-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZHJ55k1f/nn7I1acvaYBBFRAuD2NQJGDjpiczNXiTu7O1q3ag9qCFz/DWVf7Whu 6+YEN+LjVb4uu9P3vaK6og== 0000909450-03-000099.txt : 20030715 0000909450-03-000099.hdr.sgml : 20030715 20030714210555 ACCESSION NUMBER: 0000909450-03-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030714 FILED AS OF DATE: 20030715 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZINDART LTD CENTRAL INDEX KEY: 0001028637 STANDARD INDUSTRIAL CLASSIFICATION: GAMES, TOYS & CHILDREN'S VEHICLES (NO DOLLS & BICYCLES) [3944] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: FLAT C&D 25/F BLOCK 1 TAI PING STREET 2: INDUSTRIAL CENTER 57 TING KOK RD CITY: TAI PO N T HONG KONG STATE: K3 ZIP: 00000 BUSINESS PHONE: 0118522665 MAIL ADDRESS: STREET 1: FLAT C & D 25/F BLOCK 1 STREET 2: TAI PING INDUSTRIAL CNTR 57 TING KOK RD CITY: TAI PO NT HONG KONG FORMER COMPANY: FORMER CONFORMED NAME: ZINDART INDUSTRIAL CO LTD DATE OF NAME CHANGE: 19961209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909450 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22161 FILM NUMBER: 03786166 BUSINESS ADDRESS: STREET 1: 50 OSGOOD PLACE PENTHOUSE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4159811039 MAIL ADDRESS: STREET 1: 50 OSGOOD PLACE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19951108 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-07-14 0 0001028637 ZINDART LTD ZNDT 0000909450 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 0 0 1 0 Common Stock 2003-07-14 4 P 0 3000 6.4 A 756900 I By Limited Partnerships and Investment Advisory Accounts Common Stock 2003-07-14 4 P 0 1000 6.4 A 165900 D This form is filed by Gruber & McBaine Capital Management, LLC (GMCM), a limited liability company that is an investment adviser for client accounts and a general partner of investment limited partnerships; Jon D. Gruber (Gruber) and J. Patterson McBaine (McBaine), who are managers, members and portfolio mangers of GMCM; and Eric B Swergold (Swergold), who is a member and portfolio manager of GMCM. By Gruber. This total is the number of shares beneficially owned after the transactions eported in accounts and investment partnerships in which the reporting persons have some pecuniary interest; the total excludes shares held in other client accounts managed by GMCM in which the reporting persons have no pecuniary interest. By GMCM, as an investment adviser for client accounts and a general partner of investment partnerships, and by Gruber and McBaine as managers, members and ortfolio managers of GMCM, and by Swergold as a member and portfolio manager of GMCM. GMCM, Gruber, McBaine and Swergold have pecuniary interest in those client accounts and partnerships that in the agregate represent less than the total number of shares shown in Items 4 and 5. Each such reporting person disclaims beneficial ownership of the securities with respect to which indirect beneficial ownership is reported, except to the extent of that reporting persons pro rata pecuniary interest therein. GRUBER & MCBAINE CAPITAL MANAGEMENT, LLC By: /s/ J. Patterson McBaine, J. Patterson McBaine, Manager 2003-07-14 /s/ Jon D. Gruber 2003-07-14 -----END PRIVACY-ENHANCED MESSAGE-----