-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CVXBn0zIKkC85e/ncXXIH7XgFjIRl2bVL8F6o8AeSjNz5g+lgycIux1QUJacoqHz KY+PYmhzbJTQoHdMERYErw== 0000909450-01-500011.txt : 20021127 0000909450-01-500011.hdr.sgml : 20021127 20010809124732 ACCESSION NUMBER: 0000909450-01-500011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20010809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000909450 IRS NUMBER: 770210467 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04761 FILM NUMBER: 01701912 BUSINESS ADDRESS: STREET 1: 50 OSGOOD PLACE PENTHOUSE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4159811039 MAIL ADDRESS: STREET 1: 50 OSGOOD PLACE CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER COMPANY: FORMER CONFORMED NAME: GRUBER & MCBAINE CAPITAL MANAGEMENT/GRUBER JON D ET AL DATE OF NAME CHANGE: 19951108 13F-HR 1 q213f01.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gruber & McBaine Capital Management, LLC Address: 50 Osgood Place, Penthouse__ San Francisco, CA 94133_____ Form 13F File Number: 28-3296________ The institutional investment manager filing this report and the person by whom it is signed hereby represent that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this Form. Person Signing this Report on Behalf of Reporting Manager: Name: Elizabeth Giorgis____________ Title: administrator_______________ Phone: 415 981 1039_________________ Signature, Place and Date of Signing: _________________________ San Francisco, CA_ August 8, 2001 [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 29-________________ ________________________________________ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _____0_____ Form 13F Information Table Entry Total: _____262___ Form 13F Information Table Value Total: __975,006__ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name NONE 28-___________ ___________________________ [Repeat as necessary.] NAME OF ISSUER TITLE OF CUSIP VALUE SHARES INV. OTHER AUTH CLASS X1000 DISC MGR Acterna Corp common 00503U105 638 58,000 SOLE 638 638000 Adobe Systems common 00724F101 2,350 50,005 SOLE 2,350 2350235 Advanced Micro Devices common 007903107 2,166 75,000 SOLE 2,166 2166000 AeroGen Inc common 007779101 135 20,000 SOLE 135 134800 Affymetrix common 00826T108 1,103 50,000 SOLE 1,103 1102500 Agile Software common 00846X105 4,823 283,700 SOLE 4,823 4822900 Amazon.Com Inc common 023135106 2,869 202,750 SOLE 2,869 2868912.5 American Capital Strategcommon 024937104 4,506 160,600 SOLE 4,506 4506436 Anaren Microwave common 032744104 4,020 201,000 SOLE 4,020 4020000 Applera Corp-Celera Genocommon 038020202 2,003 50,500 SOLE 2,003 2002830 Applied Films common 038197109 1,037 49,400 SOLE 1,037 1037400 Ariel CP common 04033M104 70 148,000 SOLE 70 70344 Art Technology Group common 04289L107 583 100,500 SOLE 583 582900 ArtiSoft common 04314L106 468 103,000 SOLE 468 467620 At Comm common 00208K105 90 614,365 SOLE 90 89,720.99 At Home Corp common 045919107 781 365,000 SOLE 781 781100 ATI Technologies common 001941103 2,034 217,200 SOLE 2,034 2034143.16 Aurora Biosciences common 051920106 6,932 223,600 SOLE 6,932 6931600 Auspex Systems Inc. common 052116100 807 125,589 SOLE 807 807034.91 