-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJa1ZxX3TqYZJI6S6bwzJPJou1/792H1j6Gb+T5HJTDHIYkAH8BQxnOPgXFjKnE7 8ALF5mtuoj0i1nXljVCIjQ== 0001133804-01-500006.txt : 20010511 0001133804-01-500006.hdr.sgml : 20010511 ACCESSION NUMBER: 0001133804-01-500006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010430 FILED AS OF DATE: 20010510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFONAUTICS INC CENTRAL INDEX KEY: 0000909494 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 232707366 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-28284 FILM NUMBER: 1627713 BUSINESS ADDRESS: STREET 1: 590 NORTH GULPH RD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 BUSINESS PHONE: 6109718840 MAIL ADDRESS: STREET 1: 590 NORTH GULPH RD CITY: KING OF PRUSSIA STATE: PA ZIP: 19406 FORMER COMPANY: FORMER CONFORMED NAME: INFONAUTICS CORP DATE OF NAME CHANGE: 19960315 COMPANY DATA: COMPANY CONFORMED NAME: MORRIS DAVID VAN RIPER CENTRAL INDEX KEY: 0001133804 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 201 PEMBROKE AVENUE CITY: WAYNE STATE: PA ZIP: 19087 MAIL ADDRESS: STREET 1: 201 PEMBROKE AVENUE CITY: WAYNE STATE: PA ZIP: 19087 4 1 form4_morris.htm David Van Riper Morris FORM 4


FORM 4

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

 

Check this box if no longer subject to Section 16 Form 4 or Form 5 obligations may continue. See
Instruction 1(b).

 

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

 

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1.Name and Address of Reporting Person*

Morris, David Van Riper

2. Issuer Name and Tickler or Trading Symbol

Infonautics, Inc. - INFO

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

____Director ____10% Owner

_X__Officer (give title below) ____Other (specify below)

_President and Chief Executive Officer_______

(Last) (First) (Middle)


201 Pembroke Avenue

3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)

4. Statement for Month/Year

April, 2001

(Street)

Wayne, PA 19087

5. If Amendment, Date of Original (Month/Year)

7. Individual or Joint/Group Filing (Check applicable line)

_X__Form filed by one Reporting Person

____Form filed by More than One Reporting Person

(City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of , or Beneficially Owned

1. Title of Security
(Instr. 3.)

2. Transaction Date
(Month/Day/Year)

3. Transaction Code
(Instr. 8)

4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

5. Amount of Securities Beneficially Owned at End of Month
(Instr. 3 and 4)

6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)

7. Nature of Indirect beneficial Ownership
(Instr. 4)

Code

V

Amount

(A) or (D)

Price

Class A Common Stock(1)

April 2, 2001

A

X

241,300

A

 

275,400

 

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 241,300 restricted shares of the issuer's common stock in exchange for options to purchase 538,200 shares of the issuer's common stock

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date
(Month/Day/Year)

4. Transaction Code

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)

6. Date Exercisable and Expiration Date (Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned at End of Month
(Instr. 4)

10. Ownership form of Derivative Securities Beneficially Owned at End of Month
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

V

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Employee Stock Options (right to buy)(1)

3.500

April 2, 2001

D

X

 

75,000

12/15/99

5/28/2008

Class A Common Stock

75,000

 

 

 

 

Employee Stock Options (right to buy)(2)

3.750

April 2, 2001

D

X

 

152,000

9/16/99

9/16/2005

Class A Common Stock

152,000

 

 

 

 

Employee Stock Options (right to buy)(3)

14.00

April 2, 2001

D

X

 

20,000

12/15/99

4/30/2006

Class A Common Stock

20,000

 

 

 

 

Employee Stock Options (right to buy)(4)

11.500

April 2, 2001

D

X

 

91,200

12/15/99

2/2/2006

Class A Common Stock

91,200

 

 

 

 

Employee Stock Options (right to buy)(5)

6.090

April 2, 2001

D

X

 

200,000

7/7/00

7/7/2009

Class A Common Stock

200,000

 

100,000

D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Explanation of Responses:

(1)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 76,000 restricted shares of the issuer's common stock in exchange for options to purchase 152,000 shares of the issuer's common stock

(2)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 5,000 restricted shares of the issuer's common stock in exchange for options to purchase 20,000 shares of the issuer's common stock

(3)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 22,800 restricted shares of the issuer's common stock in exchange for options to purchase 91,200 shares of the issuer's common stock

(4)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 100,000 restricted shares of the issuer's common stock in exchange for options to purchase 200,000 shares of the issuer's common stock

(5)Pursuant to approval of the Board of Directors of the issuer, the reporting person was granted 37,500 restricted shares of the issuer's common stock in exchange for options to purchase 75,000 shares of the issuer's common stock

 

 

/s/ David Van Riper Morris
__________________________________________

 

May 10, 2001
___________________________________

**Signature of Reporting Person

 

Date

 

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one Reporting Person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, on which must be manually signed. If space is insufficient, see Instruction 6 for procedure

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