0001752724-23-152097.txt : 20230714
0001752724-23-152097.hdr.sgml : 20230714
20230714094635
ACCESSION NUMBER: 0001752724-23-152097
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20230430
FILED AS OF DATE: 20230714
DATE AS OF CHANGE: 20230714
EFFECTIVENESS DATE: 20230714
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICTORY PORTFOLIOS III
CENTRAL INDEX KEY: 0000908695
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07852
FILM NUMBER: 231088193
BUSINESS ADDRESS:
STREET 1: 15935 LA CANTERA PARKWAY
STREET 2: BUILDING TWO
CITY: SAN ANTONIO
STATE: TX
ZIP: 78256
BUSINESS PHONE: 210-697-3625
MAIL ADDRESS:
STREET 1: 15935 LA CANTERA PARKWAY
STREET 2: BUILDING TWO
CITY: SAN ANTONIO
STATE: TX
ZIP: 78256
FORMER COMPANY:
FORMER CONFORMED NAME: USAA MUTUAL FUNDS TRUST
DATE OF NAME CHANGE: 20060420
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX FREE TRUST
DATE OF NAME CHANGE: 19940325
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX EXEMPT TRUST
DATE OF NAME CHANGE: 19930707
0000908695
S000012894
Victory Aggressive Growth Fund (Formerly USAA Aggressive Growth Fund)
C000034863
Victory Aggressive Growth Fund Shares
USAUX
C000066835
Victory Aggressive Growth Fund Institutional Shares
UIAGX
0000908695
S000012895
Victory Growth Fund (Formerly USAA Growth Fund)
C000034864
Victory Growth Fund Shares
USAAX
C000066836
Victory Growth Fund Institutional Shares
UIGRX
0000908695
S000012896
Victory Growth & Income Fund (Formerly USAA Growth & Income Fund)
C000034865
Victory Growth & Income Fund Shares
USGRX
C000159207
Victory Growth & Income Fund Institutional Shares
UIGIX
C000220604
Victory Growth & Income Fund Class A
USGIX
0000908695
S000012898
Victory High Income Fund (Formerly USAA High Income Fund)
C000034867
Victory High Income Fund Shares
USHYX
C000066837
Victory High Income Fund Institutional Shares
UIHIX
C000175747
Victory High Income Fund Class R6
URHIX
C000220608
Victory High Income Fund Class A
UHYOX
0000908695
S000012899
Victory Income Fund (Formerly USAA Income Fund)
C000034868
Victory Income Fund Shares
USAIX
C000066838
Victory Income Fund Institutional Shares
UIINX
C000175748
Victory Income Fund Class R6
URIFX
C000220609
Victory Income Fund Class A
UINCX
0000908695
S000012900
Victory Income Stock Fund (Formerly USAA Income Stock Fund)
C000034869
Victory Income Stock Fund Shares
USISX
C000066839
Victory Income Stock Fund Institutional Shares
UIISX
0000908695
S000012902
Victory Core Plus Intermediate Bond Fund (Formerly USAA Intermediate-Term Bond Fund)
C000034871
Victory Core Plus Intermediate Bond Fund Shares
USIBX
C000066840
Victory Core Plus Intermediate Bond Fund Institutional Shares
UIITX
C000175750
Victory Core Plus Intermediate Bond Fund Class R6
URIBX
C000220613
Victory Core Plus Intermediate Bond Fund Class A
UITBX
C000220614
Victory Core Plus Intermediate Bond Fund Class C
UITCX
0000908695
S000012906
Victory Money Market Fund (Formerly USAA Money Market Fund)
C000034875
Victory Money Market Fund
USAXX
0000908695
S000012907
Victory Nasdaq-100 Index Fund (Formerly USAA Nasdaq-100 Index Fund)
C000034876
Victory Nasdaq-100 Index Fund Shares
USNQX
C000179381
Victory Nasdaq-100 Index Fund Class R6
URNQX
C000220618
Victory Nasdaq-100 Index Fund Class A
UANQX
C000220619
Victory Nasdaq-100 Index Fund Institutional Shares
UINQX
C000220620
Victory Nasdaq-100 Index Fund Class C
UCNQX
0000908695
S000012911
Victory Science & Technology Fund (Formerly USAA Science & Technology Fund)
C000034880
Victory Science & Technology Fund Shares
USSCX
C000220624
Victory Science & Technology Fund Class A
USTCX
0000908695
S000012913
Victory Short-Term Bond Fund (Formerly USAA Short-Term Bond Fund)
C000034882
