMITMENT, RESTRAINT S, OR SETTLEMENT OF EXPENSES ON SUCH TERMS AND CONDITIONS AS THE DIRECTORS MAY FROM TIME TO TIME AT THEIR SOLE DISCRETION DEEM FIT, AS AND WHEN SUITABLE OPPORTUNITIES ARISE THEREFORE, BUT SUBJECT TO THE FOLLOWING REQUIREMENTS: A) THE EQUITY SECURITIES WHICH ARE THE SUBJECT OF THE ISSUE FOR CASH MUST BE OF A CLASS ALREADY IN ISSUE, OR WHERE THIS IS NOT THE CASE, MUST BE LIMITED TO SUCH SECURITIES OR RIGHTS THAT ARE CONVERTIBLE INTO A CLASS ALREADY IN ISSUE; B) THE EQUITY SECURITIES MUST BE ISSUED TO PUBLIC SHAREHOLDERS, AS DEFINED IN THE LISTINGS REQUIREMENTS OF THE JSE AND NOT TO RELATED PARTIES; C) EQUITY SECURITIES WHICH ARE THE SUBJECT OF GENERAL ISSUES FOR CASH IN THE AGGREGATE IN ANY 1 FY MAY NOT EXCEED 5% OF THE RELEVANT NUMBER OF EQUITY SECURITIES IN ISSUE OF THAT CLASS FOR PURPOSES OF DETERMINING THE SECURITIES COMPRISING THE 5% IN ANY 1 YEAR, ACCOUNT MUST BE TAKEN OF THE DILUTION EFFECT, IN THE YEAR OF ISSUE OF OPTIONS/CONVERTIBLE SECURITIES, BY INCLUDING THE NUMBER OF ANY EQUITY SECURITIES WHICH MAY BE ISSUED IN FUTURE ARISING OUT OF THE ISSUE OF SUCH OPTIONS/CONVERTIBLE SECURITIES ; OF A PARTICULAR CLASS, WILL BE AGGREGATED WITH ANY SECURITIES THAT ARE COMPULSORY CONVERTIBLE INTO SECURITIES OF THAT CLASS, AND, IN THE CASE OF THE ISSUE OF COMPULSORY CONVERTIBLE SECURITIES, AGGREGATED WITH THE SECURITIES OF THAT CLASS INTO WHICH THEY ARE COMPULSORY CONVERTIBLE; AND AS REGARDS THE NUMBER OF SECURITIES WHICH MAY BE ISSUED 15%, SHALL BE BASED ON THE NUMBER OF SECURITIES OF THAT CLASS IN ISSUE ADDED TO THOSE THAT MAY BE ISSUED IN FUTURE ARISING FROM THE CONVERSION OF OPTIONS/CONVERTIBLE SECURITIES,
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 13 of 73 AT THE DATE OF SUCH APPLICATION: 1) LESS ANY SECURITIES OF THE CLASS ISSUED, OR TO BE ISSUED IN FUTURE ARISING FROM OPTIONS/CONVERTIBLE SECURITIES ISSUED, DURING THE CURRENT FY; 2) PLUS ANY SECURITIES OF THAT CLASS TO BE ISSUED PURSUANT TO A RIGHTS ISSUE WHICH HAS BEEN ANNOUNCED, IS IRREVOCABLE AND IS FULLY UNDERWRITTEN; OR AN ACQUISITION WHICH HAS HAD FINAL TERMS ANNOUNCED MAY BE INCLUDED, AS THOUGH THEY WERE SECURITIES IN ISSUE AS AT THE DATE OF APPLICATION; D) THE MAXIMUM DISCOUNT AT WHICH EQUITY SECURITIES MAY BE ISSUED IS 10% OF THE WEIGHTED AVERAGE TRADED PRICE OF SUCH SECURITIES MEASURED OVER THE 30 BUSINESS DAYS PRIOR TO THE DATE THAT THE PRICE OF THE ISSUE IS DETERMINED OR AGREED BY THE DIRECTORS OF THE COMPANY; THE JSE WILL BE CONSULTED FOR A RULING IF THE COMPANY S SECURITIES HAVE NOT TRADED IN SUCH 30-BUSINESS-DAY PERIOD; E) THE APPROVAL OF A 75% MAJORITY OF THE VOTES CAST BY SHAREHOLDERS PRESENT OR REPRESENTED BY PROXY AT THE AGM IS REQUIRED FOR THIS RESOLUTION; AND AUTHORITY EXPIRES AT THE EARLIER UNTIL THE COMPANY S NEXT AGM OR FOR 15 MONTHS ; AND F) AFTER THE COMPANY HAS ISSUED EQUITY SECURITIES IN TERMS OF THIS GENERAL AUTHORITY REPRESENTING, ON A CUMULATIVE BASIS WITHIN THE CURRENT FY, 5% OR MORE OF THE NUMBER OF EQUITY SECURITIES IN ISSUE PRIOR TO THAT ISSUE, THE COMPANY WILL PUBLISH AN ANNOUNCEMENT CONTAINING FULL DETAILS OF THE ISSUE IN ACCORDANCE WITH RULE 11.22 OF THE LISTINGS REQUIREMENTS OF THE JSE * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF THE RECORD DATE AND CHANGE IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ HARMONY GOLD MINING COMPANY LIMITED HMY ANNUAL MEETING DATE: 11/10/2006 ISSUER: 413216300 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ O1 TO AUTHORISE THE IMPLEMENTATION OF THE HARMONY Management For For 2006 SHARE PLAN, THE SALIENT FEATURES OF WHICH ARE SET OUT IN THE ANNEXURE. S1 TO GRANT AUTHORITY FOR SHARE REPURCHASES. Management For For 05 TO INCREASE AND FIX THE REMUNERATION OF NON-EXECUTIVE Management For For DIRECTORS. 04 TO RE-ELECT MR M MOTLOBA IN TERMS OF HARMONY Management For For S ARTICLES OF ASSOCIATION. 03 TO RE-ELECT DR D S LUSHABA IN TERMS OF HARMONY Management For For S ARTICLES OF ASSOCIATION. 02 TO RE-ELECT MS F T DE BUCK IN TERMS OF THE COMPANY Management For For S ARTICLES OF ASSOCIATION. 01 ADOPTION OF 2005/2006 AUDITED FINANCIAL STATEMENTS, Management For For INCLUDING THE REPORTS OF THE DIRECTORS AND AUDITORS. O3 TO GRANT AUTHORITY TO THE DIRECTORS TO ALLOT Management For For AND ISSUE EQUITY SECURITIES FOR CASH OF UP TO 5%.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 14 of 73 O2 TO PLACE 10% OF THE UNISSUED ORDINARY SHARES Management For For OF THE COMPANY UNDER DIRECTORS CONTROL.
------------------------------------------------------------------------------------------------------------------------------------ MICROSOFT CORPORATION MSFT ANNUAL MEETING DATE: 11/14/2006 ISSUER: 594918104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For 1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 1C ELECTION OF DIRECTOR: JAMES I. CASH JR. Management For For 1D ELECTION OF DIRECTOR: DINA DUBLON Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 1G ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1H ELECTION OF DIRECTOR: HELMUT PANKE Management For For 1I ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR 03 SHAREHOLDER PROPOSAL - RESTRICTION ON SELLING Shareholder Against For PRODUCTS AND SERVICES TO FOREIGN GOVERNMENTS 04 SHAREHOLDER PROPOSAL - SEXUAL ORIENTATION IN Shareholder Against For EQUAL EMPLOYMENT OPPORTUNITY POLICY 05 SHAREHOLDER PROPOSAL - HIRING OF PROXY ADVISOR Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ PUBLISHING AND BROADCASTING LIMITED PBL OTH MEETING DATE: 12/12/2006 ISSUER: Q7788C108 ISIN: AU000000PBL6 SEDOL: B02PBH6, 6637082, 5636820 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ E.1 APPROVE, TO THE RELEASE OF THE RELEVANT GUARANTORS Management For *Management Position Unknown FROM ANY FURTHER OBLIGATIONS UNDER THE GUARANTEE ON AND FROM THE EFFECTIVE TIME AND ACKNOWLEDGE THE ACCESSION OF BURSWOOD TRUST AS A NEW GUARANTOR FROM AND INCLUDING THE EFFECTIVE TIME; THAT NO MEMBER OF THE PBL MEDIA GROUP WILL NOW OR IN THE FUTURE BE REQUIRED TO BECOME GUARANTORS UNDER THE GUARANTEE; TO THE EXTENT IT IS REQUIRED TO THE RELEVANT GUARANTORS CREATING SECURITY INTERESTS OVER THEIR PRESENT OR FUTURE ASSETS, REVENUES AND UNDERTAKINGS; TO COMPLETION OF THE TRANSACTION; TO WAIVE, ANY PRESENT OR FUTURE BREACH OF THE AUD MTN DOCUMENTATION TO THE EXTENT THAT SUCH BREACH ARISES BY REASON OF THE ESTABLISHMENT OR CAPITALIZATION OF THE PBL MEDIA GROUP AND/OR BY REASON OF COMPLETION OF THE TRANSACTION; AND THAT THE RELEVANT GUARANTORS AND EACH OTHER PRESENT AND FUTURE MEMBER OF THE PBL MEDIA GROUP WILL BE DEEMED NOT TO FORM PART OF THE PBL GROUP, FOR ALL PURPOSES OF THE AUD MTN DOCUMENTATION INCLUDING ANY CALCULATIONS REQUIRED TO BE MADE; FOR THE AVOIDANCE OF DOUBT, HOLDERS ACKNOWLEDGE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 15 of 73 THAT PROFORMA ADJUSTMENTS WILL BE NEED TO BE MADE TO THE ACCOUNTS AND INTERIM ACCOUNTS WHICH CONSOLIDATE ANY ENTITIES IN THE PBL MEDIA GROUP FOR THE PURPOSES OF MAKING CALCULATIONS IN RESPECT OF THE AUD MTN DOCUMENTATION; THESE AGREEMENTS, CONSENTS AND WAVIERS ARE UNCONDITIONAL AND IRREVOCABLE AND TAKE EFFECT FROM AND INCLUDING THE EFFECTIVE TIME E.2 AMEND, CONDITIONAL TO THE PASSING OF RESOLUTION Management For *Management Position Unknown 1 AND WITH EFFECT FROM AND INCLUDING THE EFFECTIVE TIME, THE TERMS AND CONDITIONS OF THE NOTES AS SPECIFIED; IF THE TERMS AND CONDITIONS OF THE NOTES IS PASSED THE ISSUER WILL EXECUTE A SUPPLEMENTAL DEED POLL TO EFFECT THESE AMENDMENTS; THE ISSUER ACKNOWLEDGE AND AGREES THAT THE DEED POLL AS VARIED BY THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME; AND AMEND THE TERMS AND CONDITIONS OF THE GUARANTEE ON AND FROM THE EFFECTIVE TIME AS SPECIFIED, IF THE TERMS AND CONDITIONS OF THE GUARANTEE IS PASSED, PBL, CROWN LIMITED AND BURSWOOD TRUST AND THE RELEVANT GUARANTORS WILL EXECUTE A SUPPLEMENTAL GROUP GUARANTEE TO EFFECT THESE AMENDMENTS; THE ISSUER, PBL, CROWN LIMITED AND BURSWOOD TRUST ACKNOWLEDGE AND AGREE THAT THE GUARANTEE AS VARIED THESE EXTRAORDINARY RESOLUTIONS CONTINUES IN FULL FORCE FROM AND INCLUDING THE EFFECTIVE TIME
------------------------------------------------------------------------------------------------------------------------------------ WALGREEN CO. WAG ANNUAL MEETING DATE: 01/10/2007 ISSUER: 931422109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 APPROVAL OF THE AMENDED AND RESTATED WALGREEN Management For For CO. RESTRICTED PERFORMANCE SHARE PLAN. 02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For DAVID W. BERNAUER Management For For WILLIAM C. FOOTE Management For For JAMES J. HOWARD Management For For ALAN G. MCNALLY Management For For CORDELL REED Management For For JEFFREY A. REIN Management For For NANCY M. SCHLICHTING Management For For DAVID Y. SCHWARTZ Management For For JAMES A. SKINNER Management For For MARILOU M. VON FERSTEL Management For For CHARLES R. WALGREEN III Management For For
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------------------------------------------------------------------------------------------------------------------------------------ MEDIOBANCA - BANCA DI CREDITO FINANZIARIO SPA, MILANO OGM MEETING DATE: 01/29/2007 ISSUER: T10584117 ISIN: IT0000062957 BLOCKING SEDOL: B10QPY3, 4578268, 4574813 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF FUTURE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 JAN 2007 AT 10:00 A.M. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU Take No 1. APPROVE RESOLUTIONS ACCORDING TO ARTICLE 6 MINISTERIAL Management Action *Management Position Unknown DECREE 18 MAR 1998, N.161
------------------------------------------------------------------------------------------------------------------------------------ ROCHE HOLDING AG, BASEL OGM MEETING DATE: 03/05/2007 ISSUER: H69293217 ISIN: CH0012032048 BLOCKING SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Take No 1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Management Action *Management Position Unknown AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2006 Take No 2. RATIFY THE BOARD OF DIRECTORS ACTIONS Management Action *Management Position Unknown Take No 3. APPROVE TO VOTE ON THE APPROPRIATION OF AVAILABLE Management Action *Management Position Unknown EARNINGS Take No 4.1 ELECT PROF. PIUS BASC HERA AS A NEW MEMBER OF Management Action *Management Position Unknown THE BOARD FOR A TERM OF 4 YEARSAS PROVIDED BY THE ARTICLES OF INCORPORATION Take No 4.2 ELECT DR. WOLFGANG RUT TENSTORFER AS A NEW MEMBER Management Action *Management Position Unknown OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION Take No 5. ELECT THE STATUTORY AND GROUP AUDITORS Management Action *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ ROCHE HOLDING AG, BASEL AGM MEETING DATE: 03/05/2007 ISSUER: H69293217 ISIN: CH0012032048 SEDOL: B114HX9, 7119158, B01DPV3, 7110388, 7618086 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting *Management Position Unknown ID 352271 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THESE SHARES HAVE NO VOTING Non-Voting *Management Position Unknown RIGHTS, SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD BY CONTACTING YOUR CLIENT REPRESENTATIVE AT ADP. THANK YOU 1. APPROVE THE ANNUAL REPORT, FINANCIAL STATEMENTS Non-Voting *Management Position Unknown AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2006 2. RATIFY THE BOARD OF DIRECTORS ACTIONS Non-Voting *Management Position Unknown 3. APPROVE THE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting *Management Position Unknown OF CHF 3.40 PER SHARE 4.1 ELECT PROF. PIUS BASCHERA AS A NEW MEMBER OF Non-Voting *Management Position Unknown THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION 4.2 ELECT DR. WOLFGANG RUTTENSTORFER AS A NEW MEMBER Non-Voting *Management Position Unknown OF THE BOARD FOR A TERM OF 4 YEARS AS PROVIDED BY THE ARTICLES OF INCORPORATION 5. ELECT KPMG KLYNVELD PEAT MARWICK GOERDELER SA Non-Voting *Management Position Unknown AS THE STATUTORY AND GROUP AUDITORS * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF AUDITOR NAME. PLEASE ALSO NOTE THE NEW CUT-OFF IS 21 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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------------------------------------------------------------------------------------------------------------------------------------ WHOLE FOODS MARKET, INC. WFMI ANNUAL MEETING DATE: 03/05/2007 ISSUER: 966837106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 06 SHAREHOLDER PROPOSAL REGARDING SEPARATING THE Shareholder Against For ROLES OF OUR COMPANY CEO AND CHAIRMAN OF THE BOARD. 05 SHAREHOLDER PROPOSAL REGARDING THE COMPANY S Shareholder Against For ENERGY USE. 04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For OF THE COMPANY S TEAM MEMBER STOCK PURCHASE PLAN. 03 PROPOSAL TO APPROVE THE CONSOLIDATION, AMENDMENT Management For For AND RESTATEMENT OF THE COMPANY S STOCK OPTION PLANS. 02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, Management For For LLP AS INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2007. 01 DIRECTOR Management For DAVID W. DUPREE Management For For DR. JOHN B. ELSTROTT Management For For GABRIELLE E. GREENE Management For For HASS HASSAN Management For For JOHN P. MACKEY Management For For LINDA A. MASON Management For For MORRIS J. SIEGEL Management For For DR. RALPH Z. SORENSON Management For For
------------------------------------------------------------------------------------------------------------------------------------ NOVARTIS AG AGM MEETING DATE: 03/06/2007 ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING SEDOL: B01DMY5, 7103065, B10S3M3, 7105083 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Swiss Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS. * PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting *Management Position Unknown IN RECORD DATE. PLEASE ALSO NOTE THE NEW CUT-OFF IS 22 FEB 2007. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
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------------------------------------------------------------------------------------------------------------------------------------ NOVARTIS AG AGM MEETING DATE: 03/06/2007 ISSUER: H5820Q150 ISIN: CH0012005267 BLOCKING SEDOL: B01DMY5, 7103065, B10S3M3, 7105083 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING350514, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. APPROVE THE ANNUAL REPORT, THE FINANCIAL STATEMENTS Management Action *Management Position Unknown OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR 2006 Take No 2. APPROVE THE ACTIVITIES OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 3. APPROVE THE APPROPRIATION OF AVAILABLE EARNINGS Management Action *Management Position Unknown OF NOVARTIS AG AS PER BALANCESHEET AND DECLARATION OF DIVIDEND AS SPECIFIED AND A TOTAL DIVIDEND PAYMENT OF CHF 3,380,588,453 IS EQUIVALENT TO A GROSS DIVIDEND OF CHF 1.35 PER REGISTERED SHARE OF CHF 0.50 NOMINAL VALUE ENTITLED TO DIVIDENDS AS SPECIFIED 4.1 ACKNOWLEDGE THAT, AT HER OWN WISH, MRS. DR. H.C. Non-Voting *Management Position Unknown BRIGIT BREUEL RETIRES FROM THE BOARD OF DIRECTORS WITH EFFECT FROM THE AGM OF 06 MAR 2007 Take No 4.2.1 RE-ELECT MR. HANS-JOERG RUDLOFF AS A DIRECTOR Management Action *Management Position Unknown FOR A 3-YEAR TERM Take No 4.2.2 RE-ELECT DR. H. C. DANIEL VASELLA AS A DIRECTOR Management Action *Management Position Unknown FOR A 3-YEAR TERM Take No 4.3 ELECT MRS. MARJORIE M. YANG AS A NEW MEMBER FOR Management Action *Management Position Unknown A TERM OF OFFICE BEGINNING ON01 JAN 2008 AND ENDING ON THE DAY OF THE AGM IN 2010 Take No 5. APPROVE THE RETENTION OF THE CURRENT AUDITORS Management Action *Management Position Unknown OF NOVARTIS AG AND GROUP AUDITORS, PRICEWATERHOUSECOOPERS AG, FOR A FURTHER YEAR * PLEASE NOTE THAT INSTITUTIONS SUBJECT TO THE Non-Voting *Management Position Unknown FEDERAL LAW RELATING TO BANKS AND SAVINGS BANKS OF 8 NOV 1934 AND PROFESSIONAL SECURITIES ADMINISTRATORS ARE ASKED TO NOTIFY THE NUMBER OF THE SHARES THEY REPRESENT TO THE COMPANY AS EARLY AS POSSIBLE, AND IN ANY EVENT NOT LATER THAN THE DAY OF THE AGM, AT THE AGM DESK GV-BURO. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 20 of 73
------------------------------------------------------------------------------------------------------------------------------------ MUELLER WATER PRODUCTS INC. MWA ANNUAL MEETING DATE: 03/22/2007 ISSUER: 624758108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For D. BOYCE Management For For H. CLARK, JR. Management For For G. HYLAND Management For For J. KOLB Management For For J. LEONARD Management For For M. O'BRIEN Management For For B. RETHORE Management For For N. SPRINGER Management For For M. TOKARZ Management For For
------------------------------------------------------------------------------------------------------------------------------------ KANTO NATURAL GAS DEVELOPMENT CO.,LTD. AGM MEETING DATE: 03/29/2007 ISSUER: J30470116 ISIN: JP3232200000 SEDOL: 6483906 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND ARTICLES TO: ALLOW DISCLOSURE OF SHAREHOLDER Management For *Management Position Unknown MEETING MATERIALS ON THEINTERNET, ALLOW USE OF ELECTRONIC SYSTEMS FOR PUBLIC NOTIFICATIONS, APPROVE MINOR REVISIONS RELATED TO THE NEW COMMERCIAL CODE, REDUCE BOARD SIZE 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown CORPORATE AUDITORS 6 APPROVE PAYMENT OF BONUSES TO DIRECTORS Management For *Management Position Unknown 7 AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown OFFICERS
------------------------------------------------------------------------------------------------------------------------------------ TOKAI CARBON CO.,LTD. AGM MEETING DATE: 03/29/2007 ISSUER: J85538106 ISIN: JP3560800009 SEDOL: 6894003, B05PNS8 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND ARTICLES TO: ADOPT REDUCTION OF LIABILITY Management For *Management Position Unknown SYSTEM FOR ALL DIRECTORS AND ALL AUDITORS, APPROVE MINOR REVISIONS RELATED TO THE NEW COMMERCIAL CODE, REDUCE TERM OF OFFICE OF DIRECTORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 21 of 73 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, BASEL OGM MEETING DATE: 03/30/2007 ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: B0QZC80, 7156832, B038BG3 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Swiss Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS.
