0000897069-17-000348.txt : 20170531 0000897069-17-000348.hdr.sgml : 20170531 20170531162208 ACCESSION NUMBER: 0000897069-17-000348 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20161231 1.02 20161231 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BADGER METER INC CENTRAL INDEX KEY: 0000009092 STANDARD INDUSTRIAL CLASSIFICATION: TOTALIZING FLUID METERS & COUNTING DEVICES [3824] IRS NUMBER: 390143280 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-06706 FILM NUMBER: 17881322 BUSINESS ADDRESS: STREET 1: 4545 WEST BROWN DEER ROAD CITY: MILWAUKEE STATE: WI ZIP: 53223 BUSINESS PHONE: 4143715702 MAIL ADDRESS: STREET 1: 4545 W BROWN DEER RD CITY: MILWAUKEE STATE: WI ZIP: 53223 FORMER COMPANY: FORMER CONFORMED NAME: BADGER METER MANUFACTURING CO DATE OF NAME CHANGE: 19710729 SD 1 cg938.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD
 
Specialized Disclosure Report
 
Badger Meter, Inc.
(Exact name of registrant as specified in its charter)
 

 
Wisconsin
(State or other jurisdiction of incorporation or organization)
001-06706
(Commission File Number)
39-0143280
(IRS Employer Identification No.)

 
4545 W. Brown Deer Road, Milwaukee, Wisconsin 53223
(Address of principal executive offices)
 
William R. A. Bergum
Vice President – General Counsel and Secretary
(414) 371-5707
(Name and telephone number, including area code, of person to contact in connection with this report)
 

 
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
 



 
Section 1 – Conflict Minerals Disclosure
 
Item 1.01 Conflict Minerals Disclosure and Report
 
Conflict Minerals Disclosure
 
A copy of Badger Meter, Inc.’s (the “Company”) Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at https://www.badgermeter.com/supply-chain/.
 
Item 1.02 Exhibit
 
As specified in Section 2, Item 2.01 of this Form SD, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this report.
 
Section 2 – Exhibits
 
Item 2.01 Exhibits
 
The following exhibit is filed as part of this report.
 
Exhibit No.
 
Description
     
1.01
 
Conflict Minerals Report of Badger Meter, Inc.

 



 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
 
BADGER METER, INC.
 
By:            /s/ William R. A. Bergum                                    
May 31, 2017
William R. A. Bergum
Vice President – General Counsel and Secretary
(Date)

 



 
EXHIBIT INDEX
 
Exhibit No.
 
Description
     
1.01
 
Conflict Minerals Report of Badger Meter, Inc.

 

 


EX-1.01 2 cg938-101.htm

Badger Meter, Inc.
Conflict Minerals Report
For the Reporting Period from January 1, 2016 to December 31, 2016

This report for the period from January 1, 2016 to December 31, 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (the Rule). The Rule was adopted to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes reporting obligations on Securities and Exchange Commission (SEC) registrants whose manufactured products contain certain minerals which are necessary to the functionality or production of their products.
 
If a registrant determines that any columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, which are limited to tantalum, tin and tungsten (Subject Minerals), are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured, the registrant must conduct in good faith a Reasonable Country of Origin Inquiry (RCOI) regarding those Subject Minerals that is reasonably designed to determine whether any of the Subject Minerals originated in the Democratic Republic of the Congo or an adjoining country (Covered Countries) or are from recycled or scrap sources.
 
If, following the completion of the RCOI, a registrant knows that any of the necessary Subject Minerals originated in a Covered Country and are not from recycled or scrap sources, or has reason to believe that its necessary Subject Minerals may have originated in the Covered Countries and has reason to believe that its necessary Subject Minerals did not come from recycled or scrap sources, then the registrant must exercise due diligence on the source and chain of custody of the Subject Minerals that conforms to a nationally or internationally recognized due diligence framework and describe such due diligence in this separate Conflict Minerals Report.
 
In accordance with the Organisation for Economic Co-operation and Development (OECD) Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, the related supplements on tin, tungsten, tantalum and gold (the Guidance) and the Rule, this report is available on our website at https://www.badgermeter.com/supply-chain/.
 
Consistent with the provisions of the Rule, the SEC’s Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, dated April 29, 2014, and the SEC’s Order Issuing Stay, dated May 2, 2014, this Conflict Minerals Report has not been audited by a third party.
 
1.            Company Overview
 
This report has been prepared by the management of Badger Meter, Inc. (herein referred to as Badger Meter, the Company, we, us or our). The information includes the activities of all majority-owned subsidiaries that are required to be consolidated.
 
