0001085146-22-002492.txt : 20220722 0001085146-22-002492.hdr.sgml : 20220722 20220721202442 ACCESSION NUMBER: 0001085146-22-002492 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220722 DATE AS OF CHANGE: 20220721 EFFECTIVENESS DATE: 20220722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 221098235 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 06-30-2022 06-30-2022 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass 212-754-5100 /s/ Steven J. Glass New York NY 07-20-2022 0 320 1154248 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 472 77001 SH SOLE 0 0 77001 3M CO COM 88579Y101 3437 26557 SH SOLE 0 0 26557 ABB LTD SPONSORED ADR 000375204 5703 213371 SH SOLE 0 0 213371 ABBOTT LABS COM 002824100 350 3220 SH SOLE 0 0 3220 ABBVIE INC COM 00287Y109 300 1956 SH SOLE 0 0 1956 ABRDN GLOBAL INCOME FUND INC COM 003013109 143 25900 SH SOLE 0 0 25900 ABRDN JAPAN EQUITY FUND INC COM 00306J109 89 16025 SH SOLE 0 0 16025 ACACIA RESH CORP ACACIA TCH COM 003881307 179 35552 SH SOLE 0 0 35552 ACTIVISION BLIZZARD INC COM 00507V109 3452 44336 SH SOLE 0 0 44336 AFLAC INC COM 001055102 488 8818 SH SOLE 0 0 8818 AIR LEASE CORP CL A 00912X302 1147 34300 SH SOLE 0 0 34300 ALLEGHANY CORP MD COM 017175100 8807 10571 SH SOLE 0 0 10571 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 550 56303 SH SOLE 0 0 56303 ALLSTATE CORP COM 020002101 380 3000 SH SOLE 0 0 3000 ALPHABET INC CAP STK CL A 02079K305 880 404 SH SOLE 0 0 404 ALPHABET INC CAP STK CL C 02079K107 1380 631 SH SOLE 0 0 631 ALTO INGREDIENTS INC COM 021513106 52 14000 SH SOLE 0 0 14000 A-MARK PRECIOUS METALS INC COM 00181T107 452 14000 SH SOLE 0 0 14000 AMAZON COM INC COM 023135106 8293 78080 SH SOLE 0 0 78080 AMERICAN EXPRESS CO COM 025816109 424 3061 SH SOLE 0 0 3061 AMETEK INC COM 031100100 338 3074 SH SOLE 0 0 3074 AMGEN INC COM 031162100 11607 47705 SH SOLE 0 0 47705 ANSYS INC COM 03662Q105 311 1300 SH SOLE 0 0 1300 AON PLC SHS CL A G0403H108 5124 19000 SH SOLE 0 0 19000 AON PLC SHS CL A G0403H108 1079 4000 PRN Call SOLE 0 0 4000 APOLLO SR FLOATING RATE FD I COM 037636107 650 50700 SH SOLE 0 0 50700 APPLE INC COM 037833100 30041 219727 SH SOLE 0 0 219727 ARES CAPITAL CORP COM 04010L103 16477 918982 SH SOLE 0 0 918982 ARTS WAY MFG INC COM 043168103 76 25639 SH SOLE 0 0 25639 AT&T INC COM 00206R102 733 34994 SH SOLE 0 0 34994 AUTOMATIC DATA PROCESSING IN COM 053015103 1501 7145 SH SOLE 0 0 7145 AUTOZONE INC COM 053332102 7569 3522 SH SOLE 0 0 3522 AVERY DENNISON CORP COM 053611109 23741 146669 SH SOLE 0 0 146669 BALLANTYNE STRONG INC COM 058516105 146 60563 SH SOLE 0 0 60563 BAR HBR BANKSHARES COM 066849100 251 9702 SH SOLE 0 0 9702 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 15 12941 SH SOLE 0 0 12941 BERKSHIRE HATHAWAY INC DEL CL A 084670108 409 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 19117 70022 SH SOLE 0 0 70022 BK OF AMERICA CORP COM 060505104 1558 50034 SH SOLE 0 0 50034 BLACKROCK CAP INVT CORP COM 092533108 80 21783 SH SOLE 0 0 21783 BLACKROCK ENHANCED EQUITY DI COM 09251A104 241 27285 SH SOLE 0 