-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RFPo3K3X/2/n/krFx4+mciwiuXW5WbKv6P9JNA2jIE0tISja7teNHp5sek9Qka5a naOkqNBgx/gu138QPB142A== 0000909450-02-000062.txt : 20020430 0000909450-02-000062.hdr.sgml : 20020430 ACCESSION NUMBER: 0000909450-02-000062 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020423 FILED AS OF DATE: 20020429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRESH AMERICA CORP CENTRAL INDEX KEY: 0000921614 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & RELATED PRODUCTS [5140] IRS NUMBER: 760281274 STATE OF INCORPORATION: TX FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24124 FILM NUMBER: 02623651 BUSINESS ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 9727740575 MAIL ADDRESS: STREET 1: 6600 LBJ FREEWAY STREET 2: SUITE 180 CITY: DALLAS STATE: TX ZIP: 75240 COMPANY DATA: COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909450 OWNER IRS NUMBER: 770210467 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 50 OSGOOD PLACE PENTHOUSE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4159811039 MAIL ADDRESS: STREET 1: 50 OSGOOD PLACE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER COMPANY: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19951108 5 1 fresf5tl.txt Form 5 ANNUAL STATEMENT OF CHANGES BENEFICIAL OWNERSHIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 OMB Number: 3235-0362 Expires: January 31, 2005 Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). Form 3 Holdings Reported X Form 4 Transactions Reported Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 OMB APPROVAL 1.Name and Address of Reporting Person* Lloyd-Butler Thomas O., 50 Osgood Place, San Francisco, CA 94133 2.Issuer Name and Ticker or Trading Symbol Fresh America (FRES) 3.I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4.Statement for Month/Year 1/02 5.If Amendment, Date of Original (Month/Year) 6.Relationship of Reporting Person(s) to Issuer (Check all applicable) ___Director__X_10% Owner ___Officer(give title below)___Other(specify below) 7.Individual or Joint/Group Reporting (check applicable line) _X__Form Filed by One Reporting Person ___Form Filed by More than One Reporting Person Table I-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security(Instr. 3) 2. Trans-action Date (Month/ Day/ Year) 3. Trans-action Code(Instr. 8) 4. Securities Acquired (A) or Disposed of (D) -Amount, A or D, Price 5. Amount of Securities Beneficially Owned at the end of Issuer's Fiscal Year 6. Owner-ship Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) 1. 2. 3. 4. 4. 4. 5. 6. 7 Title Date Code Amount A/D Price Owned Ownership Nature - ----------------------------------------------------------------------------- Common 2/21/2001 b 10000 A 1.01 600,300 I By LP and IAA* Common 2/21/2001 b 2000 A 1.01 600,300 I By LP and IAA* Common 2/21/2001 b 6200 A 1.01 600,300 I By LP and IAA* Common 2/21/2001 b 4000 A 1.01 600,300 I By LP and IAA* Common 8/30/2001 b 10000 A 0.15 600,300 I By LP and IAA* Common 8/30/2001 b 4000 A 0.15 600,300 I By LP and IAA* *By LP and IAA= By Limited Partnerships and Investment Advisory Accounts Table II-Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts calls warrants options, convertible securities) 1.Title of Derivative Security (Instr. 3) 2.Conver- sion or Exercise Price of Derivative Security 3.Trans- action Date (Month/ Day/ Year) 4.Trans- action Code (Instr. 8) 5.Number of Derivative Securities Acquired (A) or Disposed of (D) 6.Date Exercisable and Expiration Date (Month/Day/Year) 7.Title and Amount of Underlying Securities (Instr. 3 and 4) 8.Price of Derivative Security (Instr. 5) 9.Number of Derivative Securities Beneficially Owned at End of Year 10.Ownership of Derivative Security: Direct (D) or Indirect (I) 11.Nature of Indirect Beneficial Ownership Exercise Transaction Number Date Title Number Ownership Nature Title Price Date Code A or D Exercise Owned D/I - ----------------------------------------------------------------------------- Explanation of Responses: ____________________________________ **Signature of Reporting Person ____________________________________ Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note:File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. http://www.sec.gov/divisions/corpfin/forms/form5.htm Last update: 02/11/2002 -----END PRIVACY-ENHANCED MESSAGE-----