-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JllJi8by8ZnEWqs09Sg6gCmnL9WmKGv/aneWopvmzDqIAPJPCfKQFs8RNn5xlbrb Hv1zNx2Zi34VMtV6DzRPJg== 0000909450-05-000012.txt : 20050127 0000909450-05-000012.hdr.sgml : 20050127 20050127132358 ACCESSION NUMBER: 0000909450-05-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041231 FILED AS OF DATE: 20050127 DATE AS OF CHANGE: 20050127 EFFECTIVENESS DATE: 20050127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909450 IRS NUMBER: 770210467 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04761 FILM NUMBER: 05553061 BUSINESS ADDRESS: STREET 1: 50 OSGOOD PLACE PENTHOUSE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4159811039 MAIL ADDRESS: STREET 1: 50 OSGOOD PLACE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER COMPANY: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19951108 13F-HR 1 q40413f.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2004 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gruber & McBaine Capital Management, LLC Address: 50 Osgood Place, Penthouse__ San Francisco, CA 94133_____ Form 13F File Number: 28-3296________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth Giorgis____________ Title: Administrator_______________ Phone: 415 782 2610_________________ Signature, Place and Date of Signing: _________________________ San Francisco, CA_ January 27, 2005 [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _____0_____ Form 13F Information Table Entry Total: _____312___ Form 13F Information Table Value Total: __1,342,406__ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR ABX Air COMMON 00080S101 7793 876600 SOLE 876600 ADC Telecommunications COMMON 000886101 1608 600000 SOLE 600000 ARM Holdings PLC COMMON 042068106 618 100000 SOLE 100000 Access Integrated Tech IncCOMMON 004329108 1138 325000 SOLE 325000 Actuant Corp COMMON 00508X203 3833 73500 SOLE 73500 Adept Technology Over COMMON 006854103 3903 2932721 SOLE 2932721 Advanced Micro Devices COMMON 007903107 13234 601000 SOLE 601000 Advisory Board COMMON 00762W107 3699 100300 SOLE 100300 Aehr Test Systems COMMON 00760J108 505 122000 SOLE 122000 Airgas Inc COMMON 009363102 3446 130000 SOLE 130000 Airspan Networks COMMON 00950H102 3369 620500 SOLE 620500 Allied Healthcare Intl IncCOMMON 01923A109 9991 1816629 SOLE 1816629 Allscripts Healthcare SoluCOMMON 01988P108 8164 765100 SOLE 765100 Alteon Inc COMMON 02144G107 1643 1253900 SOLE 1253900 Alvarion Ltd COMMON M0861T100 4721 355500 SOLE 355500 Anglogold Ashanti LTD COMMON 035128206 4707 129500 SOLE 129500 Applied Films COMMON 038197109 2956 137100 SOLE 137100 Arbor Realty Trst r S COMMON 038923108 2744 111830 SOLE 111830 Arlington Tankers LTD COMMON G04899103 2295 100000 SOLE 100000 ArtiSoft Inc COMMON 04314L205 2579 1188888 SOLE 1188888 Asia Aluminum Holdings LimCOMMON 6110077 1030 10000000 SOLE 10000000 Aspen Technology COMMON 045327103 1919 309000 SOLE 309000 August Technologies COMMON 05106U105 1732 164500 SOLE 164500 Authentidate Hldg Corp COMMON 052666104 1028 166000 SOLE 166000 Avaya Inc COMMON 053499109 1204 70000 SOLE 70000 BEI Technologiees, INC COMMON 05538P104 5981 193700 SOLE 193700 BJ Services COMMON 055482103 1396 30000 SOLE 30000 BMC Software COMMON 055921100 2325 125000 SOLE 125000 BP PLC COMMON 110889409 5256 