Badger Meter is an innovator in flow measurement, control and communications solutions, serving water utilities, municipalities and commercial and industrial customers worldwide.  Our products measure water, oil, chemicals and other fluids, and are known for accuracy, long-lasting durability and for providing and communicating valuable and timely measurement data.  Our product lines fall into two categories: sales of water meters and related technologies to municipal water utilities (municipal water) and sales of meters to various industries for water and other fluids (flow instrumentation).  We estimate that over 85% of our products are used in water applications when both categories are grouped together.
 

Supply Chain
 
Because Badger Meter does not deal directly with mineral processors like smelters and refiners, we rely on our direct suppliers to provide origin information on all applicable minerals contained in components or materials supplied to us.  We also request that our suppliers advise Badger Meter of any sources of conflict minerals that are supplied to them from their suppliers.
 
2.            Reasonable Country of Origin Inquiry
 
In order to determine the origin of the Subject Minerals used in the manufacture of our products, Badger Meter conducted a RCOI in good faith.  To complete the RCOI, Badger Meter surveyed its suppliers using the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template (further described in Section 3 below).
 
It is not practical to survey the entirety of our supplier base; therefore, we restricted our survey to suppliers providing products containing Subject Minerals. We then prioritized our list of suppliers by spending and administered the surveys.  The goal was to capture information from the suppliers representing the majority of Badger Meter’s purchases of these products.
 
Survey Responses
 
As part of our RCOI, Badger Meter surveyed 921 direct suppliers.  We received responses from 77% of the suppliers surveyed (which represents 93% of our overall purchases). We reviewed these responses to ensure each response was complete and consistent with the reported data and followed up with suppliers whose responses did not meet these criteria to obtain more accurate responses.
 
A majority of the responses received were provided at a company level, many of which did not specify the smelters or refiners used for components supplied to Badger Meter.  For responses that did not specify smelters or refiners, Badger Meter contacted the corresponding suppliers to request complete information.
 
Among the supplier responses we received that we determined contained complete, valid information, we received the following information:
 
·
Approximately 80.5% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to Badger Meter in 2016 did not originate from a Covered Country; and
 
·
Approximately 19.5% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to Badger Meter in 2016 may have originated in a Covered Country.
 
Based on the results above, Badger Meter determined that it had reason to believe that, during 2016, Subject Minerals necessary for the functionality or production of its products may have originated from a Covered Country and may not be from recycled or scrap sources.  Badger Meter conducted its RCOI in good faith, and it believes that such inquiry was reasonable to allow it to make the determination.  Accordingly, Badger Meter proceeded to exercise due diligence on the source and chain of custody of the Subject Minerals (further described in Section 3 below).

3.            Due Diligence Process
 
Our due diligence measures have been designed to conform to the framework provided in the Guidance.
 
3.1
Establish Strong Company Management Systems
 
Conflict Minerals Policy
 
We have adopted the following conflict minerals policy:
 
Badger Meter is committed to working with our global supply chain to ensure compliance with the SEC’s conflict minerals rules. We have established a conflict minerals compliance program that is designed to follow the framework established by the OECD. Our enterprise is fully engaged in implementing that program.
 
Our standard purchase order terms and conditions, used with suppliers, have been updated to include conflict mineral due diligence and reporting requirements. Any direct sourcing by Badger Meter of tin, tungsten, tantalum and gold will not be intentionally sourced from conflict sources. As we become aware of instances where minerals in our supply chain potentially finance armed groups, as discussed in the Rule, we will work with our suppliers to find alternate conflict-free sources.
 
We are committed to promoting economic development in Africa through responsible commercial engagement, driving employee awareness, as well as through our corporate citizenship activities.
 
Management Team
 
Badger Meter has designated its Import/Export, Purchasing, and Cost Accounting departments as the departments responsible for overseeing our conflict minerals due diligence efforts.  The Import/Export department is responsible for reporting on due diligence efforts to Badger Meter’s senior management, as well as coordinating due diligence efforts with Badger Meter’s suppliers and third-party consultants.
 
Supply Chain Controls
 
As discussed above, Badger Meter does not deal directly with the smelters and refiners in our supply chain.  Instead, we rely on the information provided to us by our direct suppliers, as well as third-party verification programs like the Conflict-Free Sourcing Initiative’s Conflict-Free Smelter Program, to identify and verify the smelters and refiners in our supply chain.
 
Engagement with Suppliers
 
Badger Meter continually strives to make conflict minerals compliance an integral part of its relationships with its direct suppliers.  Through a third party, we communicate our expectations regarding conflict minerals compliance to our direct suppliers on an annual basis, and undertake multiple rounds of engagement with suppliers who are unable or unwilling to meet the requirements of our conflict minerals policy.  Additionally, as part of our current sourcing processes, we conduct a review of a new supplier’s conflict mineral due diligence practices prior to sourcing material from them.
 