0 27285 BLACKROCK FLOATING RATE INCO COM 09255X100 662 58150 SH SOLE 0 0 58150 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 282 25700 SH SOLE 0 0 25700 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 262 24600 SH SOLE 0 0 24600 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 6528 276141 SH SOLE 0 0 276141 BOEING CO COM 097023105 340 2490 SH SOLE 0 0 2490 BORGWARNER INC COM 099724106 8977 269001 SH SOLE 0 0 269001 BRISTOL-MYERS SQUIBB CO COM 110122108 680 8826 SH SOLE 0 0 8826 BUILDERS FIRSTSOURCE INC COM 12008R107 1300 24200 SH SOLE 0 0 24200 CANADIAN IMP BK COMM COM 136069101 2452 50510 SH SOLE 0 0 50510 CANNAE HLDGS INC COM 13765N107 290 15000 SH SOLE 0 0 15000 CBRE GROUP INC CL A 12504L109 1137 15450 SH SOLE 0 0 15450 CERUS CORP COM 157085101 224 42400 SH SOLE 0 0 42400 CHARTER COMMUNICATIONS INC N CL A 16119P108 1138 2428 SH SOLE 0 0 2428 CHENIERE ENERGY INC COM NEW 16411R208 1590 11950 SH SOLE 0 0 11950 CHEVRON CORP NEW COM 166764100 2611 18032 SH SOLE 0 0 18032 CIDARA THERAPEUTICS INC COM 171757107 5 10413 SH SOLE 0 0 10413 CISCO SYS INC COM 17275R102 18305 429292 SH SOLE 0 0 429292 CITIGROUP INC COM NEW 172967424 686 14914 SH SOLE 0 0 14914 COCA COLA CO COM 191216100 498 7915 SH SOLE 0 0 7915 COEUR MNG INC COM NEW 192108504 46 15000 SH SOLE 0 0 15000 COHEN & STEERS INFRASTRUCTUR COM 19248A109 215 8500 SH SOLE 0 0 8500 COHEN & STEERS QUALITY INCOM COM 19247L106 198 14600 SH SOLE 0 0 14600 COHEN & STEERS REIT & PFD & COM 19247X100 713 33400 SH SOLE 0 0 33400 COHEN & STEERS TOTAL RETURN COM 19247R103 168 12700 SH SOLE 0 0 12700 COINBASE GLOBAL INC COM CL A 19260Q107 371 7896 SH SOLE 0 0 7896 COMCAST CORP NEW CL A 20030N101 346 8815 SH SOLE 0 0 8815 CONOCOPHILLIPS COM 20825C104 1401 15600 SH SOLE 0 0 15600 CONSOLIDATED EDISON INC COM 209115104 386 4057 SH SOLE 0 0 4057 CORNING INC COM 219350105 32265 1023952 SH SOLE 0 0 1023952 COVETRUS INC COM 22304C100 251 12100 SH SOLE 0 0 12100 CSX CORP COM 126408103 353 12146 SH SOLE 0 0 12146 CVD EQUIP CORP COM 126601103 46 11635 SH SOLE 0 0 11635 CVS HEALTH CORP COM 126650100 1311 14153 SH SOLE 0 0 14153 DANA INC COM 235825205 650 46200 SH SOLE 0 0 46200 DEERE & CO COM 244199105 659 2200 SH SOLE 0 0 2200 DISNEY WALT CO COM 254687106 4633 49076 SH SOLE 0 0 49076 DOLLAR GEN CORP NEW COM 256677105 258 1050 SH SOLE 0 0 1050 DOMINION ENERGY INC COM 25746U109 2840 35587 SH SOLE 0 0 35587 DOW INC COM 260557103 295 5707 SH SOLE 0 0 5707 DUKE ENERGY CORP NEW COM NEW 26441C204 245 2281 SH SOLE 0 0 2281 EATON VANCE FLTING RATE INC COM 278279104 208 17680 SH SOLE 0 0 17680 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 109 10000 SH SOLE 0 0 10000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 425 34600 SH SOLE 0 0 34600 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 283678209 245 5277 SH SOLE 0 0 5277 ELEVANCE HEALTH INC COM 036752103 681 1412 SH SOLE 0 0 1412 ENBRIDGE INC COM 29250N105 849 20093 SH SOLE 0 0 20093 ENTERPRISE PRODS PARTNERS L COM 293792107 291 11950 SH SOLE 0 0 11950 ENZO BIOCHEM INC COM 294100102 28 13500 