0000909226-19-000011.txt : 20190830 0000909226-19-000011.hdr.sgml : 20190830 20190830140628 ACCESSION NUMBER: 0000909226-19-000011 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190830 DATE AS OF CHANGE: 20190830 EFFECTIVENESS DATE: 20190830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON CHINA WORLD FUND CENTRAL INDEX KEY: 0000909226 IRS NUMBER: 593192206 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07876 FILM NUMBER: 191069083 BUSINESS ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 BUSINESS PHONE: 9545277500 MAIL ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 FORMER COMPANY: FORMER CONFORMED NAME: TEMPLETON CHINA WORLD FUND INC DATE OF NAME CHANGE: 19930716 0000909226 S000008743 Templeton China World Fund C000023803 Class A TCWAX C000023805 Class C TCWCX C000023806 Advisor Class TACWX C000128752 Class R6 FCWRX N-PX 1 tch_npx0619.htm TCWF NPX PE: 06-30-2019 tch_npx0619.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-07876   

 

Templeton China World Fund

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end:      8/31 

 

Date of reporting period:   6/30/19

 

Item 1. Proxy Voting Records.

 

 

 

AIA GROUP LIMITED
Meeting Date:  MAY 17, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  1299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A

Approve Special Dividend

Management

For

For

2B

Approve Final Dividend

Management

For

For

3

Elect Swee-Lian Teo as Director

Management

For

For

4

Elect Narongchai Akrasanee as Director

Management

For

For

5

Elect George Yong-Boon Yeo Director

Management

For

For

6

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7B

Authorize Repurchase of Issued Share Capital

Management

For

For

7C

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For

8

Approve Increase in Rate of Directors' Fees

Management

For

For

9

Amend Articles of Association

Management

For

For
 

 

 

ALIBABA GROUP HOLDING LTD.
Meeting Date:  OCT 31, 2018
Record Date:  AUG 24, 2018
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Joseph C. Tsai as Director

Management

For

Against

1.2

Elect J. Michael Evans as Director

Management

For

Against

1.3

Elect Eric Xiandong Jing as Director

Management

For

Against

1.4

Elect Borje E. Ekholm as Director

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  FEB 22, 2019
Record Date:  FEB 18, 2019
Meeting Type:  SPECIAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition and Related Transactions

Management

For

For

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 09, 2019
Record Date:  APR 02, 2019
Meeting Type:  ANNUAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Ding Shizhong as Director

Management

For

For

4

Elect Zheng Jie as Director

Management

For

For

5

Elect Dai Zhongchuan as Director

Management

For

For

6

Elect Yiu Kin Wah Stephen as Director

Management

For

For

7

Elect Mei Ming Zhi as Director

Management

For

For

8

Approve Remuneration of Directors

Management

For

For

9

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Authorize Repurchase of Issued Share Capital

Management

For

For

12

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 23, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Hsu, Shu-ping as Director

Management

For

For

3b

Elect Chang, Chen-kuen as Director

Management

For

For

3c

Elect Hsu, Shu-tong as Director

Management

For

Against

3d

Elect Wang Kuo-ming as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Approve 2019 Amended and Restated Operational Procedures for Acquisition and Disposal of Assets

Management

For

For

 

 

BANK OF NINGBO CO., LTD.
Meeting Date:  MAY 16, 2019
Record Date:  MAY 13, 2019
Meeting Type:  ANNUAL

Ticker:  002142
Security ID:  Y0698G104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Annual Report and Summary

Management

For

For

3

Approve Financial Statements and 2019 Financial Budget Report

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve to Appoint Auditor

Management

For

For

6

Approve 2018 Implementation of Related Party Transactions and 2019 Arrangements

Management

For

For

7

Approve Special Report on the Deposit and Usage of Raised Funds

Management

For

For

8

Approve Amendments to Articles of Association

Management

For

For

9

Approve Amendment of Equity Management System

Management

For

For

10

Approve Company's Eligibility for Private Placement of Shares

Management

For

For

11

Approve Plan for Private Placement of New Shares

Management

For

For

11.1

Approve Share Type and Par Value

Management

For

For

11.2

Approve Issue Manner

Management

For

For

11.3

Approve Target Subscribers and Subscription Method

Management

For

For

11.4

Approve Issue Price and Pricing Basis

Management

For

For

11.5

Approve Issue Amount

Management

For

For

11.6

Approve Use of Proceeds

Management

For

For

11.7

Approve Lock-up Period

Management

For

For

11.8

Approve Listing Exchange

Management

For

For

11.9

Approve Distribution Arrangement of Undistributed Earnings

Management

For

For

11.10

Approve Resolution Validity Period

Management

For

For

12

Approve Report on the Usage of Previously Raised Funds

Management

For

For

13

Approve Feasibility Analysis Report on the Use of Proceeds

Management

For

For

14

Approve Related Party Transactions in Connection to Private Placement

Management

For

For

15

Approve Signing of Private Placement of Shares Related Agreement

Management

For

For

16

Approve Authorization of Board to Handle All Related Matters Regarding Private Placement of Shares

Management

For

For

17

Approve Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken

Management

For

For

18

Approve Shareholder Return Plan

Management

For

For

19

Approve Report of the Board of Supervisors

Management

For

For

20

Approve Board of Directors and Directors Performance Evaluation Report

Management

For

For

21

Approve Board of Supervisors and Supervisors Performance Evaluation Report

Management

For

For

22

Approve Senior Management and Senior Management Members Performance Evaluation Report

Management

For

For

23

Approve Capital Management Performance Assessment Report

Management

For

For
 

 

 

BEIJING JINGKELONG CO. LTD.
Meeting Date:  OCT 26, 2018
Record Date:  OCT 05, 2018
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zhang Yan as Director

Management

For

For

2

Approve Grant of General Mandate to Issue Debt Financing Instruments

Management

For

Against

 

 

BEIJING JINGKELONG CO. LTD.
Meeting Date:  MAY 24, 2019
Record Date:  MAY 03, 2019
Meeting Type:  ANNUAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 Consolidated Audited Financial Statements and Auditor's Report

Management

For

For

4

Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize the Audit Committee of the Board to Fix Their Remuneration

Management

For

For

5

Approve 2018 Profit Distribution and Distribution of Final Dividend

Management

For

For

6

Elect Li Jianwen as Director

Management

For

For

7

Elect Shang Yongtian as Director

Management

For

For

8

Elect Li Chunyan as Director

Management

For

For

9

Elect Zhang Liwei as Director

Management

For

For

10

Elect Zhang Yan as Director

Management

For

For

11

Elect Li Shunxiang as Director

Management

For

For

12

Elect Wang Liping as Director

Management

For

For

13

Elect Chen Liping as Director

Management

For

For

14

Elect Choi Onward as Director

Management

For

For

15

Elect Liu Wenyu as Supervisor

Management

For

For

16

Elect Yang Baoqun as Supervisor

Management

For

For

17

Elect Chen Zhong as Supervisor

Management

For

For

18

Elect Fu Yanjun as Supervisor

Management

For

For

19

Approve Remuneration of Directors

Management

For

For

20

Approve Independent Supervisor's Fee and Related Transactions

Management

For

For

21

Authorize Any Executive Director to Enter into an Agreement or Appointment Letter on Behalf of the Company with Each of the Elected Directors or Supervisors