Grievance Mechanisms
 
Any individual or company that has a reasonable suspicion that conflict minerals are present in Badger Meter’s supply chain should alert Badger Meter or our third-party conflict mineral management team of the specifics regarding the suspicion. Badger Meter will perform due diligence on any reasonable inquiries, and will address any conflict minerals that are identified with the offending supplier.
 
3.2
Identify and Assess Risk in the Supply Chain
 
To identify and assess the risk in our supply chain, Badger Meter contracted with a third-party company to manage our conflict mineral survey process. The third-party contractor was responsible for contacting suppliers, collecting responses and reviewing the responses for completeness, inconsistencies, errors and applicability.  In performing its survey, the contractor used the Conflict-Free Sourcing Initiative’s Conflict Minerals Reporting Template, which was developed to facilitate disclosure and communication of information regarding refiners and smelters that provide material to a company’s supply chain.
 
After determining the full list of smelters and refiners (as reported by our suppliers) involved in processing the minerals used in materials and components supplied to Badger Meter, we cross-checked those smelters and refiners against lists published by various third-party audit programs, such as the Conflict-Free Sourcing Initiative’s Conflict-Free Smelter Program, as well as the U.S. Department of Commerce’s list of all known mineral processing facilities worldwide, published in September 2014.  Based on these cross-checks, we were able to determine the relative level of risk with respect to conflict minerals within our supply chain.
 
3.3
Design and Implement a Strategy to Respond to Risks
 
After identifying the relative level of risk within our supply chain, we designed and implemented a strategy to respond to those risks.
 
In the event that we could not verify that a particular smelter or refiner was conflict-free based on third-party audit programs, we (1) engaged with the smelter or refiner, either directly or through our supplier, to determine the status of its efforts to become verified as conflict-free and (2) directed our suppliers to ensure that all smelters and refiners in their supply chains are either verified as conflict-free or publicly committed to becoming so.  Suppliers and smelters or refiners who refuse to move toward conflict-free status run the risk of being removed from our supply chain.
 
3.4
Third-Party Audits of Supply Chain Due Diligence at Identified Points in the Supply Chain
 
As discussed above, Badger Meter does not have a direct relationship with the smelters and refiners in its supply chain and does not perform or direct audits of those entities.  Instead, Badger Meter supports third-party audits through engagement with its direct suppliers and makes use of the resources provided by third-party audit programs like the Conflict-Free Sourcing Initiative’s Conflict-Free Smelter Program.
 

 
3.5
Report on Supply Chain Due Diligence
 
This Conflict Minerals Report is being filed with the SEC as an exhibit to Badger Meter’s specialized disclosure report on Form SD and is available on our website at https://www.badgermeter.com/supply-chain/.
 
4.            Due Diligence Results
 
As a result of the due diligence measures described above, Badger Meter believes that, to the best of its knowledge, the smelters and refiners listed in Annex I to this report may have processed the Subject Minerals in products manufactured by Badger Meter.  Because a majority of the responses received were provided at a company level, we are unable to associate specific smelters or refiners with specific components supplied to—and therefore specific products manufactured by—Badger Meter.
 
Badger Meter does not have sufficient information to conclusively determine the countries of origin of the Subject Minerals used in its products.  However, based on the information provided by the suppliers, smelters and refiners in Badger Meter’s supply chain, as well as other publicly available sources of information, Badger Meter believes that the countries of origin of its Subject Minerals include the countries listed in Annex II to this report.  Badger Meter also believes that some of the Subject Minerals in its products may have come from scrap or recycled sources.
 
Of the 366 smelters and refiners identified for calendar year 2016, 177 were verified as conflict-free under the Conflict-Free Smelter Program, while 189 have not been verified as conflict-free under the Conflict-Free Smelter Program.  Of the 189 smelters and refiners that have not been verified as conflict-free, Badger Meter identified one tin smelter that may be sourcing its ore from the Covered Countries.  Overall, based on information received from the suppliers, smelters and refiners in its supply chain, Badger Meter has no reason to believe any of the facilities not verified as conflict-free have sourced Subject Minerals that directly or indirectly finance or benefit armed groups.
 
