0001225208-19-001792.txt : 20190205
0001225208-19-001792.hdr.sgml : 20190205
20190205161655
ACCESSION NUMBER: 0001225208-19-001792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190205
DATE AS OF CHANGE: 20190205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COOK STEPHEN
CENTRAL INDEX KEY: 0001268619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34295
FILM NUMBER: 19568115
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC.
CENTRAL INDEX KEY: 0000908937
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 383916511
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 212-584-5100
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: SIRIUS XM RADIO INC.
DATE OF NAME CHANGE: 20080805
FORMER COMPANY:
FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC
DATE OF NAME CHANGE: 19991228
FORMER COMPANY:
FORMER CONFORMED NAME: CD RADIO INC
DATE OF NAME CHANGE: 19940203
4
1
doc4.xml
X0306
4
2019-02-01
0000908937
SIRIUS XM HOLDINGS INC.
(SIRI)
0001268619
COOK STEPHEN
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
1
EVP, Sales and Automotive
Common Stock
2019-02-01
4
A
0
94065.0000
0.0000
A
1445007.0000
D
Common Stock
2019-02-01
4
F
0
14388.0000
5.8300
D
1430619.0000
D
Common Stock
2019-02-05
4
M
0
100000.0000
1.6400
A
1530619.0000
D
Common Stock
2019-02-05
4
M
0
50000.0000
2.4800
A
1580619.0000
D
Common Stock
2019-02-05
4
F
0
30094.0000
6.1000
D
1550525.0000
D
Common Stock
2019-02-05
4
S
0
56118.0000
6.1323
D
1494407.0000
D
Common Stock
2019-02-05
4
F
0
63788.0000
6.1500
D
1430619.0000
D
Common Stock
11055.0000
I
By 401(k) Plan
Stock Option (Right to Buy)
5.9800
2019-02-01
4
A
0
461670.0000
5.9800
A
2020-02-01
2029-02-01
Common Stock
461670.0000
461670.0000
D
Stock Option (Right to Buy)
2.4800
2019-02-05
4
M
0
50000.0000
2.4800
D
2013-08-14
2022-08-14
Common Stock
50000.0000
800000.0000
D
Stock Option (Right to Buy)
1.6400
2019-02-05
4
M
0
100000.0000
1.6400
D
2012-08-23
2021-08-23
Common Stock
100000.0000
0.0000
D
Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.
Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.
/s/Patrick L. Donnelly, attorney in fact
2019-02-05