Bitstream Inc common 091736108 3,113 1,014,000 SOLE 3,113 3112980 Blue Martini Software common 095698106 921 307,000 SOLE 921 921000 Blue Rhino Corp common 095811105 195 37,700 SOLE 195 194532 Blue Wave Systems common 096081104 362 50,000 SOLE 362 361500 Boeing common 097023105 5,171 93,000 SOLE 5,171 5170800 Borland Software common 097023105 8,089 518,500 SOLE 8,089 8088600 Boston Communications Grcommon 100582105 1,728 120,000 SOLE 1,728 1728000 Broadcom Corp common 111320107 1,283 30,000 SOLE 1,283 1282800 Broadwing Inc common 111620100 489 20,000 SOLE 489 489000 Buckle Inc common 118440106 1,899 100,500 SOLE 1,899 1899450 CAE Inc common 124765108 2,435 125,000 SOLE 2,435 2435450 Carbiz.Com common 140779109 7 100,000 SOLE 7 7,230.00 Career Education common 141665109 8,440 140,900 SOLE 8,440 8439910 Caremark Rx Inc common 141705103 33,120 2,013,400 SOLE 33,120 33120430 Cedar Fair common 150185106 2,342 102,900 SOLE 2,342 2342004 Celeritek Inc common 150926103 2,088 141,800 SOLE 2,088 2088290.8 Centillium Communicationcommon 152319109 12,951 523,500 SOLE 12,951 12951390 Charles River Assoc common 159852102 1,496 85,500 SOLE 1,496 1496250 Chevy Chase common 166784207 621 23,000 SOLE 621 621000 Clarus Corp common 182707109 1,636 266,000 SOLE 1,636 1635900 Classic Communications Icommon 182728204 89 100,000 SOLE 89 89000 Clickaction Inc common 18681E107 3,076 1,500,300 SOLE 3,076 3075615 Coach Inc common 189754104 12,009 315,600 SOLE 12,009 12008580 Coherent Inc. common 192479103 16,083 444,650 SOLE 16,083 16082990.5 Com21 Inc common 205937105 872 487,300 SOLE 872 872267 Comverse Technology common 205862402 5,516 96,600 SOLE 5,516 5515860 Concurrent Computer common 206710204 224 32,000 SOLE 224 224000 Corporate Executive Boarcommon 21988R102 19,049 453,550 SOLE 19,049 19049100 CoStar Group common 22160N109 14,250 541,834 SOLE 14,250 14250234.2 Covenant Transport common 22284P105 125 10,000 SOLE 125 124500 Cox Communications common 224044107 2,215 50,000 SOLE 2,215 2215000 Crescent Real Estate common 225756105 2,474 100,700 SOLE 2,474 2474199 Cuisine Solutions common 229904107 1,391 1,112,957 SOLE 1,391 1391196.25 Daou Systems common 237015102 224 723,000 SOLE 224 224130 Dell Computer common 247025109 761 29,100 SOLE 761 760965 Digimarc Corp common 253807101 13,985 579,100 SOLE 13,985 13985265 Digital Lighthouse common 25386P105 349 1,518,000 SOLE 349 349140 Discovery Partners Intl common 254675101 573 127,400 SOLE 573 573300 Dreyers Ice Cream common 261878102 22,440 804,288 SOLE 22,440 22439635.2 Earthlink Network Inc common 270321102 3,552 251,900 SOLE 3,552 3551790 EB2B Commerce common 26824R109 45 194,000 SOLE 45 44620 EB2B Commerce Pref B Preferred 26824R109 121 50,000 SOLE 121 121,000.00 Edison Schools common 281033100 18,446 807,600 SOLE 18,446 18445584 Elcor Corp common 284443108 2,400 118,500 SOLE 2,400 2399625 Electronic Arts common 285512109 753 13,000 SOLE 753 752700 Electronic Data Systems common 285661104 3,175 50,800 SOLE 3,175 3175000 Emcore Corp common 290846104 8,416 273,700 SOLE 8,416 8416275 Empyrean Biosciences common 29245E103 314 1,000,000 SOLE 314 313500 Energy Savings common 292717105 1,427 175,000 SOLE 1,427 