------------------------------------------------------------------------------------------------------------------------------------ STRAUMANN HOLDING AG, BASEL AGM MEETING DATE: 03/30/2007 ISSUER: H8300N119 ISIN: CH0012280076 BLOCKING SEDOL: B0QZC80, 7156832, B038BG3 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING356706, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE ADP CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 22 of 73 Take No 1. RECEIVE THE 2006 BUSINESS REPORT AND THE REPORTS Management Action *Management Position Unknown OF THE AUDITORS AND THE GROUP AUDITORS Take No 2. APPROVE THE 2006 ANNUAL REPORT, THE ANNUAL FINANCIAL Management Action *Management Position Unknown STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS Take No 3. APPROVE THE APPROPRIATION OF THE AVAILABLE EARNINGS Management Action *Management Position Unknown Take No 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 5.1 RE-ELECT MR. DOMINIK ELLENRIEDER AS A DIRECTOR Management Action *Management Position Unknown Take No 5.2 RE-ELECT DR. H.C. THOMAS STRAUMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 6. APPOINT THE AUDITORS AND THE GROUP AUDITORS FOR Management Action *Management Position Unknown 2007
------------------------------------------------------------------------------------------------------------------------------------ PETROLEO BRASILEIRO S.A. - PETROBRAS PBRA SPECIAL MEETING DATE: 04/02/2007 ISSUER: 71654V408 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ O1 MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT Management For For COMMITTEE S OPINION FOR THE FISCAL YEAR 2006 O2 CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR Management For For 2007 O3 DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2006 Management For For O4 ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS Management For For O5 ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS Management For For O6 ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND Management For For THEIR RESPECTIVE SUBSTITUTES O7 ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, Management For For AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL AS OF MEMBERS OF THE FISCAL COUNCIL E1 INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION Management For For OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 4.380 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 48.264 MILLION TO R$ 52.644 MILLION WITHOUT ANY CHANGE TO THE NUMBER OF ISSUED SHARES PURSUANT TO ARTICLE 40, ITEM III, OF THE COMPANY S BYLAWS
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------------------------------------------------------------------------------------------------------------------------------------ SCHLUMBERGER LIMITED (SCHLUMBERGER N SLB ANNUAL MEETING DATE: 04/11/2007 ISSUER: 806857108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For P. CAMUS Management For For J.S. GORELICK Management For For A. GOULD Management For For T. ISAAC Management For For N. KUDRYAVTSEV Management For For A. LAJOUS Management For For M.E. MARKS Management For For D. PRIMAT Management For For L.R. REIF Management For For T.I. SANDVOLD Management For For N. SEYDOUX Management For For L.G. STUNTZ Management For For R. TALWAR Management For For 02 ADOPTION AND APPROVAL OF FINANCIALS AND DIVIDENDS. Management For For 03 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING Management For For FIRM.
------------------------------------------------------------------------------------------------------------------------------------ JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007 ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. Swiss Take No 1. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST Register Action *Management Position Unknown BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RECORD DATE. PLEASE ADVISE US NOW IF YOU INTEND TO VOTE. NOTE THAT THE COMPANY REGISTRAR HAS DISCRETION OVER GRANTING VOTING RIGHTS. ONCE THE AGENDA IS AVAILABLE, A SECOND NOTIFICATION WILL BE ISSUED REQUESTING YOUR VOTING INSTRUCTIONS
------------------------------------------------------------------------------------------------------------------------------------ JULIUS BAER HOLDING AG, ZUERICH AGM MEETING DATE: 04/17/2007 ISSUER: H4407G172 ISIN: CH0012083017 BLOCKING SEDOL: B07CYQ2, B07W4K6, B07NF40, B10G9Y1 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 24 of 73 * PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting *Management Position Unknown NOTICE SENT UNDER MEETING368162, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. Take No 1. APPROVE THE ANNUAL REPORT, ANNUAL ACCOUNTS AND Management Action *Management Position Unknown CONSOLIDATED ACCOUNTS FOR THE YEAR 2006 AND REPORTS OF THE AUDITORS AND THE GROUP AUDITORS Take No 2. APPROVE THE APPROPRIATION OF THE BALANCE SHEET Management Action *Management Position Unknown PROFIT Take No 3. GRANT DISCHARGE TO THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 4.1.A RE-ELECT MR. FRAU MONIKA RIBAR BAUMANN AS A DIRECTOR Management Action *Management Position Unknown Take No 4.1.B RE-ELECT HERRN DR. ROLF P. JETZER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.2.A ELECT HERRN DANIEL J. SAUTER AS A DIRECTOR Management Action *Management Position Unknown Take No 4.2.B ELECT HERRN GARETH PENNY AS A DIRECTOR Management Action *Management Position Unknown Take No 5. ELECT THE AUDITORS AND THE GROUP AUDITORS Management Action *Management Position Unknown Take No 6. APPROVE THE STOCK SPILT 1:2 Management Action *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ MEDIASET S P A OGM MEETING DATE: 04/18/2007 ISSUER: T6688Q107 ISIN: IT0001063210 BLOCKING SEDOL: B10QPS7, 5474774, B020D31, 5077946 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 19 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT, IN ADDITION TO INTESA SANPAOLO Non-Voting *Management Position Unknown S STANDARD FEES FOR THE ISSUING OF COMMUNICATIONS TO THE COMPANIES TO ATTEND THE MEETINGS, YOU WILL BE CHARGED DIRECTLY AND ON A SEPARATE BASIS WITH THE PROXY AGENT S FEES, WHICH RANGE FROM EUR 300 TO EUR 500 PER MEETING. THANK YOU. Take No 1. RECEIVE THE FINANCIAL STATEMENTS AS AT 31 DEC Management Action *Management Position Unknown 2006, THE REPORT OF THE AUDITORS AND THE BOARD OF DIRECTORS; INHERENT AND CONSEQUENT RESOLUTIONS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 25 of 73 Take No 2. APPROVE, THE CASH DIVIDEND DISTRIBUTION, INHERENT Management Action *Management Position Unknown RESOLUTIONS; RECEIVE THE CONSOLIDATED FINANCIAL STATEMENT AS AT 31 DEC 2006 AND REPORT OF THE MANAGEMENT AND THE AUDITORS; AND AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK PLAN Take No 3. GRANT AUTHORITY TO PURCHASE AND DISPOSE ITS OWN Management Action *Management Position Unknown SHARES ALSO FOR THE STOCK OPTION PLAN PROGRAM, INHERENT AND CONSEQUENT RESOLUTIONS * PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting *Management Position Unknown OF RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
------------------------------------------------------------------------------------------------------------------------------------ UBS AG UBS ANNUAL MEETING DATE: 04/18/2007 ISSUER: H89231338 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 ANNUAL REPORT, GROUP AND PARENT COMPANY ACCOUNTS Management For For FOR FINANCIAL YEAR 2006, REPORTS OF THE GROUP AND STATUTORY AUDITORS 02 APPROPRIATION OF RETAINED EARNINGS DIVIDEND FOR Management For For FINANCIAL YEAR 2006 03 DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS Management For For AND THE GROUP EXECUTIVE BOARD 4A1 RE-ELECTION OF BOARD MEMBER: STEPHAN HAERINGER Management For For 4A2 RE-ELECTION OF BOARD MEMBER: HELMUT PANKE Management For For 4A3 RE-ELECTION OF BOARD MEMBER: PETER SPUHLER Management For For 4B1 ELECTION OF NEW BOARD MEMBER: SERGIO MARCHIONNE Management For For 4C ELECTION OF THE GROUP AND STATUTORY AUDITORS Management For For 5A CAPITAL REDUCTION: CANCELLATION OF SHARES REPURCHASED Management For For UNDER THE 2006/2007 SHARE BUYBACK PROGRAM AND RESPECTIVE AMENDMENT OF ARTICLE 4 PARA 1 OF THE ARTICLES OF ASSOCIATION 5B CAPITAL REDUCTION: APPROVAL OF A NEW SHARE BUYBACK Management For For PROGRAM FOR 2007-2010 06 IN CASE OF AD-HOC SHAREHOLDERS MOTIONS DURING Management For For THE ANNUAL GENERAL MEETING, I/WE AUTHORIZE MY/OUR PROXY TO ACT IN ACCORDANCE WITH THE BOARD OF DIRECTORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 26 of 73
------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS COMPANY AXP ANNUAL MEETING DATE: 04/23/2007 ISSUER: 025816109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For D.F. AKERSON Management For For C. BARSHEFSKY Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P. CHERNIN Management For For V.E. JORDAN, JR. Management For For J. LESCHLY Management For For R.C. LEVIN Management For For R.A. MCGINN Management For For E.D. MILLER Management For For F.P. POPOFF Management For For S.S. REINEMUND Management For For R.D. WALTER Management For For R.A. WILLIAMS Management For For 02 THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS Management For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2007. 03 A PROPOSAL TO APPROVE THE AMERICAN EXPRESS COMPANY Management For For 2007 INCENTIVE COMPENSATION PLAN. 04 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS.
------------------------------------------------------------------------------------------------------------------------------------ FORTUNE BRANDS, INC. FO ANNUAL MEETING DATE: 04/24/2007 ISSUER: 349631101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ANNE M. TATLOCK Management For For NORMAN H. WESLEY Management For For PETER M. WILSON Management For For 02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007. 03 RE-APPROVAL OF THE FORTUNE BRANDS, INC. ANNUAL Management For For EXECUTIVE INCENTIVE PLAN. 04 APPROVAL OF THE FORTUNE BRANDS, INC. 2007 LONG-TERM Management Against Against INCENTIVE PLAN. 05 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For ELECT EACH DIRECTOR ANNUALLY. 06 IF PRESENTED, A SHAREHOLDER PROPOSAL ENTITLED Shareholder Against For PAY-FOR-SUPERIOR PERFORMANCE.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 27 of 73
------------------------------------------------------------------------------------------------------------------------------------ L-3 COMMUNICATIONS HOLDINGS, INC. LLL ANNUAL MEETING DATE: 04/24/2007 ISSUER: 502424104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL T. STRIANESE Management For For CLAUDE R. CANIZARES Management For For THOMAS A. CORCORAN Management For For ALAN H. WASHKOWITZ Management For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
------------------------------------------------------------------------------------------------------------------------------------ NEWMONT MINING CORPORATION NEM ANNUAL MEETING DATE: 04/24/2007 ISSUER: 651639106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For G.A. BARTON Management For For V.A. CALARCO Management For For N. DOYLE Management For For V.M. HAGEN Management For For M.S. HAMSON Management For For P. LASSONDE Management For For R.J. MILLER Management For For W.W. MURDY Management For For R.A. PLUMBRIDGE Management For For J.B. PRESCOTT Management For For D.C. ROTH Management For For J.V. TARANIK Management For For 02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS. Management For For 03 STOCKHOLDER PROPOSAL REGARDING NEWMONT S INDONESIAN Shareholder Against For OPERATIONS, IF INTRODUCED AT THE MEETING. 04 STOCKHOLDER PROPOSAL REGARDING A REPORT TO STOCKHOLDERS Shareholder For For REGARDING NEWMONT S POLICIES AND PRACTICES IN COMMUNITIES AROUND ITS OPERATIONS, IF INTRODUCED AT THE MEETING. 05 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD Shareholder Against For CHAIRMAN.
------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC COMPANY GE ANNUAL MEETING DATE: 04/25/2007 ISSUER: 369604103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 09 REPORT ON PAY DIFFERENTIAL Shareholder Against For 08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shareholder Against For 07 GLOBAL WARMING REPORT Shareholder Against For 06 REPORT ON CHARITABLE CONTRIBUTIONS Shareholder Against For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 28 of 73 05 ELIMINATE DIVIDEND EQUIVALENTS Shareholder Against For 04 INDEPENDENT BOARD CHAIRMAN Shareholder Against For 03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shareholder Against For 02 CURB OVER-EXTENDED DIRECTORS Shareholder Against For 01 CUMULATIVE VOTING Shareholder Against For E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Management For For PERFORMANCE GOALS D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Management For For A DIRECTOR Management For JAMES I. CASH, JR. Management For For SIR WILLIAM M. CASTELL Management For For ANN M. FUDGE Management For For CLAUDIO X. GONZALEZ Management For For SUSAN HOCKFIELD Management For For JEFFREY R. IMMELT Management For For ANDREA JUNG Management For For ALAN G.(A.G.) LAFLEY Management For For ROBERT W. LANE Management For For RALPH S. LARSEN Management For For ROCHELLE B. LAZARUS Management For For SAM NUNN Management For For ROGER S. PENSKE Management For For ROBERT J. SWIERINGA Management For For DOUGLAS A. WARNER III Management For For ROBERT C. WRIGHT Management For For B RATIFICATION OF KPMG Management For For C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Management For For
------------------------------------------------------------------------------------------------------------------------------------ BOUYGUES, PARIS EGM MEETING DATE: 04/26/2007 ISSUER: F11487125 ISIN: FR0000120503 SEDOL: B01JBX5, 2696612, 4067528, 7164028, B0Z6VY3, B043HB4, 4002121, 4115159 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * A VERIFICATION PERIOD EXISTS IN FRANCE. VERIFICATION Non-Voting *Management Position Unknown PERIOD: REGISTERED SHARES: 1 TO 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 29 of 73 PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YE 2006, AS PRESENTED, SHOWING NET EARNINGS OF EUR 603,396,472.57, GRANT PERMANENT DISCHARGE TO THE DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS, Management For *Management Position Unknown THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE SAID FINANCIAL YEAR, IN THE FORM PRESENTED TO THE MEETING, SHOWING NET EARNINGS GROUP SHARE OF EUR 1,246,000,000.00 O.3 APPROVE THE DISTRIBUTABLE INCOME OF EUR 838,625,254.57 Management For *Management Position Unknown BE APPROPRIATED AS FOLLOWS: DIVIDENDS: EUR 16,738,879.15, A DIVIDEND OF EUR 0.05 PER SHARE, ADDITIONAL DIVIDEND: EUR 384,994,220.45, A NET DIVIDEND OF 1.15 PER SHARE THE BALANCE WILL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT: EUR 436,892,154.97 THE SHAREHOLDERS WILL RECEIVE A NET DIVIDEND OF EUR 1.20 PER SHARE AND WILL ENTITLE NATURAL PERSONS FISCALLY DOMICILIATED IN FRANCE, TO THE 40% ALLOWANCE THIS DIVIDEND WILL BE PAID ON 03 MAR 2007 IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNINGS ACCOUNT AS REQUIRED BYLAW O.4 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management For *Management Position Unknown AGREEMENTS GOVERNED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE AND THE AGREEMENTS REFERRED TO THEREIN O.6 APPROVE TO RENEW THE APPOINTMENT OF MR. LUCIEN Management For *Management Position Unknown DOUROUX AS A DIRECTOR FOR A 3-YEAR PERIOD O.5 RATIFY THE CO-OPTATION OF MR. PATRICK KRON AS Management For *Management Position Unknown A DIRECTOR, TO REPLACE MR. ALAIN POUYAT, FOR THE REMAINDER OF MR. ALAIN POUYAT S TERM OF OFFICE, UNTIL THE ORDINARY SHAREHOLDERS MEETING AND APPROVE THE FINANCIAL STATEMENTS FOR THE FY 2009 O.7 APPROVE TO RENEW THE APPOINTMENT OF MR. JEAN Management For *Management Position Unknown PEYRELEVADE AS A DIRECTOR FOR A 3-YEAR PERIOD
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 30 of 73 O.8 APPROVE TO RENEW THE APPOINTMENT OF THE COMPANY Management For *Management Position Unknown SCDM AS A DIRECTOR FOR A 3-YEAR PERIOD O.9 ELECT MR. THIERRY JOURDAINE AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1 OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS O.10 ELECT MR. JEAN-MICHEL GRAS AS A DIRECTOR MEMBER Management For *Management Position Unknown OF THE SUPERVISORY BOARD OF 1OF THE INVESTMENT FUNDS REPRESENTING THE EMPLOYEES WHO ARE SHAREHOLDERS, SUBJECT TO THE ADOPTION BY THE SHAREHOLDERS MEETING OF RESOLUTION E.27, HIS TERM OF OFFICE WILL LAST 3 YEARS; IF SUCH RESOLUTION IS NOT APPROVED, IT WILL LAST 2 YEARS O.11 APPOINT MR. ALAIN POUYAT AS A CONTROL AGENT, Management For *Management Position Unknown FOR A 3-YEAR PERIOD O.12 AUTHORIZE THE BOARD OF DIRECTORS TO BUY BACK Management For *Management Position Unknown THE COMPANY S SHARES ON THE OPENMARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 80.00, MINIMUM SALE PRICE: EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10% OF THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,500,000,000.00; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.13 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.14 AUTHORIZE THE BOARD OF DIRECTORS ALL POWERS IN Management For *Management Position Unknown ORDER TO DECIDE ON 1 OR MORE CAPITAL INCREASES, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 4,000,000,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BYLAW AND UNDER THE BY-LAWS, BY ISSUING BONUS SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES, OR BY A COMBINATION OF THESE METHODS; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 31 of 73 E.15 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE ON Management For *Management Position Unknown 1 OR MORE CAPITAL INCREASES, INFRANCE OR ABROAD, BY ISSUANCE, WITH CANCELLATION OF THE SHAREHOLDERS PREFERRED SUBSCRIPTION RIGHTS, OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO ORDINARY SHARES OF THE COMPANY OR A COMPANY CONTROLLED BY IT OVER 50%; THE MAXIMAL NOMINAL AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT UNDER THIS DELEGATION OF AUTHORITY SHALL NOT EXCEED EUR 150,000,000.00; THE NOMINAL AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13 THE NOMINAL AMOUNT OF DEBT SECURITIES ISSUED SHALL NOT EXCEED EUR 5,000,000,000.00; AUTHORITY EXPIRES ON 26 MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.16 APPROVE TO RESOLVE THAT THE BOARD OF DIRECTORS Management For *Management Position Unknown MAY DECIDE, FOR EACH OF THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTIONS E.13 AND E.15, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, AT THE SAME PRICE AS THE INITIAL ISSUE, WITHIN 30 DAYS OF THE CLOSING OF THE SUBSCRIPTION PERIOD AND UP TO A MAXIMUM OF 15% OF THE INITIAL ISSUE; AUTHORITY EXPIRES ON 26-MONTH PERIOD E.17 AUTHORIZE THE BOARD OF DIRECTORS, FOR EACH OF Management For *Management Position Unknown THE ISSUES DECIDED IN ACCORDANCE WITH THE RESOLUTION E.15, FOR A 26-MONTH PERIOD AND WITHIN THE LIMIT OF 10% OF THE COMPANY S SHARE CAPITAL OVER A 12-MONTH PERIOD; TO SET THE ISSUE PRICE OF THE CAPITAL SECURITIES AND, OR SECURITIES TO BE ISSUED, BY WAY OF A PUBLIC OFFERING, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE SHAREHOLDERS MEETING; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.18 AUTHORIZE THE BOARD OF DIRECTORS, ON THE BASIS Management For *Management Position Unknown AND CONDITIONS OF THE RESOLUTION E.15, TO INCREASE THE SHARE CAPITAL, UP TO 10% OF THE SHARE CAPITAL, BY WAY OF ISSUING ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES GIVING ACCESS TO SHARE CAPITAL; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.19 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown THE BASIS AND CONDITIONS OF THE RESOLUTION E.15, ON THE ISSUANCE OF COMPANY S ORDINARY SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY S SHARE CAPITAL, IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER INITIATED IN FRANCE OR ABROAD BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY; THE AMOUNT OF CAPITAL INCREASES TO BE CARRIED OUT BY VIRTUE OF THE PRESENT RESOLUTION SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 32 of 73 E.20 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, AT Management For *Management Position Unknown ITS SOLE DISCRETION, ON 1 OR MORE CAPITAL INCREASES, IN FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN; AUTHORITY EXPIRES ON 26-MONTH PERIOD; AND FOR AN AMOUNT THAT SHALL NOT EXCEED 10% OF THE COMPANY CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13, NOR THE CEILINGS SET FORTH IN THE RESOLUTIONS E.14 AND E.24; IT SUPERSEDES THE UNUSED FRACTION OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES E.21 AUTHORIZE THE BOARD OF DIRECTORS TO ISSUE ORDINARY Management For *Management Position Unknown SHARES OF BOUYGUES CONSEQUENTLY TO THE ISSUE OF SECURITIES ISSUED BY ANY COMPANY IN WHICH BOUYGUES HOLDS DIRECTLY OR INDIRECTLY MORE THAN THE HALF OF THE CAPITAL AND AUTHORIZES THE RESULTING CAPITAL INCREASES; THESE SECURITES SHALL BE ISSUED BY THE SUBSIDIARIES AND SHALL GIVE ACCESS TO ORDINARY SHARES OF THE COMPANY; THEY CAN BE ISSUED ON 1 OR MORE OCCASIONS, IN FRANCE, ABROAD AND, OR IN THE INTERNATIONAL MARKET; THE SHAREHOLDERS MEETING DECIDES TO CANCEL THE SHAREHOLDERS ; PREFERENTIAL SUBSCRIPTION RIGHTS TO THE SECURITIES ISSUED BY THE SUBSIDIARIES; THE CEILING OF THE NOMINAL AMOUNT OF THE CAPITAL INCREASE OF THE COMPANY, RESULTING FROM ALL THE ISSUANCES CARRIED OUT ACCORDINGLY TO THE PRESENT DELEGATION, SHALL COUNT AGAINST THE OVERALL CEILING SET FORTH IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.22 AUTHORIZE THE BOARD OF DIRECTORS TO MAKE USE, Management For *Management Position Unknown IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, OF THE DELEGATIONS AND AUTHORIZATIONS GRANTED TO THE BOARD BY THE PRESENT SHAREHOLDERS MEETING TO INCREASE THE SHARE CAPITAL ACCORDINGLY TO THE RESOLUTIONS E.13, E.14, E.15, E.16, E.17, E.18, E.19, E.20, E.21 AND E.24; AUTHORITY EXPIRES ON 18-MONTH PERIOD E.23 AUTHORIZE THE BOARD OF DIRECTORS TO PROCEED, Management For *Management Position Unknown IN 1 OR MORE ISSUES, IN THE EVENT OF A PUBLIC OFFER CONCERNING THE COMPANY S SECURITIES, WITH THE ISSUANCE OF WARRANTS TO SUBSCRIBE TO SHARES IN THE COMPANY AND TO BE GRANTED FREE OF CHARGE TO ALL THE SHAREHOLDERS OF THE COMPANY; THE MAXIMUM NOMINAL AMOUNT OF CAPITAL INCREASE SHALL NOT EXCEED EUR 400,000,000.00; THIS AMOUNT SHALL NOT COUNT AGAINST THE GLOBAL CEILING FIXED IN RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.24 AUTHORIZE THE BOARD OF DIRECTORS TO GRANT, FOR Management For *Management Position Unknown FREE, ON 1 OR MORE OCCASIONS, EXISTING OR FUTURE SHARES IN FAVOUR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF BOUYGUES AND RELATED COMPANIES; THEY MAY NOT REPRESENT MORE THAN 10% OF THE SHARE CAPITAL; THIS AMOUNT SHALL NOT COUNT AGAINST THE CEILING FIXED IN THE RESOLUTION E.20, NOR
