Managing Director

0001085146-23-000347.txt : 20230125 0001085146-23-000347.hdr.sgml : 20230125 20230125073124 ACCESSION NUMBER: 0001085146-23-000347 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230125 DATE AS OF CHANGE: 20230125 EFFECTIVENESS DATE: 20230125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 23549772 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000908195 XXXXXXXX 12-31-2022 12-31-2022 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 01-24-2023 0 342 1185143444 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 BBG001SD3FG4 406565 77001 SH SOLE 0 0 77001 3M CO COM 88579Y101 BBG001S5T7X2 2441411 20359 SH SOLE 0 0 20359 ABB LTD SPONSORED ADR 000375204 BBG001SDDMX9 6485363 212914 SH SOLE 0 0 212914 ABBOTT LABS COM 002824100 BBG001S5N9M6 331456 3019 SH SOLE 0 0 3019 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 558524 3456 SH SOLE 0 0 3456 ABRDN GLOBAL INCOME FUND INC COM 003013109 BBG001S5R2X5 103148 21400 SH SOLE 0 0 21400 ABRDN JAPAN EQUITY FUND INC COM 00306J109 BBG001S73FJ4 62436 11825 SH SOLE 0 0 11825 ACACIA RESH CORP ACACIA TCH COM 003881307 BBG001SJLJT9 149674 35552 SH SOLE 0 0 35552 ACTIVISION BLIZZARD INC COM 00507V109 BBG001S6C009 3341484 43651 SH SOLE 0 0 43651 AFLAC INC COM 001055102 BBG001S5NGJ4 634380 8818 SH SOLE 0 0 8818 AIR LEASE CORP CL A 00912X302 BBG001T92VD1 1283228 33400 SH SOLE 0 0 33400 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 399226 43300 SH SOLE 0 0 43300 ALLSTATE CORP COM 020002101 BBG001S9BM06 406801 3000 SH SOLE 0 0 3000 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 BBG001S7FTC8 261415 1100 SH SOLE 0 0 1100 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 962148 10905 SH SOLE 0 0 10905 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1417905 15980 SH SOLE 0 0 15980 ALTO INGREDIENTS INC COM 021513106 BBG001SCBYZ5 40320 14000 SH SOLE 0 0 14000 A-MARK PRECIOUS METALS INC COM 00181T107 BBG005ZVDK57 277854 8000 SH SOLE 0 0 8000 AMAZON COM INC COM 023135106 BBG001S5PQL7 6989220 83205 SH SOLE 0 0 83205 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 BBG00Q9MR7Z1 334016 6035 SH SOLE 0 0 6035 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 BBG001S7Q949 316445 22668 SH SOLE 0 0 22668 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 452263 3061 SH SOLE 0 0 3061 AMETEK INC COM 031100100 BBG001S5NN54 429499 3074 SH SOLE 0 0 3074 AMGEN INC COM 031162100 BBG001S5NNL6 11874761 45213 SH SOLE 0 0 45213 ANSYS INC COM 03662Q105 BBG001S926L8 314067 1300 SH SOLE 0 0 1300 AON PLC SHS CL A G0403H108 BBG00SSQFPR9 5402520 18000 SH SOLE 0 0 18000 APOLLO SR FLOATING RATE FD I COM 037636107 BBG001TCQ4W7 652786 52900 SH SOLE 0 0 52900 APPLE INC COM 037833100 BBG001S5N8V8 27735664 213466 SH SOLE 0 0 213466 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 17292851 936267 SH SOLE 0 0 936267 ARTS WAY MFG INC COM 043168103 BBG001S5NVL8 49483 25639 SH SOLE 0 0 25639 ASML HOLDING N V N Y REGISTRY SHS N07059210 BBG001SCG0R3 232220 425 SH SOLE 0 0 425 AT&T INC COM 00206R102 BBG001S5VWH2 566144 30752 SH SOLE 0 0 30752 AUTOMATIC DATA PROCESSING IN COM 053015103 BBG001S82KF6 1435310 6009 SH SOLE 0 0 6009 AUTOZONE INC COM 053332102 BBG001S6Q5D9 7013816 2844 SH SOLE 0 0 2844 AVERY DENNISON CORP COM 053611109 BBG001S5NZM8 26179864 144640 SH SOLE 0 0 144640 AZEK CO INC CL A 05478C105 BBG00RP7FY15 312928 15400 SH SOLE 0 0 15400 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 1700215 51335 SH SOLE 0 0 51335 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 132480 4000 PRN Call SOLE 0 0 4000 