0001752724-23-056873.txt : 20230315
0001752724-23-056873.hdr.sgml : 20230315
20230315103744
ACCESSION NUMBER: 0001752724-23-056873
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230315
DATE AS OF CHANGE: 20230315
EFFECTIVENESS DATE: 20230315
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: USAA MUTUAL FUNDS TRUST
CENTRAL INDEX KEY: 0000908695
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07852
FILM NUMBER: 23733782
BUSINESS ADDRESS:
STREET 1: 15935 LA CANTERA PARKWAY
STREET 2: BUILDING TWO
CITY: SAN ANTONIO
STATE: TX
ZIP: 78256
BUSINESS PHONE: 210-697-3625
MAIL ADDRESS:
STREET 1: 15935 LA CANTERA PARKWAY
STREET 2: BUILDING TWO
CITY: SAN ANTONIO
STATE: TX
ZIP: 78256
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX FREE TRUST
DATE OF NAME CHANGE: 19940325
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX EXEMPT TRUST
DATE OF NAME CHANGE: 19930707
0000908695
S000012907
Nasdaq-100 Index Fund
C000034876
Nasdaq-100 Index Fund Shares
USNQX
C000179381
Nasdaq-100 Index Fund R6 Shares
URNQX
C000220618
Nasdaq-100 Index Fund Class A
UANQX
C000220619
Nasdaq-100 Index Fund Institutional Shares
UINQX
C000220620
Nasdaq-100 Index Fund Class C
UCNQX
0000908695
S000012915
500 Index Fund
C000034884
500 Index Fund-Member Shares
USSPX
C000034885
500 Index Fund-Reward Shares
USPRX
0000908695
S000012941
Extended Market Index Fund
C000034943
Extended Market Index Fund
USMIX
0000908695
S000022882
Global Managed Volatility Fund
C000066372
Global Managed Volatility Fund Institutional Shares
UGOFX
C000129296
Global Managed Volatility Fund Shares
UGMVX
0000908695
S000022883
Target Retirement Income Fund
C000066373
Target Retirement Income Fund
URINX
0000908695
S000022885
Target Retirement 2030 Fund
C000066375
Target Retirement 2030 Fund
URTRX
0000908695
S000022886
Target Retirement 2040 Fund
C000066376
Target Retirement 2040 Fund
URFRX
0000908695
S000022887
Target Retirement 2050 Fund
C000066377
Target Retirement 2050 Fund
URFFX
0000908695
S000030169
Ultra Short-Term Bond Fund
C000092834
Ultra Short-Term Bond Fund Shares
UUSTX
C000130753
Ultra Short-Term Bond Fund Institutional Shares
UUSIX
C000179382
Ultra Short-Term Bond Fund R6 Shares
URUSX
C000220636
Ultra Short-Term Bond Fund Class A
USBAX
0000908695
S000041439
Target Retirement 2060 Fund
C000128656
Target Retirement 2060 Fund
URSIX
N-CEN
1
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USAA Mutual Funds Trust
811-07852
0000908695
549300WIDR2J6W1Y9S11
15935 La Cantera Parkway
Building Two
San Antonio
78256
US-TX
US
800-235-8396
Victory Capital Management Inc.
15935 La Cantera Parkway
Building Two
San Antonio
78256
800-539-3863
Records relating to its functions as investment adviser and administrator
Victory Capital Transfer Agency, Inc.
15935 La Cantera Parkway
Building Two
San Antonio
78256
877-660-4400
Records relating to its function as a transfer agent
Citibank N.A.
388 Greenwich St
New York
10013
813-604-4707
Records relating to its function as custodian
FIS Investor Services LLC
4249 Easton Way
Suite 400
Columbus
43219
800-237-4851
Records relating to its functions as sub-transfer agent and dividend disbursing agent
Victory Capital Services, Inc.
4900 Tiedeman Road
4th Floor
Brooklyn
44144
216-898-2400
Records relating to its function as distributor
Citi Fund Services Ohio, Inc.
