0001752724-19-055914.txt : 20190610
0001752724-19-055914.hdr.sgml : 20190610
20190610171256
ACCESSION NUMBER: 0001752724-19-055914
CONFORMED SUBMISSION TYPE: N-CEN
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190610
DATE AS OF CHANGE: 20190610
EFFECTIVENESS DATE: 20190610
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: USAA MUTUAL FUNDS TRUST
CENTRAL INDEX KEY: 0000908695
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07852
FILM NUMBER: 19889225
BUSINESS ADDRESS:
STREET 1: 9800 FREDERICKSBURG ROAD
STREET 2: A-3-W
CITY: SAN ANTONIO
STATE: TX
ZIP: 78288-0227
BUSINESS PHONE: 210-498-0226
MAIL ADDRESS:
STREET 1: 9800 FREDERICKSBURG ROAD
STREET 2: A-3-W
CITY: SAN ANTONIO
STATE: TX
ZIP: 78288-0227
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX FREE TRUST
DATE OF NAME CHANGE: 19940325
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX EXEMPT TRUST
DATE OF NAME CHANGE: 19930707
0000908695
S000012901
Tax Exempt Intermediate-Term Fund
C000034870
Tax Exempt Intermediate-Term Fund Shares
USATX
C000091153
Tax Exempt Intermediate-Term Fund Adviser Shares
UTEIX
0000908695
S000012904
Tax Exempt Long-Term Fund
C000034873
Tax Exempt Long-Term Fund Shares
USTEX
C000091156
Tax Exempt Long-Term Fund Adviser Shares
UTELX
0000908695
S000012908
New York Bond Fund
C000034877
New York Bond Fund Shares
USNYX
C000091157
New York Bond Fund Adviser Shares
UNYBX
0000908695
S000012912
Tax Exempt Short-Term Fund
C000034881
Tax Exempt Short-Term Fund Shares
USSTX
C000091160
Tax Exempt Short-Term Fund Adviser Shares
UTESX
0000908695
S000012916
California Bond Fund
C000034886
California Bond Fund Shares
USCBX
C000091162
California Bond Fund Adviser Shares
UXABX
0000908695
S000012917
Tax Exempt Money Market Fund
C000034887
Tax Exempt Money Market Fund
USEXX
0000908695
S000012921
Virginia Bond Fund
C000034891
Virginia Bond Fund Shares
USVAX
C000091164
Virginia Bond Fund Adviser Shares
UVABX
0000908695
S000050251
Target Managed Allocation Fund
C000158651
Target Managed Allocation Fund
UTMAX
0000908695
S000050252
Global Equity Income Fund
C000158652
Global Equity Income Fund Shares
UGIEX
C000158653
Global Equity Income Fund Institutional Shares
UIGEX
N-CEN
1
primary_doc.xml
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811-07852
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C000034886
C000091162
S000012904
C000091156
C000034873
S000012908
C000034877
C000091157
S000012912
C000034881
C000091160
S000050252
C000158652
C000158653
S000050251
C000158651
USAA MUTUAL FUNDS TRUST
811-07852
0000908695
549300WIDR2J6W1Y9S11
9800 FREDERICKSBURG ROAD
A-3-W
SAN ANTONIO
78288-0227
US-TX
US
210-498-0226
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
N
N
N-1A
53
Y
DAWN M. HAWLEY
000000000
N
DANIEL S. McNAMARA
002243406
Y
RICHARD Y. NEWTON III
000000000
N
JEFFERSON C. BOYCE
000000000
N
BARBARA B. OSTDIEK
000000000
N
PAUL L. McNAMARA
000000000
N
MICHAEL F. REIMHERR
000000000
N
ROBERT L. MASON
000000000
N
Stephanie A. Higby
004518047
9800 Fredericksburg Road
San Antonio
78288
XXXXXX
N
N
N
N
N
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
Y
N
Ernst & Young LLP
42
254900H1VLSDPE6LJK37
N
N
N
N
N
N
N
Tax Exempt Money Market Fund
S000012917
549300426M7YDEXNCW66
Y
1
0
0
Money Market Fund
N
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
284585000.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
102640672.00000000
National Financial Services Corporation
8-26740
000013041
549300EJM5SBRQSYKC50
105629137.67000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
181330000.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
237000000.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
248675000.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
455175000.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
106235000.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
233865000.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
561395000.00000000
2935089809.67000000
N
1689315998.39000000
Committed
500000000.00000000
N
N
N
N
Tax Exempt Short-Term Fund
S000012912
549300HBQJXW0J04OC16
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
Y
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
79550000.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
96056198.40000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
75920100.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
307705000.00000000
U.S. Bancorp
8-35359
000017868
N1GZ7BBF3NP8GI976H15
96000000.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
53410277.25000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
68915000.00000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
153300000.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
412426407.75000000
National Financial Services Corporation
8-26740
000013041
549300EJM5SBRQSYKC50
66161493.38000000
1608397963.39000000
N
1523415886.12000000
Committed
500000000.00000000
N
N
N
N
Tax Exempt Long-Term Fund
S000012904
549300N6GW3Z51RFKK71
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
Y
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
57145000.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
170689740.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
71013892.80000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
354114943.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
48834510.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