BAR HBR BANKSHARES COM 066849100 BBG001SB8Q79 306030 9552 SH SOLE 0 0 9552 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 BBG002QJRQ99 9318 12941 SH SOLE 0 0 12941 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 468711 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 20831289 67437 SH SOLE 0 0 67437 BLACKROCK CAP INVT CORP COM 092533108 BBG001SQ1025 69001 19061 SH SOLE 0 0 19061 BLACKROCK ENHANCED EQUITY DI COM 09251A104 BBG001SK5462 245838 27285 SH SOLE 0 0 27285 BLACKROCK FLOATING RATE INCO COM 09255X100 BBG001SBM043 626619 55650 SH SOLE 0 0 55650 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 BBG001SB8M69 263939 25700 SH SOLE 0 0 25700 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 BBG001S6TRK0 353780 36100 SH SOLE 0 0 36100 BLACKROCK N Y MUN INCOME TRU SH BEN INT 09248L106 BBG001SFL1C4 154806 15373 SH SOLE 0 0 15373 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 10898530 487630 SH SOLE 0 0 487630 BOEING CO COM 097023105 BBG001S5P0V3 471463 2475 SH SOLE 0 0 2475 BORGWARNER INC COM 099724106 BBG001S7F4D2 10294856 255773 SH SOLE 0 0 255773 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 727846 10116 SH SOLE 0 0 10116 BROADCOM INC COM 11135F101 BBG00KHY5SY8 279565 500 SH SOLE 0 0 500 BUILDERS FIRSTSOURCE INC COM 12008R107 BBG001S9CFC7 1213256 18700 SH SOLE 0 0 18700 CANADIAN IMPERIAL BK COMM TO COM 136069101 BBG001S5YBB1 1615168 39930 SH SOLE 0 0 39930 CANNAE HLDGS INC COM 13765N107 BBG00GXRNJQ3 309750 15000 SH SOLE 0 0 15000 CATERPILLAR INC COM 149123101 BBG001S5PJ06 215604 900 SH SOLE 0 0 900 CBRE GROUP INC CL A 12504L109 BBG001SC2D27 1189032 15450 SH SOLE 0 0 15450 CERUS CORP COM 157085101 BBG001S97DG4 140525 38500 SH SOLE 0 0 38500 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 BBG00Q741ZS7 379294 39800 SH SOLE 0 0 39800 CHARGEPOINT HOLDINGS INC COM CL A 15961R105 BBG00Q741ZS7 47650 5000 PRN Call SOLE 0 0 5000 CHARTER COMMUNICATIONS INC N CL A 16119P108 BBG001T3TDG2 633439 1868 SH SOLE 0 0 1868 CHENIERE ENERGY INC COM NEW 16411R208 BBG001S7W158 1702046 11350 SH SOLE 0 0 11350 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 3222431 17953 SH SOLE 0 0 17953 CISCO SYS INC COM 17275R102 BBG001S6HC62 20110407 422133 SH SOLE 0 0 422133 COCA COLA CO COM 191216100 BBG001S5SMQ8 486171 7643 SH SOLE 0 0 7643 COEUR MNG INC COM NEW 192108504 BBG001S5PM54 50400 15000 SH SOLE 0 0 15000 COHEN & STEERS INFRASTRUCTUR COM 19248A109 BBG001SJYNK5 203915 8500 SH SOLE 0 0 8500 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 417450 36300 SH SOLE 0 0 36300 COHEN & STEERS REIT & PFD & COM 19247X100 BBG001SLK0B5 717376 35200 SH SOLE 0 0 35200 COHEN & STEERS TOTAL RETURN COM 19247R103 BBG001S7G423 155321 12700 SH SOLE 0 0 12700 COHERENT CORP COM 19247G107 BBG001S5S6N6 6008159 171173 SH SOLE 0 0 171173 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 301441 8620 SH SOLE 0 0 8620 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 1680438 14241 SH SOLE 0 0 14241 CONSOLIDATED EDISON INC COM 209115104 BBG001S5QRL4 386673 4057 SH SOLE 0 0 4057 CORNING INC COM 219350105 BBG001S5RLH1 31958674 1000585 SH SOLE 0 0 1000585 CSX CORP COM 126408103 BBG001S5Q7Q3 376291 12146 SH SOLE 0 0 12146 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 1195721 12831 SH SOLE 0 0 12831 DANA INC COM 235825205 BBG001SRW699 661181 43700 SH SOLE 0 0 43700 DEERE & CO COM 244199105 BBG001S5QFF7 943272 2200 SH SOLE 0 0 2200 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 207875 6838 SH SOLE 0 0 6838 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 BBG001T6YQM3 