S-8 1 y84392sv8.htm FORM S-8 sv8
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As filed with the Securities and Exchange Commission on May 10, 2010
Registration No. 333-
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
 
SIRIUS XM RADIO INC.
(Exact name of registrant as specified in its charter)
     
Delaware   52-170027
(State or other jurisdiction of   (I.R.S. Employer
incorporation or organization)   Identification No.)
1221 Avenue of the Americas, 36th Floor
New York, New York 10020
(212) 584-5100
(Address, including zip code, and telephone number, including area code, of Registrant’s principal executive offices)
SIRIUS XM RADIO 401(k) SAVINGS PLAN
(Full title of the Plan)
Patrick L. Donnelly
Executive Vice President, General Counsel and Secretary
Sirius XM Radio Inc.
1221 Avenue of the Americas
36th Floor
New York, New York 10020
(212) 584-5100

(Name, address, including zip code, and telephone number, including area code, of agent for service)
 
Copies to:
Gary L. Sellers
Simpson Thacher & Bartlett LLP
425 Lexington Avenue
New York, New York 10017-3954
(212) 455-2000
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
             
Large accelerated filer þ   Accelerated filer o   Non-accelerated filer o   Smaller reporting company o
        (Do not check if a smaller reporting company)    
                                             
 
  Title of securities to be registered     Amount to be     Proposed maximum     Proposed maximum     Amount of  
  (1)     Registered (2)     offering price per share (3)     aggregate offering price (3)     registration fee  
 
Common Stock, par value $0.001 per share
      1,750,000       $ .985       $ 1,723,750       $ 122.90    
 
 
(1)   Includes, with respect to each share of common stock, an associated preferred stock purchase right (the “Rights”), giving the holder the right to purchase one one-millionth of a share of Series C Junior Preferred Stock for each share of common stock. The Rights are appurtenant to and trade with the common stock. No separate consideration is payable for the Rights. Therefore, the registration fee for the Rights is included in the fee for the common stock.
 
(2)   This amount represents a 1,750,000 share increase in the number of shares of common stock authorized for issuance under the Sirius XM Radio 401(k) Savings Plan. In addition to the shares set forth in the table, pursuant to Rule 416(a) under the Securities Act of 1933, as amended, this registration statement also covers an indeterminable number of shares of common stock that may be issued as a result of stock splits, stock dividends and anti-dilution provisions. In addition, pursuant to Rule 416(c) under the Securities Act of 1933, this registration statement also covers an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plan described herein.
 
(3)   Pursuant to Rule 457(c) and Rule 457(h) of the Securities Act, estimated solely for the purpose of calculating the registration fee based on the average of the high and low prices per share of the registrant’s common stock on May 6, 2010, as reported in the NASDAQ Global Select Market.
 
 


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PART II
Item 3. Incorporation of Documents by Reference
Item 5. Interests of Named Experts and Counsel
Item 8. Exhibits
SIGNATURES
POWER OF ATTORNEY
SIGNATURES
INDEX TO EXHIBITS
EX-5
EX-23.1
EX-23.2


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INTRODUCTION
          This Registration Statement on Form S-8 is filed by Sirius XM Radio Inc., a Delaware corporation (the “Company”), to register an additional 1,750,000 shares of the Company’s common stock, par value of $0.001 per share and an indeterminate number of plan interests, issuable under the Sirius XM Radio 401(k) Savings Plan (the “Plan”). Pursuant to General Instruction E to Form S-8, the Company incorporates by reference into this Registration Statement the entire contents of its earlier Registration Statements on Form S-8, File Nos. 333-158156; 333-156441; 333-149186, 333-142726; 333-139214; 333-133277; 333-125118; 333-119479; 333-111221; 333-106020; 333-101515; 333-100083; 333-81914; 333-74752; 333-62818; 333-47954 and 333-65473 relating to the Plan, except that the provisions contained in Part II of such earlier registration statements are modified as set forth in this Registration Statement.
PART II
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference
          The following documents filed by the Company and the Plan with the Securities and Exchange Commission (the “Commission”) are incorporated herein by reference:
  1.   The Company’s Annual Report on Form 10-K for the year ended December 31, 2009;
 
