0001225208-17-004307.txt : 20170223 0001225208-17-004307.hdr.sgml : 20170223 20170223160401 ACCESSION NUMBER: 0001225208-17-004307 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREAR DAVID J CENTRAL INDEX KEY: 0001207459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 17632438 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 4 1 doc4.xml X0306 4 2017-02-23 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001207459 FREAR DAVID J 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104 1 Senior EVP and CFO Common Stock 2017-02-23 4 M 0 1250000.0000 2.1300 A 1258371.0000 D Common Stock 2017-02-23 4 S 0 360410.0000 5.1166 D 897961.0000 D Common Stock 2017-02-23 4 F 0 889590.0000 5.1400 D 8371.0000 D Common Stock 85230.0000 I By 401(k) Plan Common Stock 1900.0000 I By Spouse Stock Option (Right to Buy) 2.1300 2017-02-23 4 M 0 1250000.0000 2.1300 D 2012-07-21 2021-07-21 Common Stock 1250000.0000 4250000.0000 D Represents the weighted average sales price for the price increments ranging from $5.10 to $5.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. /s/ David J. Frear 2017-02-23