48350 5000 SH SOLE 0 0 5000 DIREXION SHS ETF TR DLY SCOND 3XBU 25459W458 BBG001T6YQM3 48350 5000 PRN Call SOLE 0 0 5000 DISNEY WALT CO COM 254687106 BBG001S5QHF3 3999795 46038 SH SOLE 0 0 46038 DOLLAR GEN CORP NEW COM 256677105 BBG001T5BM30 268659 1091 SH SOLE 0 0 1091 DOMINION ENERGY INC COM 25746U109 BBG001S5QCP3 1245511 20312 SH SOLE 0 0 20312 DOW INC COM 260557103 BBG00BN96931 307026 6093 SH SOLE 0 0 6093 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 240056 2331 SH SOLE 0 0 2331 EATON VANCE FLTING RATE INC COM 278279104 BBG001SM29R7 168346 15180 SH SOLE 0 0 15180 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 BBG001SCBSL3 98700 10000 SH SOLE 0 0 10000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 BBG001SC5HJ7 357738 32700 SH SOLE 0 0 32700 ECOLAB INC COM 278865100 BBG001S5QRB5 2446864 16810 SH SOLE 0 0 16810 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 283678209 220692 4900 SH SOLE 0 0 4900 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 718158 1400 SH SOLE 0 0 1400 ENBRIDGE INC COM 29250N105 BBG001S6Q6D7 811063 20743 SH SOLE 0 0 20743 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 387126 16050 SH SOLE 0 0 16050 EQUINIX INC COM 29444U700 BBG001SKBNS9 1300235 1985 SH SOLE 0 0 1985 EQUUS TOTAL RETURN INC COM 294766100 BBG001S73WF1 111161 77735 SH SOLE 0 0 77735 ETF SER SOLUTIONS DISTILLATE US 26922A321 BBG00MC56321 18537014 454339 SH SOLE 0 0 454339 EXPEDIA GROUP INC COM NEW 30212P303 BBG001SP8VM0 319302 3645 SH SOLE 0 0 3645 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 7599229 68896 SH SOLE 0 0 68896 FG GROUP HOLDINGS INC COM 302462106 BBG01C28LTV1 158675 60563 SH SOLE 0 0 60563 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 BBG00L4J9BR4 217712 4400 SH SOLE 0 0 4400 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 BBG0043NRZR1 809760 48200 SH SOLE 0 0 48200 FIRST TR SR FLTG RATE INCOME COM 33733U108 BBG001SLKS51 506043 53100 SH SOLE 0 0 53100 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 BBG001TXMGC0 12972 13708 SH SOLE 0 0 13708 FREQUENCY ELECTRS INC COM 358010106 BBG001S5R3V5 635776 90181 SH SOLE 0 0 90181 FRIEDMAN INDS INC COM 358435105 BBG001S5RBJ1 401390 41000 SH SOLE 0 0 41000 GALLAGHER ARTHUR J & CO COM 363576109 BBG001S5NKC2 263956 1400 SH SOLE 0 0 1400 GARTNER INC COM 366651107 BBG001S5SD60 295131 878 SH SOLE 0 0 878 GEN DIGITAL INC COM 668771108 BBG001S5QG38 757070 35328 SH SOLE 0 0 35328 GENCOR INDS INC COM 368678108 BBG001SBCW71 238441 23608 SH SOLE 0 0 23608 GENERAL ELECTRIC CO COM NEW 369604301 BBG001S5PVD5 241650 2884 SH SOLE 0 0 2884 GENERAL MLS INC COM 370334104 BBG001S5RKR2 3574913 42635 SH SOLE 0 0 42635 GENERAL MTRS CO COM 37045V100 BBG001SM1DK6 1979063 58831 SH SOLE 0 0 58831 GETTY RLTY CORP NEW COM 374297109 BBG001S5RQR9 203100 6000 SH SOLE 0 0 6000 GILEAD SCIENCES INC COM 375558103 BBG001S6Y1X7 291890 3400 SH SOLE 0 0 3400 GLADSTONE LD CORP COM 376549101 BBG001TB7TR1 275250 15000 SH SOLE 0 0 15000 GLOBAL MED REIT INC COM NEW 37954A204 BBG0027F2C05 830448 87600 SH SOLE 0 0 87600 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 BBG001T9BM41 583170 9950 SH SOLE 0 0 9950 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 BBG00NW3TGY3 618992 12491 SH SOLE 0 0 12491 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 BBG00B3QTT09 3189478 112663 SH SOLE 0 0 112663 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 BBG00B0SKXY1 908992 11940 SH SOLE 0 0 11940 GRAINGER W W INC COM 384802104 BBG001S5RRD2 723125 1300 SH SOLE 0 0 1300 GSI TECHNOLOGY INC COM 36241U106 BBG001SFY3K7 