0001437749-19-018112.txt : 20190910
0001437749-19-018112.hdr.sgml : 20190910
20190910093552
ACCESSION NUMBER: 0001437749-19-018112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190909
FILED AS OF DATE: 20190910
DATE AS OF CHANGE: 20190910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burnham Brad
CENTRAL INDEX KEY: 0001640018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32600
FILM NUMBER: 191084424
MAIL ADDRESS:
STREET 1: C/O UNION SQUARE VENTURES
STREET 2: 915 BROADWAY, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TUCOWS INC /PA/
CENTRAL INDEX KEY: 0000909494
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 232707366
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 96 MOWAT AVENUE
CITY: TORONTO
STATE: A6
ZIP: M6K 3M1
BUSINESS PHONE: 4165385478
MAIL ADDRESS:
STREET 1: 96 MOWAT AVENUE
CITY: TORONTO
STATE: A6
ZIP: M6K 3M1
FORMER COMPANY:
FORMER CONFORMED NAME: INFONAUTICS INC
DATE OF NAME CHANGE: 19960426
FORMER COMPANY:
FORMER CONFORMED NAME: INFONAUTICS CORP
DATE OF NAME CHANGE: 19960315
4
1
rdgdoc.xml
FORM 4
X0306
4
2019-09-09
0000909494
TUCOWS INC /PA/
TCX
0001640018
Burnham Brad
96 MOWAT AVENUE
TORONTO
A6
M6K 3M1
ONTARIO, CANADA
1
Common Stock
26112
D
Common Stock
327870
I
See Footnote
Stock Option (Right to Buy)
53.93
2019-09-09
4
A
0
3750
53.93
A
2020-09-08
2024-09-08
Common Stock
3750
3750
D
USV Opportunity Investors 2014, L.P. ("USV Opportunity 2014") is the holder of these shares. USV Opportunity 2014 GP, LLC ("USV Opportunity 2014 GP ") is the general partner of USV Opportunity 2014 and, as such, has the power to vote and dispose of the shares held by USV Opportunity 2014. Mr. Burhham is a manager of USV Opportunity 2014 GP and, as such, may be deemed to share voting and dispositive power over the shares held by USV Opportunity 2014. Mr. Burnham disclaims beneficial ownership of the shares owned by USV Opportunity 2014 except to the extent of his pecuniary interest therein.
In December 1, 2017, Mr. Burnham, who is also a member of Union Square Ventures, LLC ("USV LLC"), entered into a fee compensation agreement with USV LLC, under which Mr. Burnham agreed to hold the Issuer's stock option grants to him in his individual capacity, and upon the exercise of such options, Mr. Burnham will transfer to USV LLC the shares acquired in the option exercise or, with the consent of USV LLC, a cash payment equal to the fair market value of such shares. In connection with such option exercise and transfer, USV LLC will extend to Mr. Burnham an interest-free loan in an amount equal to the exercise price of the option, and any transfer of acquired shares or cash payment will, to the extent not in excess of the amount of the loan (if any), first be deemed as repayment of the loan.
/s/ Brad Burnham
2019-09-10