-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKmsDk9l3n65M4mlpuB73JtU+T7Z6C0yH7wdwKFStOr0XZUHkhPV5gjFApVFlAct yMS2m+uhKl/L/vclD1m0rg== 0000950129-04-009142.txt : 20041118 0000950129-04-009142.hdr.sgml : 20041118 20041118140153 ACCESSION NUMBER: 0000950129-04-009142 CONFORMED SUBMISSION TYPE: U-6B-2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20041118 DATE AS OF CHANGE: 20041118 EFFECTIVENESS DATE: 20041118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN BORDER PARTNERS LP CENTRAL INDEX KEY: 0000909281 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 931120873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-6B-2 SEC ACT: 1935 Act SEC FILE NUMBER: 040-00590 FILM NUMBER: 041154541 BUSINESS ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 BUSINESS PHONE: 4024927300 MAIL ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 U-6B-2 1 h20393uv6bv2.txt NORTHERN BORDER PARTNERS, L.P. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM U-6B-2 CERTIFICATE OF NOTIFICATION OF NORTHERN BORDER PARTNERS, L.P. NORTHERN BORDER INTERMEDIATE LIMITED PARTNERSHIP Filed by a registered holding company or subsidiary thereof pursuant to Rule 52 adopted under the Public Utility Holding Company Act of 1935. This certificate is notice that the above-named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1, nor included within the exemption provided by Rule U-48. 1. TYPE OF SECURITY OR SECURITIES ("DRAFT", "PROMISSORY NOTE"). Borrowing under the Note pursuant to the $275,000,000 Revolving Credit Agreement dated November 24, 2003. 2. ISSUE, RENEWAL OR GUARANTY (INDICATE NATURE OF TRANSACTION BY _______). a. Issue by Northern Border Partners, L.P. b. Guaranteed by Northern Border Intermediate Limited Partnership 3. PRINCIPAL AMOUNT OF EACH SECURITY. $9,000,000 (drawn on date of Issue) 4. RATE OF INTEREST PER ANNUM OF EACH SECURITY. Variable (2.85% at issuance) 5. DATE OF ISSUE, RENEWAL OR GUARANTY OF EACH SECURITY. November 12, 2004 6. IF RENEWAL OF SECURITY, GIVE DATE OF ORIGINAL ISSUE. N/A 7. DATE OF MATURITY OF EACH SECURITY (IN THE CASE OF DEMAND NOTES, INDICATE "ON DEMAND"). December 13, 2004 (with renewal option) 8. NAME OF THE PERSON TO WHOM EACH SECURITY WAS ISSUED, RENEWED OR GUARANTEED. SunTrust Bank BMO Nesbitt Burns Financing, Inc. Wachovia Bank, National Association Citibank, N.A. Barclays Bank PLC Mizuho Corporate Bank, Ltd. Royal Bank of Canada UBS Loan Finance LLC Wells Fargo Bank, N.A. Bank One, NA 9. COLLATERAL GIVEN WITH EACH SECURITY, IF ANY. None 10. CONSIDERATION RECEIVED FOR EACH SECURITY. $9,000,000 11. APPLICATION OF PROCEEDS OF EACH SECURITY. General business purposes 12. INDICATE BY A CHECK AFTER THE APPLICABLE STATEMENT BELOW WHETHER THE ISSUE, RENEWAL OR GUARANTY OF EACH SECURITY WAS EXEMPT FROM THE PROVISION OF SECTION 6(a) BECAUSE OF: (a) THE PROVISIONS CONTAINED IN THE FIRST SENTENCE OF SECTION 6(b). (b) THE PROVISIONS CONTAINED IN THE FOURTH SENTENCE OF SECTION 6(b). (c) THE PROVISIONS CONTAINED IN ANY RULE OF THE COMMISSION OTHER THAN RULE U-48. X (IF REPORTING FOR MORE THAN ONE SECURITY INSERT THE IDENTIFYING SYMBOL AFTER APPLICABLE STATEMENT.) 13. IF THE SECURITY OR SECURITIES WERE EXEMPT FROM THE PROVISIONS OF SECTION 6(a) BY VIRTUE OF THE FIRST SENTENCE OF SECTION 6(b), GIVE THE FIGURES WHICH INDICATE THAT THE SECURITY OR SECURITIES AGGREGATE (TOGETHER WITH ALL OTHER THEN OUTSTANDING NOTES AND DRAFTS OF A MATURITY OF NINE MONTHS OR LESS, EXCLUSIVE OF DAYS OF GRACE, AS TO WHICH SUCH COMPANY IS PRIMARILY OR SECONDARILY LIABLE) NOT MORE THAN 5 PER CENTUM OF THE PRINCIPAL AMOUNT AND PAR VALUE OF THE OTHER SECURITIES OF SUCH COMPANY THEN OUTSTANDING. N/A 14. IF THE SECURITY OR SECURITIES ARE EXEMPT FROM THE PROVISIONS OF SECTION 6(a) BECAUSE OF THE FOURTH SENTENCE OF SECTION 6(b), NAME THE SECURITY OUTSTANDING ON JANUARY 1, 1935, PURSUANT TO THE TERM OF WHICH THE SECURITY OR SECURITIES HEREIN DESCRIBED HAVE BEEN ISSUED. N/A 15. IF THE SECURITY OR SECURITIES ARE EXEMPT FROM THE PROVISIONS OF SECTION 6(a) BECAUSE OF ANY RULE OF THE COMMISSION OTHER THAN RULE U-48, DESIGNATE THE RULE UNDER WHICH EXEMPTION IS CLAIMED. Rule 52(b) for nonutility issuances NORTHERN BORDER PARTNERS, L.P. By: /s/ Jerry L. Peters ---------------------------------------------- Name: Jerry L. Peters ---------------------------------------------- Title: Chief Financial and Accounting Officer ---------------------------------------------- Date: November 17, 2004 -----END PRIVACY-ENHANCED MESSAGE-----