4400 Easton Commons
Suite 200
Columbus
43219
614-470-8000
Records relating to its functions as sub-administrator and sub-fund accountant
N
N
N-1A
45
Y
RICHARD Y. NEWTON III
000000000
N
BARBARA B. OSTDIEK
000000000
N
DANIEL S. McNAMARA
002243406
N
DAWN M. HAWLEY
000000000
N
PAUL L. McNAMARA
000000000
N
JOHN C. WALTERS
000000000
N
JEFFERSON C. BOYCE
000000000
N
DAVID C. BROWN
004104294
Y
Sean Fox
003131615
4900 Tiedeman Rd
Brooklyn
44144
XXXXXX
Y
N
N
N
N
N
Victory Capital Services, Inc
008-047577
000037059
5493007YCZV03392KX12
Y
N
Ernst & Young LLP
42
N/A
N
N
N
N
N
N
N
USAA Target Retirement 2040 Fund
S000022886
5493004WQDF2J9IG0X82
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
141729.17
9505.18
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
101071.71000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
2049.33000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
22812.00000000
125933.04000000
0
Y
1424353201.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
N
USAA Target Retirement Income Fund
S000022883
549300TI4WOBPIG65291
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
284475.83
5247.92
Rule 32a-4 (17 CFR 270.32a-4)
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
8912.88000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
1331.61000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
17621.46000000
27865.95000000
0
Y
712167412.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
N
USAA Target Retirement 2030 Fund
S000022885
549300TCAV7S8MSBVB53
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
54460.42
2464.12
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
1735.44000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
18733.59000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
66282.06000000
86751.09000000
0
Y
1215383231.00
Committed
300000000.00000000
N
Uncommitted
300000000.00000000
N
N
N
N
USAA Ultra Short-Term Bond Fund
S000030169
549300P1NJ5UMBQKCB83
N
4
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
2830803.54
19911.02
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
IHS Markit
N/A
N/A
GB
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
0.00
Mizuho Securities USA LLC
008-37710
000019647
7TK5RJIZDFROZCA6XF66
456391737.26000000
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
79144175.99000000
Wells Fargo Securities, LLC
008-65876
000126292
VYVVCKR63DVZZN70PB21
359858509.03000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
450060322.94000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
320589644.75000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
008-07221
000007691
8NAV47T0Y26Q87Y0QP81
1279396348.77000000
Barclays Capital Inc.
008-41342
000019714
AC28XWWI3WIBK2824319
257736667.90000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
293533656.77000000
SunTrust Robinson Humphrey
008-17212
000006271
CSVTK36R0PNGXEM7NS14
141112402.09000000
MUFG Securities Americas Inc.
008-43026
000019685
K5HU16E3LMSVCCJJJ255
111187417.25000000
3859811975.59000000
N
292961994.00
Committed
300000000.00000000
N
Uncommitted
300000000.00000000
N
N
N
N
USAA Target Retirement 2050 Fund
S000022887
5493004XIFVCVGSBGK17
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
57495.83
3607.95
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
1633.92000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
68928.84000000
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
12568.74000000
83131.50000000
0
Y
857352768.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
N
USAA Extended Market Index Fund
S000012941
549300GQKW5HQZTCH131
N
1
0
0
N
N
0.0013000
-0.0018000
0.0840339
0.0840534
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
33053058.08
1385459.24
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
419.41
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
68789.63
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
46847.67
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
323.64
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
5633.92
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
3854.45
Goldman Sachs & Co. LLC
008-00129
000000361
FOR8UP27PHTHYVLBNG30
434.58
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
213283.42
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
596.54
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
973.18
341454.77
0
Y
777588952.00
Committed
300000000.00000000
N
Uncommitted
300000000.00000000
N
N
N
USAA 500 Index Fund
S000012915
5493002LH8V3HI6I7P64
N
2
0
0
N
Y
-0.0003000
-0.0016000
0.0602087
0.0602083
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
19825164.28
493102.13
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
4944.82000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
19073.58000000
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
109.48000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
25959.53000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1935.38000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
106670.08000000
158692.87000000
0
N
9581702158.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
N
USAA Global Managed Volatility Fund
S000022882
5493006MTEN1HWRZHP13
N
2
0
0
N/A
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
5537842.50
210359.98
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank Canada
YJW4XPRSVL5L1ANG2086
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Auckland Branch
N/A
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. South Africa
N/A
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Singapore Branch
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Greece Branch
N/A
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Israel Branch
N/A
IS
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank del Peru S.A.
