-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QYA0adC7YpDM/u6HDuK3BzhTQskrrhwmTMsiLJwZ3AlMbP/Lo4eHrgHvMT1JZRki AQ6YDjMqi/XQD9W13tb5mw== 0001225208-10-000886.txt : 20100106 0001225208-10-000886.hdr.sgml : 20100106 20100106122641 ACCESSION NUMBER: 0001225208-10-000886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100104 FILED AS OF DATE: 20100106 DATE AS OF CHANGE: 20100106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK ERNEST J JR CENTRAL INDEX KEY: 0001255472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12162 FILM NUMBER: 10510513 MAIL ADDRESS: STREET 1: 3550 WEST MARKET STREET CITY: AKRON STATE: OH ZIP: 44333 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BORGWARNER INC CENTRAL INDEX KEY: 0000908255 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 133404508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 HAMLIN RD. CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 2487549200 MAIL ADDRESS: STREET 1: 3850 HAMLIN RD. CITY: AUBURN HILLS STATE: MI ZIP: 48326 FORMER COMPANY: FORMER CONFORMED NAME: BORG WARNER AUTOMOTIVE INC DATE OF NAME CHANGE: 19930628 4 1 doc4.xml X0303 4 2010-01-04 0000908255 BORGWARNER INC BWA 0001255472 NOVAK ERNEST J JR 3850 HAMLIN ROAD AUBURN HILLS MI 48326 1 Phantom Stock 0 2010-01-04 4 I 0 13.6838 34.4459 D Common Stock 13.6838 1709.4482 D Each share of phantom stock entitled the reporting person to receive, on the Transaction Date, the cash equivalent of one share of BorgWarner common stock. Prior to payment, the reporting person had the right to transfer the value of the phantom stock account into an alternative investment account. The phantom stock does not have an exercisable date or an expiration date. Column 9 includes the reporting person's total phantom stock holdings under the BorgWarner Inc. Board of Directors Deferred Compensation Plan as of the date of this report. John J. Gasparovic as attorney-in-fact for Ernest J. Novak, Jr. 2010-01-06 -----END PRIVACY-ENHANCED MESSAGE-----