1427422.5 Enlighten Software Solutcommon 29336A101 43 114,943 SOLE 43 42586.38 Enwisen.com Inc common 29410M104 13 200,000 SOLE 13 13,300.00 Enwisen.com Inc ser A pfPreferred 29410M104 100 909,091 SOLE 100 100,000.01 Epiphany common 26881V100 9,185 904,000 SOLE 9,185 9184640 Equity Marketing common 294724109 4,081 367,700 SOLE 4,081 4081470 Esps INC common 269129102 837 728,200 SOLE 837 837430 Ethan Allen Interiors common 297602104 4,235 130,300 SOLE 4,235 4234750 Euronet Services common 298736109 1,970 219,900 SOLE 1,970 1970304 Excelon Corp common 300691102 1,850 1,258,800 SOLE 1,850 1850436 Extreme Networks common 30226D106 4,185 141,850 SOLE 4,185 4184575 Exult Inc common 302284104 2,827 165,800 SOLE 2,827 2826890 Factual Data Corp common 303094106 1,448 200,900 SOLE 1,448 1448489 Federal Agricultural Morcommon 313148306 1,453 45,425 SOLE 1,453 1452691.5 Fila Holdings common 316850106 944 251,700 SOLE 944 943875 Film Roman common 317234102 973 963,000 SOLE 973 972630 Firepond Inc common 318224102 450 402,000 SOLE 450 450240 First American Financialcommon 318522307 2,026 106,992 SOLE 2,026 2026428.48 Frequency Electronics common 358010106 2,429 131,300 SOLE 2,429 2429050 Fresh America common 358034106 109 727,400 SOLE 109 109110 Friedman Billings Ramseycommon 358433100 1,756 250,800 SOLE 1,756 1755600 Gadzooks Inc. common 362553109 1,314 100,400 SOLE 1,314 1314236 Gap Stores common 364760108 1,160 40,000 SOLE 1,160 1160000 Garden Burger common 365476100 620 720,900 SOLE 620 619,974.00 Garden Burger Series A Preferred 365476100 292 340,000 SOLE 292 292,400.00 Garden Burger Series B Preferred 365476100 138 160,000 SOLE 138 137,600.00 Gemplus International common 36866Y102 1,420 244,800 SOLE 1,420 1419840 Genesis Microchip common 371933102 7,559 209,100 SOLE 7,559 7558965 Geoworks Corp common 373692102 533 355,150 SOLE 533 532725 Gilead Sciences common 375558103 5,889 101,200 SOLE 5,889 5888828 Global Payments common 37940X102 2,170 72,100 SOLE 2,170 2170210 Globespan common 379571102 949 65,000 SOLE 949 949000 Granite Construction common 387328107 8,225 323,550 SOLE 8,225 8224641 Ha Lo Industries common 404429102 193 482,700 SOLE 193 193080 Hain Celestial Group common 405217100 1,320 60,000 SOLE 1,320 1320000 Health Net Inc common 42222G108 3,529 202,800 SOLE 3,529 3528720 Healthcare.com Corp common 42221Y100 9,439 2,065,500 SOLE 9,439 9439335 Hibernia Foods PLC ADR common 428660104 16,743 2,575,869 SOLE 16,743 16743148.5 Hollywood Media common 436233100 4,939 824,458 SOLE 4,939 4938503.42 I K O S Sys common 451716203 1,119 152,000 SOLE 1,119 1118720 Immunex Corp. common 452528102 4,438 250,000 SOLE 4,438 4437500 IMP Inc. common 449693209 40 83,667 SOLE 40 39882.89 Infinium Software common 45662Y109 636 562,900 SOLE 636 636077 Insignia Solutions common 45766J107 1,375 425,500 SOLE 1,375 1375175 Insituform Tech common 457667103 11,895 325,900 SOLE 11,895 11895350 Instinet Group common 457750107 1,781 95,560 SOLE 1,781 1781238.4 Integramed America common 45810N302 1,842 307,000 SOLE 1,842 1842000 Intercept Group common 45845L107 13,365 351,700 SOLE 13,365 13364600 Interplay Ent Corp common 460615107 1,208 609,000 SOLE 1,208 1,207,800.00 