SH SOLE 0 0 13500 EQUINIX INC COM 29444U700 1672 2545 SH SOLE 0 0 2545 EQUUS TOTAL RETURN INC COM 294766100 224 85884 SH SOLE 0 0 85884 ETF SER SOLUTIONS DISTILLATE US 26922A321 13350 344782 SH SOLE 0 0 344782 EXXON MOBIL CORP COM 30231G102 6140 71691 SH SOLE 0 0 71691 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 218 4400 SH SOLE 0 0 4400 FIRST TR SR FLTG RATE INCOME COM 33733U108 211 21100 SH SOLE 0 0 21100 FIRSTHAND TECHNOLOGY VALUE F COM 33766Y100 25 13708 SH SOLE 0 0 13708 FREQUENCY ELECTRS INC COM 358010106 684 93762 SH SOLE 0 0 93762 FRIEDMAN INDS INC COM 358435105 605 74331 SH SOLE 0 0 74331 GARTNER INC COM 366651107 212 878 SH SOLE 0 0 878 GENCOR INDS INC COM 368678108 240 23608 SH SOLE 0 0 23608 GENERAL ELECTRIC CO COM NEW 369604301 359 5635 SH SOLE 0 0 5635 GENERAL MLS INC COM 370334104 3293 43647 SH SOLE 0 0 43647 GENERAL MTRS CO COM 37045V100 1980 62331 SH SOLE 0 0 62331 GILEAD SCIENCES INC COM 375558103 287 4639 SH SOLE 0 0 4639 GLADSTONE LD CORP COM 376549101 443 20000 SH SOLE 0 0 20000 GLOBAL MED REIT INC COM NEW 37954A204 949 84500 SH SOLE 0 0 84500 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 310 4275 SH SOLE 0 0 4275 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 1119 22442 SH SOLE 0 0 22442 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 3922 131822 SH SOLE 0 0 131822 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 660 8810 SH SOLE 0 0 8810 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 9376 168882 SH SOLE 0 0 168882 GRAINGER W W INC COM 384802104 591 1300 SH SOLE 0 0 1300 GSI TECHNOLOGY INC COM 36241U106 116 33606 SH SOLE 0 0 33606 GSK PLC SPONSORED ADR 37733W105 264 6067 SH SOLE 0 0 6067 HANNON ARMSTRONG SUST INFR C COM 41068X100 367 9688 SH SOLE 0 0 9688 HAYWARD HLDGS INC COM 421298100 317 22000 SH SOLE 0 0 22000 HEALTHCARE SVCS GROUP INC COM 421906108 274 15710 SH SOLE 0 0 15710 HENRY SCHEIN INC COM 806407102 600 7825 SH SOLE 0 0 7825 HERSHEY CO COM 427866108 232 1080 SH SOLE 0 0 1080 HOME DEPOT INC COM 437076102 501 1826 SH SOLE 0 0 1826 HOWMET AEROSPACE INC COM 443201108 257 8165 SH SOLE 0 0 8165 HURCO CO COM 447324104 343 13860 SH SOLE 0 0 13860 II-VI INC COM 902104108 8572 168251 SH SOLE 0 0 168251 ILLINOIS TOOL WKS INC COM 452308109 5420 29738 SH SOLE 0 0 29738 IMMUCELL CORP COM PAR 452525306 713 82037 SH SOLE 0 0 82037 INTEL CORP COM 458140100 23166 619251 SH SOLE 0 0 619251 INTERNATIONAL BUSINESS MACHS COM 459200101 1985 14057 SH SOLE 0 0 14057 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 849 68768 SH SOLE 0 0 68768 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1229 57978 SH SOLE 0 0 57978 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1708 81530 SH SOLE 0 0 81530 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 576 25100 SH SOLE 0 0 25100 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 3378 162886 SH SOLE 0 0 162886 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 8834 432180 SH SOLE 0 0 432180 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 250 11400 SH SOLE 0 0 11400 