90000 SOLE 90000 Baldwin & Lyons Inc COMMON 057755209 2614 97575 SOLE 97575 Bancorp Bank COMMON 05969A105 9227 576701 SOLE 576701 Benihana Inc COMMON 082047200 3661 225265 SOLE 225265 BindView Developlment COMMON 090327107 429 100000 SOLE 100000 Bio-Rad Laboratories Inc COMMON 090572207 8344 145450 SOLE 145450 Bitstream Inc COMMON 091736108 3132 1186550 SOLE 1186550 Blockbuster Inc COMMON 093679108 3100 325000 SOLE 325000 Brandpartners Group COMMON 10531R107 2489 2620000 SOLE 2620000 Burlington Northern Santa COMMON 12189T104 4731 100000 SOLE 100000 CAE Inc COMMON 124765108 1557 370000 SOLE 370000 Cabot Oil and Gas COMMON 127097103 885 20000 SOLE 20000 Calif Micro Dev r S3 COMMON 130439102 3690 520543 SOLE 520543 Canico Resources COMMON 137580106 5414 448000 SOLE 448000 Capital Senior Corp COMMON 140475104 9162 1618800 SOLE 1618800 Capital Trust COMMON 14052H506 5193 169100 SOLE 169100 Captiva Software Co COMMON 14073T109 1326 130000 SOLE 130000 Carreker Corp COMMON 144433109 1806 210000 SOLE 210000 Cash Systems Inc COMMON 14756B102 7452 964100 SOLE 964100 Cedar Fair COMMON 150185106 3718 113000 SOLE 113000 Cellstar Corp COMMON 150925204 578 130000 SOLE 130000 Champion Enterprises COMMON 158496109 4432 375000 SOLE 375000 Chaoda Modern Agriculture COMMON 6313490 130 351200 SOLE 351200 CharterMac COMMON 160908109 1686 69000 SOLE 69000 Chicago Bridge and Iron CoCOMMON 167250109 3800 95000 SOLE 95000 ChoicePoint Inc COMMON 170388102 14625 318000 SOLE 318000 Chordiant Software COMMON 170404107 784 344000 SOLE 344000 Citadel Security Software COMMON 17288Q109 695 267500 SOLE 267500 CoStar Group COMMON 22160n109 14849 321539 SOLE 321539 Coeur D Alene Mines Corp COMMON 192108108 3946 1004050 SOLE 1004050 Collegiate Pacific COMMON 194589206 4495 325000 SOLE 325000 Collins and Aikman CorporaCOMMON 194830204 18385 4216700 SOLE 4216700 Comarco Inc. COMMON 200080109 6298 732274 SOLE 732274 Combmatrix Corp COMMON 003881208 933 235000 SOLE 235000 Compex Technologies COMMON 204513105 1132 242500 SOLE 242500 Consol Energy Inc COMMON 20854P109 8210 200000 SOLE 200000 Copper Mt Ntwks COMMON 217510205 300 114123 SOLE 114123 Corio Inc COMMON 218875102 5387 2791340 SOLE 2791340 Corporate Executive Board COMMON 21988r102 13401 200200 SOLE 200200 Creative Technology COMMON y1775u107 2994 200000 SOLE 200000 Cuisine Solutions COMMON 926604109 4370 1120457 SOLE 1120457 Cumulus Media Inc COMMON 231082108 8926 591900 SOLE 591900 Cybersource Corp COMMON 23251J106 4475 625847 SOLE 625847 Cybex Int'l Inc COMMON 23252E106 1717 450000 SOLE 450000 DPL Inc COMMON 233293109 1255 50000 SOLE 50000 Datalogic International COMMON 23804Q102 655 1150000 SOLE 1150000 Datang Intl Power COMMON 6080716 602 800000 SOLE 800000 Delta Petroleum COMMON 247907207 2038 130000 SOLE 130000 Digital Theater Systems COMMON 25389G102 2114 105000 SOLE 105000 DirectV Group Inc COMMON 25459L106 2343 139938 SOLE 139938 Dot Hill System Corp COMMON 25848T109 1444 184200 SOLE 184200 Duraswitch Ind Inc COMMON 266905207 1486 626927 SOLE 626927 Dynegy Inc COMMON 26816Q101 924 200000 SOLE 200000 E-Loan Inc COMMON 26861P107 3549 1050000 SOLE 1050000 EFJ Inc COMMON 26843B101 4081 422900 SOLE 422900 EMAK Worldwide Inc COMMON 26861V104 4969 496950 SOLE 496950 EOG Resources COMMON 26875P101 8920 125000 SOLE 