0001181431-13-027544.txt : 20130514 0001181431-13-027544.hdr.sgml : 20130514 20130514141317 ACCESSION NUMBER: 0001181431-13-027544 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130510 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cobalt International Energy, Inc. CENTRAL INDEX KEY: 0001471261 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 270821169 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (713) 579-9100 MAIL ADDRESS: STREET 1: COBALT CENTER STREET 2: 920 MEMORIAL CITY WAY, SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MACAULAY WILLIAM E CENTRAL INDEX KEY: 0000908428 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 13840757 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FIRST RESERVE FUND XI L P CENTRAL INDEX KEY: 0001372777 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 13840758 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-661-6601 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Reserve GP XI, Inc. CENTRAL INDEX KEY: 0001477477 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 13840760 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-661-6601 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: First Reserve GP XI, L.P. CENTRAL INDEX KEY: 0001477478 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 13840759 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-661-6601 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE STREET 2: THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FR XI Onshore AIV, L.P. CENTRAL INDEX KEY: 0001478713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34579 FILM NUMBER: 13840761 BUSINESS ADDRESS: STREET 1: C/O FIRST RESERVE CORPORATION STREET 2: ONE LAFAYETTE PLACE, THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-661-6601 MAIL ADDRESS: STREET 1: C/O FIRST RESERVE CORPORATION STREET 2: ONE LAFAYETTE PLACE, THIRD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 4/A 1 rrd379878.xml FORM 4/A X0306 4/A 2013-05-10 2013-05-10 1 0001471261 Cobalt International Energy, Inc. CIE 0001477477 First Reserve GP XI, Inc. C/O FRC FOUNDERS CORPORATION ONE LAFAYETTE PLACE GREENWICH CT 06830 1 0 1 0 0001477478 First Reserve GP XI, L.P. C/O FRC FOUNDERS CORP ONE LAFAYETTE PLACE GREENWICH CT 06830 1 0 1 0 0001372777 FIRST RESERVE FUND XI L P ONE LAFAYETTE PLACE GREENWICH CT 06830 0 0 1 0 0001478713 FR XI Onshore AIV, L.P. ONE LAFAYETTE PLACE GREENWICH CT 06830 0 0 1 0 0000908428 MACAULAY WILLIAM E ONE LAFAYETTE PLACE GREENWICH CT 06830 0 0 1 0 Common Stock 2013-05-10 4 S 0 11866539 26.62 D 27396278 I See footnotes Common Stock 2013-05-10 4 S 0 3965765 26.62 D 9155763 I See footnotes This Form 4 is filed on behalf of William E. Macaulay, First Reserve GP XI, Inc. ("GP XI Inc."), First Reserve GP XI, L.P. ("GP XI"), First Reserve Fund XI, L.P. ("Fund XI") and FR XI Onshore AIV, L.P. ("Onshore AIV"). GP XI is the general partner of Fund XI and Onshore AIV, and GP XI Inc. is the general partner of GP XI. Mr. Macaulay is a director of GP XI Inc. and has the right to appoint a majority of the board of directors of GP XI Inc. In such capacities, each of Mr. Macaulay, GP XI and GP XI Inc. may be deemed to have an indirect beneficial ownership in the shares of common stock held by Fund XI and Onshore AIV. These shares of Common Stock are held by Fund XI. These shares of Common Stock are held by Onshore AIV. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended, each of the Reporting Persons herein states that this filing shall not be deemed an admission that such Reporting Person is the beneficial owner of any of the shares of Common Stock covered by this Statement. Additionally, each Reporting Person, other than Fund XI and Onshore AIV with respect to the securities held directly by each of them, disclaims beneficial ownership of such securities except to the extent of its pecuniary interest therein. First Reserve GP XI, Inc., by Anne E. Gold, Chief Compliance Officer / Secretary is signing for itself as the designated filer, as well as in the capacity of general partner of First Reserve GP XI, L.P and as attorney-in-fact for William E. Macaulay. First Reserve GP XI, L.P. is signing for itself and in its capacity as general partner of First Reserve Fund XI, L.P. and FR XI Onshore AIV, L.P. First Reserve GP XI, Inc., By: /s/ Anne E. Gold, Name: Anne E. Gold, Title: Chief Compliance Officer/Secretary 2013-05-14 First Reserve GP XI, L.P., By: First Reserve GP XI, Inc., its general partner, By: /s/ Anne E. Gold, Name: Anne E. Gold, Title: Chief Compliance Officer/Secretary 2013-05-14 First Reserve Fund XI, L.P., By: First Reserve GP XI, L.P., its general partner, By: First Reserve GP XI, Inc., its general partner, By: /s/ Anne E. Gold, Name: Anne E. Gold, Title: Chief Compliance Officer/Secretary 2013-05-14 FR XI Onshore AIV, L.P., By: First Reserve GP XI, L.P., its general partner, By: First Reserve GP XI, Inc., its general partner, By: /s/ Anne E. Gold, Name: Anne E. Gold, Title: Chief Compliance Officer/Secretary 2013-05-14 WILLIAM E. MACAULAY, By: /s/ Anne E. Gold, Name: Anne E. Gold, Attorney-in-Fact 2013-05-14