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 453 23489 SH SOLE 0 0 23489 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 44736 333281 SH SOLE 0 0 333281 INVESCO MUN OPPORTUNITY TR COM 46132C107 114 11000 SH SOLE 0 0 11000 INVESCO QQQ TR UNIT SER 1 46090E103 754 2689 SH SOLE 0 0 2689 INVESCO SR INCOME TR COM 46131H107 78 20000 SH SOLE 0 0 20000 INVESCO TR INVT GRADE MUNS COM 46131M106 369 35000 SH SOLE 0 0 35000 INVESCO TR INVT GRADE NEW YO COM 46131T101 199 18500 SH SOLE 0 0 18500 ISHARES INC MSCI EQUAL WEITE 464286681 1131 16018 SH SOLE 0 0 16018 ISHARES TR 0-5YR INVT GR CP 46434V100 1791 36960 SH SOLE 0 0 36960 ISHARES TR 1 3 YR TREAS BD 464287457 467 5646 SH SOLE 0 0 5646 ISHARES TR CORE MSCI EAFE 46432F842 8908 151364 SH SOLE 0 0 151364 ISHARES TR CORE MSCI TOTAL 46432F834 439 7702 SH SOLE 0 0 7702 ISHARES TR CORE S&P MCP ETF 464287507 364 1607 SH SOLE 0 0 1607 ISHARES TR CORE US AGGBD ET 464287226 344 3379 SH SOLE 0 0 3379 ISHARES TR EAFE VALUE ETF 464288877 355 8171 SH SOLE 0 0 8171 ISHARES TR GL CLEAN ENE ETF 464288224 1059 55609 SH SOLE 0 0 55609 ISHARES TR IBONDS DEC2026 46435GAA0 101758 4277363 SH SOLE 0 0 4277363 ISHARES TR ISHS 1-5YR INVS 464288646 18080 357675 SH SOLE 0 0 357675 ISHARES TR LATN AMER 40 ETF 464287390 266 11812 SH SOLE 0 0 11812 ISHARES TR MSCI EAFE MIN VL 46429B689 235 3707 SH SOLE 0 0 3707 ISHARES TR MSCI INTL MOMENT 46434V449 250 8359 SH SOLE 0 0 8359 ISHARES TR MSCI INTL QUALTY 46434V456 204 6597 SH SOLE 0 0 6597 ISHARES TR MSCI USA MIN VOL 46429B697 2938 41842 SH SOLE 0 0 41842 ISHARES TR MSCI USA MMENTM 46432F396 693 5080 SH SOLE 0 0 5080 ISHARES TR MSCI USA QLT FCT 46432F339 13809 123593 SH SOLE 0 0 123593 ISHARES TR NATIONAL MUN ETF 464288414 438 4122 SH SOLE 0 0 4122 ISHARES TR PFD AND INCM SEC 464288687 1586 48245 SH SOLE 0 0 48245 ISHARES TR RESIDENTIAL MULT 464288562 240 3000 SH SOLE 0 0 3000 ISHARES TR RUS 1000 GRW ETF 464287614 494 2260 SH SOLE 0 0 2260 ISHARES TR RUSSELL 2000 ETF 464287655 1561 9218 SH SOLE 0 0 9218 ISHARES TR SHRT NAT MUN ETF 464288158 17761 169685 SH SOLE 0 0 169685 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 48074 975922 SH SOLE 0 0 975922 J & J SNACK FOODS CORP COM 466032109 2355 16860 SH SOLE 0 0 16860 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 63492 1267561 SH SOLE 0 0 1267561 JACOBS ENGR GROUP INC COM 469814107 2704 21273 SH SOLE 0 0 21273 JETBLUE AWYS CORP COM 477143101 190 22651 SH SOLE 0 0 22651 JOHNSON & JOHNSON COM 478160104 5729 32273 SH SOLE 0 0 32273 JOHNSON CTLS INTL PLC SHS G51502105 19759 412668 SH SOLE 0 0 412668 JPMORGAN CHASE & CO COM 46625H100 22433 199213 SH SOLE 0 0 199213 KAR AUCTION SVCS INC COM 48238T109 10769 729117 SH SOLE 0 0 729117 KELLOGG CO COM 487836108 504 7065 SH SOLE 0 0 7065 KEY TRONIC CORP COM 493144109 77 17454 SH SOLE 0 0 17454 KIRBY CORP COM 497266106 438 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 962 3015 SH SOLE 0 0 3015 L3HARRIS TECHNOLOGIES INC COM 502431109 367 1520 SH SOLE 0 0 1520 LAUDER ESTEE COS INC CL A 518439104 3532 13870 SH SOLE 0 0 13870 