Victory Short-Term Bond Fund Shares
USSBX
C000066843
Victory Short-Term Bond Fund Institutional Shares
UISBX
C000175751
Victory Short-Term Bond Fund Class R6
URSBX
C000220627
Victory Short-Term Bond Fund Class A
UASBX
0000908695
S000012914
Victory Small Cap Stock Fund (Formerly USAA Small Cap Stock Fund)
C000034883
Victory Small Cap Stock Fund Shares
USCAX
C000066844
Victory Small Cap Stock Fund Institutional Shares
UISCX
0000908695
S000012915
Victory 500 Index Fund (Formerly USAA 500 Index Fund)
C000034884
Victory 500 Index Fund Member Shares
USSPX
C000034885
Victory 500 Index Fund Reward Shares
USPRX
0000908695
S000012920
Victory Value Fund (Formerly USAA Value Fund)
C000034890
Victory Value Fund Shares
UVALX
C000066845
Victory Value Fund Institutional Shares
UIVAX
C000220630
Victory Value Fund Class A
UAVAX
0000908695
S000012925
Victory Capital Growth Fund (Formerly USAA Capital Growth Fund)
C000034895
Victory Capital Growth Fund Shares
USCGX
C000159209
Victory Capital Growth Fund Institutional Shares
UICGX
0000908695
S000012941
Victory Extended Market Index Fund (Formerly USAA Extended Market Index Fund)
C000034943
Victory Extended Market Index Fund
USMIX
0000908695
S000022882
Victory Global Managed Volatility Fund (Formerly USAA Global Managed Volatility Fund)
C000066372
Victory Global Managed Volatility Fund Institutional Shares
UGOFX
C000129296
Victory Global Managed Volatility Fund Shares
UGMVX
0000908695
S000022883
Victory Target Retirement Income Fund (Formerly USAA Target Retirement Income Fund)
C000066373
Victory Target Retirement Income Fund
URINX
0000908695
S000022885
Victory Target Retirement 2030 Fund (Formerly USAA Target Retirement 2030 Fund)
C000066375
Victory Target Retirement 2030 Fund
URTRX
0000908695
S000022886
Victory Target Retirement 2040 Fund (Formerly USAA Target Retirement 2040 Fund)
C000066376
Victory Target Retirement 2040 Fund
URFRX
0000908695
S000022887
Victory Target Retirement 2050 Fund (Formerly USAA Target Retirement 2050 Fund)
C000066377
Victory Target Retirement 2050 Fund
URFFX
0000908695
S000030169
Victory Ultra Short-Term Bond Fund (Formerly USAA Ultra Short-Term Bond Fund)
C000092834
Victory Ultra Short-Term Bond Fund Shares
UUSTX
C000130753
Victory Ultra Short-Term Bond Fund Institutional Shares
UUSIX
C000179382
Victory Ultra Short-Term Bond Fund Class R6
URUSX
C000220636
Victory Ultra Short-Term Bond Fund Class A
USBAX
0000908695
S000041439
Victory Target Retirement 2060 Fund (Formerly USAA Target Retirement 2060 Fund)
C000128656
Victory Target Retirement 2060 Fund
URSIX
N-CEN
1
primary_doc.xml
X0404
N-CEN
LIVE
0000908695
XXXXXXXX
811-07852
true
false
false
N-1A
S000012902
C000175750
C000220614
C000220613
C000034871
C000066840
S000022887
C000066377
S000012915
C000034884
C000034885
S000012911
C000034880
C000220624
S000012914
C000066844
C000034883
S000012894
C000066835
C000034863
S000012907
C000220620
C000034876
C000220619
C000220618
C000179381
S000022885
C000066375
S000012925
C000034895
C000159209
S000022882
C000066372
C000129296
S000022886
C000066376
S000041439
C000128656
S000012898
C000066837
C000175747
C000220608
C000034867
S000012899
C000066838
C000220609
C000034868
C000175748
S000030169
C000179382
C000092834
C000130753
C000220636
S000012895
C000034864
C000066836
S000022883
C000066373
S000012906
C000034875
S000012920
C000066845
C000034890
C000220630
S000012900
C000034869
C000066839
S000012941
C000034943
S000012913
C000066843
C000220627
C000175751
C000034882
S000012896
C000034865
C000220604
C000159207
Victory Portfolios III
811-07852
0000908695
549300WIDR2J6W1Y9S11
15935 La Cantera Parkway
Building Two
San Antonio
78256
US-TX
US
800-235-8396
Citibank N.A.
