0001752724-18-001110.txt : 20181018
0001752724-18-001110.hdr.sgml : 20181018
20181018102153
ACCESSION NUMBER: 0001752724-18-001110
CONFORMED SUBMISSION TYPE: N-CEN/A
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20180731
FILED AS OF DATE: 20181018
DATE AS OF CHANGE: 20181018
EFFECTIVENESS DATE: 20181018
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: USAA MUTUAL FUNDS TRUST
CENTRAL INDEX KEY: 0000908695
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: N-CEN/A
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-07852
FILM NUMBER: 181127750
BUSINESS ADDRESS:
STREET 1: 9800 FREDERICKSBURG ROAD
STREET 2: A-3-W
CITY: SAN ANTONIO
STATE: TX
ZIP: 78288-0227
BUSINESS PHONE: 210-498-0226
MAIL ADDRESS:
STREET 1: 9800 FREDERICKSBURG ROAD
STREET 2: A-3-W
CITY: SAN ANTONIO
STATE: TX
ZIP: 78288-0227
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX FREE TRUST
DATE OF NAME CHANGE: 19940325
FORMER COMPANY:
FORMER CONFORMED NAME: USAA STATE TAX EXEMPT TRUST
DATE OF NAME CHANGE: 19930707
N-CEN/A
1
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USAA MUTUAL FUNDS TRUST
811-07852
0000908695
549300WIDR2J6W1Y9S11
9800 FREDERICKSBURG ROAD
A-3-W
SAN ANTONIO
78288-0227
US-TX
US
210-498-0226
State Street Bank and Trust Company
1 Lincoln Street
Boston
02111
617-786-3000
Custody and Accounting Records.
N
N
N-1A
53
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MICHAEL F. REIMHERR
000000000
N
RICHARD Y. NEWTON III
000000000
N
BARBARA B. OSTDIEK
000000000
N
DANIEL S. McNAMARA
002243406
Y
JEFFERSON C. BOYCE
000000000
N
PAUL L. McNAMARA
000000000
N
ROBERT L. MASON
000000000
N
DAWN M. HAWLEY
000000000
N
Stephanie A. Higby
004518047
9800 Fredericksburg Road
San Antonio
78288
XXXXXX
N
N
N
N
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
Y
N
Ernst & Young LLP
42
00000000000000000000
N
N
N
N
N
N
N
Capital Growth Fund
S000012925
549300TY2LQD284D9T35
N
2
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
16006844.16000000
268855.41000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
QS Investors, LLC
801-70974
000152688
XYXE20K9DEB40ZT62J94
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
N
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
0000000000
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch)
0000000000
PH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Hapoalim B.M.
B6ARUI4946ST4S7WOU88
IL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
0000000000
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Banco Nacional de Mexico, S. A., Integrante del Grupo Financiero Banamex.
2SFFM4FUIE05S37WFU55
MX
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Ceskoslovenska obchodni banka, a. s.
Q5BP2UEQ48R75BOTCB92
CZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
HSBC Bank (China) Company Limited
2CZOJRADNJXBLT55G526
CN
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
0000000000
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
0000000000
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
14493.27000000
Investment Technology Group, Inc.
8-44218
000029299
0000000000
37542.94000000
Scotia Capital (USA) Inc.
8-3716
000002739
549300BLWPABP1VNME36
4241.96000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
6303.07000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
15950.20000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
25003.61000000
Liquidnet Europe Limited
N/A
000000000
213800ZIRB79BE5XQM68
GB
2009.88000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
3164.13000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
26340.71000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
14271.57000000
150733.37000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
106997337.50000000
106997337.50000000
N
897401964.10000000
N
Income Fund
S000012899
549300L6H18DOSG0F641
N
4
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
47917768.97000000
737302.21000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Ice Data Services, Inc.