5.            Steps Taken to Mitigate Risk
 
Since the end of the period covered in our most recent Conflict Minerals Report, which was filed with the SEC on May 31, 2016, we have implemented the following continuous processes to improve our due diligence and mitigate the risk of conflict minerals entering our supply chain:
 
·
Continue working with suppliers to help them understand Badger Meter’s expectations regarding due diligence over the Subject Minerals in our supply chain, including our suppliers’ due diligence over their own supply chains;
 
·
Communicate our expectation to our suppliers that they transition their supply chain toward smelters and refiners verified as conflict-free by the Conflict-Free Smelter Program;
 
·
For suppliers who cannot immediately transition to a conflict-free supply chain, request that those suppliers develop, communicate, and implement a plan to source from conflict-free smelters and refiners in the future; and
 
·
Engage with industry programs to encourage the adoption and improvement of relevant tools and standards.
 

 
In addition, we are considering contacting smelters and refiners identified in our due diligence whom have not been verified by Conflict-Free Sourcing Initiative as conflict free with the goal of improving our supply chain and decreasing the potential for conflict material to enter our supply chain.
 
6.            Forward-Looking Statements
 
Certain statements contained in this Conflict Minerals Report may contain forward-looking statements that involve risks and uncertainties that could cause actual results to differ materially from those in the forward-looking statements. The words “anticipate,” “believe,” “estimate,” “expect,” “think,” “should,” “could” and “objective” or similar expressions are intended to identify forward-looking statements. All such forward-looking statements are based on our then-current views and assumptions and involve risks and uncertainties. Some risks and uncertainties that could cause actual results to differ materially from those expressed or implied in forward looking statements include, among other things, our suppliers’ willingness and ability to comply with our conflict minerals-related compliance requests, the degree to which we are able to determine our suppliers’ use of conflict-free smelters and refiners, the impact of industry-wide initiatives like the Conflict-Free Smelter Program, smelters’ and refiners’ willingness and ability to comply with the Conflict-Free Smelter Program, our effectiveness in managing the conflict minerals RCOI and due diligence processes, and the costs of our compliance.  All of these factors are beyond our control to varying degrees. Shareholders, potential investors and other readers are urged to consider these factors carefully in evaluating the forward-looking statements contained in this Conflict Minerals Report and are cautioned not to place undue reliance on such forward-looking statements. The forward-looking statements made in this document are made only as of the date of this document and we assume no obligation, and disclaim any obligation, to update any such forward-looking statements to reflect subsequent events or circumstances.
 


