0001225208-18-004110.txt : 20180226 0001225208-18-004110.hdr.sgml : 20180226 20180226161452 ACCESSION NUMBER: 0001225208-18-004110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180223 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cady James Arthur CENTRAL INDEX KEY: 0001646942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 18640671 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2018-02-23 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001646942 Cady James Arthur 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 EVP, Product and Operations Common Stock 2018-02-23 4 M 0 1377619.0000 3.6100 A 1745586.0000 D Common Stock 2018-02-23 4 F 0 45370.0000 6.1500 D 1700216.0000 D Common Stock 2018-02-23 4 S 0 306400.0000 6.1923 D 1393816.0000 D Common Stock 2018-02-23 4 F 0 1082363.0000 6.1900 D 311453.0000 D Stock Option (Right to Buy) 3.6100 2018-02-23 4 M 0 1377619.0000 3.6100 D 2017-02-23 2026-02-23 Common Stock 1377619.0000 1377619.0000 D Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units. Represents the weighted average sales price for the price increments ranging from $6.18 to $6.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. /s/Patrick L. Donnelly, attorney in fact 2018-02-26