13-3668779
N
N
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
324484208.60000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
319137958.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
432264576.50000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
502645225.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
460359745.70000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
348097552.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
339136511.70000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
339798524.40000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
445704973.60000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
304803712.90000000
4654447413.19000000
N
7696139880.99000000
N
Growth & Income Fund
S000012896
549300HO2ZYTLNVEOP20
N
3
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
24015769.44000000
115766.30000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Barrow, Hanley, Mewhinney & Strauss, LLC
801-31237
000105519
213800XRVTFKWDGW6Y09
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
16982.42000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
12407.81000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
40170.21000000
Deutsche Bank Securities Inc.
8-17822
000002525
529900CK34A0NLD3NN83
23747.14000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
15222.11000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
21320.12000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
18436.21000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
24703.25000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
20234.07000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
37271.84000000
349846.43000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
55939381.82000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
18927968.38000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
9999278.89000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
79426666.62000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
58518093.59000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
5189138.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
65999540.18000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
23938607.66000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
796093436.30000000
1114032111.44000000
Y
1850911616.53000000
N
High Income Fund
S000012898
549300YX3N277LJWQZ46
N
4
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
102442529.92000000
1388275.12000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
Ice Data Services, Inc.
13-3668779
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Bloomberg L.P.
549300B56MD0ZC402L06
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
1980.46000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
74.06000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
27.42000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
1356.54000000
3438.48000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
333177335.90000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
109888411.90000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
183636014.80000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
344209517.30000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
303024557.70000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
249785219.50000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
619574866.70000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
345814295.50000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
257070300.70000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
292570305.10000000
3598582461.19000000
Y
2201012836.61000000
N
Value Fund
S000012920
549300F9D3M2P19RXS81
N
3
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
6999183.02000000
43392.14000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Barrow, Hanley, Mewhinney & Strauss, LLC
801-31237
000105519
213800XRVTFKWDGW6Y09
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Piper Jaffray & Co.
8-15204
000000665
549300GRQCWQ3XGH0H10
16580.41000000
Virtu Americas LLC
8-68015
000148390
549300RA02N3BNSWBV74
16656.50000000
Weeden & Co. L.P.
8-37267
000016835
549300OYBLKSN8M8EW67
90334.55000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
58931.87000000
ISI Group, Inc
8-51565
000028195
0000000000
19376.55000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
28698.74000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
23563.58000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
66880.14000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
18252.45000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
53231.38000000
602961.63000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3575348.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
577717047.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
529900CK34A0NLD3NN83
383287.75000000
581675682.75000000
Y
1610765561.08000000
N
Income Stock Fund
S000012900
549300Z0UHMDLT5QWV75
N
3
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
6816221.24000000
92113.65000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Epoch Investment Partners, Inc.
801-63118
000131556
549300FT720Z0BVCWS87
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
20281.03000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
32406.55000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
27212.48000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
39751.78000000
Deutsche Bank Securities Inc.
8-17822
000002525
529900CK34A0NLD3NN83
32680.78000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
31311.20000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
30895.28000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
24908.08000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
73375.84000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
30143.10000000
465130.73000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
145079565.10000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
72056444.28000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
146883793.60000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
124174243.00000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
87784607.15000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
186966011.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
760014811.80000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
140785693.70000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
118837074.90000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
81318706.44000000
1980140380.87000000
Y
2793801007.56000000
N
Short-Term Bond Fund
S000012913
549300H1VO6VGGS3TZ32
N
4
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
6727805.41000000
40875.15000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Ice Data Services, Inc.
13-3668779
N
N
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
482633424.10000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
525266207.20000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
506221241.20000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
505590722.50000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
270990618.10000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
356186363.40000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
310387830.50000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
370502304.10000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
283018389.60000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1134628308.00000000
5672410344.47000000
N
3253895845.67000000
N
Aggressive Growth Fund
S000012894
549300U9NIRZ9WDFHV64
N
2
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
49779381.80000000
194528.40000000
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
32767.43000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
72524.50000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
45918.93000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
53157.13000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
21091.15000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
26322.00000000
Deutsche Bank Securities Inc.
