0001179110-14-006359.txt : 20140402
0001179110-14-006359.hdr.sgml : 20140402
20140402212540
ACCESSION NUMBER: 0001179110-14-006359
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140402
DATE AS OF CHANGE: 20140402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PMC COMMERCIAL TRUST /TX
CENTRAL INDEX KEY: 0000908311
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 756446078
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 17950 PRESTON RD
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75252
BUSINESS PHONE: 972-349-3200
MAIL ADDRESS:
STREET 1: 17950 PRESTON RD
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75252
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shemesh Avraham
CENTRAL INDEX KEY: 0001601805
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13610
FILM NUMBER: 14740268
MAIL ADDRESS:
STREET 1: C/O CIM GROUP, LLC
STREET 2: 6922 HOLLYWOOD BLVD. 9TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90028
4
1
edgar.xml
FORM 4 -
X0306
4
2014-03-31
0
0000908311
PMC COMMERCIAL TRUST /TX
PMCT
0001601805
Shemesh Avraham
6922 HOLLYWOOD BLVD
NINTH FLOOR
LOS ANGELES
CA
90028
1
0
1
0
Common Shares of Beneficial Interest
2014-03-31
4
P
0
17600
4.5691
A
36400
I
See footnote
Common Shares of Beneficial Interest
2014-04-01
4
P
0
17600
4.6314
A
54000
I
See footnote
Common Shares of Beneifical Interest
2014-04-02
4
P
0
17600
4.5736
A
71600
I
See footnote
Common Shares of Beneficial Interest
22000003
I
See footnote
The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by CIM Service Provider, LLC on January 29, 2014.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.52 to $4.59, inclusive. The reporting person undertakes to provide to PMC Commercial Trust, any security holder of PMC Commercial Trust, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5) and (6).
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
These shares are owned directly by CIM Service Provider, LLC. The reporting person, together with Richard Ressler and Shaul Kuba, is a control person of CIM Holdings, Inc., which is the sole managing member of CIM Group, LLC, which is the sole equity member of CIM Service Provider, LLC. The reporting person, CIM Holdings, Inc. and CIM Group, LLC are indirect beneficial owners of 71,600 shares, subject to footnote (3) herein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.59 to $4.69, inclusive.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5 to $4.63, inclusive.
These shares are owned directly by Urban Partners II, LLC. The reporting person, together with Richard Ressler and Shaul Kuba, is a control person of CIM Holdings, Inc., which is the sole managing member of CIM Group, LLC, which is the sole manager of CIM Urban Partners GP LLC, which is the sole managing member of Urban Partners II, LLC. The reporting person, CIM Holdings, Inc., CIM Group, LLC and CIM Urban Partners GP, LLC are indirect beneficial owners of 22,000,003 shares, subject to footnote (3) herein.
/s/ Eric Rubenfeld, attorney in fact
2014-04-02