0001225208-18-002144.txt : 20180205 0001225208-18-002144.hdr.sgml : 20180205 20180205161550 ACCESSION NUMBER: 0001225208-18-002144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180205 DATE AS OF CHANGE: 20180205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARRY THOMAS D CENTRAL INDEX KEY: 0001182130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 18574385 MAIL ADDRESS: STREET 1: C/O THE READER'S DIGEST ASSOCIATION STREET 2: READER'S DIGEST ROAD CITY: PLEASANTVILLE STATE: NY ZIP: 10570 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2018-02-01 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001182130 BARRY THOMAS D 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Senior VP & Controller Common Stock 2018-02-01 4 M 0 340330.0000 3.3699 A 551815.0000 D Common Stock 2018-02-01 4 A 0 238815.0000 0.0000 A 790630.0000 D Common Stock 2018-02-01 4 M 0 108580.0000 3.6100 A 899210.0000 D Common Stock 2018-02-01 4 A 0 57285.0000 0.0000 A 956495.0000 D Common Stock 2018-02-01 4 S 0 175777.0000 6.1082 D 780718.0000 D Common Stock 2018-02-01 4 F 0 345815.0000 6.1100 D 434903.0000 D Common Stock 14168.0000 I By 401(k) Plan Stock Option (Right to Buy) 6.1100 2018-02-01 4 A 0 317025.0000 6.1100 A 2019-02-01 2028-02-01 Common Stock 317025.0000 317025.0000 D Stock Option (Right to Buy) 3.3699 2018-02-01 4 M 0 340330.0000 3.3699 D 2015-08-05 2024-08-05 Common Stock 340330.0000 170165.0000 D Stock Option (Right to Buy) 3.6100 2018-02-01 4 M 0 108580.0000 3.6100 D 2014-08-19 2023-08-18 Common Stock 108580.0000 0.0000 D Represents shares of common stock underlying an August 5, 2016 grant of performance-based restricted stock units upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on August 5, 2019, subject to the reporting person's continuing employment with Sirius XM. Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21. Represents the weighted average sales price for the price increments ranging from $6.10 to $6.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21. /s/Patrick L. Donnelly, attorney in fact 2018-02-05