Management

For

For

22

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

23

Authorize Repurchase of Issued Share Capital

Management

For

For

24

Approve Issuance of Short Term Debentures Under General Mandate

Management

For

Against
 

 

 

BEIJING JINGKELONG COMPANY LIMITED
Meeting Date:  MAY 24, 2019
Record Date:  MAY 03, 2019
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued Share Capital

Management

For

For

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 21, 2019
Record Date:  MAY 21, 2019
Meeting Type:  ANNUAL

Ticker:  939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Board of Supervisors

Management

For

For

3

Approve 2018 Final Financial Accounts

Management

For

For

4

Approve 2018 Profit Distribution Plan

Management

For

For

5

Approve Budget for 2019 Fixed Assets Investment

Management

For

For

6

Approve Remuneration Distribution and Settlement Plan for Directors in 2017

Management

For

For

7

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017

Management

For

For

8

Elect Liu Guiping as Director

Management

For

For

9

Elect Murray Horn as Director

Management

For

For

10

Elect Graeme Wheeler as Director

Management

For

For

11

Elect Zhao Xijun as Supervisor

Management

For

For

12

Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

13

Approve Issuance of Write-down Undated Capital Bonds

Management

For

For

14

Approve Issuance of Write-down Eligible Tier-two Capital Instruments

Management

For

For

15

Elect Tian Bo as Director

Shareholder

For

For

16

Elect Xia Yang as Director

Shareholder

For

For
 

 

 

CHINA EVERBRIGHT LIMITED
Meeting Date:  MAY 23, 2019
Record Date:  MAY 16, 2019
Meeting Type:  ANNUAL

Ticker:  165
Security ID:  Y1421G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Cai Yunge as Director

Management

For

For

3b

Elect Chen Shuang as Director

Management

None

None

3c

Elect Lin Zhijun as Director

Management

For

For

3d

Elect Law Cheuk Kin, Stephen as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

3f

Elect Zhao Wei as Director

Management

For

For

3g

Elect Tang Chi Chun, Richard as Director

Management

For

For

4

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA LIFE INSURANCE CO. LTD.
Meeting Date:  NOV 13, 2018
Record Date:  OCT 12, 2018
Meeting Type:  SPECIAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Wang Bin as Director

Shareholder

For

Against

2

Elect Tang Yong as Supervisor

Shareholder

For

For

3

Approve Remuneration of Directors and Supervisors

Management

For

For

4

Approve the Domestic and Overseas Multiple Issuance of Debt Instruments

Management

For

For

 

 

CHINA LIFE INSURANCE COMPANY LIMITED
Meeting Date:  MAY 30, 2019
Record Date:  APR 29, 2019
Meeting Type:  ANNUAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Board of Supervisors

Management

For

For

3

Approve 2018 Financial Report

Management

For

For

4

Approve 2018 Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Elect Han Bing as Supervisor

Shareholder

For

For

7

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

8

Amend Rules and Procedures Regarding Meetings of Board of Directors

Management

For

For

9

Amend Rules and Procedures Regarding Meetings of Board of Supervisors

Management

For

For

10

Approve Ernst & Young Hua Ming LLP as the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

11

Amend Articles of Association Regarding Party Committee

Management

For

Against

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

Management

For

Against

13

Approve Overseas Issuance of Senior Bonds

Management

For

For

14

Elect Li Mingguang as Director

Shareholder

For

For

15

Elect Wang Junhui as Director

Shareholder

For

For
 

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 22, 2019
Record Date:  MAY 15, 2019
Meeting Type:  ANNUAL

Ticker:  941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Yang Jie as Director

Management

For

For

3.2

Elect Dong Xin as Director

Management

For

For

4.1

Elect Moses Cheng Mo Chi as Director

Management

For

Against

4.2

Elect Yang Qiang as Director

Management

For

For

5

Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA OVERSEAS LAND & INVESTMENT LTD.
Meeting Date:  JUN 14, 2019
Record Date:  JUN 10, 2019
Meeting Type:  ANNUAL

Ticker:  688
Security ID:  Y15004107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yan Jianguo as Director

Management

For

For

3b

Elect Luo Liang as Director

Management

For

For

3c

Elect Guo Guanghui as Director

Management

For

For

3d

Elect Chang Ying as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve 2019 Master Engagement Agreement, Continuing Connected Transactions and the Cap

Management

For

For

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  OCT 23, 2018
Record Date:  SEP 21, 2018
Meeting Type:  SPECIAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Yu Baocai as Director

Management

For

For

2

Approve Renewal of Continuing Connected Transactions for the Three Years Ending 31 December 2021, the Continuing Connected Transactions Fifth Supplemental Agreement and Related Transactions

Management

For

Against

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 09, 2019
Record Date:  APR 08, 2019
Meeting Type:  ANNUAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve 2018 Financial Reports

Management

For

For

4

Approve 2018 Profit Distribution Plan

Management

For

For

5

Approve Interim Profit Distribution Plan

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Debt Financing Instruments

Management

For

Against

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Amend Articles of Association and Authorize Secretary to the Board to Represent Sinopec Corp. in Handling Relevant Formalities for Amendments

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Meeting Date:  JAN 03, 2019
Record Date:  DEC 26, 2018
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Yan Ming as Supervisor

Shareholder

For

For

2

Approve Amendments to Articles of Association

Management

For

Against

 

 

CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Meeting Date:  JUN 27, 2019
Record Date:  JUN 17, 2019
Meeting Type:  ANNUAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements and Financial Budget Report

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve Investment Plan

Management

For

For

7

Approve Financing Plan

Management

For

For

8

Approve Daily Related-party Transactions

Management

For

For

9

Approve Appointment of Financial Auditor and Internal Control Auditor

Management

For

For

10

Approve Bill Pool Business

Management

For

Against

11

Approve Financial Services Agreement with China South Industries Group Finance Co., Ltd.

Management

For

Against

12

Approve Financial Services Agreement with Changan Automobile Finance Co., Ltd.

Management

For

Against

13

Approve Amendments to Articles of Association

Management

For

For

14

Amend Working System for Independent Directors

Management

For

For
 

 

 

CK ASSET HOLDINGS LTD.
Meeting Date:  OCT 30, 2018
Record Date:  OCT 24, 2018
Meeting Type:  SPECIAL

Ticker:  1113
Security ID:  G2177B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition by CKM Australia Bidco Pty Ltd Pursuant to the Implementation Agreement

Management

For

For

2

Approve Consortium Formation Agreement and the Transaction Proceeding with the Joint Venture Transaction Pursuant to the Implementation Agreement

Management

For

For

 

 

CK ASSET HOLDINGS LTD.
Meeting Date:  MAY 16, 2019
Record Date:  MAY 09, 2019
Meeting Type:  ANNUAL

Ticker:  1113
Security ID:  G2177B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Kam Hing Lam as Director

Management

For

Against

3.2

Elect Chung Sun Keung, Davy as Director

Management

For

Against

3.3

Elect Pau Yee Wan, Ezra as Director

Management

For

Against

3.4

Elect Woo Chia Ching, Grace as Director

Management

For

Against

3.5

Elect Donald Jeffrey Roberts as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Annual Fees Payable to the Directors of the Company for each Financial Year