LENNAR CORP CL A 526057104 13814 195755 SH SOLE 0 0 195755 LIBERTY BROADBAND CORP COM SER C 530307305 2224 19234 SH SOLE 0 0 19234 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 959 26616 SH SOLE 0 0 26616 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 5878 163057 SH SOLE 0 0 163057 LILLY ELI & CO COM 532457108 14997 46255 SH SOLE 0 0 46255 LINCOLN NATL CORP IND COM 534187109 476 10180 SH SOLE 0 0 10180 LISTED FD TR HORIZON KINETICS 53656F623 22419 785514 SH SOLE 0 0 785514 M & T BK CORP COM 55261F104 344 2159 SH SOLE 0 0 2159 MANHATTAN BRDG CAP INC COM 562803106 1085 193810 SH SOLE 0 0 193810 MANITEX INTL INC COM 563420108 1071 165002 SH SOLE 0 0 165002 MARATHON PETE CORP COM 56585A102 746 9072 SH SOLE 0 0 9072 MARTIN MARIETTA MATLS INC COM 573284106 209 700 SH SOLE 0 0 700 MASTERCARD INCORPORATED CL A 57636Q104 656 2079 SH SOLE 0 0 2079 MCDONALDS CORP COM 580135101 249 1010 SH SOLE 0 0 1010 MEDICAL PPTYS TRUST INC COM 58463J304 383 25100 SH SOLE 0 0 25100 MEDTRONIC PLC SHS G5960L103 1316 14663 SH SOLE 0 0 14663 MERCER INTL INC COM 588056101 2475 188200 SH SOLE 0 0 188200 MERCK & CO INC COM 58933Y105 1894 20771 SH SOLE 0 0 20771 META PLATFORMS INC CL A 30303M102 247 1534 SH SOLE 0 0 1534 METLIFE INC COM 59156R108 4919 78344 SH SOLE 0 0 78344 MICROSOFT CORP COM 594918104 32381 126080 SH SOLE 0 0 126080 MONTROSE ENVIRONMENTAL GROUP COM 615111101 305 9031 SH SOLE 0 0 9031 MORGAN STANLEY COM NEW 617446448 570 7495 SH SOLE 0 0 7495 NANO DIMENSION LTD SPONSORD ADS NEW 63008G203 94 29860 SH SOLE 0 0 29860 NATIONAL WESTN LIFE GROUP IN CL A 638517102 1050 5180 SH SOLE 0 0 5180 NEW YORK CMNTY BANCORP INC COM 649445103 624 68400 SH SOLE 0 0 68400 NEW YORK TIMES CO CL A 650111107 1037 37165 SH SOLE 0 0 37165 NEXTERA ENERGY INC COM 65339F101 440 5684 SH SOLE 0 0 5684 NORTONLIFELOCK INC COM 668771108 884 40278 SH SOLE 0 0 40278 NOVARTIS AG SPONSORED ADR 66987V109 342 4040 SH SOLE 0 0 4040 NUTRIEN LTD COM 67077M108 7814 98054 SH SOLE 0 0 98054 NUVEEN AMT FREE QLTY MUN INC COM 670657105 118 10043 SH SOLE 0 0 10043 NUVEEN MUN VALUE FD INC COM 670928100 129 14500 SH SOLE 0 0 14500 NUVEEN NEW YORK QLT MUN INC COM 67066X107 152 13000 SH SOLE 0 0 13000 NUVEEN PFD & INCM SECURTIES COM 67072C105 119 16327 SH SOLE 0 0 16327 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 134 17500 SH SOLE 0 0 17500 NVIDIA CORPORATION COM 67066G104 273 1802 SH SOLE 0 0 1802 OBSIDIAN ENERGY LTD COM 674482203 84 10871 SH SOLE 0 0 10871 OPKO HEALTH INC COM 68375N103 60 23600 SH SOLE 0 0 23600 ORACLE CORP COM 68389X105 232 3315 SH SOLE 0 0 3315 ORGANON & CO COMMON STOCK 68622V106 335 9930 SH SOLE 0 0 9930 P & F INDS INC CL A NEW 692830508 98 16783 SH SOLE 0 0 16783 PARAMOUNT GLOBAL CLASS B COM 92556H206 508 20582 SH SOLE 0 0 20582 PDC ENERGY INC COM 69327R101 3200 51938 SH SOLE 0 0 51938 PEPSICO INC COM 713448108 4307 25845 SH SOLE 0 0 25845 PERMA-FIX ENVIRONMENTAL SVCS COM NEW 714157203 112 21573 SH SOLE 0 0 21573 PERMA-PIPE INTL HLDGS INC COM 714167103 915 101668 SH SOLE 0 0 101668 PFIZER INC COM 717081103 4427 84443 