51900 30000 SH SOLE 0 0 30000 HAYWARD HLDGS INC COM 421298100 BBG00Z9CCSB9 206800 22000 SH SOLE 0 0 22000 HEALTHCARE SVCS GROUP INC COM 421906108 BBG001S5RTV8 182520 15210 SH SOLE 0 0 15210 HENRY SCHEIN INC COM 806407102 BBG001S6S7F1 616996 7725 SH SOLE 0 0 7725 HERSHEY CO COM 427866108 BBG001S5S148 270242 1167 SH SOLE 0 0 1167 HOME DEPOT INC COM 437076102 BBG001S5RTW7 601082 1903 SH SOLE 0 0 1903 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 342023 1596 SH SOLE 0 0 1596 HOWMET AEROSPACE INC COM 443201108 BBG00DYNJH69 321783 8165 SH SOLE 0 0 8165 HURCO CO COM 447324104 BBG001S5S200 334464 12800 SH SOLE 0 0 12800 IAC INC COM NEW 44891N208 BBG00S1LR2D2 310800 7000 SH SOLE 0 0 7000 ILLINOIS TOOL WKS INC COM 452308109 BBG001S5SDX0 5747554 26090 SH SOLE 0 0 26090 IMMUCELL CORP COM PAR 452525306 BBG001S5S3P1 380689 62408 SH SOLE 0 0 62408 IMPINJ INC COM 453204109 BBG001T313Q3 272950 2500 SH SOLE 0 0 2500 INTEL CORP COM 458140100 BBG001S5SF65 12901185 488127 SH SOLE 0 0 488127 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 2022899 14358 SH SOLE 0 0 14358 INTRUSION INC COM NEW 46121E205 BBG001SDZHG5 38710 12250 SH SOLE 0 0 12250 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 1049588 93881 SH SOLE 0 0 93881 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 BBG00KJR0YJ0 1643888 78355 SH SOLE 0 0 78355 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 BBG00KJR0Z89 561771 24100 SH SOLE 0 0 24100 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 BBG00KJR2GD3 3013290 147097 SH SOLE 0 0 147097 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 BBG00KJR2J47 9757447 484481 SH SOLE 0 0 484481 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 BBG00KXH4WB4 229944 10400 SH SOLE 0 0 10400 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 BBG00KJR2K35 64416041 3403754 SH SOLE 0 0 3403754 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 53097784 375914 SH SOLE 0 0 375914 INVESCO MUN OPPORTUNITY TR COM 46132C107 BBG001S72CS2 109010 11000 SH SOLE 0 0 11000 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 674487 2533 SH SOLE 0 0 2533 INVESCO SR INCOME TR COM 46131H107 BBG001SB0BV3 118730 31000 SH SOLE 0 0 31000 INVESCO TR INVT GRADE MUNS COM 46131M106 BBG001S70Z49 155775 15500 SH SOLE 0 0 15500 INVESCO TR INVT GRADE NEW YO COM 46131T101 BBG001S71JD4 237350 23500 SH SOLE 0 0 23500 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 4928402 105533 SH SOLE 0 0 105533 ISHARES INC MSCI EQUAL WEITE 464286681 BBG001T8MYT8 1349828 18506 SH SOLE 0 0 18506 ISHARES TR 0-5YR INVT GR CP 46434V100 BBG005DW0468 817114 17073 SH SOLE 0 0 17073 ISHARES TR 1 3 YR TREAS BD 464287457 BBG001SKXPR1 10757054 132525 SH SOLE 0 0 132525 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 2723510 44184 SH SOLE 0 0 44184 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 406435 7022 SH SOLE 0 0 7022 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 381461 1577 SH SOLE 0 0 1577 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 348878 3597 SH SOLE 0 0 3597 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 637546 13896 SH SOLE 0 0 13896 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 1107412 55789 SH SOLE 0 0 55789 ISHARES TR IBONDS 23 TRM TS 46436E882 BBG00RYQY150 68769871 2784203 SH SOLE 0 0 2784203 ISHARES TR IBONDS DEC2023 46435G318 BBG00GF7ZJL9 200138 7895 SH SOLE 0 0 7895 ISHARES TR IBONDS DEC2026 46435GAA0 BBG00DST7FD2 62080299 2658685 SH SOLE 0 0 2658685 ISHARES TR ISHS 1-5YR INVS 464288646 BBG001SSD858 15684747 314828 SH SOLE 0 0 314828 ISHARES TR