0001179110-16-031142.txt : 20161103 0001179110-16-031142.hdr.sgml : 20161103 20161103162150 ACCESSION NUMBER: 0001179110-16-031142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINMARK CORP CENTRAL INDEX KEY: 0000908315 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS RETAIL [5900] IRS NUMBER: 411622691 STATE OF INCORPORATION: MN FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 605 HIGHWAY 169 N SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 BUSINESS PHONE: 763-520-8500 MAIL ADDRESS: STREET 1: 605 HIGHWAY 169 N SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 FORMER COMPANY: FORMER CONFORMED NAME: GROW BIZ INTERNATIONAL INC DATE OF NAME CHANGE: 19930629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEFFES BRETT D CENTRAL INDEX KEY: 0001237904 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22012 FILM NUMBER: 161971907 MAIL ADDRESS: STREET 1: 605 HWY 169 N STREET 2: SUITE 400 CITY: MINNEAPOLIS STATE: MN ZIP: 55441 4 1 edgar.xml FORM 4 - X0306 4 2016-11-01 0 0000908315 WINMARK CORP WINA 0001237904 HEFFES BRETT D 605 HWY 169 N SUITE 400 MINNEAPOLIS MN 55441 1 1 0 0 CEO Common Stock 2016-11-01 4 M 0 2588 31.19 A 114788 D Commons Stock 2016-11-01 4 M 0 6713 32.92 A 121501 D Common Stock 2016-11-01 4 S 0 5981 106.14 D 115520 D Common Stock 2016-11-01 4 S 0 920 106 D 114600 D Common Stock 2016-11-02 4 M 0 2061 32.92 A 116661 D Common Stock 2016-11-02 4 S 0 17 106.25 D 116644 D Common Stock 2016-11-02 4 S 0 1344 105.00 D 115300 D Common Stock 2016-11-03 4 M 0 476 32.92 A 115776 D Common Stock 2016-11-03 4 S 0 251 105 D 115525 D Common Stock 2016-11-03 4 S 0 225 104.76 D 115300 D Common Stock 1300 I By Son Employee Stock Option (right to buy) 31.19 2016-11-01 4 M 0 2588 31.19 D 2011-06-01 2020-06-01 Common Stock 2588 0 D Employee Stock Option (right to buy) 32.92 2016-11-01 4 M 0 9250 32.92 D 2011-12-14 2020-12-14 Common Stock 9250 0 D Employee Stock Option (right to buy) 37.76 2012-06-01 2021-06-01 Common Stock 9250 9250 D Employee Stock Option (right to buy) 53.34 2012-12-08 2021-12-08 Common Stock 9250 9250 D Employee Stock Option (right to buy) 51.17 2013-06-01 2022-06-01 Common Stock 9250 9250 D Employee Stock Option (right to buy) 55.72 2013-12-13 2022-12-13 Common Stock 9250 9250 D Employee Stock Option (right to buy) 59.77 2014-06-01 2023-06-01 Common Stock 9250 9250 D Employee Stock Option (right to buy) 82.72 2014-12-16 2023-12-16 Common Stock 9250 9250 D Employee Stock Option (right to buy) 66.29 2015-06-01 2024-06-01 Common Stock 8500 8500 D Employee Stock Option (right to buy) 80.32 2015-12-15 2024-12-15 Common Stock 8500 8500 D Employee Stock Option (right to buy) 91.93 2016-06-01 2025-06-01 Common Stock 6800 6800 D Employee Stock Option (right to buy) 90.99 2016-12-14 2025-12-14 CommonStock 6800 6800 D Employee Stock Option (right to buy) 98.25 2017-06-01 2026-06-01 Common Stock 5000 5000 D 25% per year for four years. 5,981 shares sold at an average price of $106.14, with a range of $106.05 to $107.05, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 920 shares sold at a price of $106.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 17 shares sold at a price of $106.25 to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 1,344 shares sold at a price of $105.00 to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 251 shares sold at an average price of $105.00, with a range of $105.00 to $106.00, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 225 shares sold at an average price of $104.76, with a range of $104.75 to $104.85, to cover payment of exercise price of and taxes due on option exercises included on this Form 4. 6,713 option shares exercised 11/1/2016, 2,061 option shares exercised 11/2/2016 and 476 option shares exercised 11/3/2016 as indicated in Table 1. Anthony D. Ishaug on behalf of Brett D. Heffes 2016-11-03