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 33 of 73 AGAINST THE OVERALL CEILING SET FORTH IN THE RESOLUTION E.13; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 38-MONTH PERIOD; IT SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATION TO THE SAME EFFECT E.25 AUTHORIZE THE BOARD OF DIRECTORS TO DECIDE, ON Management For *Management Position Unknown 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FRANCE OR ABROAD, THE SHARE CAPITAL UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 5,000,000,000.00, ON THE ISSUANCE OF ANY SECURITIES GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 26-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.26 AUTHORIZE THE BOARD OF DIRECTORS TO REDUCE THE Management For *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASIONS, AT ITS SOLE DISCRETION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH VARIOUS STOCK REPURCHASE PLANS, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24-MONTH PERIOD; AND TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH AL NECESSARY FORMALITIES; AUTHORITY EXPIRES ON 18-MONTH PERIOD; IT SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT E.27 AMEND THE ARTICLES 13 COMPOSITION OF THE BOARD Management For *Management Position Unknown OF DIRECTORS AND 19 OF THE BYLAWS E.28 GRANT FULL POWERS TO THE BEARER OF AN ORIGINAL, Management For *Management Position Unknown A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BYLAW
------------------------------------------------------------------------------------------------------------------------------------ LOCKHEED MARTIN CORPORATION LMT ANNUAL MEETING DATE: 04/26/2007 ISSUER: 539830109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For E.C.'PETE'ALDRIDGE, JR. Management For For NOLAN D. ARCHIBALD Management For For MARCUS C. BENNETT Management For For JAMES O. ELLIS, JR. Management For For GWENDOLYN S. KING Management For For JAMES M. LOY Management For For DOUGLAS H. MCCORKINDALE Management For For EUGENE F. MURPHY Management For For JOSEPH W. RALSTON Management For For FRANK SAVAGE Management For For JAMES M. SCHNEIDER Management For For ANNE STEVENS Management For For ROBERT J. STEVENS Management For For JAMES R. UKROPINA Management For For DOUGLAS C. YEARLEY Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For 03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shareholder Against For 04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shareholder Against For 05 STOCKHOLDER PROPOSAL BY THE SISTERS OF MERCY Shareholder Against For OF THE AMERICAS, REGIONAL COMMUNITY OF DETROIT CHARITABLE TRUST AND OTHER GROUPS
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------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC. SU SPECIAL MEETING DATE: 04/26/2007 ISSUER: 867229106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MEL E. BENSON Management For For BRIAN A. CANFIELD Management For For BRYAN P. DAVIES Management For For BRIAN A. FELESKY Management For For JOHN T. FERGUSON Management For For W. DOUGLAS FORD Management For For RICHARD L. GEORGE Management For For JOHN R. HUFF Management For For M. ANN MCCAIG Management For For MICHAEL W. O'BRIEN Management For For EIRA M. THOMAS Management For For 02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR. 03 APPROVAL OF AMENDMENTS TO EQUITY COMPENSATION Management For For PLANS PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 04 APPROVAL OF PERFORMANCE STOCK OPTIONS PLEASE Management For For READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. 05 AMENDMENT OF BYLAWS PLEASE READ THE RESOLUTION Management For For IN FULL IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
------------------------------------------------------------------------------------------------------------------------------------ SYNTHES INC AGM MEETING DATE: 04/26/2007 ISSUER: 87162M409 ISIN: US87162M4096 BLOCKING SEDOL: B017QZ6, B014635 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * THE PRACTICE OF SHARE BLOCKING VARIES WIDELY Non-Voting *Management Position Unknown IN THIS MARKET. PLEASE CONTACT YOUR ADP CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. 1. RECEIVE THE REPORT ON THE BUSINESS YEAR 2006 Non-Voting *Management Position Unknown Take No 2. APPROVE PROFESSOR DR. PIETRO RE GAZZONI, UNIVERSITY Management Action *Management Position Unknown HOSPITAL BASEL AS A GUESTSPEAKER Take No 3. APPROVE THE REPORT ON THE FY, THE ANNUAL ACCOUNTS Management Action *Management Position Unknown AND THE CONSOLIDATED ACCOUNTS FOR 2006
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 35 of 73 Take No 4. RECEIVE THE REPORT ON DIVIDEND APPROVED BY THE Management Action *Management Position Unknown BOARD OF DIRECTORS Take No 5. AMEND THE CERTIFICATE OF INCORPORATION: NUMBER Management Action *Management Position Unknown OF DIRECTORS OF THE BOARD Take No 6. ELECT THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 7. RATIFY THE SELECTION OF HOLDING COMPANY AND THE Management Action *Management Position Unknown GROUP AUDITORS FOR 2007 8. MISCELLANEOUS Non-Voting *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ SAIPEM SPA, SAN DONATO MILANESE OGM MEETING DATE: 04/28/2007 ISSUER: T82000117 ISIN: IT0000068525 BLOCKING SEDOL: B020R51, 4768768, 4765996, 4769103 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. * PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting *Management Position Unknown YOU. Take No O.1 RECEIVE THE FINANCIAL AND CONSOLIDATED FINANCIAL Management Action *Management Position Unknown STATEMENTS AT 31 DEC 06, THEBOARD OF DIRECTORS AND THE BOARD OF AUDITORS REPORTS, THE AUDIT FIRM REPORT AND APPROVE TO ALLOCATE PROFITS Take No O.2 APPROVE THE STOCK OPTION PLAN Management Action *Management Position Unknown Take No O.3 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown WITH THE ARTICLE 2357 OF THE CIVIL CODE TO PURCHASE MAXIMUM 2.500.000 OWN SHARES DURING A PERIOD OF 18 MONTHS STARTING FROM THE DATE OF THE MEETING RESOLUTION Take No O.4 AUTHORIZE THE BOARD OF DIRECTORS IN COMPLIANCE Management Action *Management Position Unknown WITH THE ARTICLE 2357 OF THE CIVIL CODE TO DISPOSE MAXIMUM 2.500.000 OWN SHARES IN FAVOUR OF INCENTIVE STOCK OPTION PLAN 2007 Take No O.5 APPROVE TO EXTEND THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management Action *Management Position Unknown AS THE AUDIT FIRMFOR THE FY S 2007-2012 Take No O.6 APPROVE THE INSURANCE POLICY AGAINST MANAGERIAL Management Action *Management Position Unknown AND PROFESSIONAL RISKS OF THEDIRECTORS AND THE AUDITORS Take No E.1 AMEND THE ARTICLES 13, 19, 20, 21, 27 OF THE Management Action *Management Position Unknown COMPANY S BY-LAW
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------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORPORATION BTU ANNUAL MEETING DATE: 05/01/2007 ISSUER: 704549104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For WILLIAM A. COLEY Management For For IRL F. ENGELHARDT Management For For WILLIAM C. RUSNACK Management For For JOHN F. TURNER Management For For ALAN H. WASHKOWITZ Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shareholder Against For
------------------------------------------------------------------------------------------------------------------------------------ UST INC. UST ANNUAL MEETING DATE: 05/01/2007 ISSUER: 902911106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DECLASSIFICATION OF THE BOARD OF DIRECTORS Management For For 02 DIRECTOR Management For J.D. BARR* Management For For J.P. CLANCEY* Management For For P. DIAZ DENNIS* Management For For V.A. GIERER, JR.* Management For For J.E. HEID* Management For For M.S. KESSLER* Management For For P.J. NEFF* Management For For A.J. PARSONS* Management For For R.J. ROSSI* Management For For J.P. CLANCEY** Management For For V.A. GIERER, JR.** Management For For J.E. HEID** Management For For 03 TO RATIFY AND APPROVE ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS OF THE COMPANY FOR THE YEAR 2007.
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------------------------------------------------------------------------------------------------------------------------------------ PEPSICO, INC. PEP ANNUAL MEETING DATE: 05/02/2007 ISSUER: 713448108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1I ELECTION OF DIRECTOR: D. VASELLA Management For For 1J ELECTION OF DIRECTOR: M.D. WHITE Management For For 02 APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS Management For For 03 APPROVAL OF 2007 LONG-TERM INCENTIVE PLAN (PROXY Management Against Against STATEMENT P. 37) 04 SHAREHOLDER PROPOSAL- CHARITABLE CONTRIBUTIONS Shareholder Against For (PROXY STATEMENT P. 44) 1A ELECTION OF DIRECTOR: D. DUBLON Management For For 1B ELECTION OF DIRECTOR: V.J. DZAU Management For For 1C ELECTION OF DIRECTOR: R.L. HUNT Management For For 1D ELECTION OF DIRECTOR: A. IBARGUEN Management For For 1E ELECTION OF DIRECTOR: A.C. MARTINEZ Management For For 1F ELECTION OF DIRECTOR: I.K. NOOYI Management For For 1G ELECTION OF DIRECTOR: S.P. ROCKEFELLER Management For For 1H ELECTION OF DIRECTOR: J.J. SCHIRO Management For For
------------------------------------------------------------------------------------------------------------------------------------ CONNECTICUT WATER SERVICE, INC. CTWS ANNUAL MEETING DATE: 05/08/2007 ISSUER: 207797101 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For HEATHER HUNT Management For For ARTHUR C. REEDS Management For For ERIC W. THORNBURG Management For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2007.
------------------------------------------------------------------------------------------------------------------------------------ SPRINT NEXTEL CORPORATION S ANNUAL MEETING DATE: 05/08/2007 ISSUER: 852061100 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: KEITH J. BANE Management For For 1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Management For For 1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 38 of 73 1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Management For For 1E ELECTION OF DIRECTOR: GARY D. FORSEE Management For For 1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For 1G ELECTION OF DIRECTOR: V. JANET HILL Management For For 1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Management For For 1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Management For For 1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Management For For 02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT NEXTEL FOR 2007. 03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Management Against Against 04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shareholder Against For ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
------------------------------------------------------------------------------------------------------------------------------------ UNITED STATES CELLULAR CORPORATION USM ANNUAL MEETING DATE: 05/08/2007 ISSUER: 911684108 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFY ACCOUNTANTS FOR 2007. Management For For 01 DIRECTOR Management For P.H. DENUIT Management For For
------------------------------------------------------------------------------------------------------------------------------------ CRH PLC AGM MEETING DATE: 05/09/2007 ISSUER: G25508105 ISIN: IE0001827041 SEDOL: 5465240, 0182704, B01ZKD6, 4182249 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE FINANCIAL STATEMENTS AND REPORTS Management For *Management Position Unknown OF THE DIRECTORS AND THE AUDITORS 2. DECLARE A DIVIDEND Management For *Management Position Unknown 3.A RE-ELECT MR. D.M. KENNEDY AS A DIRECTOR Management For *Management Position Unknown 3.B RE-ELECT MR. T.V. NEILL AS A DIRECTOR Management For *Management Position Unknown 3.C RE-ELECT MR. W.I. O MAHONY AS A DIRECTOR Management For *Management Position Unknown 3.D RE-ELECT MR. W.P. EGAN AS A DIRECTOR Management For *Management Position Unknown 3.E RE-ELECT MR. D.N. O CONNOR AS A DIRECTOR Management For *Management Position Unknown 4. APPROVE THE REMUNERATION OF THE AUDITORS Management For *Management Position Unknown S.5 APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS Management For *Management Position Unknown S.6 GRANT AUTHORITY TO PURCHASE OWN ORDINARY SHARES Management For *Management Position Unknown S.7 GRANT AUTHORITY IN RELATION TO RE-ISSUE PRICE Management For *Management Position Unknown RANGE OF TREASURY SHARES S.8 AMEND THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown S.9 GRANT AUTHORITY TO RE-ISSUE TREASURY SHARES Management For *Management Position Unknown
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------------------------------------------------------------------------------------------------------------------------------------ CHRISTIAN DIOR SA, PARIS MIX MEETING DATE: 05/10/2007 ISSUER: F26334106 ISIN: FR0000130403 SEDOL: 4061393, 4194545, 5690097, B02PS53, 4069030 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * VERIFICATION PERIOD: REGISTERED SHARES: 1 TO Non-Voting *Management Position Unknown 5 DAYS PRIOR TO THE MEETING DATE, DEPENDS ON COMPANY S BY-LAWS. BEARER SHARES: 6 DAYS PRIOR TO THE MEETING DATE. FRENCH RESIDENT SHAREOWNERS MUST COMPLETE, SIGN AND FORWARD THE PROXY CARD DIRECTLY TO THE SUB CUSTODIAN. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO OBTAIN THE NECESSARY CARD, ACCOUNT DETAILS AND DIRECTIONS. THE FOLLOWING APPLIES TO NON-RESIDENT SHAREOWNERS: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS THAT HAVE BECOME REGISTERED INTERMEDIARIES, ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIAN WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN. IF YOU ARE UNSURE WHETHER YOUR GLOBAL CUSTODIAN ACTS AS REGISTERED INTERMEDIARY, PLEASE CONTACT YOUR REPRESENTATIVE. TRADES/VOTE INSTRUCTIONS: SINCE FRANCE MAINTAINS A VERIFICATION PERIOD, FOR VOTE INSTRUCTIONS SUBMITTED THAT HAVE A TRADE TRANSACTED (SELL) FOR EITHER THE FULL SECURITY POSITION OR A PARTIAL AMOUNT AFTER THE VOTE INSTRUCTION HAS BEEN SUBMITTED AND THE GLOBAL CUSTODIAN ADVISES OF THE POSITION CHANGE VIA THE ACCOUNT POSITION COLLECTION PROCESS, THERE IS A PROCESS IN EFFECT WHICH WILL ADVISE THE GLOBAL CUSTODIAN OF THE NEW ACCOUNT POSITION AVAILABLE FOR VOTING. THIS WILL ENSURE THAT THE LOCAL CUSTODIAN IS INSTRUCTED TO AMEND THE VOTE INSTRUCTION AND RELEASE THE SHARES FOR SETTLEMENT OF THE SALE TRANSACTION. THIS PROCEDURE PERTAINS TO SALE TRANSACTIONS WITH A SETTLEMENT DATE PRIOR TO MEETING DATE + 1 Take No O.1 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE AUDITORS AND APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FYE 31 DEC 2006, IN THE FORM PRESENTED TO THE MEETING Take No O.2 RECEIVE THE REPORTS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND THE AUDITORS AND APPROVE THE COMPANY S FINANCIAL STATEMENTS FOR THE YEAR 2006, GRANT PERMANENT DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERFORMANCE OF THEIR DUTIES DURING THE SAID FY Take No O.3 RECEIVE THE SPECIAL REPORT OF THE AUDITORS ON Management Action *Management Position Unknown AGREEMENTS GOVERNED BY THE ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE; APPROVE THE SAID REPORT AND THE AGREEMENTS REFERRED TO THEREIN
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 40 of 73 Take No O.4 APPROVE THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown AND RESOLVES THAT THE INCOME FOR THE FY IS APPROPRIATED AS FOLLOWS: INCOME FOR THE FY: EUR 184,249,668.52; RETAINED EARNINGS: EUR 43,227,088.83; ORDINARY RESERVES: EUR 28,758,380.33; TOTAL: EUR 256,235,137.68; ALLOCATED AS FOLLOWS: DIVIDENDS: EUR 256,235,137.68 CORRESPONDING TO A DIVIDEND OF EUR 1.41 PER SHARE; AND REMINDS THAT AN INTERIM DIVIDEND OF EUR 0.38 WAS ALREADY PAID ON 01 DEC 2006; THE REMAINING DIVIDEND OF EUR 1.03 WILL BE PAID ON 15 MAY 2007, AND WILL ENTITLE NATURAL PERSONS TO THE 40% ALLOWANCE; IN THE EVENT THAT THE COMPANY HOLDS SOME OF ITS OWN SHARES ON SUCH DATE, THE AMOUNT OF THE UNPAID DIVIDEND ON SUCH SHARES SHALL BE ALLOCATED TO THE RETAINED EARNING ACCOUNT; AS REQUIRED BY-LAW Take No O.5 APPORVE TO RENEW THE APPOINTMENT OF MR. RAYMOND Management Action *Management Position Unknown WIBAUX AS A DIRECTOR FOR A 3 YEAR PERIOD Take No O.6 AUTHORIZE THE BOARD OF DIRECTORS, TO BUY BACK Management Action *Management Position Unknown THE COMPANY S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS AS BELOW: MAXIMUM PURCHASE PRICE: EUR 130.00; MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 0.5% OF THE SHARE CAPITAL ON 01 JAN 2007, I.E. 908.635 SHARES MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 118,000,000.00; AUTHORITY EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THE DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS MEETING DATED 11 MAY 2006 Take No E.7 AUTHORIZE THE BOARD OF DIRECTORS, TO REDUCE THE Management Action *Management Position Unknown SHARE CAPITAL, ON 1 OR MORE OCCASION, BY CANCELING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH A STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL OVER A 24 MONTH PERIOD; AUTHORITY EXPIRES AT 18 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN BY THE SHAREHOLDERS MEETING DATED 11 MAY 2006 Take No E.8 AUTHORIZE THE BOARD OF DIRECTORS, IN ORDER TO Management Action *Management Position Unknown INCREASE THE SHARE CAPITAL IN ONE OR MORE OCCASIONS: UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF ISSUING, BY WAY OF A PUBLIC OFFERING AND WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED; ORDINARY SHARES AND-OR SECURITIES GIVING ACCESS TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY; UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00 BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BY-LAWS, TO BE CARRIED OUT THROUGH THE ISSUE OF BONUS SHARES OR THE RAISE OF THE PAR VALUE OF THE EXISTING SHARES; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURE AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWER SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS MEETING DATED 12 MAY 2005
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 41 of 73 Take No E.9 AUTHORIZE THE BOARD OF DIRECTORS, TO INCREASE Management Action *Management Position Unknown ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, THE SHARE CAPITAL TO A MAXIMUM NOMINAL AMOUNT OF EUR 40,000,000.00, BY ISSUANCE, BY WAY OF PUBLIC OFFERING AND WITH THE SHAREHOLDERS CANCELLATION PREFERRED SUBSCRIPTION RIGHTS, OF ORDINARY SHARES AND SECURITIES, GIVING ACCESS TO THE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY; THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTIONS NUMBERS 8, 10; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS METING DATED 12 MAY 2005 Take No E.10 AUTHORIZE THE BOARD OF DIRECTORS, TO ISSUE SHARES Management Action *Management Position Unknown OR SECURITIES, GIVING ACCESS TO THE COMPANY S SHARE CAPITAL OR GIVING RIGHT TO A DEBT SECURITY, EITHER IN CONSIDERATION FOR SECURITIES TENDERED IN A PUBLIC EXCHANGE OFFER, OR, UP TO 10% OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTION IN KIND GRANTED TO THE COMPANY AND COMPRISED OF CAPITAL SECURITIES OR SECURITIES GIVING ACCESS TO SHARE CAPITAL; AUTHORITY EXPIRES AT 26 MONTH PERIOD; TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES; THIS DELEGATION OF POWERS SUPERSEDES THE ONE GIVEN BY THE COMBINED SHAREHOLDERS METING DATED 12 MAY 2005 Take No E.11 APPROVE TO INCREASE THE NUMBER OF SECURITIES Management Action *Management Position Unknown TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE ACCORDANCE THE ISSUANCES WHICH SHALL BE DECIDED IN APPLICATION TO THE CONFERRED DELEGATIONS IN VIRTUE OF THE RESOLUTIONS NO 8 AND 9 Take No E.12 APPROVE TO RESOLVE TO BRING THE ARTICLE 17 OF Management Action *Management Position Unknown THE BNP PARIBAS SECURITIES SERVICES
------------------------------------------------------------------------------------------------------------------------------------ GOOGLE INC. GOOG ANNUAL MEETING DATE: 05/10/2007 ISSUER: 38259P508 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For ERIC SCHMIDT Management For For SERGEY BRIN Management For For LARRY PAGE Management For For L. JOHN DOERR Management For For JOHN L. HENNESSY Management For For ARTHUR D. LEVINSON Management For For ANN MATHER Management For For PAUL S. OTELLINI Management For For K. RAM SHRIRAM Management For For SHIRLEY M. TILGHMAN Management For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GOOGLE INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2007.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 42 of 73 03 APPROVAL OF AN AMENDMENT TO GOOGLE S 2004 STOCK Management For For PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK ISSUABLE THEREUNDER BY 4,500,000. 04 APPROVAL OF GOOGLE S EXECUTIVE BONUS PLAN. Management For For 05 STOCKHOLDER PROPOSAL TO REQUEST THAT MANAGEMENT Shareholder Against For INSTITUTE POLICIES TO HELP PROTECT FREEDOM OF ACCESS TO THE INTERNET.