Intersil Holding Co common 46069S109 1,565 43,000 SOLE 1,565 1565200 Intertan Inc common 461120107 838 59,850 SOLE 838 837900 Interwoven Inc common 46114T102 5,957 352,500 SOLE 5,957 5957250 Intraware common 46118M103 636 548,000 SOLE 636 635680 Intuit Inc common 461202103 8,018 200,500 SOLE 8,018 8017995 Invivo Corp. common 461858105 3,157 329,500 SOLE 3,157 3156610 Iridex common 462684101 2,372 608,200 SOLE 2,372 2371980 Isolyser Inc. common 464888106 598 409,400 SOLE 598 597724 Ivax Corp common 465823102 10,749 275,625 SOLE 10,749 10749375 J.P. Morgan common 46625H100 6,668 149,500 SOLE 6,668 6667700 Jacobs Engineering common 469814107 6,314 96,800 SOLE 6,314 6314264 Kana Software common 483600102 4,224 2,070,500 SOLE 4,224 4223820 Keynote Systems common 493308100 2,209 201,700 SOLE 2,209 2208615 Kulicke & Soffa common 501242101 429 25,000 SOLE 429 429000 Kushner-Locke common 501337406 31 3,053,900 SOLE 31 30539 L3 Communications common 502424104 9,690 127,000 SOLE 9,690 9690100 Leap Wireless common 521863100 2,454 81,000 SOLE 2,454 2454300 Lexar Media common 52886P104 3,893 2,512,081 SOLE 3,893 3892731.6 Lifeminders Inc. common 53219H108 2,925 1,851,000 SOLE 2,925 2924580 Lockeed Martin common 539830109 8,633 233,000 SOLE 8,633 8632650 LTX Corp. common 502392103 2,369 92,700 SOLE 2,369 2369412 Manufacturers Services common 565005105 863 145,000 SOLE 863 862750 Marketing Services Groupcommon 570907105 805 985,500 SOLE 805 805240 Martek Biosciences common 572901106 4,845 170,000 SOLE 4,845 4845000 Matria Healthcare common 576817100 9,689 615,545 SOLE 9,689 9688674.36 Maxxcom Inc common 57777W100 1,578 400,000 SOLE 1,578 1577600 McKesson Corp. common 58155Q103 7,424 200,000 SOLE 7,424 7424000 MDC Corp common 55267W309 21,941 2,368,047 SOLE 21,941 21941472.9 MDU Comm Int'l Inc common 582828109 293 720,000 SOLE 293 292842.5 Med-Design Co common 583926100 7,999 272,000 SOLE 7,999 7999156 Medicalogic Medscape Inccommon 584642102 1,405 2,414,167 SOLE 1,405 1404691.9 Menire Corp common 010558182 491 613,975 SOLE 491 491180 MGM Mirage common 552953101 2,097 70,000 SOLE 2,097 2097200 Millennium Pharmaceuticacommon 599902103 1,822 51,200 SOLE 1,822 1821696 Modtech Holdings common 60783C100 17,701 2,584,099 SOLE 17,701 17,701,078.15 Modtech Holdings PreferPreferred 60783C100 462 67,518 SOLE 462 462,498.30 Monterey Pasta common 612570101 20,089 2,526,900 SOLE 20,089 20088855 Moody's Corp common 615369105 3,365 100,450 SOLE 3,365 3365075 Morgan Stanley Dean Witcommon 617446448 4,599 71,600 SOLE 4,599 4598868 National Wireless Hldg common 638560102 1,736 131,000 SOLE 1,736 1735750 Natrol Inc common 638789107 1,685 717,050 SOLE 1,685 1685067.5 NBTY Inc common 628782104 5,772 464,000 SOLE 5,772 5772160 NCO Group common 628858102 3,119 100,850 SOLE 3,119 3119290.5 NCO Portfolio Mgmt Inc common 62885J108 1,194 201,000 SOLE 1,194 1193940 Net.Genesis Corp common 64107E107 438 561,100 SOLE 438 437658 Netcentives common 64108P101 1,018 1,957,000 SOLE 1,018 1017640 Netegrity common 64110P107 2,877 95,900 SOLE 2,877 2877000 NetIQ Corp common 64115P102 8,204 262,200 SOLE 8,204 8204238 Netopia Inc common 64114K104 1,142 186,000 SOLE 1,142 1142040 Network