Management

For

For

6.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

6.2

Authorize Repurchase of Issued Share Capital

Management

For

For
 

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  MAY 16, 2019
Record Date:  MAY 09, 2019
Meeting Type:  ANNUAL

Ticker:  1
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3b

Elect Frank John Sixt as Director

Management

For

Against

3c

Elect Chow Woo Mo Fong, Susan as Director

Management

For

For

3d

Elect George Colin Magnus as Director

Management

For

For

3e

Elect Michael David Kadoorie as Director

Management

For

For

3f

Elect Lee Wai Mun, Rose as Director

Management

For

For

3g

Elect William Shurniak as Director

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

6.2

Authorize Repurchase of Issued Share Capital

Management

For

For
 

 

 

CK INFRASTRUCTURE HOLDINGS LIMITED
Meeting Date:  MAY 15, 2019
Record Date:  MAY 08, 2019
Meeting Type:  ANNUAL

Ticker:  1038
Security ID:  G2178K100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Kam Hing Lam as Director

Management

For

For

3.2

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3.3

Elect Frank John Sixt as Director

Management

For

Against

3.4

Elect Kwok Eva Lee as Director

Management

For

Against

3.5

Elect Lan Hong Tsung, David as Director

Management

For

Against

3.6

Elect George Colin Magnus as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CK INFRASTRUCTURE HOLDINGS LTD.
Meeting Date:  OCT 30, 2018
Record Date:  OCT 24, 2018
Meeting Type:  SPECIAL

Ticker:  1038
Security ID:  G2178K100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consortium Formation Agreement and Related Transactions

Management

For

For
 

 

 

CNOOC LIMITED
Meeting Date:  MAY 23, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Accept Financial Statements and Statutory Reports

Management

For

For

A2

Approve Final Dividend

Management

For

For

A3

Elect Wang Dongjin as Director

Management

For

For

A4

Elect Xu Keqiang as Director

Management

For

For

A5

Elect Chiu Sung Hong as Director

Management

For

For

A6

Elect Qiu Zhi Zhong as Director

Management

For

For

A7

Authorize Board to Fix the Remuneration of Directors

Management

For

For

A8

Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

B1

Authorize Repurchase of Issued Share Capital

Management

For

For

B2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

B3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  DEC 17, 2018
Record Date:  NOV 16, 2018
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Purpose of the Scheme

Management

For

Against

1.2

Approve Basis and Scope for Confirming and Verification of the Participants of the Scheme

Management

For

Against

1.3

Approve Source, Number and Allocation of Share Options and Subject Shares of the Scheme

Management

For

Against

1.4

Approve Validity Period and Arrangement for the Grant and Exercise of Share Options

Management

For

Against

1.5

Approve Exercise Price of the Share Options and the Gains by the Participants under the Scheme

Management

For

Against

1.6

Approve Conditions of Grant and Conditions of Exercise of the Share Options

Management

For

Against

1.7

Approve Method and Procedures of Adjustment to the Share Options

Management

For

Against

1.8

Approve Respective Rights and Obligations of the Company and Participants

Management

For

Against

1.9

Approve Handling of Special Circumstances Under the Scheme

Management

For

Against

1.10

Approve Accounting Treatment of Share Options Under the Scheme and the Impact to the Business Performance of the Company

Management

For

Against

1.11

Approve Procedures of Formulation and Approval of the Scheme and Grant and Exercise of Share Options Under the Scheme

Management

For

Against

1.12

Approve Management and Amendment of the Scheme

Management

For

Against

1.13

Approve Disclosure of the Implementation Status of the Scheme

Management

For

Against

2

Approve Revised Share Option Incentive Scheme Administration Regulations of COSCO SHIPPING Energy Transportation Co., Ltd. (Revised Proposal)

Management

For

Against

3

Authorize Board to Deal With All Matters in Relation to the Revised Share Option Incentive Scheme

Management

For

Against

4

Approve Extension of the Validity Period of the Shareholders' Resolutions Relating to the Proposed Non-public Issuance of A Shares

Management

For

For

5

Approve Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-public Issuance of A Shares

Management

For

For

6

Approve Company's Policy on the Management of Connected Transactions

Management

For

For

7

Approve Financial Services Framework Agreement, the Proposed Annual Caps and Related Transactions

Shareholder

For

Against

8

Approve Shipping Materials and Services Framework Agreement, the Proposed Annual Caps and Related Transactions

Shareholder

For

For

9

Approve Sea Crew Framework Agreement, the Proposed Annual Caps and Related Transactions

Shareholder

For

For

10

Approve Services Framework Agreement, the Proposed Annual Caps and Related Transactions

Shareholder

For

For

11

Approve Lease Framework Agreement, the Proposed Annual Caps and Related Transactions

Shareholder

For

For
 

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  DEC 17, 2018
Record Date:  NOV 16, 2018
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Purpose of the Scheme

Management

For

Against

1.2

Approve Basis and Scope for Confirming and Verification of the Participants of the Scheme

Management

For

Against

1.3

Approve Source, Number and Allocation of Share Options and Subject Shares of the Scheme

Management

For

Against

1.4

Approve Validity Period and Arrangement for the Grant and Exercise of Share Options

Management

For

Against

1.5

Approve Exercise Price of the Share Options and the Gains by the Participants under the Scheme

Management

For

Against

1.6

Approve Conditions of Grant and Conditions of Exercise of the Share Options

Management

For

Against

1.7

Approve Method and Procedures of Adjustment to the Share Options

Management

For

Against

1.8

Approve Respective Rights and Obligations of the Company and Participants

Management

For

Against

1.9

Approve Handling of Special Circumstances under the Scheme

Management

For

Against

1.10

Approve Accounting Treatment of Share Options under the Scheme and the Impact to the Business Performance of the Company

Management

For

Against

1.11

Approve Procedures of Formulation and Approval of the Scheme and Grant and Exercise of Share Options under the Scheme

Management

For

Against

1.12

Approve Management and Amendment of the Scheme

Management

For

Against

1.13

Approve Disclosure of the Implementation Status of the Scheme

Management

For

Against

2

Approve Revised Share Option Incentive Scheme Administration Regulations of COSCO SHIPPING Energy Transportation Co., Ltd. (Revised Proposal)

Management

For

Against

3

Authorize Board to Deal With All Matters in Relation to the Revised Share Option Incentive Scheme

Management

For

Against

4

Approve Extension of the Validity Period of the Shareholders' Resolutions Relating to the Proposed Non-public Issuance of A Shares

Management

For

For

5

Approve Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-public Issuance of A Shares

Management

For

For
 

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  JUN 10, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Annual Report

Management

For

For

2

Approve 2018 Audited Financial Statements

Management

For

For

3

Approve 2018 Final Dividend

Management

For

For

4

Approve 2018 Report of the Board of Directors

Management

For

For

5

Approve 2018 Report of the Supervisory Committee

Management

For

For

6

Approve Remuneration of Directors and Supervisors

Management

For

For

7

Elect Zhu Maijin as Director

Management

For

For

8

Approve Provision of Guarantees for China Shipping Development (Hong Kong) Marine Co., Limited, COSCO SHIPPING Tanker (Singapore) PTE LTD. and Pan Cosmos Shipping & Enterprises Co., Limited