388 Greenwich Street
New York
10013
813-604-4707
Records relating to its function as custodian.
Granaham Investment Management, Inc.
404 Wyman Street
Waltham
02451
781-890-4412
Records relating to its functions as subadviser with respect to the VPIII Small Cap Stock Fund.
Loomis, Sayles & Company, L.P.
One Financial Center
Boston
02111
617-482-2450
Records relating to its functions as subadviser with respect to the VPIII Growth Fund.
Victory Capital Transfer Agency, Inc.
15935 La Cantera Parkway
Building Two
San Antonio
78256
877-660-4400
Relates to its function as transfer agent.
Wellington Management Company LLP
280 Congress Street
Boston
02210
617-951-5000
Records relating to its functions as a subadviser with respect to the VPIII Science & Technology Fund.
Victory Capital Management, Inc.
15935 La Cantera Parkway
Building Two
San Antonio
78256
800-539-3863
Records relating to its functions as investment adviser and administrator.
FIS Investor Services LLC
4249 Easton Way
Suite 400
Columbus
43219
800-237-4851
Records relating to its functions as sub-transfer agent and dividend disbursing agent.
Citi Fund Services Ohio, Inc.
4400 Easton Commons
Suite 200
Columbus
43219
614-470-8000
Records relating to its function as sub-administrator and sub-fund accountant.
Victory Capital Services, Inc.
4900 Tiedeman Road
4th Floor
Brooklyn
44144
216-898-2400
Records relating to its function as distributor.
N
N
N-1A
45
Y
DANIEL S. McNAMARA
002243406
N
JOHN C. WALTERS
000000000
N
PAUL L. McNAMARA
000000000
N
BARBARA B. OSTDIEK
000000000
N
JEFFERSON C. BOYCE
000000000
N
DAVID C. BROWN
004104294
Y
RICHARD Y. NEWTON III
000000000
N
DAWN M. HAWLEY
000000000
N
Sean Fox
003131615
4900 Tiedman Rd
Brooklyn
44144
XXXXXX
N
N
N
N
N
N
Victory Capital Services, Inc
008-047577
000037059
5493007YCZV03392KX12
Y
N
Ernst & Young LLP
42
N/A
N
N
N
N
N
N
N
Victory Core Plus Intermediate Bond Fund
S000012902
5493002WB6DHNEK4HM51
N
5
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
15968369.86
69582.79
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
702.28
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
22701.24
22701.24
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
961068779.03
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
410462343.60
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
316099866.59
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
803058280.82
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
356485298.93
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
285778250.10
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
503234332.83
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
495392989.13
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
628027472.40
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
308218169.54
5752915368.32
Y
3058994284
Committed
300000000
Uncommitted
300000000
N
N
N
Victory Target Retirement 2050 Fund
S000022887
5493004XIFVCVGSBGK17
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
18183.06
265.70
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
5934.45000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
3688.08000000
9622.53000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
43256844.24
43256844.24
Y
841212600
Committed
300000000
N
Uncommitted
300000000
N
N
N
N
Victory 500 Index Fund
S000012915
5493002LH8V3HI6I7P64
N
2
0
0
N
Y
0.0000000
-0.0005000
0.0008425
0.0008602
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
7502992.14
110640.71
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
10138.97000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
5483.55000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
60636.85000000
76259.37000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
20356881.02
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
5886.43
20362767.45
Y
8026069159
Uncommitted
300000000
N
Committed
300000000
N
N
N
N
Victory Science & Technology Fund
S000012911
PB3SKW3PAFSC82EVGX20
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
13935388.33
184634.73
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Wellington Management Company LLP
801-15908
000106595
549300yhp12teznlcx41
N
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A., Mumbai Branch
335800I4HZC5MKOPHE63
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
0000000000
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
5493007CS9V3PVQK1115
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
0000000000
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
54930079JKFNSDPRU313
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
0000000000
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
0000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
0000000000
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
0000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Cairo Branch
0000000000
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
5493007CS9V3PVQK1115
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
549300X1MUOPUW9ND156
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Hungarian Branch Office
0000000000
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
5493000AI27HXLDYHX23
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
DYDGRK7GSRNXQ5UFWV53
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Piper Jaffray & Co.