------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN INC. RIG ANNUAL MEETING DATE: 05/10/2007 ISSUER: G90078109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: ROBERT L. LONG Management For For 1B ELECTION OF DIRECTOR: MARTIN B. MCNAMARA Management For For 1C ELECTION OF DIRECTOR: ROBERT M. SPRAGUE Management For For 1D ELECTION OF DIRECTOR: J. MICHAEL TALBERT Management For For 02 APPROVAL OF THE APPOINTMENT OF ERNST & YOUNG Management For For LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
------------------------------------------------------------------------------------------------------------------------------------ ESCADA AG, ASCHEIM OGM MEETING DATE: 05/14/2007 ISSUER: D25191111 ISIN: DE0005692107 SEDOL: 4317193 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting *Management Position Unknown MEETING IS 23 APR 2007, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU 1. PRESENTATION OF THE FINANCIAL STATEMENTS AND Non-Voting *Management Position Unknown ANNUAL REPORT FOR THE 2005/2006 FY WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT 2. RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE Management For *Management Position Unknown PROFIT OF EUR 16,257,076.15 AS FOLLOWS: EUR 8,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR 8,257,076.15 SHALL BE CARRIED FORWARD 3. RATIFICATION OF THE ACTS OF THE BOARD OF MANAGING Management For *Management Position Unknown DIRECTORS 4. RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD Management For *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 43 of 73 5. APPOINTMENT OF AUDITORS FOR THE 2006/2007 FY: Management For *Management Position Unknown AWT HORWATH GMBH, MUNICH 6.1 ELECT MR. RUSTAM AKSENENKO TO THE SUPERVISORY Management For *Management Position Unknown BOARD 6.2 ELECT MR. JEAN-CHRISTOPHE HOCKE TO THE SUPERVISORY Management For *Management Position Unknown BOARD 6.3 ELECT DR. MARTIN KUHN TO THE SUPERVISORY BOARD Management For *Management Position Unknown 6.4 ELECT MR. JEAN-MARC LOUBIER TO THE SUPERVISORY Management For *Management Position Unknown BOARD 6.5 ELECT MR. CLAUS MINGERS TO THE SUPERVISORY BOARD Management For *Management Position Unknown 6.6 ELECT MR. HANS-JOERG RUDLOFF TO THE SUPERVISORY Management For *Management Position Unknown BOARD 7. APPROVAL OF THE TRANSFER OF THE COMPANY S GERMAN Management For *Management Position Unknown DISTRIBUTION DIVISION TO ITSWHOLLY OWNED SUBSIDIARY ESCADA DEUTSCHLAND VERTRIEBS GMBH 8. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown ESCADA DEUTSCHLAND VERTRIEBS GMBH 9. APPROVAL OF THE PROFIT TRANSFER AGREEMENT WITH Management For *Management Position Unknown PRIMERA AG, ANOTHER OF THE COMPANY S WHOLLY OWNED SUBSIDIARIES
------------------------------------------------------------------------------------------------------------------------------------ ALLTEL CORPORATION AT ANNUAL MEETING DATE: 05/15/2007 ISSUER: 020039103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For SCOTT T. FORD Management For For L.L GELLERSTEDT, III Management For For EMON A. MAHONY, JR. Management For For RONALD TOWNSEND Management For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Management For For
------------------------------------------------------------------------------------------------------------------------------------ ST. JUDE MEDICAL, INC. STJ ANNUAL MEETING DATE: 05/16/2007 ISSUER: 790849103 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For MICHAEL A. ROCCA Management For For STEFAN K. WIDENSOHLER Management For For 02 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 STOCK Management Against Against INCENTIVE PLAN. 03 TO APPROVE THE ST. JUDE MEDICAL, INC. 2007 EMPLOYEE Management For For STOCK PURCHASE PLAN. 04 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Management For For AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2007.
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------------------------------------------------------------------------------------------------------------------------------------ INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 05/18/2007 ISSUER: G4755S126 ISIN: IE0004614818 SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE TRANSACTION, AS SPECIFIED, AND AUTHORIZE Management For *Management Position Unknown THE DIRECTORS OF THE COMPANY OR COMMITTEE THEREOF TO DO, OR PROCURE TO BE DONE, ALL SUCH ACTS AND THINGS ON BEHALF OF THE COMPANY AND ANY SUBSIDIARIES AS SHALL BE REQUIRED OR AS SHALL SEEM TO THEM TO BE DESIRABLE TO GIVE EFFECT THERETO WITH SUCH NON-MATERIAL MODIFICATIONS IF ANY AS THEY MAY IN THEIR ABSOLUTE DISCRETION THINK FIT, AND WITHOUT PREJUDICE TO THE GENERALITY OF FOREGOING, INCLUDING ENTERING INTO THE SCHEME IMPLEMENTATION AGREEMENT AND IMPLEMENTING THE SCHEME EACH AS SPECIFIED
------------------------------------------------------------------------------------------------------------------------------------ LADBROKES PLC AGM MEETING DATE: 05/18/2007 ISSUER: G5337D107 ISIN: GB00B0ZSH635 SEDOL: B1321T5, B100LK3, B0ZSH63 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE FINANCIAL STATEMENTS AND Management For *Management Position Unknown STATUTORY REPORTS 2. APPROVE A FINAL DIVIDEND OF 8.60P PER ORDINARY Management For *Management Position Unknown SHARE 3. RE-ELECT MR. CHRISTOPHER RODRIGUES AS A DIRECTOR Management For *Management Position Unknown 4. ELECT MR. JOHN JARVIS AS A DIRECTOR Management For *Management Position Unknown 5. ELECT MR. HENRY STAUNTON AS A DIRECTOR Management For *Management Position Unknown 6. ELECT MR. BRIAN WALLACE AS A DIRECTOR Management For *Management Position Unknown 7. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown AND AUTHORIZE THE BOARD TO DETERMINE THEIR REMUNERATION 8. APPROVE THE REMUNERATION REPORT Management For *Management Position Unknown 9. AUTHORIZE THE COMPANY TO MAKE EU POLITICAL DONATIONS Management For *Management Position Unknown AND TO INCUR EU POLITICAL EXPENDITURES UP TO GBP 10,000 AND AUTHORIZE LADBROKES BETTING GAMING LTD TO MAKE EU POLITICAL DONATIONS AND TO INCUR EU POLITICAL EXPENDITURES UP TO GBP 15,000 10. AUTHORIZE THE DIRECTORS TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITH PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 58,794,737 S.11 GRANT AUTHORITY TO ISSUE EQUITY OR EQUITY-LINKED Management For *Management Position Unknown SECURITIES WITHOUT PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF GBP 8, 893,958 AND UP TO AGGREGATE NOMINAL AMOUNT OF GBP 58,794,737 IN CONNECTION WITH A RIGHTS ISSUE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 45 of 73 S.12 AUTHORIZE THE COMPANY TO MAKE MARKET PURCHASE Management For *Management Position Unknown OF 62,780,884 ORDINARY SHARES S.13 AMEND THE ARTICLES OF ASSOCIATION REGARDING ELECTRONIC Management For *Management Position Unknown COMMUNICATIONS 14. AUTHORIZE THE COMPANY, SUBJECT TO THE PASSING Management For *Management Position Unknown OF RESOLUTION 13, TO USE ELECTRONIC MEANS TO CONVEY INFORMATION TO SHAREHOLDERS 15. APPROVE THE LADBROKES PLC PERFORMANCE SHARE PLAN Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ TIME WARNER INC. TWX ANNUAL MEETING DATE: 05/18/2007 ISSUER: 887317105 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 RATIFICATION OF AUDITORS. Management For For 03 COMPANY PROPOSAL TO AMEND THE COMPANY S RESTATED Management For For CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN SUPER-MAJORITY VOTE REQUIREMENTS. 04 STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION Shareholder Against For TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS. 05 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shareholder Against For ROLES OF CHAIRMAN AND CEO. 06 STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shareholder Against For VOTE. 07 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For MEETINGS. 08 STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER RATIFICATION Shareholder Against For OF DIRECTOR COMPENSATION WHEN A STOCKHOLDER RIGHTS PLAN HAS BEEN ADOPTED. 01 DIRECTOR Management For JAMES L. BARKSDALE Management For For JEFFREY L. BEWKES Management For For STEPHEN F. BOLLENBACH Management For For FRANK J. CAUFIELD Management For For ROBERT C. CLARK Management For For MATHIAS DOPFNER Management For For JESSICA P. EINHORN Management For For REUBEN MARK Management For For MICHAEL A. MILES Management For For KENNETH J. NOVACK Management For For RICHARD D. PARSONS Management For For FRANCIS T. VINCENT, JR. Management For For DEBORAH C. WRIGHT Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 46 of 73
------------------------------------------------------------------------------------------------------------------------------------ GLAXOSMITHKLINE GSK AGM MEETING DATE: 05/23/2007 ISSUER: G3910J112 ISIN: GB0009252882 SEDOL: B01DHS4, 4907657, 0925288 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE DIRECTORS REPORT AND THE Management For *Management Position Unknown FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006 2. APPROVE THE REMUNERATION REPORT FOR THE YE 31 Management For *Management Position Unknown DEC 2006 3. ELECT DR. DANIEL PODOLSKY AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4. ELECT DR. STEPHANIE BURNS AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 5. RE- ELECT MR. JULIAN HESLOP AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 6. RE-ELECT SIR. DERYCK MAUGHAN AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 7. RE-ELECT DR. RONALDO SCHMITZ AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 8. RE-ELECT SIR. ROBERT WILSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 9. AUTHORIZE THE AUDIT COMMITTEE TO RE-APPOINT PRICEWATERHOUSECOOPERS Management For *Management Position Unknown LLP AS THEAUDITORS TO THE COMPANY UNTIL THE END OF THE NEXT MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 10. AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE THE Management For *Management Position Unknown REMUNERATION OF THE AUDITORS 11. AUTHORIZE THE COMPANY, IN ACCORDANCE WITH 347C Management For *Management Position Unknown OF THE COMPANIES ACT 1985 THEACT, TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS AND TO INCUR EU POLITICAL EXPENDITURE UP TO A MAXIMUM AGGREGATE AMOUNT OF GBP 50,000; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM IN 2008 OR 22 NOV 2008 S.15 AMEND ARTICLE 2 AND 142 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown 12. AUTHORIZE THE DIRECTORS, IN SUBSTITUTION FOR Management For *Management Position Unknown ALL SUBSTITUTING AUTHORITIES, TOALLOT RELEVANT SECURITIES SECTION 80 OF THE ACT UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 479,400,814; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE COMPANY S AGM TO BE HELD IN 2008 OR 22 NOV 2008; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.13 AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown ARTICLE 12 OF THE COMPANY S ARTICLES OF ASSOCIATION AND PURSUANT TO SECTION 95 OF THE ACT, TO ALLOT EQUITY SECURITIES SECTION 94 OF THE ACT FOR CASH PURSUANT TO THE AUTHORITY CONFERRED ON THE DIRECTORS BY RESOLUTION 12 AND /OR WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A)OF THE ACT, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: A) IN CONNECTION WITH A RIGHTS ISSUE AS DEFINED IN ARTICLE 12.5 OF THE COMPANY S ARTICLES OF ASSOCIATION PROVIDED THAT AN OFFER OF EQUITY SECURITIES PURSUANT TO ANY SUCH RIGHTS ISSUE NEED NOT BE OPEN TO ANY SHAREHOLDER HOLDING ORDINARY SHARES AS TREASURY SHARES; AND B) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 71,910,122; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2008 OR ON 22 NOV 2008; AND THE DIRECTORS TO ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 47 of 73 S.14 AUTHORIZE THE COMPANY, FOR THE PURPOSES OF SECTION Management For *Management Position Unknown 166 OF THE ACT, TO MAKE MARKET PURCHASES SECTION 163 OF THE ACT OF UP TO 575,280,977 ORDINARY SHARES OF 25P EACH, AT A MINIMUM PRICE OF 25P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS AND THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK EXCHANGE OFFICIAL LIST AT THE TIME THE PURCHASE IS CARRIED OUT; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY TO BE HELD IN 2008 OR ON 22 NOV 2008; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
------------------------------------------------------------------------------------------------------------------------------------ CADBURY SCHWEPPES PLC CSG AGM MEETING DATE: 05/24/2007 ISSUER: G17444152 ISIN: GB0006107006 SEDOL: 0610700, 6149703, B02S7G6, 5659883 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE FINANCIAL STATEMENTS FOR THE YE 31 Management For *Management Position Unknown DEC 2006 AND RECEIVE THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2. DECLARE THE RECOMMENDED FINAL DIVIDEND OF 9.9 Management For *Management Position Unknown PENCE PER ORDINARY SHARE PAYABLE ON 25 MAY 2007 TO THE ORDINARY SHARES REGISTERED AT THE CLOSE OF BUSINESS ON 27 APR 2007 3. APPROVE THE DIRECTORS REMUNERATION REPORT CONTAINED Management For *Management Position Unknown IN THE ANNUAL REPORT ANDACCOUNTS 4. RE-APPOINT SIR. JOHN SUNDERLAND AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION 5. RE-APPOINT MR. ROSEMARY THORNE AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY, WHO RETIRES BY ROTATION 6. RE-APPOINT MR. DAVID THOMPSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY, WHO RETIRES BY ROTATION 7. RE-APPOINT MR. SANJIV AHUJA AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 8. RE-APPOINT MR. RAYMOND VIAULT AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 9. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY 10. AUTHORIZE THE DIRECTORS TO DETERMINE THE REMUNERATION Management For *Management Position Unknown OF THE AUDITORS
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 48 of 73 11. AMEND THE RULES OF THE CADBURY SCHWEPPES LONG Management For *Management Position Unknown TERM INCENTIVE PLAN 2004, THE CADBURY SCHWEPPES SHARE OPTION PLAN 2004 AND THE CADBURY SCHWEPPES NEW ISSUE SHARE OPTION PLAN 2004 AS SPECIFIED AND AUTHORIZE THE DIRECTORS TO DO ALL SUCH THINGS AS MAY BE NECESSARY TO CARRY THE SAME INTO EFFECT 12. AUTHORIZE THE COMPANY, TO SERVE ANY NOTICE OR Management For *Management Position Unknown SEND OR SUPPLY ANY OTHER DOCUMENT OR INFORMATION TO A MEMBER WHERE APPLICABLE A NOMINEE BY MAKING THE NOTICE OR DOCUMENT OR INFORMATION AVAILABLE ON THE COMPANY S WEBSITE OR BY USING OTHER ELECTRONIC MEANS 13. AUTHORIZE THE DIRECTORS, TO ALLOT RELEVANT SECURITIES Management For *Management Position Unknown SECTION 80 OF THE COMPANIES ACT 1985 UP TO A MAXIMUM AGGREGATE NOMINAL AMOUNT OF GBP 86,636,438; AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT RELEVANT SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.14 AUTHORIZE THE DIRECTORS, TO ALLOT EQUITY SECURITIES Management For *Management Position Unknown SECTION 94(2) OF THE COMPANIES ACT 1985, FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 13 WHERE SUCH ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 94(3A) OF THE COMPANIES ACT 1985, DISAPPLYING THE STATUTORY PRE-EMPTION RIGHTS SECTION 89(1), PROVIDED THAT THIS POWER IS LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES: I) IN CONNECTION WITH A RIGHTS ISSUE, OPEN OFFER OR ANY OTHER PRE-EMPTIVE OFFER IN FAVOR OF ORDINARY SHARES OR OTHER EQUITY SECURITIES EXCLUDING ANY HOLDER HOLDING SHARES AS TREASURY SHARES WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF SUCH PERSONS ON A FIXED RECORD DATE ARE PROPORTIONATE AS NEARLY AS MAY BE TO THE RESPECTIVE NUMBERS OF EQUITY SECURITIES HELD BY THEM OR OTHERWISE ALLOTTED IN ACCORDANCE WITH THE RIGHTS ATTACHING TO SUCH EQUITY SECURITIES; II) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 13,126,733; AUTHORITY EXPIRES AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY; AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AFTER THE EXPIRY OF THIS AUTHORITY IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT MADE PRIOR TO SUCH EXPIRY S.15 AUTHORIZE THE COMPANY, PURSUANT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF ITS OWN ORDINARY SHARES UPON AND SUBJECT TO THE FOLLOWING CONDITIONS: I) THE MAXIMUM NUMBER OF SUCH ORDINARY SHARES IN THE COMPANY HAS A TOTAL NOMINAL VALUE OF GBP 26,253,466; II) THE MINIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO THE NOMINAL VALUE OF EACH SUCH ORDINARY SHARE; III) THE MAXIMUM PRICE, EXCLUSIVE OF EXPENSES, WHICH MAY BE PAID FOR ANY SUCH ORDINARY SHARE IS AN AMOUNT EQUAL TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES IN THE COMPANY DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER AT THE CONCLUSION OF THE NEXT AGM OF THE COMPANY; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 49 of 73