MYTK5NHHP1G8TVFGT193
PE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Sao Paolo Branch
E57ODZWZ7FF32TWEFA76
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Taiwan Limited
FKT8632221BKH80JX336
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Manila Branch
N/A
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream
2221002FP8B6YLW3VJ71
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Sweden Branch
N/A
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Swedbank AS
549300PHQZ4HL15HH975
EE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citigroup Pty Limited
N/A
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank, A.S.
CWZ8NZDH5SKY12Q4US31
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
FR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Bangkok Branch
N/A
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S.A
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank N.A. Tokyo Branch
N/A
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Berhad
QINWV8RCPXRMH5IWUL13
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hong Kong & Shanghai Banking Corporation Limited
2HI3YI5320L3RW6NJ957
MU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N1FBEDJ5J41VKZLO2475
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, organizacni slozka
N/A
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc.
N/A
PT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., London Branch
N/A
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Hong Kong Branch
8KA1PQPA9THGG1BNCT31
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
BE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Handlowy w Warszawie SA
XLEZHWWOI4HFQDGL4793
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Finland Plc.
CXW2O4H2U3MBVXMY1773
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Korea Inc.
745P3MMS7E8CUVXDRJ82
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
AO Citibank
5493003FVWLMBFTISI11
RU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc Hungarian Branch Office
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Mumbai Branch
E57ODZWZ7FF32TWEFA76
IN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe plc, Dublin
N/A
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe PLC
N/A
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Jakarta Branch
N/A
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, N.A., Cairo Branch
N/A
EG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Citigroup Global Markets Inc.
008-08177
000007059
MBNUM2BPBDO7JBLYG310
16646.97000000
Morgan Stanley & Co. LLC
008-15869
000008209
9R7GPTSO7KV3UQJZQ078
51336.97000000
Loop Capital Markets LLC
008-50140
000043098
254900FPPM2WN90D4786
284.16000000
The Northern Trust Company
008-23689
000007927
3CHSO99JSPHD9HGNYJ46
11900.61000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
35683.06000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
113.79000000
Academy Securities Inc.
008-351723
000017433
2549000QX6RLQOZ2XC11
9545.64000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
40507.52000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
6427.17000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
1219.11000000
173725.95000000
0
Y
512947208.00
Committed
300000000.00000000
N
Uncommitted
300000000.00000000
N
N
N
N
USAA Target Retirement 2060 Fund
S000041439
549300SIHTC00VCH1R53
N
1
0
0
Fund of Funds
Target Date Fund
N
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
5096.68
927.64
Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G))
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
N
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
0.00
Wallachbeth Capital LLC
008-67936
000147853
549300R371KUKXEXC133
1303.23000000
Jane Street Capital, LLC
008-52275
000103782
549300ZM16HMPEPNV857
9902.52000000
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
233.25000000
11439.00000000
0
Y
122336153.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
N
USAA Nasdaq-100 Index Fund
S000012907
549300T6Q4B91544NR06
N
5
0
0
N
N
0.0002000
-0.0031000
0.0021872
0.0021872
Y
N
Y
N
N
Citibank, N.A.
E57ODZWZ7FF32TWEFA76
N
N
Revenue sharing split
18691110.70
1266299.06
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
Y
Y
Victory Capital Management Inc.
801-46878
000106189
549300YNO08S1SH3I683
N
Victory Capital Transfer Agency, Inc.
084-01197
0000000000
Y
N
FIS Investor Services LLC
084-06522
6WQI0GK1PRFVBA061U48
N
Y
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv US holdings Inc.
549300NF240HXJO7N016
N
N
Citibank N.A.
E57ODZWZ7FF32TWEFA76
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
N
Victory Capital Management Inc.
549300YNO08S1SH3I683
Y
N
Citi Fund Services Ohio, Inc.
549300OX9HIV34JOX333
N
Y
N
Victory Capital Services, Inc.
008-047577
000037059
549300ONM3SKSOHIQ840
1026.13
Susquehanna Securities
008-47034
000035874
549300RX9GZX8Y9IGJ81
16613.99000000
UBS Securities LLC
008-22651
000007654
T6FIZBDPKLYJKFCRVK44
683.93000000
Macquarie Capital (USA) Inc.