157055090.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
231900000.00000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
386080000.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
53226046.75000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
94799110.00000000
1803670148.00000000
N
2327130276.68000000
Committed
500000000.00000000
N
N
N
N
Target Managed Allocation Fund
S000050251
5493001Y7T79H1D82Q64
Y
1
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
Refinitiv
549300NF240HXJO7N016
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
5529.31000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
100177.26000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
9949.40000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
3042.70000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
14960.12000000
WallachBeth Capital, LLC
8-67936
000147853
549300R371KUKXEXC133
26457.47000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
94291.63000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
26518.17000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
4426.83000000
Societe Generale
N/A
000000000
O2RNE8IBXP4R0TD8PU41
FR
2755.32000000
289422.46000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
36478683.49000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
16727905.47000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
23334690.29000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
25526712.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
1456875.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
57890380.08000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
544946240.05000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
34554558.58000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
29008463.04000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
27456063.50000000
797380571.50000000
N
456728238.06000000
Committed
500000000.00000000
N
N
N
N
Virginia Bond Fund
S000012921
549300MWAIAYNHEQ6O29
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
Y
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
12450972.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
31479180.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
27329835.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
6410000.00000000
BB&T Securities, LLC
8-67486
000142785
2549000IB2PRJ20M2Q93
6482995.65000000
U.S. Bancorp
8-35359
000017868
N1GZ7BBF3NP8GI976H15
13640000.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
75660199.20000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
8490320.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
12500000.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
72469485.00000000
283482792.55000000
N
677313975.86000000
Committed
500000000.00000000
N
N
N
N
Global Equity Income Fund
S000050252
549300G0456X1I3EOT54
Y
2
0
0
N/A
N
N
Y
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
Y
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Refinitiv
549300NF240HXJO7N016
N
N
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
7LTWFZYICNSX8D621K86
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
7LTWFZYICNSX8D621K86
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
6SCPQ280AIY8EP3XFW53
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (Edinburgh, GB, Branch)
571474TGEMMWANRLN572
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Nordea Bank AB (publ) (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
748.53000000
National Financial Services Corporation
8-26740
000013041
549300EJM5SBRQSYKC50
923.00000000
Raymond James & Associates, Inc.
8-10999
000000705
U4ONQX15J3RO8XCKE979
750.55000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
1182.57000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
3622.83000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
2332.47000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
7651.27000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
849.07000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
678.15000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
1092.45000000
22930.99000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
588964.01000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
1455620.50000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1089715.42000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
1149443.33000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
51721225.27000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
1811510.28000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1936443.87000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2048453.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
2239184.01000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
5109420.20000000
70036869.74000000
N
87640012.48000000
Committed
500000000.00000000
N
N
N
N
New York Bond Fund
S000012908
5493008TGGLSTT7X4R47
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
4108240.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
2092410.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
3000000.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
3489300.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
6500000.01000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
16182380.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
24900228.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
6417712.50000000
Hilltop Securities Inc.