125000 Eastman Kodak COMMON 277461109 6797 210750 SOLE 210750 Elan Corp. b COMMON 284131208 17672 648500 SOLE 648500 EnCana Corp COMMON 292505104 6887 120700 SOLE 120700 Energy Savings COMMON 292717105 13933 868400 SOLE 868400 Ensign Resource Service GrCOMMON 29357T104 3346 160000 SOLE 160000 Exabyte Corp COMMON 300615101 389 1000000 SOLE 1000000 Excelligence Learning CorpCOMMON 300684107 1035 235147 SOLE 235147 Exponent Inc COMMON 30214U102 2141 77900 SOLE 77900 Federal Home Loan Bank TREASU 31339YBK7 472 500000 SOLE 500000 Film Roman COMMON 317234102 38 237200 SOLE 237200 First Virtual Comm Cp COMMON 337484307 24 120000 SOLE 120000 Flow International Corp COMMON 343468104 1063 355400 SOLE 355400 Freescale Semiconductor InCOMMON 35687M206 350 19067 SOLE 19067 Fuel Tech COMMON 359523107 787 168500 SOLE 168500 Garden Burger COMMON 365476100 14 1207400 SOLE 1207400 Garden Burger C Preferred 365476100 13 340000 SOLE 340000 Garden Burger D Preferred 365476100 6 159960 SOLE 159960 Gemplus International COMMON 36866y102 15107 3241746 SOLE 3241746 Genius Prod Inc COMMON 37229R206 2858 1808600 SOLE 1808600 Geo Group COMMON 36159R103 1063 40000 SOLE 40000 Gladstone Capital COMMON 376535100 2343 98855 SOLE 98855 Gladstone Commercial Cp COMMON 376536108 4628 270648 SOLE 270648 Global Payments COMMON 37940x102 12574 214800 SOLE 214800 Golar LNG Ltd COMMON G9456A100 2085 140000 SOLE 140000 Goldcorp Inc COMMON 380956409 1504 100000 SOLE 100000 Greenfield Online COMMON 395150105 6591 299711 SOLE 299711 Harmonic Inc COMMON 413160102 5358 642500 SOLE 642500 Harvard Biosciences COMMON 416906105 2445 528150 SOLE 528150 Health Fitness Corp COMMON 42217V102 1186 409000 SOLE 409000 Healtheon/WebMD COMMON 94769M105 8194 1004200 SOLE 1004200 Healthsouth Corp COMMON 421924101 25544 4067500 SOLE 4067500 Hear USA COMMON 422360305 2554 1548000 SOLE 1548000 Hollywood Media COMMON 436233100 4597 947892 SOLE 947892 Hypercom Corp COMMON 44913M105 4736 800000 SOLE 800000 Iamgold Corp COMMON 450913108 5341 808050 SOLE 808050 Image Entrtnmnt COMMON 452439201 3505 656429 SOLE 656429 Imageware Sys COMMON 45245S108 4211 1466553 SOLE 1466553 Infocrossing Inc COMMON 45664X109 6958 410970 SOLE 410970 Informatica Corp COMMON 45666Q102 406 50000 SOLE 50000 Ingram Micro Inc. COMMON 457153104 2080 100000 SOLE 100000 Innovative Solution & SuppCOMMON 45769n105 4670 140000 SOLE 140000 Integramed America COMMON 45810n302 3949 337500 SOLE 337500 Integrated Security Sys Note 45812J101 600 1578944 SOLE 1578944 Intel Corp. COMMON 458140100 5310 227009 SOLE 227009 Intelligroup Inc COMMON 45816A106 1442 1201600 SOLE 1201600 Intellisync Corp COMMON 458176104 1020 500000 SOLE 500000 Intermix Media Inc COMMON 45881X106 10895 1928400 SOLE 1928400 Internap Networks COMMON 45885a102 3322 3571850 SOLE 3571850 Internet Capital Group COMMON 46059C205 20287 2254056 SOLE 2254056 Intersections Inc COMMON 460981301 5642 327100 SOLE 327100 Intervoice Inc COMMON 461142101 3629 271800 SOLE 271800 Interwoven Inc COMMON 46114t508 8712 800700 SOLE 800700 Intl DisplayWorks Inc COMMON 459412102 9168 1002000 SOLE 1002000 Ionatron Inc COMMON 462070103 4589 405000 SOLE 405000 Ipayment Inc COMMON 46262E105 7705 155600 SOLE 155600 Isolagen COMMON 46488N103 4273 543000 SOLE 543000 Iteris Holdings Class A COMMON 