<SEC-DOCUMENT>0000909108-13-000043.txt : 20131203
<SEC-HEADER>0000909108-13-000043.hdr.sgml : 20131203
<ACCEPTANCE-DATETIME>20131203161235
ACCESSION NUMBER: 0000909108-13-000043
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131203
ITEM INFORMATION: Other Events
FILED AS OF DATE: 20131203
DATE AS OF CHANGE: 20131203
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DIAMOND HILL INVESTMENT GROUP INC
CENTRAL INDEX KEY: 0000909108
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 650190407
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24498
FILM NUMBER: 131254554
BUSINESS ADDRESS:
STREET 1: 325 JOHN H MCCONNELL BLVD
STREET 2: SUITE 200
CITY: COLUMBUS
STATE: OH
ZIP: 43215
BUSINESS PHONE: 6142553333
MAIL ADDRESS:
STREET 1: 325 JOHN H MCCONNELL BLVD
STREET 2: SUITE 200
CITY: COLUMBUS
STATE: OH
ZIP: 43215
FORMER COMPANY:
FORMER CONFORMED NAME: BANC STOCK GROUP INC
DATE OF NAME CHANGE: 19971016
FORMER COMPANY:
FORMER CONFORMED NAME: HEARTLAND GROUP OF COMPANIES INC
DATE OF NAME CHANGE: 19940301
FORMER COMPANY:
FORMER CONFORMED NAME: HEARTLAND FINANCIAL GROUP INC
DATE OF NAME CHANGE: 19930714
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>x8k-1312.txt
<DESCRIPTION>DIAMOND HILL INVESTMENT GROUP, INC. 8-K
<TEXT>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________
FORM 8-K
CURRENT REPORT
_______________________
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
December 3, 2013
Diamond Hill Investment Group, Inc.
------------------------------------------------------------------------------
(Exact Name of Registrant as Specified in its Charter)
Ohio
------------------------------------------------------------------------------
(State or Other Jurisdiction of Incorporation)
000-24498 65-0190407
------------------------------------------------------------------------------
(Commission File Number) (I.R.S. Employer Identification No.)
325 John H. McConnell Blvd, Suite 200, Columbus, Ohio 43215
------------------------------------------------------------------------------
(Address of Principal Executive Offices) (Zip Code)
Registrant's Telephone Number, Including Area Code: (614) 255-3333
------------------------------------------------------------------------------
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
Item 8.01. Other Events
---------- --------------------------------------------
The following is a summary of assets under management as of November 30,
2013 of Diamond Hill Capital Management, Inc., a wholly owned subsidiary of
Diamond Hill Investment Group, Inc. (in millions):
<TABLE>
By Investment Vehicle
---------------------
<CAPTION>
<S> <C>
Proprietary funds $ 7,365
Sub-advised funds 432
Institutional accounts 3,984
--------
Total $ 11,781
</TABLE>
<TABLE>
By Investment Strategy
----------------------
<CAPTION>
<S> <C>
Small Cap $ 1,383
Small-Mid Cap 739
Large Cap 6,050
Select (All Cap) 318
Long-Short 3,081
Strategic Income 210
--------
Total $ 11,781
</TABLE>
SIGNATURE
---------
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
DIAMOND HILL INVESTMENT GROUP, INC.
Date: December 3, 2013 By: /s/ James F. Laird
-------------------------------
James F. Laird, Chief Financial
Officer and Secretary
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>