 
Annex I
 
List of Smelters and Refiners
 
Metal
Smelter Name
Smelter Location
Gold
Acade Noble Metal (Zhao Yuan) Corporation
China
Gold
Accurate Refining Group
United States
Gold
Aida Chemical Industries Co. Ltd.
Japan
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
Germany
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Tin
Alpha
United States
Tantalum
Alpha Metals Korea Ltd.
Korea, Republic Of
Tin
Amalgamet
United States
Tantalum
American Iron and Metal
Canada
Gold
AngloGold Ashanti Córrego do Sítio Minerção
Brazil
Gold
Argor Heraeus
Switzerland
Gold
Asahi Pretec Corporation
Japan
Gold
Asaka Riken Co., Ltd.
Japan
Tungsten
Asia Tungsten Products Vietnam Ltd.
Vietnam
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
Turkey
Gold
Aurubis AG
Germany
Tantalum
Bangka
Indonesia
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Philippines
Gold
Bauer Walser AG
Germany
Gold
Boliden AB
Sweden
Tin
Brinkmann Chemie AG
Germany
Gold
C. Hafner GmbH + Co. KG
Germany
Tin
C. Hafner GmbH + Co. KG
Germany
Gold
Caridad
Mexico
Gold
CCR Refinery – Glencore Canada Corporation
Canada
Gold
Cendres & Métaux SA
Switzerland
Tin
CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.
Brazil
Gold
CHALCO Yunnan Copper Co. Ltd.
Australia
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
China
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
China
Gold
Chimet
Italy
Gold
China Golddeal
China
Tin
China Minmetals
China
Tin
China Rare Metal Materials Company
China
Tin
China Tin Group Co., Ltd.
China
Tantalum
China Tin Smelter Co., Ltd.
China
Tin
CHOFU WORKS
China
Gold
Chugai Mining
Japan
Gold
CIF
Brazil
Tin
CNMC (Guangxi) PGMA Co., Ltd.
China
Gold
Codelco
Chile
Tin
Complejo Metalurgico Vinto S.A.
Bolivia
Tin
Confidential
China
Tantalum
Conghua Tantalum and Niobium Smeltry
China
Tantalum
Cookson Alpha Metals (Shenzhen) Co., Ltd.
China
Tin
Cooper Santa
Brazil
Tin
Cooperativa Metalurgica de Rondônia Ltda.
Brazil
Tantalum
Corporation Berhad (MSC)
Malaysia
Tantalum
CV Duta Putra Bangka
Indonesia
Tin
CV Duta Putra Bangka
Indonesia
Tin
CV Gita Pesona
Indonesia
Tantalum
CV JusTindo
Indonesia
Tin
CV JusTindo
Indonesia
Tantalum
CV Makmur Jaya
Indonesia
Tin
CV Makmur Jaya
Indonesia
Tantalum
CV Nurjanah
Indonesia
Tin
CV Nurjanah
Indonesia
Tin
CV Prima Timah Utama
Indonesia
Tin
CV Serumpun Sebalai
Indonesia
Tin
CV United Smelting
Indonesia
Tin
CV Venus Inti Perkasa
Indonesia
Tantalum
D Block Metals, LLC
United States
Gold
Daejin Indus Co. Ltd
Korea, Republic Of
Gold
DaeryongENC
Korea, Republic Of
Gold
Daye Nonferrous
China
Gold
Do Sung Corporation
Korea, Republic Of
Gold
Doduco
Germany
Gold
Dongguan Standard Electronic Material Co., Ltd
China
Gold
Dowa
Japan
Tin
Dowa
Japan
Tantalum
Duoluoshan
China
Gold
Eco-System Recycling Co., Ltd.
Japan
Tantalum
Electro.oy Metal Pte.
Singapore
Gold
Elemetal Refining, LLC
United States
Tin
Elmet S.L.U. (Metallo Group)
Spain
Tin
EM Vinto
Bolivia
Tin
Estanho de Rondônia S.A.
Brazil
Gold
Ethiopian Minerals Development Share Company
Ethiopia
Tantalum
Exotech Inc.
United States
Tantalum
F&X Electro-Materials Ltd.
China
Gold
Faggi Enrico S.p.A.
Italy
Tantalum
Feinhutte Halsbrucke GmbH
Germany
Gold
Feinhütte Halsbrücke GmbH
Germany
Tin
Feinhütte Halsbrücke GmbH
Germany
Tin
Fenix Metals
Poland
Gold
Ferro Corporation
China
Tantalum
FIR Metals & Resource Ltd.
China
Gold
FSE Novosibirsk Refinery
Russian Federation
Tin
Fuji Metal Mining
Thailand
Gold
Fujian Nanping
China
Gold
Gansu Seemine Material Hi-Tech Co., Ltd.
China
Tungsten
Ganxian Shirui New Material Co., Ltd.
China
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
China
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
China
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
China
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
China
Tungsten
Ganzhou Yatai Tungsten Co., Ltd.
China
Tin
Gejiu Kai Meng Industry and Trade LLC
China
Tin
Gejiu Non-Ferrous Metal Processing Co., Ltd.
China
Tin
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
China
Tin
Gejiu Zili Mining And Metallurgy Co., Ltd.
