0001225208-18-002144.txt : 20180205
0001225208-18-002144.hdr.sgml : 20180205
20180205161550
ACCESSION NUMBER: 0001225208-18-002144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180205
DATE AS OF CHANGE: 20180205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARRY THOMAS D
CENTRAL INDEX KEY: 0001182130
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34295
FILM NUMBER: 18574385
MAIL ADDRESS:
STREET 1: C/O THE READER'S DIGEST ASSOCIATION
STREET 2: READER'S DIGEST ROAD
CITY: PLEASANTVILLE
STATE: NY
ZIP: 10570
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC.
CENTRAL INDEX KEY: 0000908937
STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832]
IRS NUMBER: 383916511
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 212-584-5100
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: SIRIUS XM RADIO INC.
DATE OF NAME CHANGE: 20080805
FORMER COMPANY:
FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC
DATE OF NAME CHANGE: 19991228
FORMER COMPANY:
FORMER CONFORMED NAME: CD RADIO INC
DATE OF NAME CHANGE: 19940203
4
1
doc4.xml
X0306
4
2018-02-01
0000908937
SIRIUS XM HOLDINGS INC.
(SIRI)
0001182130
BARRY THOMAS D
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
1
Senior VP & Controller
Common Stock
2018-02-01
4
M
0
340330.0000
3.3699
A
551815.0000
D
Common Stock
2018-02-01
4
A
0
238815.0000
0.0000
A
790630.0000
D
Common Stock
2018-02-01
4
M
0
108580.0000
3.6100
A
899210.0000
D
Common Stock
2018-02-01
4
A
0
57285.0000
0.0000
A
956495.0000
D
Common Stock
2018-02-01
4
S
0
175777.0000
6.1082
D
780718.0000
D
Common Stock
2018-02-01
4
F
0
345815.0000
6.1100
D
434903.0000
D
Common Stock
14168.0000
I
By 401(k) Plan
Stock Option (Right to Buy)
6.1100
2018-02-01
4
A
0
317025.0000
6.1100
A
2019-02-01
2028-02-01
Common Stock
317025.0000
317025.0000
D
Stock Option (Right to Buy)
3.3699
2018-02-01
4
M
0
340330.0000
3.3699
D
2015-08-05
2024-08-05
Common Stock
340330.0000
170165.0000
D
Stock Option (Right to Buy)
3.6100
2018-02-01
4
M
0
108580.0000
3.6100
D
2014-08-19
2023-08-18
Common Stock
108580.0000
0.0000
D
Represents shares of common stock underlying an August 5, 2016 grant of performance-based restricted stock units upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on August 5, 2019, subject to the reporting person's continuing employment with Sirius XM.
Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21.
Represents the weighted average sales price for the price increments ranging from $6.10 to $6.12. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21.
/s/Patrick L. Donnelly, attorney in fact
2018-02-05