SH SOLE 0 0 84443 PHYSICIANS RLTY TR COM 71943U104 1218 69800 SH SOLE 0 0 69800 PIMCO INCOME STRATEGY FD COM 72201H108 347 38600 SH SOLE 0 0 38600 PIMCO INCOME STRATEGY FD II COM 72201J104 265 33400 SH SOLE 0 0 33400 PLX PHARMA INC COM 72942A107 138 56800 SH SOLE 0 0 56800 PROCTER AND GAMBLE CO COM 742718109 727 5057 SH SOLE 0 0 5057 PROSPECT CAP CORP COM 74348T102 70 10000 SH SOLE 0 0 10000 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 521 8234 SH SOLE 0 0 8234 PURE STORAGE INC CL A 74624M102 1982 77100 SH SOLE 0 0 77100 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 38 11000 SH SOLE 0 0 11000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 633 166500 SH SOLE 0 0 166500 QUALCOMM INC COM 747525103 18658 146064 SH SOLE 0 0 146064 QUEST DIAGNOSTICS INC COM 74834L100 971 7300 SH SOLE 0 0 7300 RAND CAP CORP COM NEW 752185207 627 42911 SH SOLE 0 0 42911 RAYTHEON TECHNOLOGIES CORP COM 75513E101 382 3971 SH SOLE 0 0 3971 REALTY INCOME CORP COM 756109104 1628 23850 SH SOLE 0 0 23850 REDWOOD TR INC COM 758075402 621 80500 SH SOLE 0 0 80500 REGENERON PHARMACEUTICALS COM 75886F107 262 443 SH SOLE 0 0 443 RENN FD INC COM 759720105 97 42570 SH SOLE 0 0 42570 RESEARCH FRONTIERS INC COM 760911107 271 155981 SH SOLE 0 0 155981 S&P GLOBAL INC COM 78409V104 225 667 SH SOLE 0 0 667 S&W SEED CO COM 785135104 193 193009 SH SOLE 0 0 193009 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 415 51684 SH SOLE 0 0 51684 SAFE T GROUP LTD SPONSORD ADS NEW 78643B401 7 14200 SH SOLE 0 0 14200 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 130 34891 SH SOLE 0 0 34891 SALESFORCE INC COM 79466L302 4893 29646 SH SOLE 0 0 29646 SANDERSON FARMS INC COM 800013104 5515 25586 SH SOLE 0 0 25586 SANOFI SPONSORED ADR 80105N105 269 5380 SH SOLE 0 0 5380 SEABOARD CORP DEL COM 811543107 555 143 SH SOLE 0 0 143 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 492 3839 SH SOLE 0 0 3839 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 303 2387 SH SOLE 0 0 2387 SENECA FOODS CORP NEW CL A 817070501 1044 18800 SH SOLE 0 0 18800 SHELL PLC SPON ADS 780259305 1064 20350 SH SOLE 0 0 20350 SIGMATRON INTL INC COM 82661L101 87 12368 SH SOLE 0 0 12368 SMUCKER J M CO COM NEW 832696405 495 3865 SH SOLE 0 0 3865 SONOCO PRODS CO COM 835495102 1136 19924 SH SOLE 0 0 19924 SPARK NETWORKS SE SPONSORED ADS 846517100 32 10000 SH SOLE 0 0 10000 SPDR GOLD TR GOLD SHS 78463V107 13941 82755 SH SOLE 0 0 82755 SPDR S&P 500 ETF TR TR UNIT 78462F103 617 1636 SH SOLE 0 0 1636 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 881 2130 SH SOLE 0 0 2130 SPDR SER TR S&P BIOTECH 78464A870 622 8369 SH SOLE 0 0 8369 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 31048 1845872 SH SOLE 0 0 1845872 STARBUCKS CORP COM 855244109 15566 203776 SH SOLE 0 0 203776 STEEL CONNECT INC COM 858098106 22 16204 SH SOLE 0 0 16204 STRYKER CORPORATION COM 863667101 451 2269 SH SOLE 0 0 2269 SYNCHRONY FINANCIAL COM 87165B103 1254 45400 SH SOLE 0 0 45400 TEMPLETON GLOBAL INCOME FD COM 880198106 198 45000 SH SOLE 0 0 45000 TERADYNE INC COM 880770102 