------------------------------------------------------------------------------------------------------------------------------------ SEVEN & I HOLDINGS CO.,LTD. AGM MEETING DATE: 05/24/2007 ISSUER: J7165H108 ISIN: JP3422950000 SEDOL: B0J9LH1, B0FS5D6, B0L4N67, B17PBH8 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 AMEND THE ARTICLES TO APPROVE MINOR CHANGES Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 3.11 APPOINT A DIRECTOR Management For *Management Position Unknown 3.12 APPOINT A DIRECTOR Management For *Management Position Unknown 3.13 APPOINT A DIRECTOR Management For *Management Position Unknown 3.14 APPOINT A DIRECTOR Management For *Management Position Unknown 3.15 APPOINT A DIRECTOR Management For *Management Position Unknown 4 APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown 5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS
------------------------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR AGM MEETING DATE: 06/01/2007 ISSUER: G4804L114 ISIN: GB00B128LQ10 SEDOL: B128LQ1, B16CJR6, B157110 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE THE COMPANY S FINANCIAL STATEMENTS FOR Management For *Management Position Unknown THE YE 31 DEC 2006, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS 2. APPROVE THE DIRECTORS REMUNERATION REPORT FOR Management For *Management Position Unknown THE YE 31 DEC 2006 3. DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARE Management For *Management Position Unknown 4.A RE-ELECT MR. ROBERT C. LARSON AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 4.B RE-ELECT SIR DAVID PROSSER AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 4.C RE-ELECT MR. RICHARD SOLOMONS AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 4.D RE-ELECT MR. DAVID WEBSTER AS A DIRECTOR OF THE Management For *Management Position Unknown COMPANY 5. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE TO BE LAID BEFORE THE COMPANY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 50 of 73 6. AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD TO Management For *Management Position Unknown AGREE THE AUDITORS REMUNERATION 7. AUTHORIZE THE COMPANY AND ANY COMPANY THAT IS Management For *Management Position Unknown OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THE RESOLUTION RELATES, FOR THE PURPOSES OF PART XA OF THE COMPANIES ACT 1985, TO: I) TO MAKE DONATIONS TO EU POLITICAL ORGANIZATIONS; OR II) INCUR EU POLITICAL EXPENDITURE IN AN AGGREGATE AMOUNT NOT EXCEEDING GBP 100,000 DURING THE ENDING ON THE DATE OF THE AGM IN 2008; FOR THE PURPOSE OF THIS RESOLUTION DONATIONS EU POLITICAL ORGANIZATIONS AND EU POLITICAL EXPENDITURE HAVE THE MEANINGS ASCRIBED TO THEM IN PART XA OF THE COMPANIES ACT 1985 AS AMENDED BY THE POLITICAL PARTIES, ELECTIONS AND REFERENDUMS ACT 2000 8. APPROVE TO RENEW THE AUTHORITY CONFERRED ON THE Management For *Management Position Unknown DIRECTORS BY PARAGRAPH 13.2 OF ARTICLE 13 OF THE COMPANY S ARTICLES OF ASSOCIATION TO ALLOT RELEVANT SECURITIES BY RENEWED FOR THE PERIOD ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 13,476,684 S.9 APPROVE TO RENEW THE POWER CONFERRED ON THE DIRECTORS Management For *Management Position Unknown BY PARAGRAPH 13.3 OF ARTICLE 13 OF THE COMPANY S ARTICLES OF ASSOCIATION BE RENEWED FOR THE PERIOD ENDING ON THE DATE OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS THE EARLIER, AND FOR SUCH PERIOD THE SECTION 80 AMOUNT SHALL BE GBP 2,021,502 S.10 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH ARTICLE 10 OF THE COMPANY S ARTICLES OF ASSOCIATION, FOR THE PURPOSE OF SECTION 166 OF THE COMPANIES ACT 1985, TO MAKE MARKET PURCHASES SECTION 163 OF THAT ACT OF UP TO AN AGGREGATE NUMBER OF 53,029,071 ORDINARY SHARES OF 11 3/7P EACH IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE OF 11 3/7P AND UP TO 105% OF THE AVERAGE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE PREVIOUS 5 BUSINESS DAYS; THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID AS STIPULATED BY ARTICLE 5(1) OF COMMISSION REGULATION EC 22 DEC 2003 IMPLEMENTING THE MARKET ABUSE DIRECTIVE AS REGARDS EXEMPTIONS FOR BUYBACK PROGRAMMES AND STABILIZATION OF FINANCIAL INSTRUMENTS NO 2273/2003; AND AUTHORITY EXPIRES AT THE CONCLUSION OF THE AGM IN 2008 OR 01 SEP 2008, WHICHEVER IS EARLIER EXPECT IN RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE SUCH DATE AND WHICH IS EXECUTED WHOLLY OR PARTLY AFTER SUCH DATE, OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 31 OCT 2003; THE COMPANY, BEFORE THE EXPIRY, MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 51 of 73 S.11 AUTHORIZE THE COMPANY, SUBJECT TO AND IN ACCORDANCE Management For *Management Position Unknown WITH THE PROVISIONS OF THE COMPANIES ACT 2006, THE DISCLOSURE AND TRANSPARENCY RULES AND THE ARTICLES OF ASSOCIATION, TO SEND, CONVEY OR SUPPLY ALL TYPES OF NOTICES, DOCUMENTS OR INFORMATION TO THE MEMBERS BY MEANS OF ELECTRONIC EQUIPMENT FOR THE PROCESSING INCLUDING DIGITAL COMPRESSION, STORAGE AND TRANSMISSION OF DATA, EMPLOYING WIRES, RADIO WITHOUT OPTICAL TECHNOLOGIES, OR ANY OTHER ELECTROMAGNETIC MEANS INCLUDING, WITHOUT LIMITATION, BY SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION BY ELECTRONIC MAIL OR SENDING SUCH NOTICES, DOCUMENTS OR INFORMATION BY ELECTRONIC MAIL OR BY MAKING SUCH NOTICES, DOCUMENTS OR INFORMATION AVAILABLE ON A WEBSITE; AND AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SPECIFIED
------------------------------------------------------------------------------------------------------------------------------------ INTERCONTINENTAL HOTELS GROUP PLC, WINDSOR EGM MEETING DATE: 06/01/2007 ISSUER: G4804L114 ISIN: GB00B128LQ10 SEDOL: B128LQ1, B16CJR6, B157110 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. APPROVE THE CONSOLIDATION OF SHARE CAPITAL Management For *Management Position Unknown 2. GRANT AUTHORITY TO PURCHASE OWN SHARES Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP OGM MEETING DATE: 06/06/2007 ISSUER: X5967A101 ISIN: GRS419003009 BLOCKING SEDOL: B0CM8G5, 7107250 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ Take No 1. APPROVE THE SUBMISSION OF THE MANAGEMENT REPORT Management Action *Management Position Unknown OF THE FY 2006 AND THE BOARD OF DIRECTORS REPORT AS WELL AS THE CHARTERED ACCOUNTANTS REPORT FOR THE FINANCIAL STATEMENTS OF THE YEAR 2006 ACCORDING TO IFRS, INCLUDING CONSOLIDATED FINANCIAL STATEMENTS OF THE GROUP Take No 2. APPROVE THE FINANCIAL STATEMENTS OF THE FY 2006 Management Action *Management Position Unknown AFTER THE PRESENTATION OF THEBOARD OF DIRECTORS AND OF THE CHARTERED ACCOUNTANTS REPORTS Take No 3. APPROVE THE EARNINGS DISTRIBUTION Management Action *Management Position Unknown Take No 4. GRANT DISCHARGE TO THE BOARD OF DIRECTORS AND Management Action *Management Position Unknown THE CHARTERED ACCOUNTANTS FROM ANY COMPETITIVE RESPONSIBILITY FOR ACTIVITIES OF FY 2006 Take No 5. ELECT 2 ORDINARY AND 2 SUBSTITUTE CHARTERED ACCOUNTANTS Management Action *Management Position Unknown FOR THE FY 2007 AND APPROVE TO DETERMINE THEIR COMPENSATION
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 52 of 73 Take No 6. APPROVE THE MONTHLY PAYMENT, PRODUCTIVITY BONUS Management Action *Management Position Unknown AND EXPENSE ACCOUNTS FOR THE PRESIDENT OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR, APPROVE THE COMPENSATION OF THE SECRETARY AND THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FY 2007 Take No 7. APPROVE THE PARTICIPATION OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown MEMBERS IN COMMITTEES ANDTHE REMUNERATION FOR THE FY 2007 Take No 8. ELECT A MEMBER OF THE BOARD OF DIRECTORS Management Action *Management Position Unknown Take No 9. AMEND ARTICLES 51 AND 53 OF THE ARTICLES OF INCORPORATION Management Action *Management Position Unknown 10. OTHER ISSUES AND ANNOUNCEMENTS Non-Voting *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ ANDSBERG LTD AGM MEETING DATE: 06/12/2007 ISSUER: G0366Y106 ISIN: GB0033529792 SEDOL: 3352979 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND APPROVE THE ANNUAL ACCOUNTS, THE Management For *Management Position Unknown DIRECTORS REPORT AND THE AUDITOR S REPORT ON THOSE ACCOUNTS 2. RE-APPOINT MR. GUILLERMO LUKSIC CRAIG AS A DIRECTOR Management For *Management Position Unknown OF THE COMPANY 3. RE-APPOINT MR. MARK LIGHTBOWN AS A DIRECTOR OF Management For *Management Position Unknown THE COMPANY 4. RE-APPOINT ERNST & YOUNG LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY, UNTIL THE CONCLUSION OF THE NEXT AGM 5. AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY Management For *Management Position Unknown TO FIX THE REMUNERATION OF THE AUDITORS
------------------------------------------------------------------------------------------------------------------------------------ YAHOO! INC. YHOO ANNUAL MEETING DATE: 06/12/2007 ISSUER: 984332106 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1A ELECTION OF DIRECTOR: TERRY S. SEMEL Management For For 1B ELECTION OF DIRECTOR: JERRY YANG Management For For 1C ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For 1D ELECTION OF DIRECTOR: RONALD W. BURKLE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 53 of 73 1E ELECTION OF DIRECTOR: ERIC HIPPEAU Management For For 1F ELECTION OF DIRECTOR: VYOMESH JOSHI Management For For 1G ELECTION OF DIRECTOR: ARTHUR H. KERN Management For For 1H ELECTION OF DIRECTOR: ROBERT A. KOTICK Management For For 1I ELECTION OF DIRECTOR: EDWARD R. KOZEL Management For For 1J ELECTION OF DIRECTOR: GARY L. WILSON Management For For 02 AMENDMENTS TO THE COMPANY S AMENDED AND RESTATED Management Against Against 1995 STOCK PLAN. 03 AMENDMENT TO THE COMPANY S AMENDED AND RESTATED Management For For 1996 EMPLOYEE STOCK PURCHASE PLAN. 04 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For PUBLIC ACCOUNTING FIRM. 05 STOCKHOLDER PROPOSAL REGARDING PAY-FOR-SUPERIOR-PERFORMANCE. Shareholder Against For 06 STOCKHOLDER PROPOSAL REGARDING INTERNET CENSORSHIP. Shareholder Against For 07 STOCKHOLDER PROPOSAL REGARDING BOARD COMMITTEE Shareholder Against For ON HUMAN RIGHTS.
------------------------------------------------------------------------------------------------------------------------------------ ANTOFAGASTA P L C AGM MEETING DATE: 06/13/2007 ISSUER: G0398N128 ISIN: GB0000456144 SEDOL: B02S5P1, B00KNM2, 0045614 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. RECEIVE AND ADOPT THE REPORTS OF THE DIRECTORS Management For *Management Position Unknown AND THE AUDITORS AND THE FINANCIAL STATEMENTS FOR THE YE 31 DEC 2006 2. APPROVE THE DIRECTORS REPORT ON REMUNERATION Management For *Management Position Unknown AND RELATED MATTERS FOR THE YE 31 DEC 2006 3. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown 4. RE-ELECT MR. D.E. YARUR AS A DIRECTOR Management For *Management Position Unknown 5. RE-ELECT MR. C.H. BAILEY AS A DIRECTOR Management For *Management Position Unknown 6. RE-ELECT MR. G.S. MENENDEZ AS A DIRECTOR Management For *Management Position Unknown 7. RE-ELECT MR. W.M. HAYES AS A DIRECTOR Management For *Management Position Unknown 8. RE-APPOINT DELOITTE & TOUCHE LLP AS THE AUDITORS Management For *Management Position Unknown OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS METING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION S.9 AUTHORIZE THE COMPANY, TO MAKE ONE OR MORE MARKET Management For *Management Position Unknown PURCHASES SECTION 163(3) OF THE COMPANIES ACT 1985 OF UP TO 98,585,669 REPRESENTING 10% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY ORDINARY SHARES OF 5P IN THE CAPITAL OF THE COMPANY, AT A MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5P EQUAL TO THE NOMINAL VALUE AND NOT MORE THAN 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR SUCH SHARES DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, OVER THE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 54 of 73 PREVIOUS 5 BUSINESS DAYS; AUTHORITY EXPIRES THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2008 OR 15 MONTHS; AND THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY
------------------------------------------------------------------------------------------------------------------------------------ INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007 ISSUER: G4755S126 ISIN: IE0004614818 SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting *Management Position Unknown 1. ADOPT THE REPORTS AND FINANCIAL STATEMENTS Management For *Management Position Unknown 2. DECLARE A FINAL DIVIDEND Management For *Management Position Unknown 3.1 RE-ELECT MR. V.C. CROWLEY AS A DIRECTOR Management For *Management Position Unknown 3.2 RE-ELECT MR. P.M. COSGROVE AS A DIRECTOR Management For *Management Position Unknown 3.3 RE-ELECT MR. J.C. DAVY AS A DIRECTOR Management For *Management Position Unknown 3.4 RE-ELECT MR. I.G. FALLON AS A DIRECTOR Management For *Management Position Unknown 3.5 RE-ELECT SENATOR M.N. HAYES AS A DIRECTOR Management For *Management Position Unknown 3.6 RE-ELECT MR. L.P. HEALY AS A DIRECTOR Management For *Management Position Unknown 3.7 RE-ELECT DR. B.J. HILLERY AS A DIRECTOR Management For *Management Position Unknown 3.8 RE-ELECT MR. BARONESS M. JAY AS A DIRECTOR Management For *Management Position Unknown 3.9 RE-ELECT DR. IE KENNY AS A DIRECTOR Management For *Management Position Unknown 3.10 RE-ELECT MR. F. MURRAY AS A DIRECTOR Management For *Management Position Unknown 3.11 RE-ELECT MR. A.C. O REILLY AS A DIRECTOR Management For *Management Position Unknown 3.12 RE-ELECT MR. G.K. O REILLY AS A DIRECTOR Management For *Management Position Unknown 4. APPROVE TO FIX THE REMUNERATION OF DIRECTORS Management For *Management Position Unknown 5. AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION Management For *Management Position Unknown OF AUDITORS 6. AUTHORIZE THE COMPANY TO CONVENE THE NEXT AGM Management For *Management Position Unknown AT ANY LOCATION OUTSIDE THE STATE
------------------------------------------------------------------------------------------------------------------------------------ INDEPENDENT NEWS AND MEDIA PLC EGM MEETING DATE: 06/13/2007 ISSUER: G4755S126 ISIN: IE0004614818 SEDOL: B01ZKS1, 0461481, 6459639, 4699103, B014WP9 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1. AUTHORIZE THE DIRECTORS, FOR THE PURPOSES OF Management For *Management Position Unknown SECTION 20 OF THE COMPANIES AMENDMENT ACT 1983, THE 1983 ACT TO ALLOT AND ISSUE RELEVANT SECURITIES PURSUANT TO AND IN ACCORDANCE WITH ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE MAXIMUM AMOUNT OF RELEVANT SECURITIES WHICH MAY BE ALLOTTED UNDER THE AUTHORITY SHALL BE AUTHORIZED BUT AS YET UNISSUED SHARE CAPITAL OF THE COMPANY AS AT THE CLOSE OF BUSINESS ON THE DATE OF PASSING OF THIS RESOLUTION; AUTHORITY SHALL, SUBJECT TO ARTICLES 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, EXPIRE AT THE CLOSE OF BUSINESS ON 12 JUN 2012 UNLESS PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS OF THE 1983 ACT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 55 of 73 S.2 AUTHORIZE THE DIRECTORS, FOR THE PURPOSE OF SECTION Management For *Management Position Unknown 24 OF THE COMPANIES AMENDMENT ACT 1983 THE ACT TO ALLOT AND ISSUE EQUITY SECURITIES FOR CASH PURSUANT TO AND IN ACCORDANCE WITH AND SUBJECT TO THE TERMS AND CONDITIONS AS SPECIFIED IN ARTICLE 6 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THAT SUCH DATE AS IS REFERRED TO IN ARTICLE 6(C)(II) SHALL BE 13 JUN 2007; AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR 12 SEP 2008, UNLESS PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS OF THE 1983 ACT S.3 AMEND THE ARTICLE 3(A)(D)(III) BE DELETED AND Management For *Management Position Unknown SUBSTITUTED AS SPECIFIED S.4 AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY BEING Management For *Management Position Unknown A BODY CORPORATE AS REFERRED TO IN THE EUROPEAN COMMUNITIES PUBLIC LIMITED COMPANY SUBSIDIARIES REGULATIONS 1997 OF THE COMPANY, TO MAKE MARKET PURCHASES AS DEFINED BY SECTION 212 OF THE COMPANIES ACT 1990 THE 1990 ACT OF SHARES OF ANY CLASS OF THE COMPANY ON SUCH TERMS AND CONDITIONS AND IN SUCH MANNER AS THE DIRECTORS MAY FROM TIME TO TIME DETERMINE IN ACCORDANCE WITH AND SUBJECT TO THE PROVISIONS OF THE 1990 ACT, AND ARTICLE 3(A) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; THE RE-ISSUE PRICE RANGE AT WHICH ANY TREASURY SHARES AS DEFINED BY SECTION 209 OF THE 1990 ACT FOR THE TIME BEING HELD BY THE COMPANY MAY BE RE-ISSUED OFF MARKET SHALL BE THE PRICE RANGE SET OUT IN ARTICLE 3(A)(E) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY; AND AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE NEXT AGM OF THE COMPANY AFTER THE PASSING OF THIS RESOLUTION OR 12 DEC 2008 UNLESS, IN ANY SUCH CASE, PREVIOUSLY REVOKED OR RENEWED IN ACCORDANCE WITH THE PROVISIONS OF THE 1990 ACT S.5 AMEND THE ARTICLES OF ASSOCIATION BY THE DELETION Management For *Management Position Unknown OF ARTICLES 8(D) THEREOF; THE REDESIGNATION OF PARAGRAPH (E), (F) AND (G) AS (D), (E) AND (F) RESPECTIVELY AND THE INSERTION OF ARTICLE 8(G) AND ARTICLE 8(A) AS SPECIFIED S.6 AMEND ARTICLE 75 OF THE ARTICLES OF ASSOCIATION Management For *Management Position Unknown OF THE COMPANY BY THE DELETION OF THE WORDS TWENTY-FIVE ON THE SECOND LINE THEREOF AND THE SUBSTITUTION OF THE WORD TWENTY THEREFORE SO THAT ARTICLE 75 SHALL HENCEFORTH READ AS SPECIFIED * PLEASE NOTE THAT DETAILED INFORMATION ABOUT THE Non-Voting *Management Position Unknown PROPOSALS CAN BE FOUND AT: HTTP://WW3.ICS.ADP.COM/STREETLINK_DATA/DIRGPICS/SAFBAA.PDF