LATN AMER 40 ETF 464287390 BBG001SJRVW2 241490 10550 SH SOLE 0 0 10550 ISHARES TR MSCI ACWI ETF 464288257 BBG001S56QV7 21842818 257338 SH SOLE 0 0 257338 ISHARES TR MSCI EAFE MIN VL 46429B689 BBG0025X2WP7 361095 5679 SH SOLE 0 0 5679 ISHARES TR MSCI INTL MOMENT 46434V449 BBG007WGK4B0 490246 15902 SH SOLE 0 0 15902 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 338983 10466 SH SOLE 0 0 10466 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 2905199 40294 SH SOLE 0 0 40294 ISHARES TR MSCI USA MMENTM 46432F396 BBG004FPV022 1049503 7192 SH SOLE 0 0 7192 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 13086692 114836 SH SOLE 0 0 114836 ISHARES TR NATIONAL MUN ETF 464288414 BBG001SZV978 493570 4678 SH SOLE 0 0 4678 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 981387 32145 SH SOLE 0 0 32145 ISHARES TR RESIDENTIAL MULT 464288562 BBG001ST7G73 205020 3000 SH SOLE 0 0 3000 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 424838 1983 SH SOLE 0 0 1983 ISHARES TR RUS 2000 GRW ETF 464287648 BBG001S562F8 6192357 28866 SH SOLE 0 0 28866 ISHARES TR RUS MDCP VAL ETF 464287473 BBG001S561V2 230005 2183 SH SOLE 0 0 2183 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 1388124 7961 SH SOLE 0 0 7961 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 1808094 17341 SH SOLE 0 0 17341 ISHARES TR U.S. MED DVC ETF 464288810 BBG001SQZT52 341705 6500 SH SOLE 0 0 6500 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 BBG0059KNK04 7904592 160434 SH SOLE 0 0 160434 J & J SNACK FOODS CORP COM 466032109 BBG001S5SH98 2518871 16825 SH SOLE 0 0 16825 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 1360465 27139 SH SOLE 0 0 27139 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 2536820 21128 SH SOLE 0 0 21128 JETBLUE AWYS CORP COM 477143101 BBG001S9YPC1 69015 10651 SH SOLE 0 0 10651 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 5538346 31352 SH SOLE 0 0 31352 JOHNSON CTLS INTL PLC SHS G51502105 BBG001S5WZ84 25753556 402389 SH SOLE 0 0 402389 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 26465641 197357 SH SOLE 0 0 197357 KAR AUCTION SVCS INC COM 48238T109 BBG001T5L4B0 9764676 748251 SH SOLE 0 0 748251 KELLOGG CO COM 487836108 BBG001S5SJL0 536793 7535 SH SOLE 0 0 7535 KEY TRONIC CORP COM 493144109 BBG001S5SNK2 64950 15000 SH SOLE 0 0 15000 KIRBY CORP COM 497266106 BBG001S5SKT9 463320 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 BBG001S5SLM4 2008880 5328 SH SOLE 0 0 5328 L3HARRIS TECHNOLOGIES INC COM 502431109 BBG001S5S0N9 316498 1520 SH SOLE 0 0 1520 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 294210 700 SH SOLE 0 0 700 LAUDER ESTEE COS INC CL A 518439104 BBG001S8L5H6 3409443 13742 SH SOLE 0 0 13742 LENNAR CORP CL A 526057104 BBG001S5SRK3 16955247 187351 SH SOLE 0 0 187351 LIBERTY BROADBAND CORP COM SER C 530307305 BBG006GNSZX4 1532783 20097 SH SOLE 0 0 20097 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 BBG00BFHD836 933305 23742 SH SOLE 0 0 23742 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 BBG00BFHD9T6 6190757 158210 SH SOLE 0 0 158210 LILLY ELI & CO COM 532457108 BBG001S5STL8 16962537 46366 SH SOLE 0 0 46366 LISTED FD TR HORIZON KINETICS 53656F623 BBG00YV34KZ7 25594112 813028 SH SOLE 0 0 813028 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 475473 977 SH SOLE 0 0 977 M & T BK CORP COM 55261F104 BBG001S7S2B4 338570 2334 SH SOLE 0 0 2334 MANHATTAN BRDG CAP INC COM 562803106 BBG001SCRDM8 1054327 197810 SH SOLE 0 0 197810 MANITEX INTL INC COM 563420108 BBG001SJY1X9 160008 40002 SH SOLE 0 0 40002 MARATHON PETE CORP