China
Tantalum
Global Advanced Metals Aizu
Japan
Tantalum
Global Advanced Metals Boyertown
United States
Tungsten
Global Tungsten & Powders Corp.
United States
Tin
Gold Bell Group
Singapore
Gold
Guangdong Jinding Gold Limited
China
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
China
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
China
Tin
Guangxi China Tin Group Co., LTD
China
Tin
Guangxi Pinggui PGMA Co. Ltd.
China
Tantalum
Guangxi Zhongshan Gold Bell Smelting Corp
China
Tantalum
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch
China
Tantalum
H.C. Starck Co., Ltd.
Thailand
Tantalum
H.C. Starck GmbH Goslar
Germany
Tungsten
H.C. Starck Smelting GmbH & Co.KG
Germany
Gold
Harima Smelter
Japan
Gold
Harmony Gold Refinery
South Africa
Gold
Heimerle + Meule GmbH
Germany
Tin
Heimerle + Meule GmbH
Germany
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
China
Gold
Heraeus Ltd Hong Kong
Hong Kong
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Tantalum
Heraeus Precious Metals GmbH & Co. KG
Germany
Tantalum
Heraeus Technology Center
Hong Kong
Gold
Heraeus Zhaoyuan Precious Metal Materials Co.,
China
Gold
Hisikari Mine
Japan
Tantalum
Hi-Temp Specialty Metals, Inc.
United States
Tantalum
Huaxi Guangxi Group
China
Tin
Huichang Jinshunda Tin Co., Ltd.
China
Gold
Hunan Chenzhou Mining Co., Ltd.
China
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
China
Gold
Hwasung CJ Co., Ltd.
Korea, Republic Of
Tungsten
Hydrometallurg, JSC
Russian Federation
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
China
Gold
Ishifuku Metal Industry Co., Ltd.
Japan
Gold
Istanbul Gold Refinery
Turkey
Gold
Japan Mint
Japan
Tin
Jean Goldschmidt International
Belgium
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
China
Gold
Jiangxi Copper Company Limited
China
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
China
Tin
Jiangxi Ketai Advanced Material Co., Ltd.
China
Tin
Jiangxi Nanshan
China
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
China
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
China
Tungsten
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
China
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
China
Gold
Jinlong Copper Co., Ltd.
China
Tantalum
JiuJiang JinXin Nonferrous Metals Co. Ltd.
China
Tantalum
Jiujiang Tanbre Co., Ltd.
China
Tantalum
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
China
Gold
Johnson Matthey Inc
United States
Gold
Johnson Matthey Ltd
Canada
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
Russian Federation
Gold
JX Nippon Mining & Metals Co., Ltd
Japan
Tin
Kai Unita Trade Limited Liability Company
China
Tantalum
Kaimeng (Geiju) Industry and Trade Co., Ltd.
China
Gold
Kanfort Industrial (Yantai)
China
Gold
Kazakhmys Smelting LLC
Kazakhstan
Gold
Kazzinc
Kazakhstan
Tantalum
KEMET Blue Metals
Mexico
Tantalum
KEMET Blue Powder
United States
Tungsten
Kennametal Huntsville
United States
Gold
Kennecott Utah Copper
United States
Tin
Ketapang
Indonesia
Gold
KGHM Polska Miedź Spółka Akcyjna
Poland
Tantalum
King-Tan Tantalum Industry Ltd.
China
Tin
Kobe Steel, Ltd.
Japan
Gold
Kojima Chemicals Co., Ltd
Japan
Gold
Korea Metal Co., Ltd.
Korea, Republic Of
Tantalum
Kupol
Russian Federation
Gold
Kyrgyzaltyn JSC
Kyrgyzstan
Gold
L' azurde Company For Jewelry
Saudi Arabia
Gold
Lingao Gold
China
Gold
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
China
Tin
Linwu Xianggui Ore Smelting Co., Ltd.
China
Tin
Liuzhou China Tin Group Company Ltd - Laibin Smelter
China
Gold
London Bullion Market Association
United Kingdom
Tantalum
LSM Brasil S.A.
Brazil
Gold
LS-Nikko Copper Inc
Korea, Republic Of
Gold
Luoyang ZIJIN YINHUI Gold Smelting Co. Ltd.
China
Tin
Magnu's Minerais Metais e Ligas Ltda.
Brazil
Tin
Malaysia Smelting Corporation (MSC)
Malaysia
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
China
Gold
Materion
United States
Gold
Matsuda Sangyo Co. Ltd
Japan
Tin
MATSUSHIMA KINZOKU
Japan
Tin
Melt Metais e Ligas S/A
Brazil
Tin
Metahub Industries Sdn. Bhd.
Malaysia
Tantalum
Metal Do