798 8907 SH SOLE 0 0 8907 TEXAS INSTRS INC COM 882508104 23428 152477 SH SOLE 0 0 152477 THERMO FISHER SCIENTIFIC INC COM 883556102 35667 65651 SH SOLE 0 0 65651 TRINITY INDS INC COM 896522109 242 10000 SH SOLE 0 0 10000 UMH PPTYS INC COM 903002103 1556 88100 SH SOLE 0 0 88100 UNILEVER PLC SPON ADR NEW 904767704 5485 119678 SH SOLE 0 0 119678 UNION PAC CORP COM 907818108 1119 5246 SH SOLE 0 0 5246 UNITED PARCEL SERVICE INC CL B 911312106 466 2551 SH SOLE 0 0 2551 UNITEDHEALTH GROUP INC COM 91324P102 20128 39188 SH SOLE 0 0 39188 UNIVERSAL STAINLESS & ALLOY COM 913837100 131 17697 SH SOLE 0 0 17697 US FOODS HLDG CORP COM 912008109 241 7860 SH SOLE 0 0 7860 VALERO ENERGY CORP COM 91913Y100 468 4403 SH SOLE 0 0 4403 VALLEY NATL BANCORP COM 919794107 198 19000 SH SOLE 0 0 19000 VALMONT INDS INC COM 920253101 270 1200 SH SOLE 0 0 1200 VANECK ETF TRUST GOLD MINERS ETF 92189F106 378 13795 SH SOLE 0 0 13795 VANECK MERK GOLD TR GOLD TRUST 921078101 376 21429 SH SOLE 0 0 21429 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 11338 147645 SH SOLE 0 0 147645 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 3763 49996 SH SOLE 0 0 49996 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 220 4442 SH SOLE 0 0 4442 VANGUARD INDEX FDS MID CAP ETF 922908629 5512 27984 SH SOLE 0 0 27984 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1500 10014 SH SOLE 0 0 10014 VANGUARD INDEX FDS TOTAL STK MKT 922908769 820 4347 SH SOLE 0 0 4347 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 592 14211 SH SOLE 0 0 14211 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 242 2345 SH SOLE 0 0 2345 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4027 52805 SH SOLE 0 0 52805 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 766 18776 SH SOLE 0 0 18776 VANGUARD WORLD FD ESG US STK ETF 921910733 319 4800 SH SOLE 0 0 4800 VERIZON COMMUNICATIONS INC COM 92343V104 553 10897 SH SOLE 0 0 10897 VILLAGE SUPER MKT INC CL A NEW 927107409 531 23300 SH SOLE 0 0 23300 VIRCO MFG CO COM 927651109 47 12247 SH SOLE 0 0 12247 VIRNETX HLDG CORP COM 92823T108 40 34200 SH SOLE 0 0 34200 VISA INC COM CL A 92826C839 293 1488 SH SOLE 0 0 1488 VISHAY PRECISION GROUP INC COM 92835K103 1298 44551 SH SOLE 0 0 44551 WALKER & DUNLOP INC COM 93148P102 9559 99226 SH SOLE 0 0 99226 WALMART INC COM 931142103 377 3099 SH SOLE 0 0 3099 WARNER BROS DISCOVERY INC COM SER A 934423104 406 30271 SH SOLE 0 0 30271 WATERS CORP COM 941848103 265 800 SH SOLE 0 0 800 WENDYS CO COM 95058W100 1881 99631 SH SOLE 0 0 99631 WESTERN ASSET GBL HIGH INC F COM 95766B109 93 13185 SH SOLE 0 0 13185 WESTERN ASSET GLOBAL CORP DE COM 95790C107 873 64300 SH SOLE 0 0 64300 WESTERN ASSET MUN PARTNERS F COM 95766P108 186 14836 SH SOLE 0 0 14836 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 318 9800 SH SOLE 0 0 9800 WIRELESS TELECOM GROUP INC COM 976524108 74 55915 SH SOLE 0 0 55915 XYLEM INC COM 98419M100 921 11775 SH SOLE 0 0 11775 YUM BRANDS INC COM 988498101 1302 11468 SH SOLE 0 0 11468 YUM CHINA HLDGS INC COM 98850P109 590 12168 SH SOLE 0 0 12168