008-15204
000000665
549300GRQCWQ3XGH0H10
65321.82000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
47408.53000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
73419.25000000
Liquidnet, Inc.
008-52461
000103987
213800HSKBBO1GCVRG79
145217.93000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
49564.98000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
116308.50000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
71586.72000000
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
163429.69000000
William Blair & Company, L.L.C.
008-02698
000001252
549300J0P7XYE8BMZ775
45994.07000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
63693.94000000
1208003.76
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
21300.88
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
376203.51
LEERINK PARTNERS LLC
008-48535
000039011
549300AAH7U76CEUBI94
3642507.66
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
73095.00
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
2544418.11
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
2721771.72
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
137851.52
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
341972.64
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
624644.02
10483765.06
N
1007551911
Uncommitted
300000000.0000000
N
Committed
300000000.0000000
N
N
N
Victory Small Cap Stock Fund
S000012914
5493008FP53Q6LZ7P324
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
19947907.49
208061.35
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Granahan Investment Management, Inc.
801-23705
000107745
549300YQRFF9XBLWGF31
N
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
0000000000
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
0000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
54930079JKFNSDPRU313
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
5493000AI27HXLDYHX23
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
0000000000
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
JonesTrading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
52737.25000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
307554.84000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
83821.05000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
54148.32000000
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
49302.13000000
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
33805.44000000
Liquidnet, Inc.
008-52461
000103987
213800HSKBBO1GCVRG79
31084.31000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
29810.10000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
35494.89000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
41394.90000000
1100294.63000000
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
107710.74
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
91877242.43
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
38940.00
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
793374.87
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
5047612.16
Amerivet Securities, Inc.
008-46478
000034786
875500YJ725XTYAL3S33
1794851.12
CRAIG-HALLUM CAPITAL GROUP LLC
008-65407
000121395
549300YWNPUXBR9XZW77
45170.00
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
1003950.00
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
11975035.39
STEPHENS INC.
008-01927
000003496
213800LH6T9XDYZCA534
65702.05
112758835.55
Y
949570534
Committed
300000000.0000000
Uncommitted
300000000.0000000
N
N
N
N
Victory Aggressive Growth Fund
S000012894
549300U9NIRZ9WDFHV64
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
236491.66
733.83
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
12885.21000000
Liquidnet, Inc.
008-52461
000103987
213800HSKBBO1GCVRG79
19883.31000000
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
30130.12000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
13538.66000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
29131.42000000
William Blair & Company, L.L.C.