Japan
Tin
Metallic Resources, Inc.
United States
Tin
Metallo-Chimique N.V.
Belgium
Tantalum
Metallurgical Products India (Pvt.) Ltd.
India
Gold
Metalor Switzerland
Switzerland
Gold
Metalor Technologies (Hong Kong) Ltd
Hong Kong
Gold
Metalor Technologies (Singapore) Pte., Ltd.
Singapore
Gold
Metalor USA Refining Corporation
United States
Gold
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V
Mexico
Tantalum
Mineração Taboca S.A.
Brazil
Tin
Mineração Taboca S.A.
Brazil
Tin
Mineração Taboca S.A.
Brazil
Tin
Minmetals Ganzhou Tin Co. Ltd.
China
Tin
Minsur
Peru
Tantalum
Mitsubishi Electric Metecs, Co., Ltd.
Japan
Gold
Mitsubishi Materials Corporation
Japan
Tin
Mitsubishi Materials Corporation
Japan
Tantalum
Mitsui Mining & Smelting
Japan
Gold
Mitsui Mining and Smelting Co., Ltd.
Japan
Tantalum
Molycorp Silmet A.S.
Estonia
Gold
Morris and Watson
New Zealand
Gold
Moscow Special Alloys Processing Plant
Russian Federation
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
Turkey
Tin
Nankang Nanshan Tin Manufactory Co., Ltd.
China
Tin
Nathan Trotter & Co., Inc.
United States
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Tin
Nghe Tinh Non-Ferrous Metals Joint Stock Company
Vietnam
Gold
Nihon Material Co. LTD
Japan
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Gold
Nippon Mining & Metals
Japan
Gold
Norddeutsche Affinererie AG
Germany
Tin
Novosibirsk Integrated Tin Works
Russian Federation
Tantalum
NTET, Thailand
Thailand
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
Vietnam
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
Thailand
Tin
O.M. Manufacturing Philippines, Inc.
Philippines
Tantalum
O.M. Manufacturing Phils. Inc.
Philippines
Gold
Ohio Precious Metals LLC.
United States
Gold
Ohura Precious Metal Industry Co., Ltd
Japan
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
Russian Federation
Gold
OJSC Kolyma Refinery
Russian Federation
Tin
Operaciones Metalurgical S.A.
Bolivia
Gold
PAMP SA
Switzerland
Gold
Pan Pacific Copper Co. LTD
Japan
Gold
Penglai Penggang Gold Industry Co., Ltd.
China
Gold
Perth Mint (Western Australia Mint)
Australia
Tin
Phoenix Metal Ltd.
Rwanda
Tantalum
Plansee SE Reutte
Austria
Tungsten
Pobedit, JSC
Russian Federation
Gold
Prioksky Plant of Non-Ferrous Metals
Russian Federation
Tantalum
PT Alam Lestari Kencana
Indonesia
Tin
PT Alam Lestari Kencana
Indonesia
Gold
PT Aneka Tambang (Persero) Tbk
Indonesia
Tin
PT Aries Kencana Sejahtera
Indonesia
Tin
PT Artha Cipta Langgeng
Indonesia
Tin
PT ATD Makmur Mandiri Jaya
Indonesia
Tin
PT Babel Inti Perkasa
Indonesia
Tantalum
PT Babel Surya Alam Lestari
Indonesia
Tantalum
PT Bangka Kudai Tin
Indonesia
Tin
PT Bangka Kudai Tin
Indonesia
Tin
PT Bangka Putra Karya
Indonesia
Tantalum
PT Bangka Timah Utama Sejahtera
Indonesia
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
Tin
PT Bangka Tin Industry
Indonesia
Tin
PT Belitung Industri Sejahtera
Indonesia
Tantalum
PT BilliTin Makmur Lestari
Indonesia
Tin
PT BilliTin Makmur Lestari
Indonesia
Tin
PT Bukit Timah
Indonesia
Tin
PT DS Jaya Abadi
Indonesia
Tin
PT Eunindo Usaha Mandiri
Indonesia
Tantalum
PT Fang Di MulTindo
Indonesia
Tin
PT Fang Di MulTindo
Indonesia
Tantalum
PT HP Metals Indonesia
Indonesia
Tin
PT HP Metals Indonesia
Indonesia
Tin
PT Inti Stania Prima
Indonesia
Tin
PT Justindo
Indonesia
Tin
PT Karimun Mining
Indonesia
Tantalum
PT Koba Tin
Indonesia
Tin
PT Koba Tin
Indonesia
Tin
PT Mitra Stania Prima
Indonesia
Tin
PT Panca Mega Persada
Indonesia
Tin
PT Pelat Timah Nusantara Tbk
Indonesia
Tin
PT Prima Timah Utama
Indonesia
Tin
PT Refined Bangka Tin
Indonesia
Tin
PT Sariwiguna Binasentosa
Indonesia
Tin
PT Seirama Tin Investment
Indonesia
Tin
PT Stanindo Inti Perkasa
Indonesia
Tantalum
PT Sumber Jaya Indah
Indonesia
Tin
PT Sumber Jaya Indah
Indonesia
Tin
PT Timah (Persero) Tbk Kundur
Indonesia
Tin
PT Timah (Persero) Tbk Mentok
Indonesia
Tin
PT Timah (Persero), Tbk
Indonesia
Tantalum
PT Timah Nusantara
Indonesia
Tin
PT Timah Nusantara
Indonesia
Tin
PT Tinindo Inter Nusa
Indonesia
Tin
PT Tirus Putra Mandiri
Indonesia