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 56 of 73
------------------------------------------------------------------------------------------------------------------------------------ MARINE HARVEST ASA AGM MEETING DATE: 06/13/2007 ISSUER: R2326D105 ISIN: NO0003054108 SEDOL: 4153762, B02L486, B11XQM8, B1DN336, 5285181 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting *Management Position Unknown OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE * MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting *Management Position Unknown OWNER INFORMATION FOR ALL VOTEDACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED Take No 1. OPEN OF THE MEETING AND REGISTRATION OF ATTENDING Management Action *Management Position Unknown SHAREHOLDERS AND PROXIES Take No 2. ELECT THE CHAIRMAN OF MEETING AND THE DESIGNATE Management Action *Management Position Unknown INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) FOR THE MINUTES OF MEETING Take No 3. APPROVE THE NOTICE OF MEETING AND AGENDA Management Action *Management Position Unknown Take No 4. APPROVE THE FINANCIAL STATEMENTS AND STATUTORY Management Action *Management Position Unknown REPORTS SHAREHOLDER PROPOSAL Take No 5. PLEASE NOTE THAT THIS IS A SHARHOLDERS PROPOSAL: Shareholder Action *Management Position Unknown APPROVE TO LIMIT THE BOARD S ABILITY TO CHANGE TERMS OF ONGOING OPTIONS PROGRAMS Take No 6. APPROVE THE REMUNERATION POLICY AND OTHER TERMS Management Action *Management Position Unknown OF EMPLOYMENT FOR THE EXECUTIVE MANAGEMENT Take No 7. APPROVE THE STOCK OPTION PLAN AND THE CREATION Management Action *Management Position Unknown OF POOL OF CONDITIONAL CAPITALTO GUARANTEE CONVERSION RIGHTS Take No 8. APPROVE THE INSTRUCTIONS FOR THE NOMINATING COMMITTEE Management Action *Management Position Unknown Take No 9. APPROVE THE REMUNERATION OF THE NOMINATING COMMITTEE Management Action *Management Position Unknown IN THE AMOUNT OF NOK 20,000 FOR THE CHAIRMAN AND NOK 10,000 FOR EACH OF THE OTHER MEMBERS Take No 10. APPROVE THE REMUNERATION OF THE DIRECTORS IN Management Action *Management Position Unknown THE AMOUNT OF NOK 750,000 FOR THE CHAIRMAN AND NOK 275,000 FOR EACH OF THE OTHER DIRECTORS Take No 11. APPROVE THE REMUNERATION OF THE AUDITORS Management Action *Management Position Unknown Take No 12. RE-ELECT THE MEMBERS OF THE NOMINATING COMMITTEE Management Action *Management Position Unknown Take No 13.1 ELECT MR. SVEIN AASER CHAIRMAN AS A DIRECTOR Management Action *Management Position Unknown Take No 13.2 ELECT MR. LEIF ONARHEIM DEPUTY CHAIRMAN AS A DIRECTOR Management Action *Management Position Unknown Take No 13.3 ELECT MR. STURE ELDBJOERG AS A DIRECTOR Management Action *Management Position Unknown
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 57 of 73 Take No 13.4 ELECT MS. KATHRINE MO AS A DIRECTOR Management Action *Management Position Unknown Take No 13.5 RE-ELECT MR. SOLVEIG STRAND AS A DIRECTOR Management Action *Management Position Unknown Take No 13.6 RE-ELECT MR. TOR TROEIM AS A DIRECTOR Management Action *Management Position Unknown Take No 13.7 ELECT MS. CECILIE FREDRIKSEN AS THE DEPUTY DIRECTOR Management Action *Management Position Unknown Take No 14. AMEND THE ARTICLES RE: AUTHORIZATION TO THE GENERAL Management Action *Management Position Unknown MEETING TO ELECT THE VICE-CHAIRMAN Take No 17. GRANT AUTHORITY FOR THE REPURCHASE OF UP TO 10% Management Action *Management Position Unknown OF ISSUED SHARE CAPITAL Take No 15. AMEND THE ARTICLES RE: AUTHORIZATION TO THE GENERAL Management Action *Management Position Unknown MEETING TO ELECT THE NOMINATING COMMITTEE NUMBER OF NOMINATING COMMITTEE MEMBERS, LENGTH OF TERM, AND NOMINATING COMMITTEE PROPOSALS Take No 16. APPROVE THE CREATION OF NOK 652.3 MILLION POOL Management Action *Management Position Unknown OF CAPITAL WITHOUT PREEMPTIVE RIGHTS Take No 18. APPROVE THE ISSUANCE OF 41.3 MILLION SHARES PURSUANT Management Action *Management Position Unknown TO A SHARE OPTION SCHEME
------------------------------------------------------------------------------------------------------------------------------------ CABLEVISION SYSTEMS CORPORATION CVC ANNUAL MEETING DATE: 06/14/2007 ISSUER: 12686C109 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP Management For For AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2007 01 DIRECTOR Management For GROVER C. BROWN Management For For ZACHARY W. CARTER Management For For CHARLES D. FERRIS Management For For RICHARD H. HOCHMAN Management For For VICTOR ORISTANO Management For For THOMAS V. REIFENHEISER Management For For JOHN R. RYAN Management For For VINCENT TESE Management For For
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 58 of 73
------------------------------------------------------------------------------------------------------------------------------------ NIKKO CORDIAL CORPORATION AGM MEETING DATE: 06/22/2007 ISSUER: J51656122 ISIN: JP3670000003 SEDOL: 4576875, 6640284, B03TC41, 5485345, 6646464 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1.1 APPOINT A DIRECTOR Management For *Management Position Unknown 1.2 APPOINT A DIRECTOR Management For *Management Position Unknown 1.3 APPOINT A DIRECTOR Management For *Management Position Unknown 1.4 APPOINT A DIRECTOR Management For *Management Position Unknown 1.5 APPOINT A DIRECTOR Management For *Management Position Unknown 1.6 APPOINT A DIRECTOR Management For *Management Position Unknown 1.7 APPOINT A DIRECTOR Management For *Management Position Unknown 1.8 APPOINT A DIRECTOR Management For *Management Position Unknown 1.9 APPOINT A DIRECTOR Management For *Management Position Unknown 1.10 APPOINT A DIRECTOR Management For *Management Position Unknown 2. APPOINT ACCOUNTING AUDITORS Management For *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ SQUARE ENIX CO.,LTD. AGM MEETING DATE: 06/23/2007 ISSUER: J7659R109 ISIN: JP3164630000 SEDOL: B01ZWM9, 5798418, B0221S8, 6309262 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.) 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2.1 APPOINT A DIRECTOR Management For *Management Position Unknown 2.2 APPOINT A DIRECTOR Management For *Management Position Unknown 2.3 APPOINT A DIRECTOR Management For *Management Position Unknown 2.4 APPOINT A DIRECTOR Management For *Management Position Unknown 2.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.3 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.4 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 3.5 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4. APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown RETIRING CORPORATE OFFICERS 5. APPROVE THE GRANT OF STOCK OPTIONS TO DIRECTORS Other For *Management Position Unknown AS COMPENSATION
------------------------------------------------------------------------------------------------------------------------------------ THE SHIZUOKA BANK,LTD. AGM MEETING DATE: 06/26/2007 ISSUER: J74444100 ISIN: JP3351200005 SEDOL: 6805328, B05PMZ8, 5861310 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 59 of 73 1. APPROVE APPROPRIATION OF RETAINED EARNINGS Management For *Management Position Unknown 2. AMEND THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 4. APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5. APPROVE RETIREMENT ALLOWANCE FOR RETIRING DIRECTORS, Management For *Management Position Unknown AND PAYMENT OF ACCRUED BENEFITS ASSOCIATED WITH ABOLITION OF RETIREMENT BENEFIT SYSTEM FOR CURRENT CORPORATE OFFICERS 8. APPROVE DETAILS OF COMPENSATION AS STOCK OPTIONS Other For *Management Position Unknown FOR DIRECTORS 6. APPROVE PAYMENT OF BONUSES TO CORPORATE OFFICERS Management For *Management Position Unknown 7. AMEND THE COMPENSATION TO BE RECEIVED BY CORPORATE Management For *Management Position Unknown OFFICERS
------------------------------------------------------------------------------------------------------------------------------------ ALTADIS SA AGM MEETING DATE: 06/27/2007 ISSUER: E0432C106 ISIN: ES0177040013 SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 JUN 2007. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. * PLEASE NOTE THAT THIS IS AN OGM. THANK YOU. Non-Voting *Management Position Unknown 1. APPROVE AND ADOPT THE ANNUAL ACCOUNTS, BALANCE Management For *Management Position Unknown SHEET, PROFIT AND LOSS ACCOUNTAND NOTES TO THE ACCOUNT AND MANAGEMENT REPORT OF ALTADIS, SOCIEDAD A NONIMA AND ITS CONSOLIDATED GROUP, AS WELL AS THE PROPOSED APPLICATION OF PROFITS AND DIVIDEND DISTRIBUTION, ALL OF THE FOREGOING WITH REFERENCE TO THE FY 2006 2. RE-APPOINT MR. JEAN PIERRE TIROUFLET AS A DIRECTOR Management For *Management Position Unknown 3. RE-APPOINT OR APPOINT THE AUDITORS OF THE COMPANY Management For *Management Position Unknown AND ITS CONSOLIDATED GROUP FOR THE FY 2007 4. APPROVE THE CAPITAL REDUCTION THROUGH AMORTIZATION Management For *Management Position Unknown OF OWN SHARES, RESTATING THE ARTICLE CORRESPONDING TO THE CORPORATE CAPITAL OF THE ARTICLES OF ASSOCIATION 5. AMEND THE ARTICLES 8, ABOUT CONVENING NOTICES, Management For *Management Position Unknown 14, ABOUT PROXY AND REPRESENTATION AND 22, ABOUT VOTING OF PROPOSALS OF THE GENERAL MEETING REGULATIONS, IN ORDER TO BRING THEM INTO LINE WITH THE UNIFIED CODE OF CORPORATE GOVERNANCE FOR LISTED COMPANIES APPROVED BY THE SPANISH SECURITIES EXCHANGE COMMISSION, COMISION NACIONAL DEL MERCADO DE VALORES, CNMV, IN 2006
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 60 of 73 7. AUTHORIZE THE BOARD FOR THE EXECUTION, CONSTRUCTION, Management For *Management Position Unknown RECTIFICATION AND IMPLEMENTATION OF THE RESOLUTIONS ADOPTED BY THE GENERAL MEETING OF SHAREHOLDERS 6. GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO Management For *Management Position Unknown CARRY OUT THE DERIVATIVE ACQUISITION OF OWN SHARES, EITHER DIRECTLY OR VIA AFFILIATED COMPANIES, WITHIN THE LEGAL LIMITS AND REQUIREMENTS, FOR AN 18 MONTH PERIOD, AS WELL AS TO DISPOSE OF THE BOUGHT BACK SHARES OR TO APPLY THEM TO THE REMUNERATION PROGRAMS PROVIDED BY SECTION 75 OF THE SPANISH LIMITED COMPANIES ACT, LEY DE SOCIEDADES ANONIMAS
------------------------------------------------------------------------------------------------------------------------------------ CAPITALIA SPA, ROMA EGM MEETING DATE: 06/27/2007 ISSUER: T2432A100 ISIN: IT0003121495 BLOCKING SEDOL: B0QZ9G7, B0Z6WG2, 7126181, B0203G4, 7154609 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting *Management Position Unknown REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 JUN 2007, AT 1030. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO ADVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR THE MEETING IS CANCELLED. THANK YOU. Take No 1. AMEND ARTICLES 6, 7, 8, 9, 12, 15, 17, 18, 20, Management Action *Management Position Unknown 21, 22 OF THE CORPORATE BY-LAWS AND APPROVE TO INTRODUCE NEW ARTICLE 19 BIS; INHERENT AND CONSEQUENT RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------ ALTADIS SA OGM MEETING DATE: 06/28/2007 ISSUER: E0432C106 ISIN: ES0177040013 SEDOL: B02T9V8, 5843114, B0YLW13, 5444012, 5860652 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE BE ADVISED THAT ADDITIONAL INFORMATION Non-Voting *Management Position Unknown CONCERNING ALTADIS, S.A. CAN ALSO BE VIEWED ON THE COMPANY S WEBSITE: HTTP://WWW.ALTADIS.COM/EN/INDEX.PHP * PLEASE NOTE THAT THE FIRST CALL FOR THE MEETING Non-Voting *Management Position Unknown IS 27 JUN 2007, BUT THE MEETING IS GOING TO BE HELD ON SECOND CONVOCATION DATE I.E. 28 JUN 2007. IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 61 of 73 1. EXAMINATION AND APPROVAL, IF APPROPRIATE, OF Management For *Management Position Unknown THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND LOSS STATEMENT AND REPORT AND MANAGEMENT REPORT, AS WELL AS THE MANAGEMENT EFFECTED BY THE BOARD OF DIRECTORS OF ALTADIS, S.A. AND ITS CONSOLIDATED GROUP FOR THE 2006 FINANCIAL YEAR, AND THE PROPOSAL FOR ALLOCATION OF PROFITS AND THE DISTRIBUTION OF DIVIDENDS. TO APPROVE THE ANNUAL ACCOUNTS BALANCE SHEET, PROFIT AND LOSS STATEMENT AND REPORT AND MANAGEMENT REPORT FOR THE FINANCIAL YEAR ENDING ON DECEMBER 31ST, 2006, FOR THE COMPANY AND ITS CONSOLIDATED GROUP, TO APPROVE CORPORATE MANAGEMENT AND PAYMENT TO DIRECTORS, IN ACCORDANCE WITH EPIGRAPH 19 OF THE REPORT, AND TO RESOLVE ON THE ALLOCATION OF PROFITS, CONSISTING OF THE PAYMENT OF A DIVIDEND OF 1,10 EUROS PER SHARE CHARGED TO PROFITS FOR THE YEAR 312.506 THOUSAND EUROS. THE REMAINING AMOUNT SHALL BE ALLOCATED TO THE VOLUNTARY RESERVES OF ALTADIS, S.A. THE RESOLUTION OF THE BOARD OF DIRECTORS DATED FEBRUARY 21ST, 2007, FOR THE PAYMENT OF AN INTERIM DIVIDEND OF 0.50 EUROS PER SHARE IS RATIFIED, AND A COMPLEMENTARY DIVIDEND OF 0.60 EUROS PER SHARE, TO BE PAID ON JULY 9, 2007, IS PROPOSED. TOTAL DIVIDEND PAYMENTS FOR THE FINANCIAL YEAR WILL THEREFORE BE 1,10 EUROS PER SHARE 2. RE-ELECTION OF THE DIRECTOR MR. JEAN-PIERRE TIROUFLET. Management For *Management Position Unknown AT THE PROPOSAL OF THEBOARD OF DIRECTORS AND SUBJECT TO A FAVORABLE REPORT FROM THE STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE, THE GENERAL MEETING OF SHAREHOLDERS HAS ADOPTED THE AGREEMENT TO RE-ELECT THE DIRECTOR MR. JEAN PIERRE TIROUFLET FOR A MAXIMUM STATUTORY PERIOD OF FIVE YEARS IN ACCORDANCE WITH ARTICLE 126 OF THE CORPORATIONS ACT AND ARTICLE 33 OF THE ARTICLES OF ASSOCIATION. BEING PRESENT IN THE MEETING, THE RE-ELECTED DIRECTOR EXPRESSLY ACCEPTS HIS APPOINTMENT AND DECLARES THAT HE IS NOT INVOLVED IN CURRENT LEGAL PROCEEDINGS THAT WOULD AFFECT HIM HOLDING THE POST, IN ACCORDANCE WITH EXISTING REGULATIONS. MR. TIROUFLET HAS BEEN, AND WILL CONTINUE TO BE, AN INDEPENDENT DIRECTOR. IN ACCORDANCE WITH THE PROVISIONS IN ARTICLE 146 OF THE BUSINESS REGISTER REGULATIONS, IT IS EXPRESSLY STATED THAT, HAVING BEEN RE-ELECTED AS DIRECTOR, HE WILL CONTINUE TO FULFIL THE DUTIES HE WAS PERFORMING BEFOREHAND ON THE BOARD OF DIRECTORS AND ITS COMMITTEES 3. APPOINTMENT OR REAPPOINTMENT OF THE ACCOUNTS Management For *Management Position Unknown AUDITOR FOR ALTADIS, S.A. AND ITS CONSOLIDATED GROUP FOR THE 2007 FINANCIAL YEAR. IT IS PROPOSED TO REAPPOINT THE COMPANY DELOITTE, S.L. AS ACCOUNTS AUDITOR FOR THE COMPANY AND ITS CONSOLIDATED GROUP TO UNDERTAKE THE AUDIT WORK FOR THE 2007 FINANCIAL YEAR, EMPOWERING THE BOARD OF DIRECTORS, WHICH TO THIS EFFECT MAY DELEGATE TO THE AUDIT AND CONTROL COMMITTEE, TO ENTER INTO THE RELEVANT SERVICE PROVISION AGREEMENT, BASED ON PAYMENT FOR THE PREVIOUS FINANCIAL YEAR, WITH THE CLAUSES AND CONDITIONS IT DEEMS APPROPRIATE, AS WELL AS TO MAKE THE MODIFICATIONS IN SUCH AGREEMENT AS MAY BE RELEVANT PURSUANT TO THE LEGISLATION IN EFFECT AT EACH MOMENT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 62 of 73 4. REDUCTION OF COMPANY SHARE CAPITAL THROUGH THE Management For *Management Position Unknown REDEMPTION OF OWN SHARES, THUSAMENDING THE WORDING OF THE ARTICLE OF THE COMPANY BY-LAWS WHICH REFERS TO SHARE CAPITAL. TO REDUCE COMPANY SHARE CAPITAL BY 368,457 EUROS, THROUGH THE REDEMPTION OF 3,684,570 SHARES OF TREASURY STOCK, PREVIOUSLY ACQUIRED PURSUANT TO AUTHORIZATION FROM THE GENERAL SHAREHOLDERS MEETING, WITHIN THE LIMITS ESTABLISHED IN ARTICLES 75 AND SUBSEQUENT AND IN ADDITIONAL PROVISION 1, SECTION 2 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. THUS, THE REFERENCE TO THE SHARE CAPITAL FIGURE SET OUT IN ARTICLE 5 OF THE COMPANY BYLAWS WILL BE AMENDED TO READ AS FOLLOWS: ARTICLE 5. - SHARE CAPITAL SHARE CAPITAL IS 25,243,685 EUROS AND 60 CENTS, REPRESENTED BY 252,436,856 SHARES OF 0.10 EURO NOMINAL VALUE EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO 252,436,856 INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE AFOREMENTIONED REDUCTION SHALL BE EXECUTED WITHIN A PERIOD OF SIX MONTHS FROM THE DATE OF THE PRESENT RESOLUTION. THE SHARE CAPITAL REDUCTION SHALL BE CHARGED TO RESERVES, CANCELLING THE UNAVAILABLE RESERVE ENVISAGED IN ARTICLE 79.3 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. SUCH REDUCTION SHALL NOT INVOLVE THE REIMBURSEMENT OF CASH CONTRIBUTIONS, GIVEN THAT THE COMPANY ITSELF IS HOLDER OF THE REDEEMED SHARES. THEREFORE, THE PURPOSE OF THE SAID REDUCTION SHALL BE TO AMORTIZE THE COMPANY S OWN SHARES. IT IS PROPOSED THAT THE BOARD OF DIRECTORS BE COMMISSIONED TO UNDERTAKE THE ADMINISTRATIVE STEPS AND PROCESSES LEGALLY NECESSARY TO COMPLETE AND, IF APPROPRIATE, CORRECT THE RESOLUTION ADOPTED, AND SPECIFICALLY TO: REQUEST EXCLUSION FROM QUOTATION OF THE AMORTIZED STOCK, DRAW UP AND, IF NECESSARY, PUBLISH ANNOUNCEMENTS ESTABLISHED IN ARTICLE 165 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT; IN THE EVENT OF EXERCISE OF THE RIGHT TO CHALLENGE BY CREDITOR HOLDERS OF THE SAME, IF THE CASE MAY BE, TO COMPLY WITH THE REQUIREMENTS SET OUT IN ARTICLE 166, SECTION 3, OF THE