008-02698
000001252
549300J0P7XYE8BMZ775
22162.20000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
15898.79000000
KeyCorp
008-30177
000000566
2EQWV0180Z211YVAD813
24000.76000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
18549.90000000
Cowen and Company, LLC
008-22522
000007616
549300WR155U7DVMIW58
15575.58000000
311595.29000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
77931.00
77931.00
N
1520401070
Uncommitted
300000000
N
Committed
300000000
N
N
N
Victory Nasdaq-100 Index Fund
S000012907
549300T6Q4B91544NR06
N
5
0
0
N
N
-0.0001000
-0.0020000
0.0011692
0.0011558
Y
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
21621800.45
453280.59
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
360.98
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
4647.90000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
628.38000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
5194.57000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
1189.01000000
11659.86000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
16278526.98
16278526.98
Y
4049276264
Uncommitted
300000000.0000000
N
Committed
300000000.0000000
N
N
N
N
Victory Target Retirement 2030 Fund
S000022885
549300TCAV7S8MSBVB53
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
115351.56
2072.73
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
1034.10000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
1710.39000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
6451.83000000
9196.32000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
42104138.85
42104138.85
Y
1164622807
Committed
300000000
N
Uncommitted
300000000
N
N
N
N
Victory Capital Growth Fund
S000012925
549300TY2LQD284D9T35
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
7941912.68
260344.24
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank Europe plc, organizacni slozka
0000000000
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Swedbank AS
0000000000
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
2HI3YI5320L3RW6NJ957
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
2HI3YI5320L3RW6NJ957
OM
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Saudi Arabia
0000000000
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
0000000000
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
54930079JKFNSDPRU313
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Cairo Branch
0000000000
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
0000000000
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
0000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
5493000AI27HXLDYHX23
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
0000000000
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
5493007CS9V3PVQK1115
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.A. Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
E57ODZWZ7FF32TWEFA76
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
0000000000
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
549300X1MUOPUW9ND156
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
DYDGRK7GSRNXQ5UFWV53
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
5493003FVWLMBFTISI11
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
335800I4HZC5MKOPHE63
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
0000000000
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
0000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Kuwait Branch
0000000000
KW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHJC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Pershing LLC
008-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
6942.66000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
61712.28000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
52239.35000000
Sanford C. Bernstein & Co., LLC
008-52942
000104474
549300I7JYZHT7D5CO04
13364.01000000
HSBC Securities (USA) Inc.
008-41562
000019585
CYYGQCGNHMHPSMRL3R97
7748.98000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
63326.59000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
8256.54000000
CLSA Americas, LLC
008-69166
000165533
213800M2DXATWY7JMS07
8512.32000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
17563.14000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
7683.83000000
319565.82000000
0.00
Y
780637785
Committed
300000000
N
Uncommitted
300000000
N
N
N
N
Victory Global Managed Volatility Fund
S000022882
5493006MTEN1HWRZHP13
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
6827980.77
85562.44
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank, N.A., Auckland Branch
5493000AI27HXLDYHX23
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Jakarta Branch
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
0000000000
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
549300X1MUOPUW9ND156
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Israel Branch
0000000000
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
5493003FVWLMBFTISI11
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
0000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Mumbai Branch
335800I4HZC5MKOPHE63
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
0000000000
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Cairo Branch
0000000000
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
54930079JKFNSDPRU313
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Swedbank AS
549300PHQZ4HL15HH975
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Manila Branch
0000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Finland Plc.
CXW2O4H2U3MBVXMY1773
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Sao Paolo Branch
0000000000
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
0000000000
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
30234.36000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
5470.30000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
12147.96000000
47852.62000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
68.29
68.29
Y
493528106
Committed
300000000.0000000
N
Uncommitted
300000000.0000000
N
N
N
N
Victory Target Retirement 2040 Fund
S000022886
5493004WQDF2J9IG0X82
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
7306.25
225.96
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
6454.29000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
4795.35000000
11249.64000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
48584112.75
48584112.75
Y
1385105695
Committed
300000000
N
Uncommitted
300000000
N
N
N
N
Victory Target Retirement 2060 Fund
S000041439
549300SIHTC00VCH1R53
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
7535.73
60.72
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
342.09000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
887.28000000
1229.37000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
5436294.35
5436294.35
Y
122570161
Uncommitted
300000000
N
Committed
300000000
N
N
N
N
Victory High Income Fund
S000012898
549300YX3N277LJWQZ46
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
48778133.76
555298.99
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank Europe Plc Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
1500.00000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
2700.00000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
431.28000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
400.88000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
1006.59000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
733.29000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
18016.35000000
24788.39000000
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
538346308.32000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
