0001225208-19-001792.txt : 20190205 0001225208-19-001792.hdr.sgml : 20190205 20190205161655 ACCESSION NUMBER: 0001225208-19-001792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COOK STEPHEN CENTRAL INDEX KEY: 0001268619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 19568115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2019-02-01 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001268619 COOK STEPHEN 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 EVP, Sales and Automotive Common Stock 2019-02-01 4 A 0 94065.0000 0.0000 A 1445007.0000 D Common Stock 2019-02-01 4 F 0 14388.0000 5.8300 D 1430619.0000 D Common Stock 2019-02-05 4 M 0 100000.0000 1.6400 A 1530619.0000 D Common Stock 2019-02-05 4 M 0 50000.0000 2.4800 A 1580619.0000 D Common Stock 2019-02-05 4 F 0 30094.0000 6.1000 D 1550525.0000 D Common Stock 2019-02-05 4 S 0 56118.0000 6.1323 D 1494407.0000 D Common Stock 2019-02-05 4 F 0 63788.0000 6.1500 D 1430619.0000 D Common Stock 11055.0000 I By 401(k) Plan Stock Option (Right to Buy) 5.9800 2019-02-01 4 A 0 461670.0000 5.9800 A 2020-02-01 2029-02-01 Common Stock 461670.0000 461670.0000 D Stock Option (Right to Buy) 2.4800 2019-02-05 4 M 0 50000.0000 2.4800 D 2013-08-14 2022-08-14 Common Stock 50000.0000 800000.0000 D Stock Option (Right to Buy) 1.6400 2019-02-05 4 M 0 100000.0000 1.6400 D 2012-08-23 2021-08-23 Common Stock 100000.0000 0.0000 D Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22. Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22. /s/Patrick L. Donnelly, attorney in fact 2019-02-05