0001225208-12-009359.txt : 20120404 0001225208-12-009359.hdr.sgml : 20120404 20120404160244 ACCESSION NUMBER: 0001225208-12-009359 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120402 FILED AS OF DATE: 20120404 DATE AS OF CHANGE: 20120404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK ERNEST J JR CENTRAL INDEX KEY: 0001255472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12162 FILM NUMBER: 12741843 MAIL ADDRESS: STREET 1: 3550 WEST MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BORGWARNER INC CENTRAL INDEX KEY: 0000908255 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 133404508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 HAMLIN RD. CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 2487549200 MAIL ADDRESS: STREET 1: 3850 HAMLIN RD. CITY: AUBURN HILLS STATE: MI ZIP: 48326 FORMER COMPANY: FORMER CONFORMED NAME: BORG WARNER AUTOMOTIVE INC DATE OF NAME CHANGE: 19930628 4 1 doc4.xml X0305 4 2012-04-02 0000908255 BORGWARNER INC BWA 0001255472 NOVAK ERNEST J JR 3850 HAMLIN ROAD AUBURN HILLS MI 48326 1 Phantom Stock 2012-04-02 4 I 0 13.8594 84.9276 D Common Stock 13.8594 1342.3955 D Each share of phantom stock entitled the reporting person to receive, on the Transaction Date, the cash equivalent of one share of BorgWarner common stock. Prior to payment, the reporting person had the right to transfer the value of the phantom stock account into an alternative investment account. The phantom stock does not have an exercisable date or an expiration date. Column 9 includes the reporting person's total phantom stock holdings under the BorgWarner Inc. Board of Directors Deferred Compensation Plan as of the date of this report. John J. Gasparovic as attorney-in-fact for Ernest J. Novak, Jr. 2012-04-04