46564T107 5476 1587300 SOLE 1587300 John B Sanfilippo and Son COMMON 800422107 13843 536950 SOLE 536950 Kindred Healthcare Inc COMMON 494580103 3678 122800 SOLE 122800 Kintera Inc COMMON 49720P506 4795 532272 SOLE 532272 Komag COMMON 500453204 1878 100000 SOLE 100000 Lam Research COMMON 512807108 2631 91000 SOLE 91000 Lecroy COMMON 52324W109 7378 316100 SOLE 316100 Lexar Media B COMMON 52886p104 1169 149050 SOLE 149050 LifePoint Inc D Preferred 53215R100 488 1870000 SOLE 1870000 LifePoint Inc D Preferred 53215R100 1469 5630000 SOLE 5630000 LifePoint Inc E Preferred 53215R100 1000 5000000 SOLE 5000000 Lionore Mining Intl COMMON 535913107 1715 300000 SOLE 300000 Live Person Inc COMMON 538146101 1162 370000 SOLE 370000 LoJack Corp COMMON 539451104 771 63600 SOLE 63600 Loudeye Corp COMMON 545754103 7770 4147985 SOLE 4147985 MDC Partners Inc COMMON 552697104 17595 1636581 SOLE 1636581 MEMC Electronic Materials COMMON 552715104 1987 150000 SOLE 150000 MTC Technologies Inc COMMON 55377A106 2014 60000 SOLE 60000 Magma Design Automation COMMON 559181102 237 18850 SOLE 18850 Magnetek COMMON 559424106 1207 175000 SOLE 175000 Majesco Hldngs COMMON 560690208 5807 428700 SOLE 428700 Manitowoc. Inc COMMON 563571108 565 15000 SOLE 15000 Marchex Inc COMMON 56624R108 6531 311000 SOLE 311000 Martin Marietta Materials COMMON 573284106 1020 19000 SOLE 19000 Massey Energy Company COMMON 576206106 3495 100000 SOLE 100000 Material Sciences COMMON 576674105 2159 120000 SOLE 120000 MatrixOne Inc COMMON 57685P304 8695 1327500 SOLE 1327500 Media Services Group Inc COMMON 584459101 2033 132412 SOLE 132412 Merix Corp COMMON 590049102 265 23000 SOLE 23000 Metretek Tech Inc COMMON 59159Q107 2904 1176551 SOLE 1176551 Microislet Inc COMMON 59507q106 1285 1115384 SOLE 1115384 Micron Technology Inc. COMMON 595112103 3706 300100 SOLE 300100 Microsemi Corp COMMON 595137100 5034 290000 SOLE 290000 Microtek Medical Holdings COMMON 59515B109 11459 2822400 SOLE 2822400 Modtech Holdings COMMON 60783c100 22307 2983599 SOLE 2983599 Monsanto Comp COMMON 61166W101 6110 110000 SOLE 110000 Monterey Gourmet Foods COMMON 612570101 8909 2635885 SOLE 2635885 Motorola Inc. COMMON 620076109 5121 297750 SOLE 297750 Mpower Holding Cp COMMON 62473L309 1963 1050000 SOLE 1050000 Mylan Labs COMMON 628530107 7072 400000 SOLE 400000 NCO Group COMMON 628858102 1939 75000 SOLE 75000 NGP Capital Resources COMMON 62912R107 154 10000 SOLE 10000 NMS Communications COMMON 638882100 252 40000 SOLE 40000 NVIDIA Corp COMMON 67066g104 3767 159900 SOLE 159900 NWH Inc COMMON 62946E106 2410 172500 SOLE 172500 Napster Inc COMMON 630797108 6252 665100 SOLE 665100 National Financial PartnerCOMMON 63607P208 6557 169000 SOLE 169000 Natrol Inc COMMON 638789107 3864 1153013 SOLE 1153013 Nautilus Group Inc COMMON 63910B102 8218 340000 SOLE 340000 Navarre Corp b COMMON 639208107 21550 1224418 SOLE 1224418 Navigant Conslting COMMON 63935N107 4788 180000 SOLE 180000 NetIQ Corp COMMON 64115p102 2076 170000 SOLE 170000 New Sleepr Gld Cp COMMON 648732105 540 800000 SOLE 800000 Nike COMMON 654106103 4036 44500 SOLE 44500 Noble Int'l LDT COMMON 655053106 816 40000 SOLE 40000 Nokia Cp COMMON 654902204 8916 569000 SOLE 569000 Novatel Wirelss b COMMON 66987M604 7114 367057 SOLE 367057 Novellus Systems COMMON 670008101 2510 90000 