161913909.61000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
300893320.95000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
400913739.08000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
196842746.58000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
718369514.71000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
869413472.10000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
239967437.76000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
441859800.70000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
437566261.69000000
4775610972.37000000
Y
1017430430
Committed
300000000.0000000
N
Uncommitted
300000000.0000000
N
N
N
N
Victory Income Fund
S000012899
549300L6H18DOSG0F641
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
36093786.61
390309.83
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQIOGK1PRFVBAO61U48
N
Y
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
11.97
0.00
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
645782451.42000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
1185583261.65000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
849550234.16000000
BKCM Digital Asset Fund LLC
N/A
N/A
254900C5J489FJJR7369
260655444.37000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
449845425.93000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
453213060.16000000
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
430827959.68000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
309802190.30000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
275463109.29000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
574639958.20000000
6175158278.83000000
N
4962334522
Uncommitted
300000000
N
Committed
300000000
N
N
N
Victory Ultra Short-Term Bond Fund
S000030169
549300P1NJ5UMBQKCB83
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
19636045.00
17022.40
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Clearstream
2221002FP8B6YLW3VJ71
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
0.00
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
42130274.06000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
395427381.27000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
154113014.94000000
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
127945123.37000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
91982166.92000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
181668569.42000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
83057327.41000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
93569155.66000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
20689267.22000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
163201564.91000000
1393955704.35000000
N
291943819
Uncommitted
300000000
N
Committed
300000000
N
N
N
N
Victory Growth Fund
S000012895
5493002BRBIU3NVKKE62
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
423580.73
8801.77
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Loomis, Sayles & Company
801-170
000105377
JIZPN2RX3UMNOYIDI313
N
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
5493000AI27HXLDYHX23
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, A.S.
CWZ8NZDH5SKY12Q4US31
TK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Cititrust Colombia S.a. Sociedad Fiduciaria
549300242J3IJCOSGI49
CO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
0000000000
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited acting through its agent, HSBC Bank Middle East Limited
0000000000
QA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
0000000000
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Mumbai Branch
335800I4HZC5MKOPHE63
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
549300X1MUOPUW9ND156
SA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
0000000000
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
0000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco de Chile
8B4EZFY8IHKC44TT2K84
CL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
0000000000
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank NA UAE
0000000000
AE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
0000000000
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Cairo Branch
0000000000
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
0000000000
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc
N1FBEDJ5J41VKZLO2475
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
HHY6OGOQAUUT1FUCOL70
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
5493003FVWLMBFTISI11
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A., Karachi Branch
0000000000
PK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Hungarian Branch Office
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Liquidnet, Inc.
008-52461
000103987
213800HSKBBO1GCVRG79
20825.01000000
William Blair & Company, L.L.C.
008-02698
000001252
549300J0P7XYE8BMZ775
18494.12000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
30989.85000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
25823.15000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
28617.62000000
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
21681.24000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
33812.77000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
17880.93000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
16913.76000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
97336.17000000
479845.99000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
75579.00
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
56536931.92
56612510.92
N
2073972875
Uncommitted
300000000
N
Committed
300000000
N
N
N
Victory Target Retirement Income Fund
S000022883
549300TI4WOBPIG65291
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
519075.00
4334.68
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
1966.65000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
2614.71000000
4581.36000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
23009306.18
23009306.18
Y
666146287
Committed
300000000.00
N
Uncommitted
300000000.00
N
N
N
N
Victory Money Market Fund
S000012906
549300R7P96U7JAZST52
N
1
0
0
Money Market Fund
N
N
N
N
N/A
0
0
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Markit Partners
n/a
GB
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
0.00
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
34775591759.08000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
4962396586.82000000
State Street Global Markets, LLC
008-69862
000285852
549300FDEDF5ORXCMQ56
5207000000.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
10849794430.70000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
5139642960.88000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
2084878649.15000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
4470705360.52000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
16020831547.69000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
2455774351.46000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
22794781907.41000000
110561657312.13000000
N
1945933036.02
Committed
300000000.0000000
N
Uncommitted
300000000.0000000
N
N
N
Victory Value Fund
S000012920
549300F9D3M2P19RXS81
N
3
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
2419383.89
13211.49
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
9.76
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
6576.00000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
7056.12000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
53714.25000000
Raymond James & Associates, Inc.
008-10999
000000705
U4ONQX15J3RO8XCKE979
10105.00000000
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
66452.00000000
William Blair & Company, L.L.C.