8-17822
000002525
529900CK34A0NLD3NN83
66571.10000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
18208.06000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
18956.95000000
National Financial Services Corporation
N/A
000000000
00000000000000000000
36419.83000000
458101.10000000
Raymond James Financial, Inc.
8-17983
000006694
RGUZHJ05YTITL6D76949
2965887.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
15126856.00000000
18092743.00000000
Y
1479373737.31000000
N
Science & Technology Fund
S000012911
PB3SKW3PAFSC82EVGX20
N
2
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
61998360.72000000
279162.11000000
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 32a-4 (17 CFR 270.32a-4)
Y
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Wellington Management Company LLP
801-15908
000106595
549300YHP12TEZNLCX41
N
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
N
FirstRand Bank Limited
ZAYQDKTCATIXF9OQY690
ZA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch)
0000000000
TR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch)
529900SICIK5OVMVY186
ES
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Credit Suisse Funds AG
549300UY5YPGQ600JV78
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Thai) Public Company Limited
549300O1LQYCQ7G1IM57
TH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch)
6SCPQ280AIY8EP3XFW53
FI
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank Europe Public Limited Company (Budapest, HU, Branch)
N1FBEDJ5J41VKZLO2475
HU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch)
2HI3YI5320L3RW6NJ957
JP
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
BNP Paribas Securities Services (Athens, Attica, GR, Branch)
549300WCGB70D06XZS54
GR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch)
0000000000
ID
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch)
579100KKDGKCFFKKF005
BR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Societa per Azioni
529900SS7ZWCX82U3W60
IT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch)
7LTWFZYICNSX8D621K86
NL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Jongno-gu, Seoul, KR, Branch)
0000000000
KR
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Stockholm, Stockholm, SE, Branch)
6SCPQ280AIY8EP3XFW53
SE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch)
2HI3YI5320L3RW6NJ957
NZ
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch)
2HI3YI5320L3RW6NJ957
AU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank (Malaysia) Berhad
529900DLWFR8HK7DR278
MY
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Standard Chartered Bank (Hong Kong) Limited
X5AV1MBDXGRPX5UGMX13
HK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Citibank, National Association (Singapore, SG, Branch)
E57ODZWZ7FF32TWEFA76
SG
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch)
0000000000
AT
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank International GmbH
ZMHGNT7ZPKZ3UFZ8EO46
DE
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank AB (Oslo, Oslo, NO, Branch)
0000000000
NO
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Nordea Bank Danmark A/S
549300LX0YIEPRTY0Z32
DK
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Deutsche Bank Aktiengesellschaft (Taipei City, TW, Branch)
25490016G0WR60ANOK04
TW
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Bank Of America Merrill Lynch Securities Inc
8-33359
000016139
0000000000
21287.61000000
UBS Securities LLC
8-22651
000007654
T6FIZBDPKLYJKFCRVK44
26464.05000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
31219.85000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
22075.08000000
Deutsche Bank Securities Inc.
8-17822
000002525
529900CK34A0NLD3NN83
69622.26000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
36841.57000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
21875.22000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
23322.94000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
62825.37000000
BTIG, LLC
N/A
000000000
549300GTG9PL6WO3EC51
30979.19000000
564332.99000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
2843150.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
1747200.00000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
1074600.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
2816849.45000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
2906700.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
2550400.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
4381725.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
3527500.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
441434920.80000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
4133337.76000000
469056671.13000000
Y
1362425803.16000000
N
Growth Fund
S000012895
5493002BRBIU3NVKKE62
N
2
0
0
N/A
N
N
Y
N
Citibank Texas-National Association
00000000000000000000
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Renaissance Investment Management Company Limited
801-50177
000105916
00000000000000000000
N
N
Loomis, Sayles & Company, L.P.