  2.   The Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2010;
 
  3.   The Plan’s Annual Report on Form 11-K for the year ended December 31, 2008;
 
  4.   The Company’s Current Reports on Form 8-K dated January 15, 2010; March 18, 2010 and March 19, 2010; and
 
  5.   The description of the Company’s common stock contained in the Company’s Registration Statement on Form 8-A filed pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
          All other documents filed by the Company or the Plan with the Commission pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended, subsequent to the date of this registration statement and prior to the filing of a post-effective amendment which indicates that all securities registered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this registration statement and to be part hereof from the date of filing of such documents. Any statement contained in a document incorporated or deemed to be incorporated by reference herein shall be deemed to be modified or superseded for purposes of this registration statement to the extent that a statement contained herein or in any other subsequently filed document which also is incorporated or deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this registration statement.
Item 5. Interests of Named Experts and Counsel
          Patrick L. Donnelly, Esq., whose legal opinion with respect to the securities registered hereunder is filed as Exhibit 5 hereto, is an employee of the Company and participates in the Plan and other benefit plans established by the Company.


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Item 8. Exhibits
          For a list of exhibits, see the Exhibit Index in this Registration Statement, which is incorporated into this Item by reference.
          The Company has submitted the Plan to the Internal Revenue Service (the “IRS”). The Company hereby undertakes to submit any amendments thereto to the IRS in a timely manner and has made or will make all changes required by the IRS in order to qualify the Plan under Section 401 of the Internal Revenue Code.


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SIGNATURES
     Pursuant to the requirements of the Securities Act of 1933, as amended, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 10, 2010.
         
  SIRIUS XM RADIO INC.
 
 
  By:   /s/ Patrick L. Donnelly    
    Patrick L. Donnelly   
    Executive Vice President,
General Counsel and Secretary 
 
 
POWER OF ATTORNEY
          KNOW ALL MEN BY THESE PRESENTS, that each individual whose signature appears below hereby constitutes and appoints Patrick L. Donnelly and Ruth A. Ziegler, and each of them, his or her true and lawful agent, proxy and attorney-in-fact, each acting alone with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to (i) act on, sign and file with the Commission any and all amendments (including post-effective amendments) to this registration statement together with all schedules and exhibits thereto, (ii) act on, sign and file such certificates, instruments, agreements and other documents as may be necessary or appropriate in connection therewith, and (iii) take any and all actions which may be necessary or appropriate in connection therewith, granting unto such agents, proxies and attorneys-in-fact, and each of them, full power and authority to do and perform each and every act and thing necessary or appropriate to be done, as fully for all intents and purposes as he or she might or could do in person, hereby approving, ratifying and confirming all that such agents, proxies and attorneys-in-fact, any of them or any of his, her or their substitutes may lawfully do or cause to be done by virtue thereof.
          Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed by the following persons in the capacities and on the dates indicated:
         
Signatures   Title   Date
 
       
/s/ Mel Karmazin
  Chief Executive Officer (Principal   May 10, 2010
 
Mel Karmazin
   Executive Officer) and Director    
 
       
/s/ David J. Frear
  Executive Vice President and   May 10, 2010
 
David J. Frear
   Chief Financial Officer (Principal Financial Officer)    
 
       
/s/ Thomas Barry
  Senior Vice President and   May 10, 2010
 
Thomas Barry
   Corporate Controller (Principal Accounting Officer)    

 


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Signatures   Title   Date
 
       
/s/ Eddy W. Hartenstein
  Chairman of the Board of   May 10, 2010
 
Eddy W. Hartenstein
   Directors    
 
       
/s/ Joan L. Amble
  Director   May 10, 2010
 
Joan L. Amble
       
 
       