COM 56585A102 BBG001S169P1 996140 8559 SH SOLE 0 0 8559 MARTIN MARIETTA MATLS INC COM 573284106 BBG001S7QC51 236579 700 SH SOLE 0 0 700 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 712705 2050 SH SOLE 0 0 2050 MCDONALDS CORP COM 580135101 BBG001S5T110 294363 1117 SH SOLE 0 0 1117 MEDICAL PPTYS TRUST INC COM 58463J304 BBG001S7WM61 485704 43600 SH SOLE 0 0 43600 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1674788 21549 SH SOLE 0 0 21549 MERCER INTL INC COM 588056101 BBG001S6TK43 2139432 183800 SH SOLE 0 0 183800 MERCK & CO INC COM 58933Y105 BBG001S5TC52 2415272 21769 SH SOLE 0 0 21769 METLIFE INC COM 59156R108 BBG001S5T3R8 5599393 77372 SH SOLE 0 0 77372 MICROSOFT CORP COM 594918104 BBG001S5TD05 30640601 127765 SH SOLE 0 0 127765 MONTROSE ENVIRONMENTAL GROUP COM 615111101 BBG005Q29V07 400886 9031 SH SOLE 0 0 9031 MORGAN STANLEY COM NEW 617446448 BBG001S9V5Z3 637225 7495 SH SOLE 0 0 7495 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 BBG009DFFWM1 57500 25000 SH SOLE 0 0 25000 NATIONAL WESTN LIFE GROUP IN CL A 638517102 BBG008HNHYZ2 328770 1170 SH SOLE 0 0 1170 NEOGEN CORP COM 640491106 BBG001S67B47 292355 19196 SH SOLE 0 0 19196 NEW YORK CMNTY BANCORP INC COM 649445103 BBG001SD32Z2 709500 82500 SH SOLE 0 0 82500 NEW YORK TIMES CO CL A 650111107 BBG001S90X31 1206376 37165 SH SOLE 0 0 37165 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 358142 4284 SH SOLE 0 0 4284 NORFOLK SOUTHN CORP COM 655844108 BBG001S5TQJ6 260281 1056 SH SOLE 0 0 1056 NORTHROP GRUMMAN CORP COM 666807102 BBG001S5TP26 385201 706 SH SOLE 0 0 706 NOVARTIS AG SPONSORED ADR 66987V109 BBG001SF5LW6 366509 4040 SH SOLE 0 0 4040 NU HLDGS LTD ORD SHS CL A G6683N103 BBG0136WM2Y9 69373 17045 SH SOLE 0 0 17045 NUTRIEN LTD COM 67077M108 BBG00JM9SM69 6264952 85786 SH SOLE 0 0 85786 NUVEEN MUN VALUE FD INC COM 670928100 BBG001S5TS84 124700 14500 SH SOLE 0 0 14500 NUVEEN NEW YORK QLT MUN INC COM 67066X107 BBG001SCTFW0 112350 10500 SH SOLE 0 0 10500 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 BBG001S6R664 127400 17500 SH SOLE 0 0 17500 NUVEEN PFD & INCOME SECS FD COM 67072C105 BBG001SFPML4 90624 13327 SH SOLE 0 0 13327 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 269044 1841 SH SOLE 0 0 1841 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 233063 3700 SH SOLE 0 0 3700 OPKO HEALTH INC COM 68375N103 BBG001SD4254 47000 37600 SH SOLE 0 0 37600 ORACLE CORP COM 68389X105 BBG001S5SJG6 266472 3260 SH SOLE 0 0 3260 ORGANON & CO COMMON STOCK 68622V106 BBG00ZQRGW42 268966 9630 SH SOLE 0 0 9630 P & F INDS INC CL A NEW 692830508 BBG001SD3004 84754 16783 SH SOLE 0 0 16783 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 257116 15232 SH SOLE 0 0 15232 PARAMOUNT GLOBAL CLASS B COM 92556H206 BBG001S6L063 50640 3000 PRN Call SOLE 0 0 3000 PDC ENERGY INC COM 69327R101 BBG001S5V439 3163716 49838 SH SOLE 0 0 49838 PEPSICO INC COM 713448108 BBG001S695T1 4801762 26579 SH SOLE 0 0 26579 PERMA-PIPE INTL HLDGS INC COM 714167103 BBG001S6F0X0 819008 86668 SH SOLE 0 0 86668 PFIZER INC COM 717081103 BBG001S5V466 4102326 80061 SH SOLE 0 0 80061 PHILLIPS 66 COM 718546104 BBG00286S4P7 228872 2199 SH SOLE 0 0 2199 PHYSICIANS RLTY TR COM 71943U104 BBG004MF5B76 900034 62200 SH SOLE 0 0 62200 PIMCO INCOME STRATEGY FD COM 72201H108 BBG001SLFJB0 175176 21600 SH SOLE 0 0 21600 PIMCO INCOME STRATEGY FD II COM 72201J104 BBG001S9L7C5 221998 31400 SH SOLE 0 0 31400 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 651708 4300 SH SOLE 0 0 4300 PROSPECT CAP CORP COM 74348T102 BBG001SM4WF7 69900 10000 SH SOLE 0 0 