0001225208-13-024381.txt : 20131129 0001225208-13-024381.hdr.sgml : 20131128 20131129081049 ACCESSION NUMBER: 0001225208-13-024381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131129 DATE AS OF CHANGE: 20131129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SIRIUS XM HOLDINGS INC. CENTRAL INDEX KEY: 0000908937 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 383916511 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-584-5100 MAIL ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS XM RADIO INC. DATE OF NAME CHANGE: 20080805 FORMER COMPANY: FORMER CONFORMED NAME: SIRIUS SATELLITE RADIO INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: CD RADIO INC DATE OF NAME CHANGE: 19940203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenstein Scott Andrew CENTRAL INDEX KEY: 0001289201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34295 FILM NUMBER: 131249178 MAIL ADDRESS: STREET 1: SIRIUS XM RADIO INC. STREET 2: 1221 AVENUE OF THE AMERICAS, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 doc4.xml X0306 4 2013-11-27 0000908937 SIRIUS XM HOLDINGS INC. (SIRI) 0001289201 Greenstein Scott Andrew 1221 AVENUE OF THE AMERICAS NEW YORK NY 10020 1 Pres. & Chief Content Officer Common Stock 2013-11-27 4 M 0 6942034.0000 0.3800 A 7208346.0000 D Common Stock 2013-11-27 4 M 0 1000000.0000 3.0900 A 8208346.0000 D Common Stock 2013-11-27 4 F 0 928164.0000 3.6900 D 7280182.0000 D Common Stock 2013-11-27 4 S 0 2821263.0000 3.6920 D 4458919.0000 D Common Stock 2013-11-27 4 F 0 4192607.0000 3.6700 D 266312.0000 D Common Stock 72728.0000 I By 401(k) Plan Stock Option (Right to Buy) 3.0900 2013-11-27 4 M 0 1000000.0000 3.0900 D 2004-05-05 2014-05-05 Common Stock 1000000.0000 0.0000 D Stock Option (Right to Buy) 0.3800 2013-11-27 4 M 0 6942034.0000 0.3800 D 2010-07-26 2019-07-26 Common Stock 6942034.0000 0.0000 D Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes. Represents the weighted average sales price for the price increments ranging from $3.67 to $3.7050. The Reporting Person understakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Scott A. Greenstein 2013-11-28