/s/ Leon D. Black
  Director   May 10, 2010
 
Leon D. Black
       
 
       
/s/ David J. A. Flowers
  Director   May 10, 2010
 
David J.A. Flowers
       
 
       
/s/ Lawrence F. Gilberti
  Director   May 10, 2010
 
Lawrence F. Gilberti
       
 
       
/s/ James P. Holden
  Director   May 10, 2010
 
James P. Holden
       
 
       
/s/ Chester A. Huber, Jr.
  Director   May 10, 2010
 
Chester A. Huber, Jr.
       
 
       
/s/ Gregory B. Maffei
  Director   May 10, 2010
 
Gregory B. Maffei
       
 
       
/s/ John C. Malone
  Director   May 10, 2010
 
John C. Malone
       
 
       
/s/ John W. Mendel
  Director   May 10, 2010
 
John W. Mendel
       
 
       
/s/ James F. Mooney
  Director   May 10, 2010
 
James F. Mooney
       
 
       
/s/ Jack Shaw
  Director   May 10, 2010
 
Jack Shaw
       

 


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SIGNATURES
          Pursuant to the requirements of the Securities Act of 1933, as amended, the trustees (or other persons who administer the employee benefits plan) have duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on May 10, 2010.
         
  SIRIUS XM RADIO 401(K) SAVINGS PLAN
 
 
  By:   /s/ Patrick L. Donnelly    
    Patrick L. Donnelly   
    Trustee   
 

 


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INDEX TO EXHIBITS
     
Exhibit    
No.    
 
   
4.1
  Amended and Restated Certificate of Incorporation of the Company, dated March 4, 2003 (incorporated by reference to Exhibit 3.1 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2002).
 
   
4.2
  Certificate of Amendment of the Amended and Restated Certificate of Incorporation of the Company, dated July 28, 2008 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K dated August 1, 2008).
 
   
4.3
  Certificate of Amendment of the Amended and Restated Certificate of Incorporation of the Company, dated December 18, 2008 (incorporated by reference to Exhibit 3.3 to the Company’s Registration Statement on Form S-3 dated December 30, 2008).
 
   
4.4
  Certificate of Amendment of the Amended and Restated Certificate of Incorporation of the Company, dated May 29, 2009 (incorporated by reference to Exhibit 4.4 to the Company’s Registration Statement on Form S-8 dated July 1, 2009).
 
   
4.5
  Amended and Restated By-laws of the Company (incorporated by reference to Exhibit 3.2 to the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2001).
 
   
4.6
  Certificate of Amendment of the Amended and Restated By- laws of the Company, dated July 28, 2008 (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form 8-K dated August 1, 2008).
 
   
4.7
  Form of certificate for shares of Common Stock (incorporated by reference to Exhibit 4.3 to the Company’s Registration Statement on Form S-1 (File No. 33-74782)).
 
   
4.8
  Rights Agreement, dated as of April 29, 2009, between the Company and The Bank of New York Mellon, as Rights Agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K dated on April 29, 2009).
 
   
4.9
  Sirius XM Radio 401(k) Savings Plan, as amended and restated effective January 1, 2009 (incorporated by reference to Exhibit 10.30 to the Company’s Annual Report on Form 10-K for the year ended December 31, 2009).
 
   
5
  Opinion of Patrick L. Donnelly, Esq., Executive Vice President, General Counsel and Secretary of the Company.*
 
   
23.1
  Consent of Independent Registered Public Accounting Firm.*
 
   
23.2
  Consent of Independent Registered Public Accounting Firm.*

 


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Exhibit    
No.    
 
   
23.3
  Consent of Patrick L. Donnelly, Esq., Executive Vice President, General Counsel and Secretary of the Company (included in Exhibit 5).*
 
   
24
  Power of Attorney (included as part of the signature pages to this Registration Statement).*
 
*   Filed herewith.