0001179110-21-009612.txt : 20211025 0001179110-21-009612.hdr.sgml : 20211025 20211025174644 ACCESSION NUMBER: 0001179110-21-009612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211021 FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFFES BRETT D CENTRAL INDEX KEY: 0001237904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22012 FILM NUMBER: 211345153 MAIL ADDRESS: STREET 1: 605 HWY 169 N STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMARK CORP CENTRAL INDEX KEY: 0000908315 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 411622691 STATE OF INCORPORATION: MN FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 605 HIGHWAY 169 N SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 BUSINESS PHONE: 763-520-8500 MAIL ADDRESS: STREET 1: 605 HIGHWAY 169 N SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GROW BIZ INTERNATIONAL INC DATE OF NAME CHANGE: 19930629 4 1 edgar.xml FORM 4 - X0306 4 2021-10-21 0 0000908315 WINMARK CORP WINA 0001237904 HEFFES BRETT D 605 HWY 169 N SUITE 400 MINNEAPOLIS MN 55441 1 1 0 0 Chairman and CEO Common Stock 2021-10-21 4 M 0 5211 80.32 A 107411 D Common Stock 2021-10-21 4 S 0 5211 218.66 D 102200 D Common Stock 2021-10-21 4 M 0 683 80.32 A 102883 D Common Stock 2021-10-21 4 M 0 1017 98.25 A 103900 D Common Stock 2021-10-22 4 M 0 1801 82.72 A 105701 D Common Stock 2021-10-22 4 M 0 556 80.32 A 106257 D Common Stock 2021-10-22 4 S 0 2357 218.20 D 103900 D Common Stock 2021-10-22 4 M 0 800 80.32 A 104700 D Common Stock 2021-10-25 4 M 0 3518 82.72 A 108218 D Common Stock 2021-10-25 4 S 0 3518 218.00 D 104700 D Common Stock 2021-10-25 4 M 0 1200 82.72 A 105900 D Common Stock 2021-10-25 4 M 0 100 80.32 A 106000 D Employee Stock Option (right to buy) 82.72 2021-10-22 4 M 0 6519 82.72 D 2014-12-16 2023-12-16 Common Stock 9250 2731 D Employee Stock Option (right to buy) 80.32 2021-10-21 4 M 0 7350 80.32 D 2015-12-15 2024-12-15 Common Stock 7350 0 D Employee Stock Option (right to buy) 91.93 2016-06-01 2025-06-01 Common Stock 5713 5713 D Employee Stock Option (right to buy) 90.99 2016-12-14 2025-12-14 Common Stock 6800 6800 D Employee Stock Option (right to buy) 98.25 2021-10-21 4 M 0 1017 98.25 D 2017-06-01 2026-06-01 Common Stock 5000 3983 D Employee Stock Option (right to buy) 125.50 2017-12-12 2026-12-12 Common Stock 5000 5000 D Employee Stock Option (right to buy) 122.50 2018-06-01 2027-06-01 Common Stock 5000 5000 D Employee Stock Option (right to buy) 134.25 2018-12-11 2027-12-11 Common Stock 5000 5000 D Employee Stock Option (right to buy) 143.20 2019-06-01 2028-06-01 Common Stock 5000 5000 D Employee Stock Option (right to buy) 156.00 2019-12-11 2028-12-11 Common Stock 5000 5000 D Employee Stock Option (right to buy) 164.84 2020-06-01 2029-06-01 Common Stock 4000 4000 D Employee Stock Option (right to buy) 176.20 2020-12-16 2029-12-16 Common Stock 4000 4000 D Employee Stock Option (right to buy) 143.87 2021-06-01 2030-06-01 Common Stock 4000 4000 D Employee Stock Option (right to buy) 183.87 2021-12-14 2030-12-14 Common Stock 4000 4000 D Employee Stock Option (right to buy) 195.82 2022-06-01 2031-06-01 Common Stock 4000 4000 D 25% per year for four years. 5,211 shares sold at an average price of $218.66, with a range of $218.00 to $218.83, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 2,357 shares sold at an average price of $218.20, with a range of $218.00 to $218.50, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 3,518 shares sold at an average price of $218.00, with a range of $218.00 to $218.35, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 1,801 option shares exercised 10/22/2021 and 4,718 option shares exercised 10/25/2021 as indicated in Table I. 5,894 option shares exercised 10/21/2021, 1,356 option shares exercised 10/22/21 and 100 option shares exercised 10/25/2021 as indicated in Table I. /s/Brett D. Heffes 2021-10-25