008-02698
000001252
549300J0P7XYE8BMZ775
17720.00000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
13736.37000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
36104.99000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
130074.08000000
Stifel, Nicolaus & Company, Incorporated
008-01447
000000793
5WUVMA08EYG4KEUPW589
8427.00000000
426329.30000000
0.00
Y
1148232152
Uncommitted
300000000
N
Committed
300000000
N
N
N
N
Victory Income Stock Fund
S000012900
549300Z0UHMDLT5QWV75
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
25707498.16
1519721.54
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, N.A., Sao Paolo Branch
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
25199.31000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
91435.26000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
24265.74000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
216565.68000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
235352.17000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
102082.41000000
BTIG, LLC.
008-65473
000122225
549300GTG9PL6WO3EC51
1915.36000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
3969.90000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
1479.39000000
Keefe Bruyette & Woods Inc.
008-10888
000000481
549300OM47DQV01G4854
2397.76000000
707152.38000000
0.00
Y
2493673132
Committed
300000000.0000000
N
Uncommitted
300000000.0000000
N
N
N
Victory Extended Market Index Fund
S000012941
549300GQKW5HQZTCH131
N
1
0
0
N
N
0.0007000
-0.0007000
0.0189309
0.0189347
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
17664753.82
425123.60
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
223.24000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
1227.46000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
87138.31000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
4879.79000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1.32000000
Virtu Americas LLC
008-68193
000149823
549300RA02N3BNSWBV74
83.88000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
466.92000000
94020.92000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
4396691.65
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
64.19
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
2659.93
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
18204.71
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
481909.83
Jones Trading Institutional Services LLC
008-26089
000006888
2138008JJ5PA8H5UIL69
148.27
Cantor Fitzgerald & Co.
008-00201
000000134
5493004J7H4GCPG6OB62
145.78
MKM Partners LLC
008-53436
000114666
25490041O5W104HFWA62
323.43
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
3480.37
4903628.16
Y
700603473
Committed
300000000
N
Uncommitted
300000000
N
N
N
N
Victory Short-Term Bond Fund
S000012913
549300H1VO6VGGS3TZ32
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
22798032.22
100418.88
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Clearstream
2221002FP8B6YLW3VJ71
BD
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear
549300CBNW05DILT6870
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
366.10
0.00
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
824015093.26000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
585515133.29000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1034711866.49000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
221537799.56000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
388923778.21000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
641253009.44000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
192893369.41000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1156217257.11000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
622636257.85000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
644655586.99000000
6838286944.36000000
N
2435809128
Uncommitted
300000000
N
Committed
300000000
N
N
N
Victory Growth & Income Fund
S000012896
549300HO2ZYTLNVEOP20
N
3
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
8107014.88
519828.43
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N1FBEDJ5J41VKZLO2475
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
DCQFH37O1JGEEWG3HN05
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-47577
000037059
5493007YCZV03392KX12
0
Evercore Group L.L.C.
008-49830
000042405
5493008F0LRLS5N8LZ81
13174.68000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
12804.22000000
Robert W. Baird & Co. Incorporated
008-00497
000008158
549300772UJAHRD6LO53
15026.95000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
75763.05000000
Liquidnet, Inc.
008-52461
000103987
213800HSKBBO1GCVRG79
16035.42000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
77019.55000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
12061.65000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
92741.34000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
24368.64000000
William Blair & Company, L.L.C.