AFOREMENTIONED ACT, AND IN GENERAL, TO ADOPT ANY RESOLUTIONS THAT MAY BE NECESSARY AND UNDERTAKE THE ACTS REQUIRED TO EFFECT THE SHARE CAPITAL REDUCTION AND AMORTIZATION OF THE SHARES, WITH THE EXPRESS POWER TO CORRECT OR SUPPLEMENT THE ABOVE RESOLUTIONS IN THE LIGHT OF COMMENTS OR QUALIFICATIONS FROM THE MERCANTILE REGISTRAR, GRANTING THE RELEVANT PUBLIC DEEDS AND APPOINTING THE PERSON OR PERSONS WHO SHALL ACT IN THE FORMALIZATION OF THE SAME. LIKEWISE, IT IS PROPOSED THAT THE POWERS NECESSARY TO FORMALIZE THE PRESENT RESOLUTION BE DELEGATED TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND THE SECRETARY TO THE BOARD INDISTINCTLY, ENABLING THEM TO EFFECT ALL PUBLIC AND PRIVATE DOCUMENTS TO THIS EFFECT, AND TO SUPPLEMENT OR CORRECT THE PRESENT RESOLUTION, AND TO PROCEED TO REGISTER THE SAME WITH THE CORRESPONDING MERCANTILE REGISTRY AND ALL OTHER ENTITIES WHERE REQUIRED. REPORT FROM THE BOARD OF DIRECTORS OF ALTADIS, S.A. IN RELATION TO THE PROPOSAL TO REDUCE THE SHARE CAPITAL BY REDEMPTION OF TREASURY STOCK, REDRAFTING THE ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION RELATING TO THE SHARE CAPITAL. ARTICLE 164 OF THE PUBLIC LIMITED COMPANIES ACT ESTABLISHES THAT THE SHARE CAPITAL REDUCTION MUST BE AGREED BY THE GENERAL MEETING WITH THE REQUIREMENTS OF THE MODIFICATIONS OF THE ARTICLES OF ASSOCIATION; ON THE OTHER HAND ARTICLE 144 OF THE SAME LAW MENTIONS, AMONGST OTHER REQUIREMENTS FOR THE VALID ADOPTION OF THE AGREEMENT TO MODIFY THE ARTICLES OF ASSOCIATION, THAT THE DIRECTORS FORMULATE A WRITTEN REPORT JUSTIFYING THE MODIFICATION PROPOSAL. THE SAID REPORT, TOGETHER WITH THE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 63 of 73 FULL TEXT OF THE PROPOSAL MODIFICATION, MUST BE MADE AVAILABLE TO THE SHAREHOLDERS AS SET OUT IN THE SAID ARTICLE. THIS REPORT IS PREPARED IN ORDER TO COMPLY WITH THE AFOREMENTIONED LEGAL REQUIREMENT. A. JUSTIFICATION FOR THE PROPOSAL THE BOARD OF DIRECTORS CONSIDERS THAT IT IS APPROPRIATE TO REDUCE THE SHARE CAPITAL BY THE AMOUNT THAT CORRESPONDS TO THE NOMINAL VALUE OF CERTAIN SHARES IN THE TREASURY STOCK, BY THEIR REDEMPTION, IN ORDER TO ADAPT TO THE REAL STRUCTURE OF THE COMPANY S SHARE CAPITAL, CONCENTRATE THE CAPITAL IN THE EXTERNAL SHAREHOLDERS AND INCREASE THE PROFIT PER COMPANY SHARE. ON THE BASIS OF THE ABOVE PREMISE, IT IS PROPOSED TO THE GENERAL MEETING OF SHAREHOLDERS TO REDUCE THE SHARE CAPITAL BY 368,457 EUROS BY REDEEMING 3,684,570 OWNED SHARES IN THE TREASURY STOCK WHICH CORRESPONDS TO APPROXIMATELY 1,43% OF THE COMPANY S CURRENT SHARE CAPITAL. B. AGREEMENT PROPOSAL TO REDUCE THE SHARE CAPITAL BY REDEMPTION OF TREASURY STOCK, REDRAFTING THE ARTICLE OF THE COMPANY ARTICLES OF ASSOCIATION RELATING TO THE SHARE CAPITAL THE AGREEMENT THAT THE BOARD OF DIRECTORS PROPOSES FOR THE APPROVAL OF THE ORDINARY GENERAL MEETING OF SHAREHOLDERS IN RELATION TO THIS ISSUES IS AS FOLLOWS: REDUCE THE COMPANY S SHARE CAPITAL BY THE AMOUNT OF 368,457 EUROS, BY REDEEMING THE 3,684,570 OWNED SHARES IN THE TREASURY STOCK, WHICH WERE PREVIOUSLY ACQUIRED ON THE BASIS OF THE AUTHORIZATION AT THE TIME BY THE GENERAL MEETING OF SHAREHOLDERS, WITHIN THE LIMITS SET OUT IN ARTICLES 75 AND BELOW AND IN THE 1ST ADDITIONAL REGULATION, SECTION 2, OF THE PUBLIC LIMITED COMPANIES ACT. AS A RESULT, ARTICLE 5 OF THE COMPANY ARTICLES OF ASSOCIATION IS MODIFIED IN RELATION TO THE AMOUNT OF THE SHARE CAPITAL, WHICH SHALL BE DRAFTED AS FOLLOWS: ARTICLE 5. - SHARE CAPITAL: SHARE CAPITAL IS 25,243,685 EUROS AND 60 CENTS, REPRESENTED BY 252,436,856 SHARES OF 0.10 EURO NOMINAL VALUE EACH, ALL OF THE SAME TYPE, NUMBERED FROM 1 TO 252,436,856 INCLUSIVE, FULLY SUBSCRIBED AND PAID UP. THE REDUCTION WILL BE EXECUTED IN A MAXIMUM PERIOD OF SIX MONTHS FROM THE DATE OF THIS AGREEMENT. THE CAPITAL REDUCTION IS DONE CHARGED TO THE RESERVES, CANCELLING THE UNAVAILABLE RESERVE REFERRED TO IN ARTICLE 79.3 OF THE PUBLIC LIMITED COMPANIES ACT. THE REDUCTION WILL NOT INVOLVE THE REFUND OF INVESTMENTS AS IT IS THE COMPANY ITSELF THAT OWNS THE REDEEMED SHARES. AS SUCH, THE PURPOSE OF THE REDUCTION SHALL BE TO REDEEM THE TREASURY STOCK. IT IS PROPOSED TO DELEGATE TO THE BOARD OF DIRECTORS THE PERFORMANCE OF ALL STEPS AND ACTIONS THAT ARE NECESSARY IN ACCORDANCE WITH THE ACT IN ORDER TO COMPLETE AND IF APPROPRIATE CORRECT THAT ADOPTED HEREIN AND, IN PARTICULAR, SO THAT IT CAN: REQUEST THE QUOTING OF THE REDEEMED SHARES, IN THE MANNER ESTABLISHED BY THE APPLICABLE REGULATIONS; DRAFT AND PUBLISH, IF APPLICABLE, THE ANNOUNCEMENTS REFERRED TO IN ARTICLE 165 OF THE PUBLIC LIMITED COMPANIES ACT; IN THE CASE OF THE EXERCISE OF THE RIGHT TO OPPOSE BY ANY OF THE CREDITORS HOLDING THE SAME, IF APPLICABLE, TO COMPLY WITH THE REQUIREMENTS ESTABLISHED IN ARTICLE 166, SECTION 3, OF THE SAID ACT, AND IN GENERAL, ADOPT AS MANY AGREEMENTS AS NECESSARY AND DO ALL ACTS THAT ARE NECESSARY FOR THE REDUCTION OF THE CAPITAL AND SHARE REDEMPTION, WITH THE EXPRESS AUTHORIZATION TO CORRECT AND COMPLEMENT
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 64 of 73 THE ABOVE AGREEMENTS IN LIGHT OF THE VERBAL OR WRITTEN CLASSIFICATION FROM THE TRADE REGISTRAR, GRANTING THE CORRESPONDING PUBLIC DEED(S), AND APPOINTING THE PERSON WHO WILL ACT IN THEIR FORMALIZATION. IT IS ALSO PROPOSED TO DELEGATE TO BOTH THE CHAIRMAN AND TO THE SECRETARY OF THE BOARD OF DIRECTORS THE POWERS NECESSARY IN ORDER TO FORMALIZE THIS AGREEMENT, BEING ABLE FOR SUCH PURPOSE TO GRANT ALL KINDS OF PUBLIC OR PRIVATE DOCUMENTS, EVEN THOSE TO COMPLETE OR CORRECT THIS AGREEMENT, AND TO PROCEED TO ENTER IT IN THE CORRESPONDING TRADE REGISTRY AND IN THE OTHER ENTITIES AS APPROPRIATE 5. PARTIAL ALTERATION OF ARTICLES 8 (OFFICIAL CALL), Management For *Management Position Unknown 14 (DELEGATION AND REPRESENTATION) AND 22 (VOTING ON PROPOSED RESOLUTIONS) OF THE REGULATIONS OF THE GENERAL MEETING FOR THEIR ADAPTATION TO THE UNIFIED CODE OF GOOD GOVERNANCE OF LISTED COMPANIES APPROVED BY THE CNMV (SPANISH NATIONAL SECURITIES MARKET COMMISSION) IN 2006. ALTERATION OF THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE ALTADIS, S.A. GENERAL MEETING HAS BEEN PROPOSED FOR THEIR ADAPTATION TO THE NEW UNIFIED CODE OF GOOD GOVERNANCE OF LISTED COMPANIES APPROVED BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES IN 2006: ARTICLE 8 OFFICIAL CALL, WHICH HAS THE NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION AND REPRESENTATION), WHICH HAS THE NEW SECTION 14.5 ADDED; AND ARTICLE 22 VOTING ON PROPOSED RESOLUTIONS, WHICH HAS ADDED A NEW PARAGRAPH TO SECTION 22.2. THE REST OF THE SECTIONS OF EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE. ALTERED ARTICLES WILL BE WORDED LITERALLY ALTERATIONS ARE UNDERLINED: ARTICLE 8. OFFICIAL CALL 8.1. THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE MATTERS TO BE DELIBERATED AT THE MEETING TO BE CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS MEETING SHALL BE HELD WITHIN THE THIRTY DAYS FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY OF THE CALL IS RECEIVED, INCLUDING NECESSARILY THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE RISE TO SUCH REQUEST. 8.3.THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL BE INCLUDED SEPARATELY ON THE AGENDA AND VOTED ON INDIVIDUALLY. ARTICLE 14. DELEGATION AND REPRESENTATION 14.1 ALL SHAREHOLDERS SHALL BE ENTITLED TO BE REPRESENTED AT THE GENERAL SHAREHOLDERS MEETING BY ANOTHER SHAREHOLDER WITH THE RIGHT TO ATTEND. SUCH REPRESENTATION SHALL BE SPECIFIC FOR EACH MEETING, EXPRESSED THROUGH
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 65 of 73 THE DELEGATION FORM PRINTED ON THE ATTENDANCE CARD OR THROUGH ANY OTHER MEANS ACCEPTED BY LAW, WITHOUT PREJUDICE TO THE PROVISIONS OF ARTICLE 108 OF THE JOINT STOCK COMPANIES ACT WITH RESPECT TO FAMILY REPRESENTATION AND THE CONFERRING OF GENERAL POWERS. SUCH DOCUMENTS OF DELEGATION OR REPRESENTATION FOR THE GENERAL SHAREHOLDERS MEETING SHALL REFLECT THE RELEVANT INSTRUCTIONS WITH REGARDS TO THE VOTE TO BE ISSUED. SHOULD NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL BE UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS OF THE COMPANY AND THE REPRESENTED PARTY. THE SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION BY THE MEETING HAVE NOT BEEN PRESENTED BY THE BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION OR DELEGATION DOCUMENT DOES NOT INDICATE THE SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS REPRESENTATION, SUCH REPRESENTATION SHALL BE CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING THE GENERAL SHAREHOLDERS MEETING. IN THE CASES OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES OF CONFLICT OF INTEREST THE ADMINISTRATOR TO WHOM SUCH REPRESENTATION IS GRANTED SHALL BE LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR TO WHOM SUCH REPRESENTATION WERE GRANTED MAY APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY IN WHICH NO CONFLICT OF INTEREST OCURR TO THE EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS; IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED DISPOSITIONS REGARDING THE CONFLICT OF INTEREST. REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW, WITH DUE ACCREDITATION. 14.3. IN THE CASES OF BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION, SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS WHICH MAY ARISE WITH RESPECT TO THE VALIDITY AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS, WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY,
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 66 of 73 ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE BEEN DULY ACCREDITED TO THE COMPANY, AND WHO ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING ON PROPOSED RESOLUTIONS. 22.1. AFTER THE SHAREHOLDERS INTERVENTIONS AND WHEN THE REQUESTED RESPONSES HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE WITH THE PROVISIONS OF THE PRESENT REGULATIONS. VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL. SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA, UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2. AFTER A COMPLETE OR SUMMARISED READING BY THE SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN THE TEXT OF THE RELEVANT PROPOSED RESOLUTION REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING, THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED BY OTHER BODIES WILL BE SUBMITTED TO A VOTE, IN THE ORDER DETERMINED TO THIS EFFECT BY THE CHAIRMAN. CONTD.. * CONTD.. WHEN A RESOLUTION HAS BEEN APPROVE RELATED Non-Voting *Management Position Unknown TO AND INCOMPATIBLE WITH THE SAME SHALL AUTOMATICALLY BE REJECTED WITHOUT THEIR SUBMISSION TO A VOTE, AND SHALL BE SO DECLARED BY THE CHAIRMAN OF THE MEETING. THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL BE VOTED ON SEPARATELY. 22.3. VOTING ON THE PROPOSED RESOLUTIONS SHALL BE DETERMINED ACCORDING TO THE FOLLOWING SYSTEM: WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING, FAVOURABLE VOTES SHALL BE CONSIDERED TO BE THOSE CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED AT THE MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR UNFAVOURABLE VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT. WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS NOT INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING, UNFAVOURABLE VOTES SHALL BE CONSIDERED ALL THOSE CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED AT THE MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR FAVOURABLE VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT. TO THE EFFECTS OF THE PROVISIONS SET OUT IN PARAGRAPHS A) AND
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 67 of 73 B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED TO A VOTE, THE SHARES PRESENT OR REPRESENTED AT THE MEETING SHALL BE CONSIDERED THOSE THAT APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE RELEVANT RIGHT TO VOTE. 22.4. WHATEVER THE SYSTEM USED TO DETERMINE THE VOTE, THE GENERAL SHAREHOLDERS MEETING PANEL OR, IN THE EVENT SUCH PANEL HAS NOT BEEN CONSTITUTED, THE SECRETARY OF THE MEETING SHALL VERIFY THE EXISTENCE OF A SUFFICIENT NUMBER OF FAVOURABLE VOTES TO REACH THE NECESSARY MAJORITY IN EACH CASE, THEREBY ALLOWING THE CHAIRMAN TO DECLARE THE CORRESPONDING RESOLUTION APPROVED; REPORT FROM THE BOARD OF DIRECTORS OF ALTADIS, S.A. IN RELATION TO THE PROPOSAL TO THE GENERAL MEETING OF SHAREHOLDERS TO PARTIALLY MODIFY ARTICLES 8 (OFFICIAL CALL), 14 (DELEGATION AND REPRESENTATION) AND 22 (VOTING ON PROPOSED RESOLUTIONS) OF THE REGULATIONS OF THE GENERAL MEETING, IN ORDER TO ADAPT THEM TO THE UNIFIED CODE OF GOOD GOVERNANCE FOR LISTED COMPANIES APPROVED BY THE NATIONAL STOCK MARKET COMMISSION IN 2006 1. PURPOSE OF THE REPORT IN COMPLIANCE WITH THAT STATED IN ARTICLE 3 OF THE REGULATIONS OF THE GENERAL MEETING, THE BOARD OF DIRECTORS OF ALTADIS, S.A. (HEREINAFTER THE COMPANY ) FORMULATES THIS REPORT TO JUSTIFY THE PROPOSAL TO MODIFY THE ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS WHICH IS SUBMITTED TO THE APPROVAL OF THE GENERAL MEETING. 2. GENERAL JUSTIFICATION FOR THE PROPOSAL ALL OF THE MODIFICATIONS THAT ARE SUBMITTED FOR THE APPROVAL OF THE MEETING ARE AIMED AT ADAPTING THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS TO THE UNIFIED CODE FOR GOOD GOVERNANCE PUBLISHED BY THE NATIONAL STOCK MARKET COMMISSION AS APPENDIX I TO THE REPORT FROM THE SPECIAL WORKING GROUP IN GOOD GOVERNANCE FOR LISTED COMPANIES OF 19TH MAY 2006 AND APPROVED BY AGREEMENT OF THE BOARD OF THE NATIONAL STOCK MARKET COMMISSION ON 22ND MAY 2006. 3. DETAILED JUSTIFICATION FOR THE PROPOSAL THE MODIFICATIONS THAT ARE PROPOSED TO ARTICLES 8 AND 22 OF THE REGULATIONS OF THE MEETING HAVE THE SAME OBJECTIVE, WHICH IS THAT IN THE SETTING OF THE AGENDA AND IN THE VOTING ON THE AGREEMENT PROPOSALS, SUBSTANTIALLY INDEPENDENT ISSUES SHALL BE INCLUDED SEPARATELY AND VOTED INDEPENDENTLY, LIKE THE APPOINTMENT, RE-ELECTION OR RATIFICATION OF EACH DIRECTOR OR, IN THE CASE OF MODIFICATION OF THE ARTICLES OF ASSOCIATION, EACH ARTICLES OF GROUP OF ARTICLES INDEPENDENTLY. THE AIM IS THAT THE SHAREHOLDERS KNOW, ASSESS AND VOTE SEPARATELY, WITHOUT BEING PUT IN CLOSED LISTS, IN PARTICULAR THE APPOINTMENT OF DIRECTORS AND THE MODIFICATION OF THE ARTICLES OF ASSOCIATION, WHERE IT SEEMS APPROPRIATE THAT DECISIONS CAN BE MADE INDIVIDUALLY ON EACH DIRECTORS AND OPENLY ON THE VARIOUS ARTICLES OF ASSOCIATION SUBMITTED FOR THEIR CONSIDERATION. AS REGARDS FINANCIAL INTERMEDIARIES EXERCISING THEIR VOTING RIGHTS (ARTICLE 14 OF THE REGULATIONS OF THE BOARD) AND THE POSSIBILITY OF THEM DOING SO IN A FRAGMENTED MANNER, ACCORDING TO THE INSTRUCTIONS FROM THEIR CLIENTS, THE REASON FOR THE PROPOSAL LIES IN THE FACT THAT MOST OF THE FOREIGN SHAREHOLDERS INVEST IN THE SPANISH MARKET THROUGH A CHAIN OF BROKERS WHO ACT AS BENEFICIAL OWNERS ON BEHALF OF THE INVESTOR. IF THE VOTING RIGHT OF THE ULTIMATE
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 68 of 73 OWNER IS TO BE RESPECTED IT MUST BE ALLOWED THAT THE FINANCIAL INTERMEDIARIES WHO ACT AS TRUSTEES CAN VOTE IN ACCORDANCE WITH THE INSTRUCTIONS FROM EACH OF THEIR CLIENTS; THIS WOULD OFTEN INVOLVE THE SAME BENEFICIAL OWNER ISSUING DIFFERENT VOTES. THIS IS A POSSIBILITY WHICH IS IN PRACTICE ALREADY ACCEPTED ALTHOUGH NOT EXPRESSLY COVERED EITHER IN THE ACT OR IN THE CORPORATE GOVERNANCE RULES, UNTIL ITS INCORPORATION IN THE RECOMMENDATIONS OF THE UNIFIED CODE. 4. FULL TEXT OF THE PROPOSAL THE PROPOSAL THAT THE BOARD OF DIRECTORS SUBMITS TO THE GENERAL MEETING OF SHAREHOLDERS IS AS FOLLOWS: GOVERNANCE OF LISTED COMPANIES APPROVED BY THE COMMISSION NACIONAL DEL MERCADO DE VALORES IN 2006: ARTICLE 8 (OFFICIAL CALL), WHICH HAS THE NEW SECTION 8.3 ADDED; ARTICLE 14 (DELEGATION AND REPRESENTATION), WHICH HAS THE NEW SECTION 14.5 ADDED; AND ARTICLE 22 (VOTING ON PROPOSED RESOLUTIONS), WHICH HAS ADDED A NEW PARAGRAPH TO SECTION 22.2. THE REST OF THE SECTIONS OF EACH OF THE ARTICLES REMAIN UNALTERED. ALTERATION OF THE ARTICLES STATED IS PREVIOUSLY AGREED THROUGH A WRITTEN REPORT FROM THE DIRECTORS, EXPLAINING THEIR ALTERATION, AND AFTER THE PROPOSAL OF THE STRATEGY, ETHICS AND GOOD GOVERNANCE COMMITTEE. ALTERED ARTICLES WILL BE WORDED LITERALLY (ALTERATIONS ARE UNDERLINED): ARTICLE 8. OFFICIAL CALL. 8.1. THE GENERAL SHAREHOLDERS MEETINGS, WHETHER ORDINARY OR EXTRAORDINARY, SHALL BE CALLED BY THE BOARD OF DIRECTORS. 8.2. THE BOARD OF DIRECTORS MAY CALL THE GENERAL SHAREHOLDERS MEETING WHENEVER IT DEEMS APPROPRIATE OR NECESSARY FOR THE COMPANY S INTERESTS, BUT IS OBLIGED, NONETHELESS, TO CALL THE ORDINARY GENERAL SHAREHOLDERS MEETING WITHIN THE FIRST SIX MONTHS OF EACH FISCAL YEAR AND TO CALL THE EXTRAORDINARY GENERAL SHAREHOLDERS MEETING WHEN SO REQUESTED IN WRITING BY SHAREHOLDERS HOLDING A MINIMUM OF FIVE PERCENT OF THE COMPANY SHARE CAPITAL. SUCH REQUEST SHALL INCLUDE THE MATTERS TO BE DELIBERATED AT THE MEETING TO BE CALLED. IN THIS CASE, THE GENERAL SHAREHOLDERS MEETING SHALL BE HELD WITHIN THE THIRTY DAYS FOLLOWING THE DATE ON WHICH NOTIFICATION BY NOTARY OF THE CALL IS RECEIVED, INCLUDING NECESSARILY THE PROPOSED AGENDA, OR THE MATTERS THAT GAVE RISE TO SUCH REQUEST. CONTD.. * CONTD.. 8.3. THOSE MATTERS WHICH ARE SIGNIFICANTLY Non-Voting *Management Position Unknown INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL BE INCLUDED SEPARATELY ON THE AGENDA AND VOTED ON INDIVIDUALLY. ARTICLE 14. DELEGATION AND REPRESENTATION. 14.1 ALL SHAREHOLDERS SHALL BE ENTITLED TO BE REPRESENTED AT THE GENERAL SHAREHOLDERS MEETING BY ANOTHER SHAREHOLDER WITH THE RIGHT TO ATTEND. SUCH REPRESENTATION SHALL BE SPECIFIC FOR EACH MEETING, EXPRESSED THROUGH THE DELEGATION FORM PRINTED ON THE ATTENDANCE CARD OR THROUGH ANY OTHER MEANS ACCEPTED BY LAW, WITHOUT PREJUDICE TO THE PROVISIONS OF ARTICLE 108 OF THE JOINT STOCK COMPANIES ACT WITH RESPECT TO FAMILY REPRESENTATION AND THE CONFERRING OF GENERAL POWERS. SUCH DOCUMENTS OF DELEGATION OR REPRESENTATION FOR THE GENERAL SHAREHOLDERS MEETING SHALL REFLECT THE RELEVANT INSTRUCTIONS WITH REGARDS TO THE VOTE TO BE ISSUED. SHOULD NO EXPRESS INSTRUCTIONS BE GIVEN, IT SHALL