008-47198
000036368
549300670K07JRB5UQ40
2339.33000000
RBC Capital Markets, LLC
008-45411
000031194
549300LCO2FLSSVFFR64
6451.06000000
J.P. Morgan Securities LLC
008-35008
000000079
ZBUT11V806EZRVTWT807
1054.30000000
Jefferies LLC
008-15074
000002347
58PU97L1C0WSRCWADL48
75373.26000000
102515.87000000
0
N
3822474618.00
Uncommitted
300000000.00000000
N
Committed
300000000.00000000
N
N
N
EXEMPT ORDER INFO
2
NC-1_-_EO_-_IFL_-_USAA.txt
USAA MUTUAL FUNDS TRUST
Interfund Lending N-CEN Certification
Period Ending December 31, 2022
In regards to the InterFund Lending Program, I certify that the
Adviser on behalf of the Funds has implemented procedures reasonably
designed to achieve compliance with the terms and conditions of the
InterFund Lending Order which includes the following objectives: (a)
that the InterFund Loan rate will be higher than the Repo Rate, but
lower than the Bank Loan Rate; (b) compliance with the collateral
requirements as set forth in the Application; (c) Compliance with
the percentage limitations on interfund borrowing and lending; (d)
Allocation of the interfund borrowing and lending demand in an
equitable manner and in accordance with procedures established by
the Trustees; and (e) that the InterFund Loan Rate does not exceed
the interest rate on any third-party borrowings of a borrowing
Fund at the time of the InterFund Loan.
/s/ Sean Fox
Date
Chief Compliance Officer
Victory Funds
INTERNAL CONTROL RPT
3
NC-1_-_ICL_-_USAA.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and
Board of Trustees of USAA Mutual Funds Trust
In planning and performing our audits of the financial statements of
USAA Mutual Funds Trust (comprising USAA 500 Index Fund, USAA
Extended Market Index Fund, USAA Global Managed Volatility Fund,
USAA Nasdaq-100 Index Fund, USAA Target Retirement 2030 Fund, USAA
Target Retirement 2040 Fund, USAA Target Retirement 2050 Fund,
USAA Target Retirement 2060 Fund, USAA Target Retirement Income Fund,
USAA Ultra Short-Term Bond Fund) (the Trust) as of and for the year
ended December 31, 2022, in accordance with the standards of the
Public Company Accounting Oversight Board (United States) (PCAOB),
we considered the Trust's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the
requirements of Form N-CEN, but not for the purpose of expressing
an opinion on the effectiveness of the Trust's internal control over
financial reporting. Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by
management are required to assess the expected benefits and related
costs of controls. A trust's internal control over financial
reporting is a process designed to provide reasonable assurance
regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with U.S.
generally accepted accounting principles. A trust's internal control
over financial reporting includes those policies and procedures that
(1) pertain to the maintenance of records that, in reasonable detail,
accurately and fairly reflect the transactions and dispositions of
the assets of the trust; (2) provide reasonable assurance that
transactions are recorded as necessary to permit preparation of
financial statements in accordance with U.S. generally accepted
accounting principles, and that receipts and expenditures of the
trust are being made only in accordance with authorizations of
management and trustees of the trust; and (3) provide reasonable
assurance regarding prevention or timely detection of unauthorized
acquisition, use or disposition of a trust's assets that could have
a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to
the risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists when
the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis.
A material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of the Trust's
annual or interim financial statements will not be prevented or
detected on a timely basis.
Our consideration of the Trust's internal control over financial
reporting was for the limited purpose described in the first paragraph
and would not necessarily disclose all deficiencies in internal
control that might be material weaknesses under standards established
by the PCAOB. However, we noted no deficiencies in the Trust's
internal control over financial reporting and its operation,
including controls over safeguarding securities, that we consider to
be a material weakness as defined above as of December 31, 2022.
This report is intended solely for the information and use of
management and the Board of Trustees of the Trust and the Securities
and Exchange Commission and is not intended to be and should not
be used by anyone other than these specified parties.
Ernst & Young LLP
San Antonio, TX
February 28, 2023