SOLE 90000 Nuco2 Inc. COMMON 629428103 666 30000 SOLE 30000 Nutraceutical Inc COMMON 67060Y101 7156 464370 SOLE 464370 OnSite Energy COMMON 68284P108 18 1540973 SOLE 1540973 OnSite Energy Corp. ser E Preferred 68284P108 45 2250000 SOLE 2250000 Online Resoucres COMMON 68273G101 7624 1000539 SOLE 1000539 Opentv Corp COMMON G67543101 5118 1332769 SOLE 1332769 Openwave Systems COMMON 683718308 6077 393100 SOLE 393100 Opinion Research Corp COMMON 683755102 5111 763952 SOLE 763952 Optimal Group COMMON 68388R208 10966 930133 SOLE 930133 Option Care COMMON 683948103 2149 125000 SOLE 125000 PC-Tel Inc COMMON 69325Q105 6904 870576 SOLE 870576 PLX Technology COMMON 693417107 2860 275000 SOLE 275000 PPL Corp COMMON 69351T106 3730 70000 SOLE 70000 Paincare Holdings COMMON 69562E104 5470 1793500 SOLE 1793500 Paramount Resources COMMON 699320107 2130 95000 SOLE 95000 Patron Systems COMMON 70337V108 1373 1990000 SOLE 1990000 Paxar Corp b COMMON 704227107 3316 149575 SOLE 149575 Peabody Energy COMMON 704549104 8091 100000 SOLE 100000 Penn Virginia Resource ParCOMMON 707884102 891 17100 SOLE 17100 Peregrine Systems Inc COMMON 71366Q101 4523 220654 SOLE 220654 Perma-Fix Envirn Serv COMMON 714157104 936 533333 SOLE 533333 Perot Systems Co COMMON 714265105 1834 114400 SOLE 114400 Phoenix Technology COMMON 719153108 4361 528000 SOLE 528000 Pinnacle Systems COMMON 723481107 832 136400 SOLE 136400 Plantronics Inc COMMON 727493108 2073 50000 SOLE 50000 Plato Learning COMMON 72764Y100 3743 502446 SOLE 502446 Playboy Enterprise Inc HoCOMMON 728117300 4638 377350 SOLE 377350 Poore Brothers Inc COMMON 732813100 1525 436963 SOLE 436963 Precision Castparts COMMON 740189105 2627 40000 SOLE 40000 Precision Drilling COMMON 74022D100 1256 20000 SOLE 20000 Printronix COMMON 742578107 7612 425000 SOLE 425000 Private Business COMMON 74267D203 2290 938666 SOLE 938666 Provide Commerce b COMMON 74373W103 6757 181873 SOLE 181873 Q Comm International Inc COMMON 74727M207 496 133600 SOLE 133600 Quantum Fuel Systems Tech COMMON 74765E109 4629 769000 SOLE 769000 Questar Corp. COMMON 748356102 1274 25000 SOLE 25000 Quicksilver Resources COMMON 74837R104 2185 59400 SOLE 59400 R F Monolithics Inc COMMON 74955F106 1934 231590 SOLE 231590 RS Group of Comp COMMON 74973Q100 498 694950 SOLE 694950 Radisys Corp. COMMON 750459109 5376 275000 SOLE 275000 Rainmaker Systms Inc COMMON 750875106 2347 1937500 SOLE 1937500 Range Resources Corp COMMON 75281A109 2455 120000 SOLE 120000 Recom Managed Sys COMMON 75623Q200 5981 1184300 SOLE 1184300 Red Hat Inc COMMON 756577102 667 50000 SOLE 50000 Res-Care Bonds Bonds 760943af7 270 250000 SOLE 250000 Res-Care Inc COMMON 760943100 9433 619804 SOLE 619804 Rio Narcea Gld Mns Ltd COMMON 766909105 1605 700000 SOLE 700000 Rush Enterprises COMMON 781846209 7889 486100 SOLE 486100 Safeguard Scientifics Inc.COMMON 786449108 8841 4170350 SOLE 4170350 ScanSoft COMMON 80603P107 4870 1162300 SOLE 1162300 Scientific Games COMMON 80874P109 4768 200000 SOLE 200000 Select Medical Corp COMMON 816196109 14217 807800 SOLE 807800 Semiconductor ManufacturinCOMMON 81663N206 215 20000 SOLE 20000 Shanda Interactive EntertaCOMMON 81941Q203 446 10500 SOLE 10500 Silicon Image Inc B COMMON 82705T102 12225 742700 SOLE 742700 Silicon Valley Banchares COMMON 827064106 16926 