Management

For

For

9

Approve PricewaterhouseCoopers as International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration

Shareholder

For

For
 

 

 

COSCO SHIPPING PORTS LTD.
Meeting Date:  DEC 28, 2018
Record Date:  DEC 27, 2018
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve COSCO SHIPPING Shipping Services and Terminal Services Master Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

 

 

COSCO SHIPPING PORTS LTD.
Meeting Date:  MAY 23, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Feng Boming as Director

Management

For

For

3.1b

Elect Zhang Wei as Director

Management

For

For

3.1c

Elect Chen Dong as Director

Management

For

For

3.1d

Elect Chan Ka Lok as Director

Management

For

For

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5B

Authorize Repurchase of Issued Share Capital

Management

For

For

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAIRY FARM INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 08, 2019
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

Against

2

Re-elect George Ho as Director

Management

For

Against

3

Re-elect Adam Keswick as Director

Management

For

Against

4

Elect Dr Delman Lee as Director

Management

For

For

5

Re-elect Lord Sassoon as Director

Management

For

Against

6

Approve Directors' Fees

Management

For

For

7

Ratify Auditors and Authorise Their Remuneration

Management

For

For

8

Authorise Issue of Shares

Management

For

For
 

 

 

DONGFENG MOTOR GROUP COMPANY LIMITED
Meeting Date:  JUN 14, 2019
Record Date:  MAY 14, 2019
Meeting Type:  ANNUAL

Ticker:  489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 International Auditors' Report and Audited Financial Statements

Management

For

For

4

Approve 2018 Profit Distribution Plan and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal With All Issues in Relation to the Distribution of Interim Dividend for 2019

Management

For

For

6

Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Amend Rules and Procedures Regarding Meetings of Board of Directors

Management

For

For

9

Approve Application for Debt Financing

Management

For

Against

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares

Management

For

Against
 

 

 

GF SECURITIES CO., LTD.
Meeting Date:  NOV 05, 2018
Record Date:  OCT 05, 2018
Meeting Type:  SPECIAL

Ticker:  1776
Security ID:  Y270AF115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Amend Rules and Procedures of the Supervisory Committee

Management

For

For

3

Elect Fan Lifu as Director

Management

For

For

4

Elect Lan Hailin as Supervisor

Shareholder

For

For

 

 

GF SECURITIES CO., LTD.
Meeting Date:  JUN 28, 2019
Record Date:  MAY 28, 2019
Meeting Type:  ANNUAL

Ticker:  1776
Security ID:  Y270AF115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Directors' Report

Management

For

For

2

Approve 2018 Supervisory Committee's Report

Management

For

For

3

Approve 2018 Final Financial Report

Management

For

For

4

Approve 2018 Annual Report

Management

For

For

5

Approve 2018 Profit Distribution Plan

Management

For

For

6

Approve Ernst & Young Hua Ming LLP (Special General Partnership) as Domestic External Auditor and Ernst & Young as External Auditor and to Authorize Management to Fix Their Remuneration

Management

For

For

7

Approve 2019 Proprietary Investment Quota

Management

For

For

8

Approve 2019 Expected Daily Related Party Transactions

Management

For

For

9

Amend Rules and Procedures Regarding Meetings of Board of Directors

Management

For

For

10

Approve Provision of Guarantees for Offshore Loans of GF Financial Markets (UK) Limited

Management

For

For

11

Approve Amendments to Articles of Association

Management

For

For
 

 

 

GINKO INTERNATIONAL CO., LTD.
Meeting Date:  JUN 18, 2019
Record Date:  APR 19, 2019
Meeting Type:  ANNUAL

Ticker:  8406
Security ID:  G39010106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendments to 2017 Profit Distribution Plan

Management

For

For

2

Approve Business Operations Report and Financial Statements

Management

For

For

3

Approve Profit Distribution

Management

For

For

4

Amend Articles of Association

Management

For

For

5

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 31, 2018
Record Date:  OCT 23, 2018
Meeting Type:  ANNUAL

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a1

Elect Eddie Ping Chang Ho as Director

Management

For

Against

2a2

Elect Albert Kam Yin Yeung as Director

Management

For

Against

2a3

Elect Leo Kwok Kee Leung as Director

Management

For

Against

2a4

Elect Gordon Yen as Director

Management

For

For

2a5

Elect Yuk Keung Ip as Director

Management

For

For

2b

Approve Directors' Fees

Management

For

For

3

Approve Deloitte Touche Tohmatsu asas Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4a

Authorize Repurchase of Issued Share Capital

Management

For

For

4b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4c

Authorize Reissuance of Repurchased Shares

Management

For

Against

4d

Approve Grant of Share Options Under the Share Option Scheme

Management

For

Against
 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  MAR 21, 2019
Record Date:  MAR 13, 2019
Meeting Type:  SPECIAL

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Apporve Privatization and Withdrawal of Listing of the Company

Management

For

For

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  MAR 21, 2019
Record Date:  MAR 13, 2019
Meeting Type:  COURT

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

HUAXIN CEMENT CO., LTD.
Meeting Date:  NOV 29, 2018
Record Date:  NOV 26, 2018
Meeting Type:  SPECIAL

Ticker:  900933
Security ID:  Y37469114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Dismissal of Ian Riley as Director

Management

For

For

 

 

HUAXIN CEMENT CO., LTD.
Meeting Date:  DEC 27, 2018
Record Date:  DEC 24, 2018
Meeting Type:  SPECIAL

Ticker:  900933
Security ID:  Y37469114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Luo Zhiguang Non-independent Director

Shareholder

For

For

2

Approve Related Party Transaction in Connection with Signing of EPC Contract with Holcim Philippines Inc.

Management

For

For

 

 

HUAXIN CEMENT CO., LTD.
Meeting Date:  APR 25, 2019
Record Date:  APR 22, 2019
Meeting Type:  ANNUAL

Ticker:  900933
Security ID:  Y37469114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Statements and Financial Budget Report

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve to Appoint Auditor

Management

For

For

6

Approve Amendments to Articles of Association

Management

For

For

7

Approve Allowance of Directors and Supervisors

Management

For

For
 

 

 

HYTERA COMMUNICATIONS CORP LTD
Meeting Date:  AUG 15, 2018
Record Date:  AUG 09, 2018
Meeting Type:  SPECIAL

Ticker:  002583
Security ID:  Y3815M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Draft and Summary of Phase 1 Performance Shares Incentive Plan

Management

For

For

2

Approve Methods to Assess the Performance of Plan Participants

Management

For

For

3

Approve Authorization of Board to Handle All Related Matters

Management

For

For

 

 

HYTERA COMMUNICATIONS CORP. LTD.
Meeting Date:  JAN 18, 2019
Record Date:  JAN 11, 2019
Meeting Type:  SPECIAL

Ticker:  002583
Security ID:  Y3815M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Guarantee for Wholly-Owned Subsidiary

Management

For

For

2

Approve Adjustments on Fund-raising Investment Project

Management

For

For

 

 