Appliance common 64120L104 3,218 234,900 SOLE 3,218 3218130 Nintendo Co common 654445105 2,029 11,000 SOLE 2,029 2,028,544.10 Nordstrom common 655664100 928 50,000 SOLE 928 927500 Northwest Pipe common 667746101 612 38,500 SOLE 612 612150 NVIDIA Corp common 67066G104 4,906 52,900 SOLE 4,906 4906475 On Assignment Inc common 682159108 2,713 150,700 SOLE 2,713 2712600 OneSource Information Secommon 68272J106 7,653 911,100 SOLE 7,653 7653240 ONI Systems Corp common 68273F103 3,906 140,000 SOLE 3,906 3906000 OnSite Energy common 68284P108 218 1,451,972 SOLE 218 217795.85 OnSite Energy Pref Ser Preferred 68284P108 563 22,500 SOLE 563 562,500.00 Ontro Inc common 683380109 138 106,000 SOLE 138 137800 Openwave Systems common 683718100 7,790 224,500 SOLE 7,790 7790150 Opinion Research Corp common 683755102 4,706 771,400 SOLE 4,706 4705540 Orthologic Corp common 68750J107 5,698 1,292,000 SOLE 5,698 5697720 Oxford Health Plans common 691471106 14,494 506,800 SOLE 14,494 14494480 P-Com Inc common 693262107 955 1,811,752 SOLE 955 955078.8 Per-Se Technologies Inc common 713569200 13,489 1,655,068 SOLE 13,489 13488804.2 PhotoMedex common 517903308 4,091 798,500 SOLE 4,091 4090680 Pinnacle Systems common 723481107 10,965 1,812,425 SOLE 10,965 10965171.25 Pittsburgh Pa Pub Pkg Aucvt bnd 725259GR 10 10,000 SOLE 10 10430 PMR Corp common 693451106 1,109 821,797 SOLE 1,109 1109425.95 Polycom common 73172K104 8,366 362,300 SOLE 8,366 8365507 Polymedica common 731738100 27,338 675,000 SOLE 27,338 27337500 Powerwave Technologies common 739363109 1,726 119,000 SOLE 1,726 1725500 Proxim common 744284100 5,906 418,900 SOLE 5,906 5906490 Pumatech common 745906107 4,682 1,560,500 SOLE 4,682 4681500 QualComm common 747525103 2,632 45,000 SOLE 2,632 2631600 Quiksilver Inc common 74838C106 3,894 155,750 SOLE 3,894 3893750 Red Hat Inc common 756577102 3,656 914,000 SOLE 3,656 3656000 Redback Networks common 757209101 134 15,000 SOLE 134 133800 Redwood Trust common 758075402 9,530 418,900 SOLE 9,530 9529975 Remec Inc. common 759543101 6,049 487,850 SOLE 6,049 6049340 Renaissance Worldwide common 75968A109 2,853 2,145,100 SOLE 2,853 2852983 Ribozyme Pharmaceuticalscommon 762567105 1,035 103,500 SOLE 1,035 1035000 Rightchoice Managed Carecommon 76657T102 2,264 51,000 SOLE 2,264 2264400 Robotic Visions Systems common 771074101 1,063 644,100 SOLE 1,063 1062765 RSA Security Inc. common 749719100 5,020 162,200 SOLE 5,020 5020090 Safeguard Scientifics Incommon 786449108 5,280 1,027,150 SOLE 5,280 5279551 Sangamo Biosciences Inc common 800677106 2,050 175,014 SOLE 2,050 2049763.97 Sawtek Inc. common 805468105 4,593 195,200 SOLE 4,593 4593056 Schuler Hms Cvt Bnd cvt bnd 808188AA4 1,343 1,350,000 SOLE 1,343 1343250 Schwab common 808513105 2,352 153,700 SOLE 2,352 2351610 Sciquest.com common 80908Q107 719 691,400 SOLE 719 719056 Seachange Intl common 811699107 685 38,000 SOLE 685 685140 Select Medical Corp common 816196109 8,040 402,000 SOLE 8,040 8040000 Sherwin Williams common 824348106 4,449 200,400 SOLE 4,449 4448880 Sino Forest CL A common 82934H101 2,292 2,776,400 SOLE 2,292 2292195.84 Sirit Technology common 82966K105 80 186,000 SOLE 80 79738.2 Smart Logic Group ADR common 