S-8 1 d578631ds8.htm FORM S-8 Form S-8

As filed with the Securities and Exchange Commission on August 6, 2013

Registration No. 333-            

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

FORM S-8

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

OXiGENE, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

 

Delaware

(State or Other Jurisdiction of Incorporation or Organization)

13-3679168

(I.R.S. Employer Identification No.)

OXiGENE, INC.

701 Gateway Blvd, Suite 210

South San Francisco, CA 94080

(Address of Principal Executive Offices) (Zip Code)

 

 

OXiGENE, INC. 2005 STOCK PLAN, AS AMENDED

(Full Title of the Plan)

 

 

Peter J. Langecker, M.D., Ph.D.

Chief Executive Officer

OXiGENE, INC.

701 Gateway Blvd, Suite 210

South San Francisco, CA 94080

(Name and Address of Agent for Service)

(650) 635-7000

(Telephone Number, Including Area Code, of Agent For Service)

 

 

Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one).

 

Large accelerated filer   ¨    Accelerated filer   ¨
Non-accelerated filer   ¨  (Do not check if a smaller reporting company)    Smaller reporting company   x

 

 

CALCULATION OF REGISTRATION FEE

 

 

Title of Each Class of Securities

To Be Registered

 

Amount

To Be
Registered(1)

  Proposed
Maximum
Offering Price
Per Share(2)
 

Proposed
Maximum
Aggregate

Offering Price

 

Amount of

Registration Fee(3)

Common Stock, par value $0.01 per share

  500,000 shares   $2.83   $1,415,000   $193.01

Rights to Purchase Common Stock

  (4)   (4)   (4)   None

 

 

 

(1) In addition, pursuant to Rule 416(a) under the Securities Act of 1933, as amended, this Registration Statement also covers such indeterminate number of additional shares of Common Stock as is necessary to eliminate any dilutive effect of any future stock split, stock dividend or similar transaction.
(2) The price of $2.83 per share, which is the average of the high and low price of the Common Stock of the Registrant as reported on The NASDAQ Capital Market on July 31, 2013 (date within five business days prior to filing this Registration Statement), is set forth solely for purposes of calculating the filing fee pursuant to Rules 457(c) and (h) of the Securities Act of 1933, as amended, and has been used in the case of shares of Common Stock to be issued in connection with equity awards that have not been granted and therefore are without a fixed price.
(3) Calculated pursuant to Section 6(b) of the Securities Act of 1933, as amended.
(4) Pursuant to the Stockholder Rights Agreement, dated as of March 24, 2005, as amended, between the Registrant and American Stock Transfer & Trust Company, LLC, as amended (the “Rights Agreement”), each share of Common Stock has an attached right to purchase one share of Common Stock, which rights are not currently exercisable, on the terms set forth in the Rights Agreement. No separate consideration will be received for the Rights.

 

 

 


EXPLANATORY NOTE

This Registration Statement registers additional securities of the same class as other securities for which a registration statement filed on July 15, 2005 by the Registrant with the Securities and Exchange Commission on Form S-8 (SEC File No. 333-126636) (the “Base Form S-8”) is effective. The information contained in the Base Form S-8 is hereby incorporated by reference pursuant to General Instruction E of Form S-8.

PART II

Item 8. Exhibits.

 

Exhibit
No.

  

Description of Exhibit

  3.1*    Certificate of Amendment to Restated Certificate of Incorporation of the Registrant filed with Secretary of State of Delaware on July 17, 2013.
  5.1    Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
10.1@    OXiGENE, Inc. 2005 Stock Plan (as amended on July 16, 2013)
23.1    Consent of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C. (included in Exhibit 5.1)
23.2    Consent of Independent Registered Public Accounting Firm
24.1    Power of Attorney (included as part of the signature page of this Registration Statement)

 

@ Management contract or compensatory plan or arrangement.
* Incorporated by reference to the Registrant’s Current Report on Form 8-K filed on July 22, 2013 (File No. 000-21990).


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in South San Francisco, California, on August 6, 2013.

 

OXiGENE, INC.
By:  

/s/ Peter J. Langecker

  Peter J. Langecker
  Chief Executive Officer

POWER OF ATTORNEY AND SIGNATURES

We, the undersigned officers and directors of OXiGENE, Inc. (the “Company”), hereby severally constitute and appoint Peter J. Langecker and Barbara Riching, and each of them singly, our true and lawful attorneys, with full power to them, and to each of them singly, to sign for us and in our names in the capacities indicated below, any and all amendments to this Registration Statement, and all other documents in connection therewith to be filed with the Securities and Exchange Commission, and generally to do all things in our names and on our behalf in such capacities to enable the Company to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission.

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates indicated.

 

Signature

      

Title

 

Date

/s/ Peter J. Langecker

Peter J. Langecker

    

Chief Executive Officer and Chairman of the Board

(principal executive officer)

  August 6, 2013

/s/ Barbara Riching

Barbara Riching

    

Chief Financial Officer

(principal financial and accounting officer)

  August 6, 2013

/s/ David Chaplin

David Chaplin

     Director   August 6, 2013

/s/ Tamar D. Howson

Tamar D. Howson

     Director   August 6, 2013

/s/ Gerald McMahon

Gerald McMahon

     Director   August 6, 2013

/s/ William D. Schwieterman

William D. Schwieterman

     Director   August 6, 2013