3 1 asftf3es101102.txt SEC 1473 (09-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Form 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 OMB APPROVAL OMB Number: 3235-0104 Expires: January 31, 2005 Estimated average burden hours per response...0.5 (Print or Type Responses) 1.Name and Address of Reporting Person* Eric Swergold, 50 Osgood Pl, San Francisco CA 94133 2.Date of Event Requiring Statement(Month/Day/Year) 10/11/02 3.I.R.S. Identification Number of Reporting Person, if an entity (voluntary) 4.Issuer Name and Ticker or Trading Symbol Artisoft Inc (ASFT) 5.Relationship of Reporting Person(s) to Issuer __Director_X_10% Owner__Officer__Other_____________ 6.If Amendment, Date of Original (Month/Day/Year) 7.Individual or Joint/Group Filing (Check Applicable Line) __Form filed by One Reporting Person __Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1.Title 2.Amount 3.Ownership 4.Nature of Beneficially Direct (D) or Beneficial Security Owned Indirect (I) Ownership Common 10,500 I By LP and IAA* *By LP and IAA= By Limited Partnerships and Investment Advisory Accounts Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1.Title of Derivative Security 2.Date Exercisable and Expiration Date (Month/Day/Year) 3.Title and Amount of Securities Underlying Derivative Security 4.Conversion or Exercise Price of Derivative Security 5.Ownership Form of Derivative Securities: Direct(D) or Indirect(I)(Instr. 5) 6.Nature of Indirect Beneficial Ownership (Instr. 5) Title Date/Date Underlying Amount Conversion Ownership Nature Ser.B Pref. NA/NA Common 1,399,999 2.3809 I By LP and IAA* Warrant exp.9/30/06 Common 588,000 1.0 I By LP and IAA* *By LP and IAA= By Limited Partnerships and Investment Advisory Accounts Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. Explanation of Responses: ___________________________ **Signature of Reporting Person ___________________________ Date* If the form is filed by more than one reporting person, see Instruction 5(b)(v). **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. http://www.sec.gov/divisions/corpfin/forms/form3.htm Last update: 09/03/2002