83171B104 300 638,000 SOLE 300 299860 Softnet Systems common 833964109 381 194,500 SOLE 381 381220 Sonex Com common 835448101 314 1,259,946 SOLE 314 313,918.60 Sonex Pfd Stk Pref Preferred 835448101 621 725,000 SOLE 621 621397.5 Sprint Corp PCS Group common 852061506 966 40,000 SOLE 966 966000 Stake Technology common 852559103 7,301 3,687,500 SOLE 7,301 7301250 Stamps.com Inc common 852857101 8,156 2,175,000 SOLE 8,156 8156250 Starbase Cp common 854910205 588 161,200 SOLE 588 588,380.00 Starbase Cp Ser B Pfd Preferred 854910205 1,158 317,133 SOLE 1,158 1,157,535.45 Startec Glbl Commun CP common 85569E103 41 273,900 SOLE 41 41,010.00 Statia Terminals Group common N82345104 476 35,000 SOLE 476 476000 Stockeryale Inc common 86126T203 1,223 116,300 SOLE 1,223 1223350 Storage Networks common 86211E103 1,709 100,600 SOLE 1,709 1709194 Structural Dynamics common 863555108 613 25,000 SOLE 613 612500 Student Advantage Inc common 86386Q105 1,123 613,900 SOLE 1,123 1123437 Swift Transportation common 870756103 963 50,000 SOLE 963 963000 Synbiotics Corp. common 871566105 378 900,200 SOLE 378 378084 Tanknology common 87583E101 4 3,863,335 SOLE 4 3,863.33 Tarantella Inc common 876090101 2,301 1,345,600 SOLE 2,301 2300976 Tekelec common 879101103 21,498 793,300 SOLE 21,498 21498430 Tetra Tech common 88162G103 2,176 80,000 SOLE 2,176 2176000 The Keith Companies common 487539108 1,009 58,000 SOLE 1,009 1009200 Tidel Tech common 886368109 851 721,200 SOLE 851 851016 Transmeta Corp common 89376R109 1,177 211,000 SOLE 1,177 1177380 Tricom common 89612A100 1,096 174,000 SOLE 1,096 1096200 Turnstone Systems common 900423104 455 65,000 SOLE 455 455000 U.S. Concrete common 90333L102 1,196 150,000 SOLE 1,196 1195500 United Technologies common 913017109 4,689 64,000 SOLE 4,689 4688640 US Internetworking Inc common 917311805 373 310,962 SOLE 373 373155 US Search.com Inc common 903381101 2,956 1,374,800 SOLE 2,956 2955820 Verisity Ltd common M97385112 3,095 203,651 SOLE 3,095 3095495.2 Verizon Communications common 92343V104 2,675 50,000 SOLE 2,675 2675000 VI Technologies common 917920100 5,114 398,000 SOLE 5,114 5114300 Vitesse common 928497106 11,551 549,000 SOLE 11,551 11550960 Walmart common 931142103 2,440 50,000 SOLE 2,440 2440000 Wave Systems common 943526103 295 55,000 SOLE 295 295350 Webmethods common 94768C108 3,601 170,000 SOLE 3,601 3600600 West Marine common 954235107 3,017 402,300 SOLE 3,017 3017250 Western Digital Corp. common 958102105 1,864 465,900 SOLE 1,864 1863600 Western Garnet Co. common 95825D105 307 880,000 SOLE 307 307296 White Mountains Insuranccommon G9618E107 376 1,000 SOLE 376 376250 Wind River Systems common 973149107 1,833 105,000 SOLE 1,833 1833300 Wolverine Worldwide common 978097103 6,280 351,400 SOLE 6,280 6279518 Workflow Management common 98137N109 3,782 610,000 SOLE 3,782 3782000 Xilinx common 983919101 4,947 133,676 SOLE 4,947 4947042 Yahoo common 984332106 1,999 100,000 SOLE 1,999 1999000 Zindart LTD ADR's common 989597109 3,145 982,700 SOLE 3,145 3144640 Zoran common 98975F101 594 20,000 SOLE 594 594400 Z-Tel Technologies common 988792107 200 133,500 SOLE 200 200250
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