008-02698
000001252
549300J0P7XYE8BMZ775
13672.76000000
451186.23000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
64407.00
64407.00
Y
1591178159
Uncommitted
300000000
N
Committed
300000000
N
N
N
N
false
false
true
false
true
false
INTERNAL CONTROL RPT
2
NC-1_-_ICL_-_VPIII.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and
Board of Trustees of Victory Portfolios III (Formerly USAA Mutual
Funds Trust)
In planning and performing our audits of the financial statements
of Victory Portfolios III (formerly USAA Mutual Funds Trust)
(comprising Victory 500 Index Fund (formerly USAA 500 Index Fund),
Victory Aggressive Growth Fund (formerly USAA Aggressive Growth
Fund), Victory Capital Growth Fund (formerly USAA Capital Growth
Fund), Victory Core Plus Intermediate Bond Fund (formerly USAA
Intermediate-Term Bond Fund), Victory Extended Market Index Fund
(formerly USAA Extended Market Index Fund), Victory Global Managed
Volatility Fund (formerly USAA Global Managed Volatility Fund),
Victory Growth & Income Fund (formerly USAA Growth & Income Fund),
Victory Growth Fund (formerly USAA Growth Fund), Victory High
Income Fund (formerly USAA High Income Fund), Victory Income Fund
(formerly USAA Income Fund), Victory Income Stock Fund (formerly
USAA Income Stock Fund), Victory Money Market Fund (formerly USAA
Money Market Fund), Victory Nasdaq-100 Index Fund (formerly USAA
Nasdaq-100 Index Fund), Victory Science & Technology Fund (formerly
USAA Science & Technology Fund), Victory Short-Term Bond Fund
(formerly USAA Short-Term Bond Fund), Victory Small Cap Stock Fund
(formerly USAA Small Cap Stock Fund), Victory Target Retirement
2030 Fund (formerly USAA Target Retirement 2030 Fund), Victory
Target Retirement 2040 Fund (formerly USAA Target Retirement 2040
Fund), Victory Target Retirement 2050 Fund (formerly USAA Target
Retirement 2050 Fund), Victory Target Retirement 2060 Fund
(formerly USAA Target Retirement 2060 Fund), Victory Target
Retirement Income Fund (formerly USAA Target Retirement Income
Fund), Victory Ultra Short-Term Bond Fund (formerly USAA Ultra
Short-Term Bond Fund), Victory Value Fund (formerly USAA Value
Fund)) (the Trust) as of and for the period ended April 30, 2023,
in accordance with the standards of the Public Company Accounting
Oversight Board (United States) (PCAOB), we considered the Trust's
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing
procedures for the purpose of expressing our opinion on the
financial statements and to comply with the requirements of Form
N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Trust's internal control over financial
reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and related
costs of controls. A trust's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with
U.S. generally accepted accounting principles. A trust's internal
control over financial reporting includes those policies and
procedures that (1) pertain to the maintenance of records that,
in reasonable detail, accurately and fairly reflect the
transactions and dispositions of the assets of the trust; (2)
provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in
accordance with U.S. generally accepted accounting principles,
and that receipts and expenditures of the trust are being made
only in accordance with authorizations of management and trustees
of the trust; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use
or disposition of a trust's assets that could have a material
effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management
or employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of
deficiencies, in internal control over financial reporting, such
that there is a reasonable possibility that a material
misstatement of the Trust's annual or interim financial statements
will not be prevented or detected on a timely basis.
Our consideration of the Trust's internal control over financial
reporting was for the limited purpose described in the first
paragraph and would not necessarily disclose all deficiencies in
internal control that might be material weaknesses under standards
established by the PCAOB. However, we noted no deficiencies in the
Trust's internal control over financial reporting and its operation,
including controls over safeguarding securities, that we consider
to be a material weakness as defined above as of April 30, 2023.
This report is intended solely for the information and use of
management and the Board of Trustees of the Trust and the
Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified
parties.
Ernst & Young LLP
San Antonio, TX
June 28, 2023
EXEMPT ORDER INFO
3
EO_-_IFL_-_VPIII.txt
VICTORY PORTFOLIOS III
Interfund Lending N-CEN Certification
Period Ending April 30, 2023
In regards to the InterFund Lending Program, I certify that the
Adviser on behalf of the Funds has implemented procedures
reasonably designed to achieve compliance with the terms and
conditions of the InterFund Lending Order which includes the
following objectives: (a) that the InterFund Loan rate will be
higher than the Repo Rate, but lower than the Bank Loan Rate;
(b) compliance with the collateral requirements as set forth in
the Application; (c) Compliance with the percentage limitations
on interfund borrowing and lending; (d) Allocation of the
interfund borrowing and lending demand in an equitable manner and
in accordance with procedures established by the Trustees; and (e)
that the InterFund Loan Rate does not exceed the interest rate on
any third-party borrowings of a borrowing Fund at the time of the
InterFund Loan.
/s/ Sean Fox
7/6/2023
Chief Compliance Officer
Victory Funds