10000 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 277891 2794 SH SOLE 0 0 2794 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 504497 8234 SH SOLE 0 0 8234 PURE STORAGE INC CL A 74624M102 BBG00212PW10 2049816 76600 SH SOLE 0 0 76600 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 BBG001S5V6N2 35200 11000 SH SOLE 0 0 11000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 BBG001S5VCG7 570636 157200 SH SOLE 0 0 157200 QUALCOMM INC COM 747525103 BBG001S6VS70 16627851 151245 SH SOLE 0 0 151245 QUEST DIAGNOSTICS INC COM 74834L100 BBG001S9GX43 1079436 6900 SH SOLE 0 0 6900 RAND CAP CORP COM NEW 752185207 BBG001S5VKT5 571575 42911 SH SOLE 0 0 42911 RAYTHEON TECHNOLOGIES CORP COM 75513E101 BBG001S5X5Q9 761593 7547 SH SOLE 0 0 7547 REALTY INCOME CORP COM 756109104 BBG001S884K0 1424004 22450 SH SOLE 0 0 22450 REDWOOD TR INC COM 758075402 BBG001SBHVP8 449540 66500 SH SOLE 0 0 66500 REGENERON PHARMACEUTICALS COM 75886F107 BBG001S6PX49 319620 443 SH SOLE 0 0 443 RENN FD INC COM 759720105 BBG001S79BY0 54300 30000 SH SOLE 0 0 30000 RESEARCH FRONTIERS INC COM 760911107 BBG001S5VML9 280292 146750 SH SOLE 0 0 146750 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 227089 678 SH SOLE 0 0 678 S&W SEED CO COM 785135104 BBG001T8MXB9 284603 191009 SH SOLE 0 0 191009 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 BBG001S6Q335 356034 46785 SH SOLE 0 0 46785 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 BBG001S5W0J9 108162 34891 SH SOLE 0 0 34891 SALESFORCE INC COM 79466L302 BBG001SDLP09 3836757 28937 SH SOLE 0 0 28937 SANOFI SPONSORED ADR 80105N105 BBG001S5W768 241181 4980 SH SOLE 0 0 4980 SEABOARD CORP DEL COM 811543107 BBG001S5VYZ8 539855 143 SH SOLE 0 0 143 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 520849 3834 SH SOLE 0 0 3834 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 284968 2290 SH SOLE 0 0 2290 SENECA FOODS CORP NEW CL A 817070501 BBG001S8L1W8 749685 12300 SH SOLE 0 0 12300 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 1147542 20150 SH SOLE 0 0 20150 SIGMATRON INTL INC COM 82661L101 BBG001S7P414 47493 12368 SH SOLE 0 0 12368 SMUCKER J M CO COM NEW 832696405 BBG001S5W3H5 580756 3665 SH SOLE 0 0 3665 SONDER HOLDINGS INC CLASS A COM 83542D102 BBG00Z480P04 13724 11068 SH SOLE 0 0 11068 SONOCO PRODS CO COM 835495102 BBG001S7M9F1 1115489 18374 SH SOLE 0 0 18374 SPARK NETWORKS SE SPONSORED ADS 846517100 BBG00HXSDYM1 6500 10000 SH SOLE 0 0 10000 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 21074377 124230 SH SOLE 0 0 124230 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 556191 1454 SH SOLE 0 0 1454 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 954655 2156 SH SOLE 0 0 2156 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 651052 7844 SH SOLE 0 0 7844 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 BBG00JPZ8T56 24934658 1390667 SH SOLE 0 0 1390667 STARBUCKS CORP COM 855244109 BBG001S72KH6 19335300 194912 SH SOLE 0 0 194912 STEEL CONNECT INC COM 858098106 BBG001S5PXV1 14300 10000 SH SOLE 0 0 10000 STRYKER CORPORATION COM 863667101 BBG001S8FR03 364535 1491 SH SOLE 0 0 1491 SYNCHRONY FINANCIAL COM 87165B103 BBG00658F3Q2 1445840 44000 SH SOLE 0 0 44000 TEMPLETON GLOBAL INCOME FD COM 880198106 BBG001S5RKQ3 205675 47500 SH SOLE 0 0 47500 TERADYNE INC COM 880770102 BBG001S5WMZ3 443913 5082 SH SOLE 0 0 5082 TESLA INC COM 88160R101 BBG001SQKGD7 90537 735 SH SOLE 0 0 735 TESLA INC COM 88160R101 BBG001SQKGD7 246360 2000 PRN Call SOLE 0 0 2000 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 24885471 150620 SH