HYTERA COMMUNICATIONS CORP. LTD.
Meeting Date:  MAY 16, 2019
Record Date:  MAY 09, 2019
Meeting Type:  ANNUAL

Ticker:  002583
Security ID:  Y3815M103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Annual Report and Summary

Management

For

For

2

Approve Report of the Board of Directors

Management

For

For

3

Approve Report of the Board of Supervisors

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve Remuneration of Directors, Supervisors and Senior Management Members

Management

For

For

7

Approve Application of Bank Credit Lines

Management

For

For

8

Approve Provision of Guarantees to Subsidiaries

Management

For

For

9

Approve Change of Location and Investment Structure of Some Fundraising Projects

Management

For

For

10

Approve Partial Closure of Fundraising Projects and Use of Excess Raised Funds to Replenish Working Capital

Management

For

For

11

Approve Shareholder Return Plan

Management

For

For
 

 

 

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  MAY 20, 2019
Record Date:  JAN 15, 2019
Meeting Type:  SPECIAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Hu Hao as Director

Management

For

For

2

Elect Tan Jiong as Director

Management

For

For

3

Approve Issuance of Undated Additional Tier 1 Capital Bonds

Shareholder

For

For

4

Elect Chen Siqing as Director

Shareholder

For

For

 

 

INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 20, 2019
Record Date:  MAY 21, 2019
Meeting Type:  ANNUAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Work Report of the Board of Directors

Management

For

For

2

Approve 2018 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2018 Audited Accounts

Management

For

For

4

Approve 2018 Profit Distribution Plan

Management

For

For

5

Approve 2019 Fixed Asset Investment Budget

Management

For

For

6

Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors

Management

For

For

7

Elect Yang Siu Shun as Director

Management

For

For

8

Elect Zhang Wei as Supervisor

Management

For

For

9

Elect Shen Bingxi as Supervisor

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Elect Lu Yongzhen as Director

Shareholder

For

For
 

 

 

INDUSTRIAL & COMMERCIAL BANK OF CHINA LTD.
Meeting Date:  NOV 21, 2018
Record Date:  OCT 19, 2018
Meeting Type:  SPECIAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zheng Fuqing as Director

Management

For

For

2

Elect Fei Zhoulin as Director

Management

None

None

3

Elect Nout Wellink as Director

Management

For

For

4

Elect Fred Zuliu Hu as Director

Management

For

For

5

Elect Qu Qiang as Supervisor

Management

For

For

6

Approve the Payment Plan of Remuneration to Directors for 2017

Management

For

For

7

Approve the Payment Plan of Remuneration to Supervisors for 2017

Management

For

For

8

Approve Proposal to Issue Eligible Tier 2 Capital Instruments

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10.01

Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.02

Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.03

Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.04

Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.05

Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.06

Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.07

Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.08

Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.09

Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.10

Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.11

Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.12

Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.13

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.14

Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.15

Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.16

Approve Use of Proceeds from the Issuance of the Domestic Preference Shares

Management

For

For

10.17

Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.18

Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.19

Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares

Management

For

For

10.20

Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

10.21

Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company

Management

For

For

11.01

Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.02

Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.03

Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.04

Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.05

Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.06

Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.07

Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.08

Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.09

Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.10

Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.11

Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.12

Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.13

Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.14

Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.15

Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.16

Approve Use of Proceeds from the Issuance of the Offshore Preference Shares

Management

For

For

11.17

Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.18

Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.19

Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares

Management

For

For

11.20

Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

11.21

Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company

Management

For

For

12

Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company

Management

For

For

13

Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company

Management

For

For
 

 

 

JIANGLING MOTORS CO., LTD.
Meeting Date:  DEC 05, 2018
Record Date:  NOV 28, 2018
Meeting Type:  SPECIAL

Ticker:  200550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Chen Anning as Non-Independent Director

Shareholder

For

For

2

Elect Xiao Hu as Supervisor

Shareholder

For

For

 

 

JIANGLING MOTORS CO., LTD.
Meeting Date:  FEB 20, 2019
Record Date:  FEB 13, 2019
Meeting Type:  SPECIAL

Ticker:  200550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

Against

 

 

JIANGLING MOTORS CO., LTD.
Meeting Date:  JUN 28, 2019
Record Date:  JUN 21, 2019
Meeting Type:  ANNUAL

Ticker:  200550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Report

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve Daily Related-party Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd.

Management

For

Against

6

Approve Daily Related-party Transaction Framework Plan with Changan Automobile Finance Co., Ltd.

Management

For

For

7

Approve Daily Related-party Transaction Framework Plan with Ford Automotive Finance (China) Co., Ltd.

Management

For

For

8

Approve Daily Related-party Transaction Framework Plan with Jiangling Motors Group Co., Ltd. and its Controlled Subsidiaries

Management

For

For

9

Approve Daily Related-party Transaction Framework Plan with Ford Motor Company and its Controlled Subsidiaries

Management

For

For

10

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Motors Import and Export Co., Ltd.

Management

For

For

11

Approve Daily Related-party Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd.

Management

For

For

12

Approve Daily Related-party Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd.

Management

For

For

13

Approve Daily Related-party Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd.

Management

For

For

14

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd.

Management

For

For

15

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Motors Group Special Vehicle Co., Ltd. and its Subsidiaries

Management

For

For

16

Approve Daily Related-party Transaction Framework Plan with Hanon Systems (Nanchang) Co., Ltd.

Management

For

For

17

Approve Amendments to Articles of Association

Management

For

For

18

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

19.1

Elect Wang Wentao as Non-Independent Director

Shareholder

For

For

19.2

Elect Jin Wenhui as Non-Independent Director

Shareholder

For

For
 

 

 

JIANGSU HENGRUI MEDICINE CO., LTD.
Meeting Date:  JUL 30, 2018
Record Date:  JUL 23, 2018
Meeting Type:  SPECIAL

Ticker:  600276
Security ID:  Y4446S105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger by Absorption of Wholly-owned Subsidiary

Management

For

For

2

Approve Adjustment to Number of Stocks and Repurchase Price in Connection to the Performance Shares Incentive Plan

Shareholder

For

For

3

Approve Repurchase and Cancellation of Partial Granted But Not Yet Unlocked Performance Shares

Shareholder

For

For
 

 

 

JIANGSU HENGRUI MEDICINE CO., LTD.
Meeting Date:  MAR 08, 2019
Record Date:  MAR 01, 2019
Meeting Type:  ANNUAL

Ticker:  600276
Security ID:  Y4446S105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve to Appoint Auditors and to Fix Their Remuneration

Management

For

For

7

Approve Amendments to Articles of Association

Management

For

For

8

Approve Repurchase and Cancellation of Equity Incentive Stocks

Management

For

For

 

 

NINE DRAGONS PAPER (HOLDINGS) LIMITED
Meeting Date:  JUN 14, 2019
Record Date:  JUN 10, 2019
Meeting Type:  SPECIAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Tianjin ACN Supplemental Agreement, Revised Annual Caps and Related Transactions

Management

For

For

 

 

NINE DRAGONS PAPER HOLDINGS LTD.
Meeting Date:  DEC 18, 2018
Record Date:  DEC 12, 2018
Meeting Type:  ANNUAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Cheung Yan as Director