801-170
000105377
JIZPN2RX3UMNOYIDI313
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
25823.47000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
47699.52000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
12300.93000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
9828.90000000
Cowen and Company, LLC
8-04125
000007616
549300WR155U7DVMIW58
55238.42000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
56395.24000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
34047.58000000
Cowen Execution Services LLC
N/A
000000000
5493005RJDJD18OPUP27
63062.27000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
16380.14000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
10112.61000000
395688.69000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
805104772.40000000
805104772.40000000
Y
2821135509.16000000
N
Intermediate-Term Bond Fund
S000012902
5493002WB6DHNEK4HM51
N
4
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
31471408.05000000
350687.57000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 17a-7 (17 CFR 270.17a-7)
Rule 12d1-1 (17 CFR 270.12d1-1)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
PricingDirect Inc.
549300WIC0TOJ7N7GD54
N
Thomson Reuters Corporation
549300561UZND4C7B569
CA
N
Ice Data Services, Inc.
13-3668779
N
IHS Markit Ltd.
549300HLPTRASHS0E726
GB
N
N
Bank Polska Kasa Opieki - Spolka Akcyjna
5493000LKS7B3UTF7H35
PL
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Euroclear PLC
54930045L3MXWBD27H71
CH
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
State Street Trust Company Canada
549300L71XG2CTQ2V827
CA
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
586922757.50000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
312997716.50000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
163685859.40000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
252437046.00000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
247720370.50000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
136241344.70000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
177936943.30000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
430484297.50000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
300325030.00000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
97237985.39000000
3192578252.93000000
N
4009978360.54000000
N
First Start Growth Fund
S000012928
549300P5Z6H2DKWD2C62
N
1
0
1
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
3330293.10000000
35640.93000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-8 (17 CFR 270.17a-8)
Y
Y
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Transfer Agency Company
0000000000
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
Pershing LLC
8-17574
000007560
ZI8Q1A8EI8LQFJNM0D94
2093.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
3556.70000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
795.46000000
ISI Group, Inc
8-51565
000028195
0000000000
420.00000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
7562.93000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
1824.00000000
National Financial Services Corporation
N/A
000000000
00000000000000000000
4059.20000000
Raymond James Financial, Inc.
8-17983
000006694
RGUZHJ05YTITL6D76949
424.00000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
7458.30000000
Sanford C. Bernstein & Co., LLC
8-52942
000104474
549300I7JYZHT7D5CO04
528.70000000
29510.89000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
2643447.48000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
8872405.23000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
8169406.21000000
MUFG Securities Americas Inc.
8-43026
000019685
K5HU16E3LMSVCCJJJ255
7442695.35000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
10558676.65000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
11384455.38000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
7986389.90000000
Citigroup Global Markets Inc.
8-8177
000007059
MBNUM2BPBDO7JBLYG310
10765162.93000000
Cantor, Fitzgerald & Co.
8-201
000000134
5493004J7H4GCPG6OB62
1448623.30000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
16340713.30000000
93720563.69000000
Y
440970566.83000000
N
Money Market Fund
S000012906
00000000000000000000
N
1
0
0
Money Market Fund
N
N
N
N
N/A
N/A
N/A
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
USAA Transfer Agency Company
84-1197
0000000000
Y
N
N
N
Clearstream Banking S.A.
549300OL514RA0SXJJ44
LU
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company (London, GB, Branch)
0000000000
GB
N
Y
Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
0.00000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
2123691970.00000000
Prebon Financial Products Inc.
8-44401
000029551
00000000000000000000
1495000000.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
8892062179.00000000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
8-7221
000007691
8NAV47T0Y26Q87Y0QP81
2707371359.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
3418230004.00000000
Wells Fargo Brokerage Services, LLC
8-33283
000016100
00000000000000000000
12114519095.00000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
1771819265.00000000
Credit Suisse Securities (USA) LLC
8-422
000000816
1V8Y6QCX6YMJ2OELII46
1344777885.00000000
Barclays Capital Inc.
