-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fk2+WROv8ywsPddCpTtQl9lA2Fs71kPZetUfnpvbB7g5EqzdZeVZ1eljJp3QftYp G5a2wfqKy/ihF61XhZZaFw== 0000908985-98-000011.txt : 19980413 0000908985-98-000011.hdr.sgml : 19980413 ACCESSION NUMBER: 0000908985-98-000011 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980410 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVEL ONE COMMUNICATIONS INC /CA/ CENTRAL INDEX KEY: 0000908985 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330128224 STATE OF INCORPORATION: CA FISCAL YEAR END: 0101 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-37957 FILM NUMBER: 98591557 BUSINESS ADDRESS: STREET 1: 9750 GOETHE RD CITY: SACRAMENTO STATE: CA ZIP: 95627 BUSINESS PHONE: 9168541138 MAIL ADDRESS: STREET 1: 9750 GOETHE ROAD CITY: SACREMENTO STATE: CA ZIP: 95827 424B3 1 PROSPECTUS SUPPLEMENT NO. 9 (TO PROSPECTUS DATED OCTOBER 24, 1997, AS SUPPLEMENTED BY PROSPECTUS SUPPLEMENT NO. 1 DATED NOVEMBER 7, 1997, PROSPECTUS SUPPLEMENT NO. 2 DATED NOVEMBER 7, 1997, SUPPLEMENT NO. 3 DATED NOVEMBER 21, 1997, SUPPLEMENT NO. 4 DATED DECEMBER 12, 1997, SUPPLEMENT NO. 5 DATED JANUARY 13, 1998, SUPPLEMENT NO. 6 DATED FEBRUARY 4, 1998, SUPPLEMENT NO. 7 DATED FEBRUARY 12, 1998, AND SUPPLEMENT NO. 8 DATED FEBRUARY 24, 1998) $115,000,000 LEVEL ONE COMMUNICATIONS, INCORPORATED 4% CONVERTIBLE SUBORDINATED NOTES DUE 2004 This Prospectus Supplement supplements information contained in that certain Prospectus dated October 24, 1997, as amended or supplemented (the "Prospectus") relating to the potential sale from time to time of up to $115,000,000 aggregate amount of Registrable Notes and the Common Stock issuable upon conversion thereof by the Selling Holders. This Prospectus Supplement is not complete without, and may not be delivered or utilized except in connection with, the Prospectus, including any amendments or supplements thereto. Capitalized terms used herein but not defined have the meanings assigned to such terms in the Prospectus. The following table supplements the information set forth in the Prospectus under the caption "Selling Securityholders" with respect to the Selling Securityholders and the respective principal amounts of Registrable Notes and Common Stock issuable upon conversion thereof beneficially owned by such Selling Securityholder that may be offered pursuant to the Prospectus by adding the following line items: SBC Warburg Dillon Read Inc. 1,000,000 25,000 The above number is based on the $40.00 per share conversion price stated in the Notes. On March 30, 1998, the Company effected a 3:2 stock split. By the terms of the Notes and Note Indenture, all conversion prices are automatically adjusted pro rata. Unless otherwise noted, all information provided in this Prospectus Supplement is as of April 10, 1998. THE DATE OF THIS PROSPECTUS SUPPLEMENT IS APRIL 10, 1998. -----END PRIVACY-ENHANCED MESSAGE-----