Management

For

For

3a2

Elect Ken Liu as Director

Management

For

Against

3a3

Elect Zhang Yuanfu as Director

Management

For

Against

3a4

Elect Tam Wai Chu, Maria as Director

Management

For

For

3a5

Elect Chen Kefu as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  JUN 13, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 Financial Report

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends

Management

For

For

6

Approve KPMG Huazhen as Domestic Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Provision of Guarantee and Relevant Authorizations

Management

For

Against

8

Authorize Board to Issue Debt Financing Instruments

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares

Management

For

Against

10.1

Elect Zhang Wei as Director

Shareholder

For

For

10.2

Elect Jiao Fangzheng as Director

Shareholder

For

For
 

 

 

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Meeting Date:  DEC 14, 2018
Record Date:  NOV 13, 2018
Meeting Type:  SPECIAL

Ticker:  2318
Security ID:  Y69790106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.01

Elect Ng Sing Yip as Director

Management

For

For

1.02

Elect Chu Yiyun as Director

Management

For

For

1.03

Elect Liu Hong as Director

Management

For

For

2

Approve the Implementation of the Long-term Service Plan

Management

For

For

3

Approve the Issuing of Debt Financing Instruments

Management

For

For

4

Amend Articles of Association

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

 

 

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Meeting Date:  APR 29, 2019
Record Date:  MAR 29, 2019
Meeting Type:  ANNUAL

Ticker:  2318
Security ID:  Y69790106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 Annual Report and its Summary

Management

For

For

4

Approve 2018 Financial Statements and Statutory Reports

Management

For

For

5

Approve 2018 Profit Distribution Plan and Distribution of Final Dividends

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve 2019-2021 Development Plan

Management

For

For

8

Approve Performance Evaluation of Independent Non-executive Directors

Management

For

For

9

Approve Issuance of Debt Financing Instruments

Management

For

For

10.1

Approve Share Repurchase Plan

Management

For

For

10.2

Approve Grant of General Mandate to Repurchase Shares

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

Management

For

Against
 

 

 

PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Meeting Date:  APR 29, 2019
Record Date:  MAR 29, 2019
Meeting Type:  SPECIAL

Ticker:  2318
Security ID:  Y69790106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Share Repurchase Plan

Management

For

For

1.2

Approve Grant of General Mandate to Repurchase Shares

Management

For

For

 

 

POLY CULTURE GROUP CORP. LTD.
Meeting Date:  DEC 21, 2018
Record Date:  NOV 20, 2018
Meeting Type:  SPECIAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Acquisition of Target Equity Interests and Target Debt Interests in Cixi Project Company

Management

For

For

2

Adopt the H Share Appreciation Rights Incentive Plan and the Initial Grant

Management

For

Against

3

Authorize Board to Deal With All Matters in Relation to the Initial Grant Scheme

Management

For

Against

 

 

POLY CULTURE GROUP CORP. LTD.
Meeting Date:  JUN 21, 2019
Record Date:  MAY 21, 2019
Meeting Type:  ANNUAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Li Weiqiang as Director

Management

For

For

2

Approve 2018 Annual Report

Management

For

For

3

Approve 2018 Report of the Board of Directors

Management

For

For

4

Approve 2018 Report of the Board of Supervisors

Management

For

For

5

Approve 2018 Financial Report

Management

For

For

6

Approve 2018 Dividend Distribution Plan

Management

For

For

7

Approve 2019 Financial Budget

Management

For

For

8

Approve 2019 Financing Loans

Management

For

For

9

Approve 2019 Provision of Loans for Subsidiaries

Management

For

Against

10

Approve 2019 Provision of Guarantee for Subsidiaries

Management

For

Against

11

Approve BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditor and KPMG as International Auditor and to Fix Their Remuneration

Management

For

For

12

Approve Grant of General Mandate to Board of Directors to Issue Domestic Medium Term Notes

Management

For

For

13

Approve General Mandate to the Board of Directors to Issue Overseas Bonds

Management

For

For
 

 

 

PRESIDENT CHAIN STORE CORP.
Meeting Date:  JUN 12, 2019
Record Date:  APR 12, 2019
Meeting Type:  ANNUAL

Ticker:  2912
Security ID:  Y7082T105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Amend Procedures for Lending Funds to Other Parties

Management

For

For

6

Amend Procedures for Endorsement and Guarantees

Management

For

For

7

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For
 

 

 

SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Meeting Date:  JUN 27, 2019
Record Date:  JUN 20, 2019
Meeting Type:  ANNUAL

Ticker:  2607
Security ID:  Y7685S108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Annual Report

Management

For

For

2

Approve 2018 Report of the Board of Directors

Management

For

For

3

Approve 2018 Report of the Board of Supervisors

Management

For

For

4

Approve 2018 Final Accounts Report and 2019 Financial Budget

Management

For

For

5

Approve 2018 Profit Distribution Plan

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor, PricewaterhouseCoopers as Overseas Auditor and Payment of Auditors' Fees for 2018

Management

For

For

7

Approve Purchase of Liabilities Insurance for Directors, Supervisors and Senior Management of the Company

Management

For

For

8

Approve Renewal of Financial Services Agreement with Shanghai Shangshi Group Finance Co., Ltd. and Related Transactions

Management

For

Against

9

Approve External Guarantees for 2019

Management

For

Against

10

Approve Issuance of Debt Financing Products

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Amend Articles of Association and Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

13

Approve 2019 Share Option Scheme

Management

For

Against

14

Approve Assessment Measure for the Implementation of the 2019 Share Option Scheme

Management

For

Against

15

Authorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme

Management

For

Against

16.01

Elect Zhou Jun as Director

Shareholder

For

For

16.02

Elect Ge Dawei as Director

Shareholder

For

For

16.03

Elect Cho Man as Director

Shareholder

For

For

16.04

Elect Li Yongzhong as Director

Shareholder

For

For

16.05

Elect Shen Bo as Director

Shareholder

For

For

16.06

Elect Li An as Director

Shareholder

For

For

17.01

Elect Cai Jiangnan as Director

Shareholder

For

For

17.02

Elect Hong Liang as Director

Shareholder

For

For

17.03

Elect Gu Zhaoyang as Director

Shareholder

For

For

17.04

Elect Manson Fok as Director

Shareholder

For

For

18.01

Elect Xu Youli as Supervisor

Shareholder

For

For

18.02

Elect Xin Keng as Supervisor

Shareholder

For

For
 

 

 

SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Meeting Date:  JUN 27, 2019
Record Date:  JUN 20, 2019
Meeting Type:  SPECIAL

Ticker:  2607
Security ID:  Y7685S108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2019 Share Option Scheme

Management

For

Against

2

Approve Assessment Measure for the Implementation of the 2019 Share Option Scheme

Management

For

Against

3

Authorize Board to Deal with All Matters in Relation to the 2019 Share Option Scheme

Management

For

Against

 

 

SICHUAN EXPRESSWAY CO. LTD.
Meeting Date:  AUG 28, 2018
Record Date:  JUL 27, 2018
Meeting Type:  SPECIAL

Ticker:  107
Security ID:  Y79325109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association Regarding Party Committee

Management

For

Against

 

 

SICHUAN EXPRESSWAY CO. LTD.
Meeting Date:  FEB 21, 2019
Record Date:  JAN 21, 2019
Meeting Type:  SPECIAL