8-41342
000019714
AC28XWWI3WIBK2824319
1317443462.00000000
Mizuho Securities USA LLC
8-37710
000019647
7TK5RJIZDFROZCA6XF66
3634239388.00000000
43800760225.93000000
N
4449348827.32000000
N
Small Cap Stock Fund
S000012914
5493008FP53Q6LZ7P324
N
2
0
0
N/A
N
N
Y
N
N
Citibank Texas-National Association
00000000000000000000
N
N
Revenue sharing split
66300900.35000000
1101515.81000000
Rule 32a-4 (17 CFR 270.32a-4)
Rule 12d1-1 (17 CFR 270.12d1-1)
Rule 17a-7 (17 CFR 270.17a-7)
N
N
N
N
USAA Asset Management Company
801-72896
000159030
549300A76IXGXWMASC09
N
Wellington Management Company LLP
801-15908
000106595
549300YHP12TEZNLCX41
N
N
Granahan Investment Management, Inc.
801-23705
000107745
549300YQRFF9XBLWGF31
N
N
ClariVest Asset Management LLC
801-66386
000139785
549300LJA5XIWTG2V513
N
N
Cambiar Investors, LLC
801-60541
000000000
549300G51T847KTJPJ43
2018-03-01
USAA Transfer Agency Company
84-1197
0000000000
Y
N
BNY Mellon Investment Servicing (US) Inc.
084-01761
549300CFZQLI9QMJ1Z03
N
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
N
N
Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Asset Management Company
549300A76IXGXWMASC09
Y
N
N
USAA Investment Management Company
8-41241
000005475
549300VSPLQ1XBNPD479
0.00000000
SunTrust Robinson Humphrey, Inc.
008-17212
000006271
CSVTK36R0PNGXEM7NS14
47924.86000000
Cowen and Company, LLC
8-04125
000007616
549300WR155U7DVMIW58
45161.09000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
85673.94000000
Citation Group Ltd.
N/A
000000000
00000000000000000000
55559.74000000
Instinet, LLC
8-23669
000007897
549300MGMN3RKMU8FT57
90523.65000000
Investment Technology Group, Inc.
8-44218
000029299
0000000000
283120.04000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
51108.53000000
Liquidnet, Inc.
8-52461
000103987
213800HSKBBO1GCVRG79
171075.05000000
RBC Capital Markets, LLC
8-45411
000031194
549300LCO2FLSSVFFR64
49335.40000000
Jefferies LLC
8-15074
000002347
58PU97L1C0WSRCWADL48
84139.61000000
1712945.73000000
State Street Bank and Trust Company
N/A
000000000
571474TGEMMWANRLN572
881034034.60000000
Morgan Stanley & Co. LLC
8-15869
000008209
9R7GPTSO7KV3UQJZQ078
3848867.50000000
Canaccord Genuity LLC
N/A
000000000
WTX5X269IUOQ9YMI7R44
578744.46000000
Stifel, Nicolaus & Company, Incorporated
8-1447
000000793
5WUVMA08EYG4KEUPW589
1868670.00000000
B. Riley FBR, Inc.
008-41426
000025027
2549005CLOSQO0MJEA57
2283309.56000000
Keefe, Bruyette & Woods, Inc.
008-10888
000000481
549300OM47DQV01G4854
2918400.00000000
Goldman Sachs & Co. LLC
8-129
000000361
FOR8UP27PHTHYVLBNG30
4432441.00000000
Leerink Partners LLC
8-48535
000039011
549300AAH7U76CEUBI94
518180.00000000
J.P. Morgan Securities LLC
8-35008
000000079
ZBUT11V806EZRVTWT807
1145444.00000000
William Blair & Company, L.L.C.
