-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E340QzbWja9nAC1QUj1quMvy82iYY8gF8Ixxl0WvCGnH8QFzgIzf75KvgWpa/WH8 74G7Mj0ZE6DevTDe//30Jg== 0000908255-00-000003.txt : 20000202 0000908255-00-000003.hdr.sgml : 20000202 ACCESSION NUMBER: 0000908255-00-000003 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991101 FILED AS OF DATE: 20000112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BORG WARNER AUTOMOTIVE INC CENTRAL INDEX KEY: 0000908255 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 133404508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: SEC FILE NUMBER: 001-12162 FILM NUMBER: 505972 BUSINESS ADDRESS: STREET 1: 200 S MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3123228500 MAIL ADDRESS: STREET 1: 200 SOUTH MICHIGAN AVE STREET 2: 200 SOUTH MICHIGAN AVE CITY: CHICAGO STATE: IL ZIP: 60604 COMPANY DATA: COMPANY CONFORMED NAME: BUTLER WILLIAM E CENTRAL INDEX KEY: 0001036407 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: PA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4/A BUSINESS ADDRESS: STREET 1: C/O EATON CORP STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 8148782276 MAIL ADDRESS: STREET 1: C/O EATON CORP STREET 2: 1111 SUPERIOR AVE CITY: CLEVELAND STATE: OH ZIP: 44114 4/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - ------------------------------------------------------------------------------ FORM 4/A STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP / / Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See instruction 1(b). Filed pursuant to Section 16(a) of the Securities Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person WILLIAM E. BUTLER 200 S. Michigan Ave. Chicago, IL 60604 2. Issuer Name and Ticker or Trading Symbol Borg-Warner Automotive, Inc. (BWA) 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) - 4. Statement For Month/Year 5. If Amendment, Date of Original (Month/Year) NOVEMBER, 1999 6. Relationship of Reporting Person to Issuer (Check all applicable) (x) Director ( )Officer (give title below) ( ) 10% Owner ( ) Other 7. Individual or Joint/Group Filing (Check applicable line) /x/ Form Filed by One Reporting Person --- Form Filed by More Than One Reporting Person
- ------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------- 1.Title of Security|2.Transaction Date |3. Transac- |4.Securities Acquired | (Month/Day/Year) | tion Code | (A) or Disposed of(D) | | Code | V | Amount |(A)or(D)|Price - ------------------------------------------------------------------------------- | | | | | | Common Stock | 11/10/99 | P | | 600 | A | $40.125 - ------------------------------------------------------------------------------ 5. Amount of Securities |6. Ownership Form | 7.Nature of Indirect Beneficially Owned at| Direct (D) or | Beneficial Ownership End of Month | Indirect (I) | - ------------------------------------------------------------------------------- | | 1,100 | D | - ------------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g. Puts, Calls, Warrants, Options, Convertible Securities) - ------------------------------------------------------------------------------- 1.Title of Deriv-|2.Conversion |3.Transaction |4.Trans- |5.Number of ative Security | or Exercise| Date(month | action | Derivative | Price of | \day\year) | Code | Securities Ac- | Derivative | | | quired(A)or | Security | | | Disposed of(D) | | |Code| V | (A) | (D) - ------------------------------------------------------------------------------- | | | | | | Director Stock | | | | | | Option (Right | | | | | | to Buy) | | | | | | - ------------------------------------------------------------------------------- 6.Date Exercisable |7.Title and |8.Price of |9.Number of |10.Ownership and Expiration | Amount of | Derivative| Derivative |Form of Deriv- Date(month/day/year) | Underlying | Security | Securities |ative Security Date Exer-|Expiration| Securities | | Beneficially|Direct (D) or cisable | Date | Title|Amt.or| | Owned At End|Indirect (I) | | |#of shrs| | Of Month | - ------------------------------------------------------------------------------- | | | | | | | | | | | 3,000 | D - ------------------------------------------------------------------------------- 11. Nature of Indirect Beneficial Ownership - ------------------------------------------------------------------------------- - -------------------------------------------------------------------------------
Signature of Reporting Person /s/ Laurene H. Horiszny as attorney-in-fact for WILLIAM E. BUTLER Date: January 12, 2000
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