0001493152-15-006221.txt : 20151214
0001493152-15-006221.hdr.sgml : 20151214
20151214182131
ACCESSION NUMBER: 0001493152-15-006221
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151214
FILED AS OF DATE: 20151214
DATE AS OF CHANGE: 20151214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ATRM Holdings, Inc.
CENTRAL INDEX KEY: 0000908598
STANDARD INDUSTRIAL CLASSIFICATION: PREFABRICATED WOOD BLDGS & COMPONENTS [2452]
IRS NUMBER: 411439182
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2350 HELEN STREET
CITY: NORTH ST PAUL
STATE: MN
ZIP: 55109
BUSINESS PHONE: 6517702000
MAIL ADDRESS:
STREET 1: 2350 HELEN STREET
CITY: NORTH ST PAUL
STATE: MN
ZIP: 55109
FORMER COMPANY:
FORMER CONFORMED NAME: AETRIUM INC
DATE OF NAME CHANGE: 19930702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lone Star Value Management LLC
CENTRAL INDEX KEY: 0001589350
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36318
FILM NUMBER: 151286953
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: (203) 542-0235
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lone Star Value Investors GP LLC
CENTRAL INDEX KEY: 0001589325
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36318
FILM NUMBER: 151286954
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: (203) 564-1405
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lone Star Value Investors LP
CENTRAL INDEX KEY: 0001589247
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36318
FILM NUMBER: 151286955
BUSINESS ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
BUSINESS PHONE: (203) 542-0235
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eberwein Jeffrey E.
CENTRAL INDEX KEY: 0001548312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36318
FILM NUMBER: 151286956
MAIL ADDRESS:
STREET 1: 53 FOREST AVENUE, 1ST FLOOR
CITY: OLD GREENWICH
STATE: CT
ZIP: 06870
4
1
form4.xml
X0306
4
2015-12-14
0
0000908598
ATRM Holdings, Inc.
ATRM
0001548312
Eberwein Jeffrey E.
C/O ATRM HOLDINGS, INC
3050 ECHO LAKE AVENUE, SUITE 300
MAHTOMEDI,
MN
55115
1
0
1
0
0001589247
Lone Star Value Investors LP
53 FOREST AVENUE,
1ST FLOOR
OLD GREENWICH
CT
06870
0
0
1
0
0001589325
Lone Star Value Investors GP LLC
53 FOREST AVENUE,
1ST FLOOR
OLD GREENWICH
CT
06870
0
0
1
0
0001589350
Lone Star Value Management LLC
53 FOREST AVENUE,
1ST FLOOR
OLD GREENWICH
CT
06870
0
0
1
0
Common Stock
1067885
I
By: Lone Star Value Investors, LP
Common Stock
2015-12-14
4
P
0
10000
2.9899
A
10000
I
By: Separately Managed Account
This Form 4 is filed jointly by Lone Star Value Investors, LP ("Lone Star Value Investors"), Lone Star Value Investors GP, LLC ("Lone Star Value GP"), Lone Star Value Management, LLC ("Lone Star Value Management") and Jeffrey E. Eberwein (collectively, the "Reporting Persons"). Mr. Eberwein is a director of the Issuer and each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Securities owned directly by Lone Star Value Investors. Lone Star Value GP, as the general partner of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Lone Star Value Management, as the investment manager of Lone Star Value Investors, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors. Mr. Eberwein, as the manager of Lone Star Value GP and sole member of Lone Star Value Management, may be deemed the beneficial owner of the securities owned by Lone Star Value Investors.
The purchases of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by Lone Star Value Management on behalf of Lone Star Value Investors and similarly managed funds and accounts on December 4, 2015.
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $3.00.The Reporting Persons undertake to provide the Securities and Exchange Commission, upon request, further information regarding the number of shares purchased, at each separate price such shares were purchased, and the underlying identity of the separately managed account.
Shares held in an account separately managed by Lone Star Value Management (the "Separately Managed Account I"). Lone Star Value Management, as the investment manager of the Separately Managed Account I, may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I; and Jeffrey Eberwein, as the sole member of Lone Star Value Management may be deemed to beneficially own the shares of Common Stock held in the Separately Managed Account I for purposes of Section 16. Mr. Eberwein expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
By: /s/ Jeffrey E. Eberwein
2015-12-14
Lone Star Value Investors, LP; By: Lone Star Value Investors GP, LLC; By: /s/ Jeffrey E. Eberwein, Authorized Signatory
2015-12-14
Lone Star Value Investors GP, LLC; By: /s/ Jeffrey E. Eberwein, Authorized Signatory
2015-12-14
Lone Star Value Management, LLC; By: /s/ Jeffrey E. Eberwein, Authorized Signatory
2015-12-14