8-2698
000001252
549300J0P7XYE8BMZ775
329340.00000000
899179416.84000000
Y
1650205505.95000000
N
true
true
OTHER REQUIRED INFO
2
NCEN_4407587245261779.txt
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
USAA MUTUAL FUNDS TRUST
(Registrant)
Date: October 12, 2018
________________________
/S/ KRISTEN MILLAN
________________________
(Signature)*
Kristen Millan
Assistant Secretary
*Print full name and title of the signing officer under his/her signature.
INTERNAL CONTROL RPT
3
NCEN_4410330998978312.txt
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
To the Shareholders and
Board of Trustees of USAA Mutual Funds Trust
In planning and performing our audit of the financial statements of the USAA
Mutual Funds Trust (comprising the USAA Aggressive Growth Fund, the USAA
Capital Growth Fund, the USAA Growth & Income Fund, the USAA Growth Fund,
the USAA High Income Fund, the USAA Income Fund, the USAA Income Stock Fund,
the USAA Intermediate-Term Bond Fund, the USAA Money Market Fund, the USAA
Science & Technology Fund, the USAA Short-Term Bond Fund, the USAA Small Cap
Stock Fund, and the USAA Value Fund) as of and for the year ended July 31,
2018, in accordance with the standards of the Public Company Accounting
Oversight Board (United States), we considered USAA Mutual Funds Trusts
internal control over financial reporting, including controls over
safeguarding securities, as a basis for designing our auditing procedures
for the purpose of expressing our opinion on the financial statements and to
comply with the requirements of Form N-SAR, but not for the purpose of
expressing an opinion on the effectiveness of USAA Mutual Funds Trusts
internal control over financial reporting. Accordingly, we express no such
opinion.
The management of USAA Mutual Funds Trust is responsible for establishing
and maintaining effective internal control over financial reporting. In
fulfilling this responsibility, estimates and judgments by management are
required to assess the expected benefits and related costs of controls.
USAA Mutual Funds Trusts internal control over financial reporting is a
process designed to provide reasonable assurance regarding the reliability
of financial reporting and the preparation of financial statements for
external purposes in accordance with generally accepted accounting
principles. USAA Mutual Funds Trusts internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of USAA Mutual
Funds Trust; (2) provide reasonable assurance that transactions are
recorded as necessary to permit preparation of financial statements in
accordance with generally accepted accounting principles, and that
receipts and expenditures of USAA Mutual Funds Trust are being made only
in accordance with authorizations of management and directors of USAA
Mutual Funds Trust; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or
disposition of USAA Mutual Funds Trusts assets that could have a
material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections
of any evaluation of effectiveness to future periods are subject to the
risk that controls may become inadequate because of changes in
conditions, or that the degree of compliance with the policies or
procedures may deteriorate.
A deficiency in internal control over financial reporting exists when
the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned
functions, to prevent or detect misstatements on a timely basis. A
material weakness is a deficiency, or a combination of deficiencies,
in internal control over financial reporting, such that there is a
reasonable possibility that a material misstatement of USAA Mutual
Funds Trusts annual or interim financial statements will not be
prevented or detected on a timely basis.
Our consideration of USAA Mutual Funds Trusts internal control over
financial reporting was for the limited purpose described in the
first paragraph and would not necessarily disclose all deficiencies
in internal control that might be material weaknesses under standards
established by the Public Company Accounting Oversight Board (United
States). However, we noted no deficiencies in USAA Mutual Funds
Trusts internal control over financial reporting and its operation,
including controls over safeguarding securities that we consider to
be a material weakness as defined above as of July 31, 2018.
This report is intended solely for the information and use of
management and the Board of Trustees of USAA Mutual Funds Trust and
the Securities and Exchange Commission and is not intended to be
and should not be used by anyone other than these specified parties.
/s/ ERNST & YOUNG LLP
Ernst & Young LLP
San Antonio, TX
September 21, 2018