Ticker:  107
Security ID:  Y79325109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Construction Framework Agreement, the Proposed Annual Cap and Related Transactions

Management

For

For
 

 

 

SICHUAN EXPRESSWAY COMPANY LIMITED
Meeting Date:  JUN 05, 2019
Record Date:  MAY 03, 2019
Meeting Type:  ANNUAL

Ticker:  107
Security ID:  Y79325109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Debt Financing Instruments

Management

For

For

2

Approve 2018 Proposed Profit Appropriations and Dividend Distribution Plan

Management

For

For

3

Approve 2018 Work Report of the Board of Directors

Management

For

For

4

Approve 2018 Work Report of the Supervisory Committee

Management

For

For

5

Approve 2018 Duty Performance Report of Independent Non-Executive Directors

Management

For

For

6

Approve 2018 Audited Financial Report

Management

For

For

7

Approve 2019 Financial Budget Proposal

Management

For

For

8

Approve Shinewing Certified Public Accountants as PRC Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Ernst & Young Certified Public Accountants as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Remuneration of He Zhuqing

Management

For

Against

11

Elect He Zhuqing as Director

Shareholder

For

Against

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  SEP 21, 2018
Record Date:  AUG 21, 2018
Meeting Type:  SPECIAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Asset Purchase Agreement and Related Transactions

Management

For

For

2

Amend Articles of Association

Shareholder

For

For
 

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  DEC 28, 2018
Record Date:  NOV 27, 2018
Meeting Type:  SPECIAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Hu Jianwei as Director and Authorize Board to Enter into the Service Contract with Him

Management

For

For

2

Elect Chen Fangruo as Director and Authorize Board to Enter into the Service Contract with Him

Management

For

For

3

Elect Yu Qingming as Director and Authorize Board to Enter into the Service Contract with Him

Shareholder

For

Against

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  MAR 08, 2019
Record Date:  FEB 04, 2019
Meeting Type:  SPECIAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Guan Xiaohui as Director and Authorize Board to Enter into the Service Contract with Her

Management

For

For

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  JUN 27, 2019
Record Date:  MAY 27, 2019
Meeting Type:  ANNUAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 Audited Financial Statements of the Company and Its Subsidiaries and the Auditors' Report

Management

For

For

4

Approve Profit Distribution Plan and Payment of Final Dividend

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Authorize Supervisory Committee to Fix Remuneration of Supervisors

Management

For

For

7

Approve Ernst & Young Hua Ming LLP as the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration

Management

For

For

8

Approve Provision of Guarantees in Favor of Third Parties

Management

For

Against

9

Approve Amendments to the Rules of Procedures of the Board of Directors

Management

For

For

10

Elect Dai Kun as Director Authorize Any Director to Execute a Service Contract with Her

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares

Management

For

Against

12

Approve Amendments to Articles of Association

Management

For

For
 

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  AUG 10, 2018
Record Date:  AUG 06, 2018
Meeting Type:  SPECIAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Master Services Agreement and Related Transactions

Management

For

For

2

Approve 2018 Sinochart Master Services Agreement and Related Transactions

Management

For

For

3

Approve 2018 SNL Master Services Agreement and Related Transactions

Management

For

For

4

Approve 2018 Master Chartering Agreement and Related Transactions

Management

For

For

5

Approve 2018 Sinochart Master Chartering Agreement and Related Transactions

Management

For

For

6

Approve 2018 SNL Master Chartering Agreement and Related Transactions

Management

For

For

7

Approve 2018 Master Financial Services Agreement and Related Transactions

Management

For

Against

 

 

 

SINOTRANS SHIPPING LTD.
Meeting Date:  DEC 13, 2018
Record Date:  DEC 07, 2018
Meeting Type:  SPECIAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement and Related Transactions

Management

For

For

 

 

SINOTRANS SHIPPING LTD.
Meeting Date:  DEC 13, 2018
Record Date:  DEC 07, 2018
Meeting Type:  COURT

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Scheme of Arrangement

Management

For

For

 

 

STANDARD CHARTERED PLC
Meeting Date:  MAY 08, 2019
Record Date:  MAY 03, 2019
Meeting Type:  ANNUAL

Ticker:  STAN
Security ID:  G84228157

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Approve Remuneration Policy

Management

For

For

5

Elect Carlson Tong as Director

Management

For

For

6

Re-elect Dr Louis Cheung as Director

Management

For

For

7

Re-elect David Conner as Director

Management

For

For

8

Re-elect Dr Byron Grote as Director

Management

For

For

9

Re-elect Andy Halford as Director

Management

For

For

10

Re-elect Christine Hodgson as Director

Management

For

For

11

Re-elect Gay Huey Evans as Director

Management

For

For

12

Re-elect Naguib Kheraj as Director

Management

For

For

13

Re-elect Dr Ngozi Okonjo-Iweala as Director

Management

For

For

14

Re-elect Jose Vinals as Director

Management

For

For

15

Re-elect Jasmine Whitbread as Director

Management

For

For

16

Re-elect Bill Winters as Director

Management

For

For

17

Reappoint KPMG LLP as Auditors

Management

For

For

18

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Authorise Issue of Equity

Management

For

For

21

Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26

Management

For

For

22

Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities

Management

For

For

23

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

24

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

25

Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

Management

For

For

26

Authorise Market Purchase of Ordinary Shares

Management

For

For

27

Authorise Market Purchase of Preference Shares

Management

For

For

28

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 05, 2019
Record Date:  APR 03, 2019
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5.1

Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director

Management

For

For

 

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 15, 2019
Record Date:  MAY 08, 2019
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Jacobus Petrus (Koos) Bekker as Director

Management

For

For

3b

Elect Ian Charles Stone as Director

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 15, 2019
Record Date:  MAY 08, 2019
Meeting Type:  SPECIAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme

Management

For

Against

 

 

TONG REN TANG TECHNOLOGIES CO. LTD.
Meeting Date:  JUN 11, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Audited Consolidated Financial Statements

Management

For

For

2

Approve 2018 Report of the Board of Directors

Management

For

For

3

Approve 2018 Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Approve PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Elect Gu Hai Ou as Director, Authorize Board to Fix His Remuneration, and Authorize Board to Enter Into a Service Contract with Gong Qin

Management

For

For

8

Adopt Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

9

Adopt Rules and Procedures Regarding Meetings of Board of Directors

Management

For

For

10

Adopt Rules and Procedures Regarding Meetings of Board of Supervisors

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares or H Shares

Management

For

Against
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 27, 2019
Record Date:  MAY 27, 2019
Meeting Type:  ANNUAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2018 Report of the Board of Directors

Management

For

For

2

Approve 2018 Report of the Supervisory Committee

Management

For

For

3

Approve 2018 Audited Financial Statements

Management

For

For

4

Approve 2018 Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Approve BDO Limited as International Auditors and BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditors and to Authorize Board to Fix Their Remuneration

Management

For

For

6

Elect Zhao Xiaohang as Director, Authorize Board to Fix His Remuneration and Approve Termination of the Office of Cao Jianxiong as a Non-executive Director of the Company