SOLE 0 0 150620 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 35494573 64455 SH SOLE 0 0 64455 TRANE TECHNOLOGIES PLC SHS G8994E103 BBG001S5SBV6 202044 1202 SH SOLE 0 0 1202 TRINITY INDS INC COM 896522109 BBG001S5WVT0 313442 10600 SH SOLE 0 0 10600 UMH PPTYS INC COM 903002103 BBG001S7JRQ3 1465100 91000 SH SOLE 0 0 91000 UNILEVER PLC SPON ADR NEW 904767704 BBG001S5X1K4 5993668 119040 SH SOLE 0 0 119040 UNION PAC CORP COM 907818108 BBG001S5X2M0 1191025 5752 SH SOLE 0 0 5752 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 365586 2103 SH SOLE 0 0 2103 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 19096372 36019 SH SOLE 0 0 36019 UNIVERSAL STAINLESS & ALLOY COM 913837100 BBG001S89L94 101792 14197 SH SOLE 0 0 14197 US FOODS HLDG CORP COM 912008109 BBG00C6H6D59 267397 7860 SH SOLE 0 0 7860 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 412676 3253 SH SOLE 0 0 3253 VALLEY NATL BANCORP COM 919794107 BBG001S7H654 254475 22500 SH SOLE 0 0 22500 VALMONT INDS INC COM 920253101 BBG001S5X650 396804 1200 SH SOLE 0 0 1200 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 8531109 297666 SH SOLE 0 0 297666 VANECK MERK GOLD TR GOLD TRUST 921078101 BBG002WYN9L7 389941 22043 SH SOLE 0 0 22043 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 BBG001ST39Q2 10258631 136273 SH SOLE 0 0 136273 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 9461522 131703 SH SOLE 0 0 131703 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 623386 13143 SH SOLE 0 0 13143 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 7814655 38343 SH SOLE 0 0 38343 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 2377288 14970 SH SOLE 0 0 14970 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 1298509 6792 SH SOLE 0 0 6792 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 341428 2432 SH SOLE 0 0 2432 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 750202 19246 SH SOLE 0 0 19246 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 BBG001T0SKD6 447408 4352 SH SOLE 0 0 4352 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 296964 5136 SH SOLE 0 0 5136 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 BBG001T62KZ7 5678060 75516 SH SOLE 0 0 75516 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 1039639 24771 SH SOLE 0 0 24771 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 335885 8525 SH SOLE 0 0 8525 VILLAGE SUPER MKT INC CL A NEW 927107409 BBG001S5X8H3 517038 22200 SH SOLE 0 0 22200 VIRNETX HLDG CORP COM 92823T108 BBG001S7FPB7 44460 34200 SH SOLE 0 0 34200 VISA INC COM CL A 92826C839 BBG001SRCFY3 315906 1521 SH SOLE 0 0 1521 WALKER & DUNLOP INC COM 93148P102 BBG001T0JGM5 7219710 91994 SH SOLE 0 0 91994 WALMART INC COM 931142103 BBG001S5XH92 456401 3219 SH SOLE 0 0 3219 WARNER BROS DISCOVERY INC COM SER A 934423104 BBG011386VG3 527761 55671 SH SOLE 0 0 55671 WATERS CORP COM 941848103 BBG001S8MDG9 274064 800 SH SOLE 0 0 800 WENDYS CO COM 95058W100 BBG001S7HBX2 2248985 99381 SH SOLE 0 0 99381 WESTERN ASSET GBL HIGH INC F COM 95766B109 BBG001SLMLM5 89658 13185 SH SOLE 0 0 13185 WESTERN ASSET GLOBAL CORP DE COM 95790C107 BBG001T5WMW5 718951 56300 SH SOLE 0 0 56300 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 BBG00B0FS9V7 464393 10281 SH SOLE 0 0 10281 WIRELESS TELECOM GROUP INC COM 976524108 BBG001S81N52 90395 50500 SH SOLE 0 0 50500 XYLEM INC COM 98419M100 BBG001V05C73 1106585 10008 SH SOLE 0 0 10008 YUM BRANDS INC COM 988498101 BBG001S7JQ30 1468821 11468 SH SOLE 0 0 11468 YUM CHINA HLDGS INC COM 98850P109 BBG00B8N0HH0 626726 11468 SH SOLE 0 0 11468