Tin
PT Tommy Utama
Indonesia
Tin
PT Wahana Perkit Jaya
Indonesia
Tantalum
PT Yinchendo Mining Industry
Indonesia
Tin
PT Yinchendo Mining Industry
Indonesia
Tantalum
Pure Technology
Russian Federation
Gold
PX Précinox SA
Switzerland
Gold
Qiankun Gold and Silver
China
Tantalum
QuantumClean
United States
Gold
Rand Refinery (Pty) Ltd
South Africa
Tin
REDRING SOLDER (M) SDN BHD
Malaysia
Gold
Republic Metals Corporation
United States
Tantalum
RFH Tantalum Smeltry Co., Ltd.
China
Tin
Rohm und Haas
United States
Gold
Royal Canadian Mint
Canada
Tin
Rui Da Hung
Taiwan
Gold
Sabin
United States
Gold
Samduck Precious Metals
Korea, Republic Of
Gold
SAMWON METALS Corp.
Korea, Republic Of
Tungsten
Sanher Tungsten Vietnam Co., Ltd.
Vietnam
Tantalum
Sanhwa Non-Ferrous Metal Ind. Co., Ltd.
Korea, Republic Of
Gold
SAXONIA Edelmetalle GmbH
Germany
Gold
Schone Edelmetaal B.V.
Netherlands
Gold
SEMPSA Joyería Platería SA
Spain
Gold
Senju Metal Industry Co., Ltd.
Japan
Tin
Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd.
China
Gold
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
China
Gold
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
China
Gold
Shanghai Gold Exchange
China
Gold
So Accurate Group, Inc.
United States
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
Russian Federation
Tin
Soft Metais Ltda.
Brazil
Gold
Solar Applied Materials Technology Corp.
Taiwan
Tantalum
Solikamsk Magnesium Works OAO
Russian Federation
Gold
Sumitomo Metal Mining Co., Ltd.
Japan
Gold
Suzhou Xingrui Noble
China
Tantalum
Taki Chemicals
Japan
Tantalum
Tamura
Japan
Gold
Tanaka Kikinnzoku Kogyo K.K.
Japan
Tantalum
Tantalite Resources
South Africa
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
Vietnam
Tantalum
Telex Metals
United States
Tin
Thailand Smelting and Refining Co. Ltd.
Thailand
Tin
Thaisarco
Thailand
Gold
The Great Wall Gold and Silver Refinery of China
China
Gold
The Refinery of Shandong Gold Mining Co., Ltd
China
Gold
Tokuriki Honten Co., Ltd.
Japan
Gold
Tongling Nonferrous Metals Group Co., Ltd.
China
Gold
Torecom
Korea, Republic Of
Gold
Toyo Smelter & Refinery (Ehime)
Japan
Tantalum
Traxys
France
Gold
UBS AG
Switzerland
Tantalum
Ulba Metallurgical Plant JSC
Kazakhstan
Gold
Umicore Brasil Ltda.
Brazil
Gold
Umicore Precious Metals Thailand
Thailand
Gold
Umicore SA Business Unit Precious Metals Refining
Belgium
Gold
United Precious Metal Refining, Inc.
United States
Gold
UYEMURA
United States
Gold
Valcambi SA
Switzerland
Tin
VQB Mineral and Trading Group JSC
Vietnam
Gold
Western Australian Mint trading as The Perth Mint
Australia
Tin
White Solder Metalurgia e Mineração Ltda.
Brazil
Gold
WIELAND Edelmetalle GmbH
Germany
Tungsten
Wolfram Bergbau und Hütten AG
Austria
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
China
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
China
Tantalum
XinXing HaoRong Electronic Material Co., Ltd.
China
Gold
Yamamoto Precious Metal Co., Ltd.
Japan
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd.
China
Tin
Yifeng Tin Industry (Chenzhou) Co Ltd
China
Gold
Yokohama Metal Co., Ltd.
Japan
Tin
Yunnan Chengfeng
China
Gold
Yunnan Copper Industry Co., Ltd.
China
Gold
Yunnan Metallurgical Group Co., Ltd
China
Tantalum
Yunnan Tin Corp.
China
Tin
Yunnan Tin Group (Holding) Company Limited
China
Tin
YunXi
China
Tantalum
Zhejiang Huangyan Xinqian Electrical Parts Factory
China
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Tantalum
Zhuzhou Cemented Carbide
China
Gold
Zijin Mining Group Co., Ltd. Gold Refinery
China

 


 
Annex II
 
List of Countries of Origin for Subject Minerals
 
 
Australia
New Zealand
 
 
Austria
Peru
 
 
Belgium
Philippines
 
 
Bolivia
Poland
 
 
Brazil
Russia
 
 
Canada
Rwanda
 
 
Chile
Saudi Arabia
 
 
China
Singapore
 
 
Estonia
South Africa
 
 
Ethiopia
South Korea
 
 
France
Spain
 
 
Germany
Sweden
 
 
India
Switzerland
 
 
Indonesia
Taiwan
 
 
Italy
Thailand
 
 
Japan
Turkey
 
 
Kazakhstan
United Kingdom
 
 
Kyrgyzstan
United States
 
 
Malaysia
Uzbekistan
 
 
Mexico
Vietnam
 
 
Netherlands