Shareholder

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Domestic Shares

Management

For

Against

8

Authorize Repurchase of Issued H Share Capital

Management

For

For

9

Approve Amendments to Articles of Association

Management

For

For
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 27, 2019
Record Date:  MAY 27, 2019
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LTD.
Meeting Date:  AUG 29, 2018
Record Date:  JUL 27, 2018
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Tang Bing as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Li Yangmin as Director

Management

For

For

2

Elect Han Wensheng as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Yuan Xin'an as Director

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 17, 2019
Record Date:  MAY 09, 2019
Meeting Type:  ANNUAL

Ticker:  220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Chen Kuo-Hui as Director

Management

For

For

3b

Elect Fan Ren-Da Anthony as Director

Management

For

Against

3c

Elect Lo Peter as Director

Management

For

For

4

Authorize Board to Fix the Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 18, 2019
Record Date:  APR 19, 2019
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Approve Amendment to Rules for Election of Directors

Management

For

For

5

Approve Amendment to Procedures for Election of Directors

Management

For

For

6

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

7

Amend Procedures for Lending Funds to Other Parties

Management

For

For

8

Amend Procedures for Endorsement and Guarantees

Management

For

For

9.1

Elect YUN LIN, with ID NO.G201060XXX, as Independent Director

Management

For

For

9.2

Elect CHAO-TANG YUE, with ID NO.E101392XXX, as Independent Director

Management

For

For

9.3

Elect HONG-TE LU, with ID NO.M120426XXX, as Independent Director

Management

For

Against

9.4

Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director

Management

For

For

9.5

Elect Shiow-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director

Management

For

Against

9.6

Elect Jui-Tang Chen, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director

Management

For

Against

9.7

Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with SHAREHOLDER NO.69102650, as Non-Independent Director

Management

For

Against

9.8

Elect Ping-Chih Wu, a Representative of Taipo Inv. Co., Ltd.. with SHAREHOLDER NO.69100060, as Non-Independent Director

Management

For

Against

9.9

Elect Chung-Shen Lin, a Representative of Ping Zech Corp. with SHAREHOLDER NO.83023195, as Non-Independent Director

Management

For

Against

9.10

Elect Pi-Ying Cheng, a Representative of Joyful Inv. Co. with SHAREHOLDER NO.69100010, as Non-Independent Director

Management

For

Against

9.11

Elect a Representative of YuPeng Inv. Co., Ltd. with SHAREHOLDER NO.82993970 as Non-Independent Director

Management

For

Against

9.12

Elect Po-Yu Hou, with SHAREHOLDER NO.23100013, as Non-Independent Director

Management

For

Against

9.13

Elect Chang-Sheng Lin, with SHAREHOLDER NO.15900071, as Non-Independent Director

Management

For

Against

10

Approve Release of Restrictions of Competitive Activities of Directors

Management

For

For
 

 

 

WEIFU HIGH-TECHNOLOGY GROUP CO. LTD.
Meeting Date:  MAY 28, 2019
Record Date:  MAY 17, 2019
Meeting Type:  ANNUAL

Ticker:  200581
Security ID:  Y95338102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve Daily Related-party Transactions

Management

For

For

7

Approve Appointment of Financial Report Auditor

Management

For

For

8

Approve Appointment of Internal Control Evaluation Auditor

Management

For

For

9

Approve Amendments to Articles of Association

Management

For

For
 

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  DEC 26, 2018
Record Date:  DEC 17, 2018
Meeting Type:  SPECIAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Elect Guo Guoqing as Independent Director

Management

For

For

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  MAY 17, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Amend Trademark License Contract

Management

For

For

6.1

Elect Chen Dianxin as Non-Independent Director

Management

For

For

6.2

Elect Aogusidu Ruina as Non-Independent Director

Management

For

For

6.3

Elect Aerdinuo Mazuoladi as Non-Independent Director

Management

For

For

6.4

Elect Enlike Xiweili as Non-Independent Director

Management

For

For

6.5

Elect Wei Anning as Non-Independent Director

Management

For

For

6.6

Elect Zhou Hongjiang as Non-Independent Director

Management

For

For

6.7

Elect Leng Bin as Non-Independent Director

Management

For

For

6.8

Elect Sun Jian as Non-Independent Director

Management

For

For

6.9

Elect Li Jiming as Non-Independent Director

Management

For

For

7.1

Elect Luo Fei as Independent Director

Management

For

For

7.2

Elect Wang Zhuquan as Independent Director

Management

For

For

7.3

Elect Guo Guoqing as Independent Director

Management

For

For

7.4

Elect Duan Changqing as Independent Director

Management

For

For

7.5

Elect Lui Huirong as Independent Director

Management

For

For

8.1

Elect Kong Qingkun as Supervisor

Management

For

For

8.2

Elect Liu Zhijun as Supervisor

Management

For

For

9

Approve Appointment of Auditor

Management

For

For
 

 

 

ZHEJIANG HUACE FILM & TV CO., LTD.
Meeting Date:  DEC 06, 2018
Record Date:  NOV 30, 2018
Meeting Type:  SPECIAL

Ticker:  300133
Security ID:  Y988B8109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Repurchase and Cancellation of Performance Shares

Management

For

For

2

Approve Change in Registered Capital and Amend Articles of Association

Management

For

For

 

 

ZHEJIANG HUACE FILM & TV CO., LTD.
Meeting Date:  APR 19, 2019
Record Date:  APR 15, 2019
Meeting Type:  SPECIAL

Ticker:  300133
Security ID:  Y988B8109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Fu Meicheng as Non-Independent Director

Management

For

For

1.2

Elect Zhao Yifang as Non-Independent Director

Management

For

For

1.3

Elect Xia Xincai as Non-Independent Director

Management

For

For

1.4

Elect Wu Fan as Non-Independent Director

Management

For

For

2.1

Elect Shen Menghui as Independent Director

Management

For

For

2.2

Elect Cheng Huifang as Independent Director

Management

For

For

2.3

Elect Ni Xuanming as Independent Director

Management

For

For

3.1

Elect Shen Tu Xindong as Supervisor

Management

For

For

3.2

Elect Ye Xiaoyan as Supervisor

Management

For

For

4

Approve Repurchase Cancellation of Stock Option

Management

For

For

5

Approve Amendments to Articles of Association

Management

For

For
 

 

 

ZHEJIANG HUACE FILM & TV CO., LTD.
Meeting Date:  MAY 17, 2019
Record Date:  MAY 10, 2019
Meeting Type:  ANNUAL

Ticker:  300133
Security ID:  Y988B8109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Annual Report and Summary

Management

For

For

2

Approve Report of the Board of Directors

Management

For

For

3

Approve Report of the Board of Supervisors

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Financial Audit Report

Management

For

For

6

Approve Special Report on the Deposit and Usage of Raised Funds

Management

For

For

7

Approve Profit Distribution

Management

For

For

8

Approve Remuneration of Directors and Supervisors

Management

For

For

9

Approve Application of Bank Credit Lines

Management

For

For

10

Approve to Appoint Auditor

Management

For

For
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton China World Fund        

 

 

 

By (Signature and Title)* /s/ Matthew T. Hinkle

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 28, 2019   

 

 

* Print the name and title of each signing officer under his or her signature.