-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AfzhSiktFBd1eFw7v2C3B12vNJR1ROIBK9lEIi3QYrNxrc1DEBJd8ePWU2c8jnGB gcG0xR6hy+tp6czL7v5CXg== 0000898080-04-000491.txt : 20041012 0000898080-04-000491.hdr.sgml : 20041012 20041012172441 ACCESSION NUMBER: 0000898080-04-000491 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20041012 DATE AS OF CHANGE: 20041012 EFFECTIVENESS DATE: 20041012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN BORDER PARTNERS LP CENTRAL INDEX KEY: 0000909281 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 931120873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00182 FILM NUMBER: 041075650 BUSINESS ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 BUSINESS PHONE: 4024927300 MAIL ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN BORDER PARTNERS LP CENTRAL INDEX KEY: 0000909281 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 931120873 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 BUSINESS PHONE: 4024927300 MAIL ADDRESS: STREET 1: 13710 FIRST NATIONAL BANK STREET 2: PARKWAY CITY: OMAHA STATE: NE ZIP: 68154-5200 U-12-IB 1 formu12ib.txt THREE-YEAR STATEMENT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Three year period ending December 31, 2006 FORM U-12(I)-B (THREE-YEAR STATEMENT) Statement Pursuant to Section 12(i) of Public Utility Holding Company Act of 1935 by a Person Regularly Employed or Retained by a Registered Holding Company or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses as Specified in Rule 71(b) 1. Name and business address of person filing statement. See attached Exhibit A. 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71. Not applicable. 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Enron Corp. ("Enron") and its subsidiaries. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. See attached Exhibit A. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. See Exhibit B, submitted under a request for confidential treatment. (b) Basis for compensation if other than salary. Bonuses may be paid in certain instances in addition to salary. -1- 6. Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same. (a) Total amount of routine expenses charged to client: Not applicable. (b) Itemized list of all other expenses: None. SIGNATURES Each person signing below signs this form only with respect to the information related to such person. Northern Plains Natural Gas Company employees By: /s/ Bambi Heckerman Date: October 11, 2004 ------------------------------------------ Bambi Heckerman Director, Regulatory Affairs By: /s/ Billi Harrill Date: October 11, 2004 ------------------------------------------ Billi Harrill Manager, Accounting Control By: /s/ Jody Warner Date: October 11, 2004 ------------------------------------------ Jody Warner Account Manager, Marketing By: /s/ Mark Mickelberg Date: October 11, 2004 ------------------------------------------ Mark Mickelberg Project Manager, Operations By: /s/ Patricia M. Wiederholt Date: October 11, 2004 ------------------------------------------ Patricia M. Wiederholt Partnership Controller -2- Exhibit Index A. Information Responsive to Items 1 and 4 (filed herewith). B. Compensation to be Received (submitted under a request for confidential treatment). -3- EX-99.1 2 ex99-1.txt EXHIBIT A
EXHIBIT A - -------------------------------------------------------------------------------------------------------------------------- Name Business Address Company Title Summary Description Compensation* - -------------------------------------------------------------------------------------------------------------------------- Bambi Heckerman 13710 FNB Parkway, Northern Plains Director, Duties include representing Omaha, NE 68154 Natural Gas Regulatory Northern Border Partners, Company Affairs L.P., its majority owned subsidiaries, and certain entities operated by Northern Plains Natural Gas Company before Executive and Legislative branches of the Federal Government. - -------------------------------------------------------------------------------------------------------------------------- Billi Harrill 13710 FNB Parkway, Northern Plains Manager, Duties include representing Omaha, NE 68154 Natural Gas Accounting Northern Border Partners, Company Control L.P., its majority owned subsidiaries, and certain entities operated by Northern Plains Natural Gas Company before the FERC. - -------------------------------------------------------------------------------------------------------------------------- Jody Warner 13710 FNB Parkway, Northern Plains Account Manager, Deals with various FERC staff Omaha, NE 68154 Natural Gas Marketing members regarding Midwestern Company Gas Transmission Company Certificate application and other matters related to its Eastern Extension. - -------------------------------------------------------------------------------------------------------------------------- Mark Mickelberg 3140 Neil Armstrong Northern Plains Project Manager, Deals with various FERC staff Blvd. Natural Gas Operations members regarding Midwestern Suite 208 Company Gas Transmission Company Eagan, MN 55121 Certificate application and other matters related to its Eastern Extension - -------------------------------------------------------------------------------------------------------------------------- Patricia M. 13710 FNB Parkway, Northern Plains Partnership Duties include representing Wiederholt Omaha, NE 68154 Natural Gas Controller Northern Border Partners, Company L.P., its majority owned subsidiaries, and certain entities operated by Northern Plains Natural Gas Company before Executive and Legislative branches of the Federal Government. - -------------------------------------------------------------------------------------------------------------------------- * Compensation information is provided in Exhibit B under a request for confidential treatment.
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