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 69 of 73 BE UNDERSTOOD THAT THE REPRESENTATIVE SHALL VOTE IN FAVOUR OF THE PROPOSALS SUBMITTED BY THE BOARD OF DIRECTORS WITH RESPECT TO THE MATTERS INCLUDED ON THE AGENDA. SHOULD NO INSTRUCTIONS HAVE BEEN ISSUED BECAUSE THE GENERAL SHAREHOLDERS MEETING RESOLVES MATTERS THAT ARE NOT INCLUDED ON THE AGENDA AND ARE THEREFORE UNKNOWN AT THE DATE OF DELEGATION, AND SHOULD SUCH MATTERS BE PUT TO A VOTE, THE REPRESENTATIVE SHALL VOTE AS HE/SHE DEEMS APPROPRIATE, TAKING INTO ACCOUNT THE INTERESTS OF THE COMPANY AND THE REPRESENTED PARTY. THE SAME PRINCIPLE SHALL APPLY WHEN THE RELEVANT PROPOSAL OR PROPOSALS SUBMITTED FOR DECISION BY THE MEETING HAVE NOT BEEN PRESENTED BY THE BOARD OF DIRECTORS. IN THE EVENT THE REPRESENTATION OR DELEGATION DOCUMENT DOES NOT INDICATE THE SPECIFIC INDIVIDUAL TO WHOM THE SHAREHOLDER CONFERS REPRESENTATION, SUCH REPRESENTATION SHALL BE CONSIDERED TO HAVE BEEN GRANTED IN FAVOUR OF THE CHAIRMAN OF THE COMPANY BOARD OF DIRECTORS OR WHOMEVER SUBSTITUTES THE CHAIRMAN IN PRESIDING THE GENERAL SHAREHOLDERS MEETING. IN THE CASES OF PUBLIC REQUESTS FOR REPRESENTATION, IN CASES OF CONFLICT OF INTEREST THE ADMINISTRATOR TO WHOM SUCH REPRESENTATION IS GRANTED SHALL BE LIMITED BY THE RESTRICTIONS ON THE EXERCISE OF VOTING RIGHTS ESTABLISHED IN ARTICLE 114 OF THE SECURITIES MARKET ACT. IN THESE CASES, THE ADMINISTRATOR TO WHOM SUCH REPRESENTATION WERE GRANTED MAY APPOINT ANOTHER ADMINISTRATOR OR A THIRD PARTY IN WHICH NO CONFLICT OF INTEREST OCURR TO THE EFFECT THAT SUCH PERSONS EXERCISE LAWFULLY THE AFORESAID REPRESENTATION. THE APPOINTMENT, UNLESS ANYTHING IS EXPRESSED TO THE CONTRARY, SHALL EXTEND TO THOSE MATTERS THAT EVEN IF NOT INDICATED IN THE AGENDA OF CALL MAY BE, BY MINISTRY OF LAW, RESOLVED BY THE GENERAL MEETING OF SHAREHOLDERS; IN THESE CASES SHALL ALSO APPLY THE AFOREMENTIONED DISPOSITIONS REGARDING THE CONFLICT OF INTEREST. REPRESENTATION IS ALWAYS REVOCABLE. PERSONAL ATTENDANCE BY THE REPRESENTED PARTY AT THE GENERAL SHAREHOLDERS MEETING SHALL BE CONSIDERED AS REVOCATION OF SUCH REPRESENTATION. 14.2. INDIVIDUAL SHAREHOLDERS WHO ARE NOT FULLY ABLE TO ACT AND LEGAL ENTITY SHAREHOLDERS SHALL BE REPRESENTED BY THOSE EXERCISING THEIR REPRESENTATION IN ACCORDANCE WITH THE LAW, WITH DUE ACCREDITATION. 14.3. IN THE CASES OF BOTH VOLUNTARY REPRESENTATION AND LEGAL REPRESENTATION, SHAREHOLDERS ARE ENTITLED TO ONLY ONE REPRESENTATIVE AT THE MEETING. 14.4. THE CHAIRMAN OF THE GENERAL SHAREHOLDERS MEETING OR, IF SO DELEGATED, THE SECRETARY OF THE SAME, SHALL RESOLVE ALL DOUBTS WHICH MAY ARISE WITH RESPECT TO THE VALIDITY AND EFFECTIVENESS OF THE DOCUMENTS GRANTING THE RIGHT TO ATTEND PRESENTED BY ALL SHAREHOLDERS, WHETHER INDIVIDUALLY OR GROUPING THEIR SHARES WITH OTHER SHAREHOLDERS, AS WELL AS THE DELEGATION OR REPRESENTATION IN FAVOUR OF ANOTHER PARTY, ENDEAVOURING TO CONSIDER INVALID OR INEFFECTIVE ONLY THOSE DOCUMENTS THAT DO NOT MEET THE MINIMUM ESSENTIAL REQUIREMENTS, AND PROVIDED THAT SUCH NON-FULFILMENT HAS NOT BEEN REMEDIED. 14.5. IN PARTICULAR, FINANCIAL INTERMEDIARIES, WHO HAVE BEEN DULY ACCREDITED TO THE COMPANY, AND WHO ARE LEGITIMIZED AS SHAREHOLDERS IN ORDER TO ACT ON BEHALF OF DIFFERENT CLIENTS, SHALL BE PERMITTED TO EXERCISE SPLIT VOTES, IN ACCORDANCE WITH THE INSTRUCTIONS OF THEIR CLIENTS. ARTICLE 22. VOTING
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 70 of 73 ON PROPOSED RESOLUTIONS 22.1. AFTER THE SHAREHOLDERS INTERVENTIONS AND WHEN THE REQUESTED RESPONSES HAVE BEEN DULY PROVIDED, VOTING SHALL TAKE PLACE ON THE RELEVANT PROPOSED RESOLUTIONS IN ACCORDANCE WITH THE PROVISIONS OF THE PRESENT REGULATIONS. VOTING ON EACH OF THE PROPOSED RESOLUTIONS SHALL OCCUR FOLLOWING THE AGENDA INDICATED ON THE CALL. SHOULD PROPOSALS NOT INCLUDED ON THE AGENDA BE SUBMITTED FOR A VOTE, SUCH PROPOSALS SHALL BE PUT TO VOTE AFTER THE PROPOSALS ON THE AGENDA, UNLESS OTHERWISE INDICATED BY THE CHAIRMAN. 22.2. AFTER A COMPLETE OR SUMMARISED READING BY THE SECRETARY, A PROCEDURE WHICH MAY BE OMITTED WHEN THE TEXT OF THE RELEVANT PROPOSED RESOLUTION REGARDING THE MATTER ON THE AGENDA HAS BEEN FURNISHED TO THE SHAREHOLDERS AT THE OPENING OF THE MEETING, THE FIRST RESOLUTIONS PUT TO VOTE SHALL BE THOSE PROPOSED BY THE BOARD OF DIRECTORS AND, IN THE ABSENCE OF SUCH PROPOSALS, PROPOSALS SUBMITTED BY OTHER BODIES WILL BE SUBMITTED TO A VOTE, IN THE ORDER DETERMINED TO THIS EFFECT BY THE CHAIRMAN. WHEN A RESOLUTION HAS BEEN APPROVED, ALL OTHER PROPOSALS RELATED TO AND INCOMPATIBLE WITH THE SAME SHALL AUTOMATICALLY BE REJECTED WITHOUT THEIR SUBMISSION TO A VOTE, AND SHALL BE SO DECLARED BY THE CHAIRMAN OF THE MEETING. THOSE MATTERS WHICH ARE SIGNIFICANTLY INDEPENDENT, SUCH AS THE APPOINTMENT, RE-ELECTION OR RATIFICATION OF EACH BOARD MEMBER OR, IN THE CASE OF AMENDMENT OF THE COMPANY BY-LAWS, EACH ARTICLE OR GROUP OF INDEPENDENT ARTICLES, SHALL BE VOTED ON SEPARATELY. 22.3. VOTING ON THE PROPOSED RESOLUTIONS SHALL BE DETERMINED ACCORDING TO THE FOLLOWING SYSTEM: WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING, FAVOURABLE VOTES SHALL BE CONSIDERED TO BE THOSE CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED AT THE MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR UNFAVOURABLE VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT. WHEN VOTING ON RESOLUTIONS RELATED TO MATTERS NOT INCLUDED IN THE AGENDA OF THE GENERAL SHAREHOLDERS MEETING, UNFAVOURABLE VOTES SHALL BE CONSIDERED ALL THOSE CORRESPONDING TO ALL THE SHARES PRESENT OR REPRESENTED AT THE MEETING ACCORDING TO THE ATTENDANCE LIST, EXCEPT FOR THOSE VOTES CORRESPONDING TO THE SHARES WHOSE OWNERS OR REPRESENTATIVES MAKE THEIR FAVOURABLE VOTE, BLANK VOTE OR ABSTENTION KNOWN TO THE REPORTING OFFICERS AND OTHER MEMBERS OF THE PANEL OR, IF THE CASE MAY BE, TO THE NOTARY PRESENT, EITHER IN WRITING OR BY PERSONAL STATEMENT. TO THE EFFECTS OF THE PROVISIONS SET OUT IN PARAGRAPHS A) AND B) ABOVE, FOR EACH OF THE PROPOSALS SUBMITTED TO A VOTE, THE SHARES PRESENT OR REPRESENTED AT THE MEETING SHALL BE CONSIDERED THOSE THAT APPEAR ON THE ATTENDANCE LIST AFTER DEDUCTING THOSE SHARES THAT, AS STIPULATED BY THE LEGISLATION IN EFFECT AND IN FUNCTION OF THE PROPOSED RESOLUTION TO BE SUBMITTED TO A VOTE, CANNOT EXERCISE THE RELEVANT RIGHT TO VOTE. CONTD.. * CONTD..22.4. WHATEVER THE SYSTEM USED TO DETERMINE Non-Voting *Management Position Unknown THE VOTE, THE GENERAL SHAREHOLDERS MEETING PANEL OR, IN THE EVENT SUCH PANEL HAS NOT BEEN CONSTITUTED,
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 71 of 73 THE SECRETARY OF THE MEETING SHALL VERIFY THE EXISTENCE OF A SUFFICIENT NUMBER OF FAVOURABLE VOTES TO REACH THE NECESSARY MAJORITY IN EACH CASE, THEREBY ALLOWING THE CHAIRMAN TO DECLARE THE CORRESPONDING RESOLUTION APPROVED. 6. AUTHORISATION TO THE BOARD OF DIRECTORS FOR THE Management For *Management Position Unknown DERIVATIVE ACQUISITION OF OWNSHARES, EITHER DIRECTLY OR THROUGH GROUP AFFILIATES, WITHIN THE LEGAL LIMITS AND REQUIREMENTS, FOR A MAXIMUM TERM OF EIGHTEEN MONTHS, AS WELL AS AUTHORISATION FOR THEIR TRANSFER AND/OR THE APPLICATION OF THE REMUNERATION SYSTEMS ENVISAGED IN ARTICLE 75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. IT IS PROPOSED TO EXPRESSLY AUTHORISE THE BOARD OF DIRECTORS, IN ACCORDANCE WITH THE PROVISIONS ESTABLISHED IN ARTICLE 75 OF THE REVISED TEXT OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT CURRENTLY IN EFFECT, TO EFFECT THE DERIVATIVE ACQUISITION OF ALTADIS, S.A. SHARES, EITHER DIRECTLY BY THE COMPANY OR INDIRECTLY THROUGH AFFILIATE COMPANIES, UP TO A SHARE CEILING THAT REPRESENTS 5% OF THE COMPANY SHARE CAPITAL, AT A PRICE AND COMPENSATION VALUE THAT SHALL NOT BE LESS THAT THE PAR VALUE OF THE SHARES, NOR EXCEED THE LISTED SHARE PRICE. THE ACQUISITION FOR WHICH AUTHORISATION IS REQUESTED MAY BE EFFECTED BY MEANS OF SALE-PURCHASE, SWAP, DONATION OR AWARD OR AS APPROPRIATION FOR PAYMENT, AND IN GENERAL BY ANY OTHER MEANS OF ACQUISITION FOR PAYMENT OF SHARES THAT HAVE BEEN ISSUED AND FULLY PAID-UP, INCLUDING THE USE OF FINANCIAL DERIVATIVE INSTRUMENTS, AND PARTICULARLY TRANSACTIONS INVOLVING ALL TYPES OF OPTIONS (PUT AND CALL), FOR A MAXIMUM TERM OF EIGHTEEN MONTHS FROM THE DATE OF ADOPTION OF THE PRESENT RESOLUTION. THE SHARES SO ACQUIRED SHALL NOT BEAR ANY RIGHTS WHATSOEVER, INCLUDING THE RIGHT TO VOTE. THE RELEVANT ECONOMIC RIGHTS SHALL BE PROPORTIONALLY ATTRIBUTED TO THE REMAINING SHARES IN ACCORDANCE WITH THE PROVISIONS ESTABLISHED IN ARTICLE 70 OF THE AFOREMENTIONED ACT. THE BOARD IS HEREBY AUTHORISED TO CREATE A SPECIAL RESERVE ENTERED AS A LIABILITY ON THE BALANCE SHEET TO BE CHARGED TO THE FREELY DISPOSABLE RESERVE, IN THE AMOUNT EQUALLING THE ACQUISITION PRICE OF THE SAID SHARES. THE PRESENT AUTHORISATION RENDERS NULL AND VOID THE RESOLUTION OF THE GENERAL SHAREHOLDERS MEETING OF JUNE 7TH, 2006. LIKEWISE, AND TO THE EFFECTS ENVISAGED IN PARAGRAPH TWO OF NUMBER 1 IN ARTICLE 75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT, EXPRESS AUTHORISATION IS HEREBY GRANTED FOR THE ACQUISITION OF COMPANY SHARES BY ANY OF THE AFFILIATE COMPANIES, IN THE SAME TERMS AS THOSE SET OUT HERE IN. IT IS EXPRESSLY STATED THAT THE SHARES ACQUIRED SUBSEQUENT TO THE PRESENT AUTHORISATION MAY DE ALLOCATED TO SALE OR TO THE APPLICATION OF THE REMUNERATION SYSTEMS CONTEMPLATED IN PARAGRAPH THREE, SECTION 1 OF ARTICLE 75 OF THE PUBLIC LIMITED-LIABILITY COMPANIES ACT. THE BOARD SHALL DECIDE WHETHER TO SELL, MAINTAIN OR REDEEM THE SHARES SO ACQUIRED IN DUE TIME
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 72 of 73 7. DELEGATIONS OF POWERS TO FORMALISE, INTERPRET, Management For *Management Position Unknown CORRECT, REGISTER AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING. TO DELEGATE TO THE BOARD OF DIRECTORS THE BROADEST POWERS ENVISAGED BY LAW TO SUPPLEMENT, DEVELOP, EXECUTE AND CORRECT THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING, INCLUDING THE POWER TO TOTALLY OR PARTIALLY DELEGATE THE AFOREMENTIONED POWERS TO THE EXECUTIVE COMMITTEE. THE POWER TO CORRECT SHALL ENCOMPASS THE POWER TO MAKE THE MODIFICATIONS, AMENDMENTS AND ADDITIONS THAT MAY BE NECESSARY OR APPROPRIATE SUBSEQUENT TO OBJECTIONS OR COMMENTS ARISING FROM THE SECURITIES MARKET REGULATORY BODIES, THE STOCK EXCHANGE, THE MERCANTILE REGISTRY AND ALL OTHER PUBLIC AUTHORITIES COMPETENT IN RELATION TO THE RESOLUTIONS ADOPTED. LIKEWISE, TO DELEGATE TO THE CHAIRMAN OF THE BOARD, THE CHAIRMAN OF THE EXECUTIVE COMMITTEE AND THE SECRETARY TO THE BOARD INDISTINCTLY, THE POWERS NECESSARY TO FORMALISE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING AND TO REGISTER THOSE SUBJECT TO SUCH REQUIREMENT, TOTALLY OR PARTIALLY, AND TO THIS EFFECT, TO GRANT ALL TYPES OF PUBLIC AND PRIVATE DOCUMENTS, INCLUDING THOSE REQUIRED TO SUPPLEMENT OR CORRECT SUCH RESOLUTIONS
------------------------------------------------------------------------------------------------------------------------------------ MATSUMOTOKIYOSHI CO.,LTD. AGM MEETING DATE: 06/28/2007 ISSUER: J40885105 ISIN: JP3869000004 SEDOL: B02HTB2, 6572581, 5082724 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 1 APPROVE APPROPRIATION OF PROFITS Management For *Management Position Unknown 2 APPROVE STOCK TRANSFER TO CREATE HOLDING COMPANY Management For *Management Position Unknown 3.1 APPOINT A DIRECTOR Management For *Management Position Unknown 3.2 APPOINT A DIRECTOR Management For *Management Position Unknown 3.3 APPOINT A DIRECTOR Management For *Management Position Unknown 3.4 APPOINT A DIRECTOR Management For *Management Position Unknown 3.5 APPOINT A DIRECTOR Management For *Management Position Unknown 3.6 APPOINT A DIRECTOR Management For *Management Position Unknown 3.7 APPOINT A DIRECTOR Management For *Management Position Unknown 3.8 APPOINT A DIRECTOR Management For *Management Position Unknown 3.9 APPOINT A DIRECTOR Management For *Management Position Unknown 3.10 APPOINT A DIRECTOR Management For *Management Position Unknown 4.1 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 4.2 APPOINT A CORPORATE AUDITOR Management For *Management Position Unknown 5 APPROVE PROVISION OF RETIREMENT ALLOWANCE FOR Management For *Management Position Unknown DIRECTORS 6 APPROVE ADOPTION OF ANTI-TAKEOVER DEFENSE MEASURES Other Against *Management Position Unknown
------------------------------------------------------------------------------------------------------------------------------------ TAKEDA PHARMACEUTICAL COMPANY LIMITED AGM MEETING DATE: 06/28/2007 ISSUER: J8129E108 ISIN: JP3463000004 SEDOL: B03FZP1, 5296752, B17MW65, 6870445, B01DRX9 ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ * PLEASE NOTE THIS ANNOUNCEMENT IS BEING PROVIDED Non-Voting *Management Position Unknown TO INFORM YOU THAT THE TRUE AGENDA HAS BEEN RELEASED AND IS AVAILABLE FOR YOUR REVIEW. (PLEASE REFER TO THE ATTACHED PDF FILES.)
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/09/2007 Selected Accounts: NPX GABELLI GLB OPPORTUNITY FD Page 73 of 73 1. APPROPRIATION OF SURPLUS Management For *Management Position Unknown 2. PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION Management For *Management Position Unknown 3.1 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.2 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.3 ELECTION OF A DIRECTOR Management For *Management Position Unknown 3.4 ELECTION OF A DIRECTOR Management For *Management Position Unknown 4. ELECTION OF A CORPORATE AUDITOR Management For *Management Position Unknown 5. ELECTION OF AN INDEPENDENT AUDITOR Management For *Management Position Unknown 6. PAYMENT OF BONUS ALLOWANCES TO DIRECTORS AND Management For *Management Position Unknown CORPORATE AUDITORS 7. PAYMENT OF RETIREMENT ALLOWANCES TO A RETIRING Management For *Management Position Unknown DIRECTOR AND A RETIRING CORPORATE AUDITOR
ProxyEdge - Investment Company Report Meeting Date Range: 07/01/2006 to 06/30/2007 Report Date: 07/02/2007 Selected Accounts: NPX GAB GLB CONVERTIBLE SEC FD Page 1 of 1 ------------------------------------------------------------------------------------------------------------------------------------ ASHLAND INC. ASH Annual Meeting Date: 01/25/2007 ISSUER: 044209104 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 03 SHAREHOLDER PROPOSAL TO INITIATE THE APPROPRIATE Shareholder Against For PROCESS TO IMPLEMENT MAJORITY VOTING FOR ELECTION OF DIRECTORS. 02 RATIFICATION OF ERNST & YOUNG AS INDEPENDENT Management For For AUDITORS FOR FISCAL 2007. 01 DIRECTOR Management For ERNEST H. DREW* Management For For MANNIE L. JACKSON* Management For For THEODORE M. SOLSO* Management For For MICHAEL J. WARD* Management For For JOHN F. TURNER** Management For For ------------------------------------------------------------------------------------------------------------------------------------ CINCINNATI BELL INC. CBB Annual Meeting Date: 05/03/2007 ISSUER: 171871403 ISIN: SEDOL: ------------------------------------------------------------------------------------------------------------------------------------ VOTE GROUP: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management ------------------------------------------------------------------------------------------------------------------------------------ 01 DIRECTOR Management For PHILLIP R. COX Management For For MICHAEL G. MORRIS Management For For JOHN M. ZRNO Management For For 02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE Management For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2007. 03 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against LONG TERM INCENTIVE PLAN. 04 THE APPROVAL OF THE CINCINNATI BELL INC. 2007 Management Against Against STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant GAMCO Global Series Funds, Inc. ------------------------------------------------------------ By (Signature and Title)* /s/ Bruce N. Alpert -------------------------------------------- Bruce N. Alpert, Principal Executive Officer Date August 22, 2007 ------------------------------------------------------------------ *Print the name and title of each signing officer under his or her signature.