8-45123
000006220
549300IXU82PMU6XZT45
983470.00000000
67673740.51000000
N
218773506.43000000
Committed
500000000.00000000
N
N
N
N
California Bond Fund
S000012916
549300TYXVR824ZBF173
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
12704375.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
24312990.00000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
128653800.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
20715110.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
35235000.00000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
48751520.00000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
41030260.00000000
U.S. Bancorp
8-35359
000017868
N1GZ7BBF3NP8GI976H15
66278000.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
14589381.95000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
71950000.00000000
510057344.90000000
N
682388694.01000000
Committed
500000000.00000000
N
N
N
N
Tax Exempt Intermediate-Term Fund
S000012901
549300XP2M6Q4ED9JY76
Y
2
0
0
N/A
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
N
Y
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
ICE Data Services, Inc.
5493000NQ9LYLDBCTL34
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
57354549.70000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
123372418.40000000
Deutsche Bank Securities Inc.
8-17822
000002525
9J6MBOOO7BECTDTUZW19
104060000.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
178758228.95000000
JPMorgan Chase & Co.
8-35008
000000079
8I5DZWZKVSZI1NUHU748
562083184.70000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
143731223.20000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
70900000.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
72609062.50000000
Wells Fargo Securities, LLC
8-65876
000126292
VYVVCKR63DVZZN70PB21
435117177.80000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
194960000.00000000
2188303265.66000000
N
4676849829.27000000
Committed
500000000.00000000
N
N
N
N
true
true
OTHER REQUIRED INFO
2
NCEN_1439160090360292.txt
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
USAA MUTUAL FUNDS TRUST
(Registrant)
Date: June 12, 2019
________________________
/S/ KRISTEN MILLAN
________________________
(Signature)*
Kristen Millan
Secretary
*Print full name and title of the signing officer under his/her signature.
INTERNAL CONTROL RPT
3
NCEN_1439252698773288.txt
Report of Independent Registered Public Accounting Firm
To the Shareholders and
Board of Trustees of USAA Mutual Funds Trust
In planning and performing our audits of the financial statements of
USAA Mutual Funds Trust (comprising USAA California Bond Fund, USAA
Global Equity Income Fund, USAA New York Bond Fund, USAA Target Managed
Allocation Fund, USAA Tax Exempt Intermediate-Term Fund, USAA Tax
Exempt Long-Term Fund, USAA Tax Exempt Money Market Fund, USAA Tax
Exempt Short-Term Fund, and USAA Virginia Bond Fund) (the Trust) as of
and for the year ended March 31, 2019, in accordance with the standard
of the Public Company Accounting Oversight Board (United States), we
considered the Trust's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our
opinion on the financial statements and to comply with the requirements
of Form N-CEN, but not for the purpose of expressing an opinion on the
effectiveness of the Trust's internal control over financial reporting.
Accordingly, we express no such opinion.
The management of the Trust is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A trust's internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the
preparation of financial statements for external purposes in accordance with
U.S. generally accepted accounting principles. A trust's internal control
over financial reporting includes those policies and procedures that (1)
pertain to the maintenance of records that, in reasonable detail, accurately
and fairly reflect the transactions and dispositions of the assets of the
trust; (2) provide reasonable assurance that transactions are recorded as
necessary to permit preparation of financial statements in accordance with
U.S. generally accepted accounting principles, and that receipts and
expenditures of the trust are being made only in accordance with
authorizations of management and trustees of the trust; and (3) provide
reasonable assurance regarding prevention or timely detection of
unauthorized acquisition, use or disposition of a trust's assets that
could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions, or
that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or
detect misstatements on a timely basis. A material weakness is a deficiency,
or a combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a material
misstatement of the trust's annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Trust's internal control over financial reporting
was for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control that might be
material weaknesses under standards established by the Public Company
Accounting Oversight Board (United States). However, we noted no
deficiencies in the Trust's internal control over financial reporting and
its operation, including controls over safeguarding securities, that we
consider to be a material weakness as defined above as of March 31, 2019.
This report is intended solely for the information and use of management
and the Board of Trustees of the Trust and the Securities and Exchange
Commission and is not intended to be and should not be used by anyone
other than these specified parties.
/s/ Ernst & Young LLP
San Antonio, TX
May 22, 2019