0001225208-17-018211.txt : 20171205 0001225208-17-018211.hdr.sgml : 20171205 20171205160605 ACCESSION NUMBER: 0001225208-17-018211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171204 FILED AS OF DATE: 20171205 DATE AS OF CHANGE: 20171205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARTENSTEIN EDDY W CENTRAL INDEX KEY: 0001142524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 171239741 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 4 1 doc4.xml X0306 4 2017-12-04 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001142524 HARTENSTEIN EDDY W 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Common Stock 2017-12-04 4 M 0 214237.0000 0.3000 A 240385.0000 D Common Stock 2017-12-04 4 M 0 53973.0000 0.4900 A 294358.0000 D Common Stock 2017-12-04 4 F 0 16001.0000 5.6700 D 278357.0000 D Common Stock 2017-12-04 4 S 0 252209.0000 5.6606 D 26148.0000 D Stock Option (Right to Buy) 0.4900 2017-12-04 4 M 0 53973.0000 0.4900 D 2010-05-27 2019-05-27 Common Stock 53973.0000 0.0000 D Stock Option (Right to Buy) 0.3000 2017-12-04 4 M 0 214237.0000 0.3000 D 2010-05-27 2019-05-27 Common Stock 214237.0000 0.0000 D Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Represents the weighted average sales price for the price increments ranging from $5.66 to $5.6650. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/Patrick L. Donnelly, attorney in fact 2017-12-05