377650 SOLE 377650 Sino Trans COMMON 6579010 146 500000 SOLE 500000 Sirenza Microdevices COMMON 82966T106 2460 375000 SOLE 375000 Skyworks Solutions COMMON 83088M102 3018 320000 SOLE 320000 Socket Communications COMMON 833672108 188 94500 SOLE 94500 Sonex Com Rest. COMMON 835448101 13 302693 SOLE 302693 Sonex Pfd Preferred 835448101 54 253750 SOLE 253750 Sonus Networks COMMON 835916107 415 72500 SOLE 72500 Southwestern Energy Comp COMMON 845467109 6346 125200 SOLE 125200 Specialty Underwriters AllCOMMON 84751T309 2612 275000 SOLE 275000 Standard Parking COMMON 853790103 2972 194250 SOLE 194250 Star Scientific COMMON 85517P101 401 78800 SOLE 78800 Stonepath Group COMMON 861837102 2999 2478200 SOLE 2478200 Stratasys COMMON 862685104 6376 190000 SOLE 190000 Sum Total Systems COMMON 866615107 3614 694934 SOLE 694934 Support.com Inc COMMON 868587106 666 100000 SOLE 100000 Sybase Inc COMMON 871130100 1396 70000 SOLE 70000 Symbol Technologies COMMON 871508107 7119 411500 SOLE 411500 TNS Inc COMMON 872960109 19707 901900 SOLE 901900 Talisman Energy COMMON 87425E103 4314 160000 SOLE 160000 Tarantella Inc COMMON 876090309 1080 714286 SOLE 714286 Tasker Capital Corp b COMMON 87652D109 3286 1600000 SOLE 1600000 Technology Investment CapiCOMMON 878717305 8068 537502 SOLE 537502 Technology Research COMMON 878727304 4011 578900 SOLE 578900 Tekelec COMMON 879101103 8891 435000 SOLE 435000 Texas Instruments Inc COMMON 882508104 1354 55000 SOLE 55000 The Pantry Inc COMMON 698657103 4965 165000 SOLE 165000 Therma Wave COMMON 88343A108 1073 310000 SOLE 310000 Thermogenesis Corp COMMON 883623209 21887 3452131 SOLE 3452131 Tidel Tech COMMON 886368109 487 1058600 SOLE 1058600 Titan Corp COMMON 888266103 486 30000 SOLE 30000 Titan International COMMON 88830M102 1814 120100 SOLE 120100 Titanium Corp COMMON 88833T104 1242 500000 SOLE 500000 Toyota Motors COMMON 892331307 7381 90150 SOLE 90150 Tumbleweed Communications COMMON 899690101 250 75000 SOLE 75000 UCN Inc. A324 COMMON 902636109 2388 870000 SOLE 870000 Ultratech Inc COMMON 904034105 15999 848750 SOLE 848750 Unova Inc COMMON 91529B106 2403 95000 SOLE 95000 Validian Corp COMMON 91915P107 1032 2538922 SOLE 2538922 VendingData Corp COMMON 92261Q202 323 147000 SOLE 147000 Versant Corp COMMON 925284101 194 210800 SOLE 210800 Viewpoint Corp COMMON 92672P108 2728 880000 SOLE 880000 Vimpel Communications COMMON 68370R109 723 20000 SOLE 20000 Virage Logic Corp COMMON 92763R104 16713 900000 SOLE 900000 Vitesse COMMON 928497106 2030 575000 SOLE 575000 WGI Heavy Minerals COMMON 929267102 3886 957000 SOLE 957000 WJ Communications COMMON 929284107 912 265000 SOLE 265000 WPT Enterprises Inc COMMON 98211W108 510 30000 SOLE 30000 Walter Industries COMMON 93317Q105 2412 71500 SOLE 71500 Warderly Intl Holdings COMMON 6572224 1029 6772500 SOLE 6772500 WebEx Inc COMMON 94767L109 4756 200000 SOLE 200000 West Marine COMMON 954235107 6947 280700 SOLE 280700 Western Digital Corp. COMMON 958102105 1626 150000 SOLE 150000 Xinao Gas COMMON KYG9826J104 133 232000 SOLE 232000 ZI Corp COMMON 988918108 3831 529000 SOLE 529000 Zindart LTD ADR's COMMON 989597109 8795 1815320 SOLE 1815320 Zoltek Cos COMMON 98975W104 531 35500 SOLE 35500 Zygo Corp COMMON 989855101 6980 592050 SOLE 592050
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