Managing Director

0001085146-21-003024.txt : 20211105 0001085146-21-003024.hdr.sgml : 20211105 20211104194345 ACCESSION NUMBER: 0001085146-21-003024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211105 DATE AS OF CHANGE: 20211104 EFFECTIVENESS DATE: 20211105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 211381802 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000908195 XXXXXXXX 09-30-2021 09-30-2021 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 11-02-2021 0 297 1277163 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 196 27001 SH SOLE 0 0 27001 3M CO COM 88579Y101 4923 28065 SH SOLE 0 0 28065 ABB LTD SPONSORED ADR 000375204 7276 218091 SH SOLE 0 0 218091 ABBOTT LABS COM 002824100 511 4323 SH SOLE 0 0 4323 ABBVIE INC COM 00287Y109 210 1950 SH SOLE 0 0 1950 ABERDEEN GLOBAL INCOME FD IN COM 003013109 262 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 162 16625 SH SOLE 0 0 16625 ACACIA RESH CORP ACACIA TCH COM 003881307 122 18015 SH SOLE 0 0 18015 AFLAC INC COM 001055102 251 4818 SH SOLE 0 0 4818 AIR LEASE CORP CL A 00912X302 1372 34875 SH SOLE 0 0 34875 ALASKA AIR GROUP INC COM 011659109 592 10100 SH SOLE 0 0 10100 ALLEGHANY CORP MD COM 017175100 7651 12253 SH SOLE 0 0 12253 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 710 57903 SH SOLE 0 0 57903 ALLSTATE CORP COM 020002101 412 3235 SH SOLE 0 0 3235 ALPHABET INC CAP STK CL A 02079K305 1120 419 SH SOLE 0 0 419 ALPHABET INC CAP STK CL C 02079K107 1783 669 SH SOLE 0 0 669 ALTO INGREDIENTS INC COM 021513106 69 14000 SH SOLE 0 0 14000 AMAZON COM INC COM 023135106 13130 3997 SH SOLE 0 0 3997 AMERICAN EXPRESS CO COM 025816109 508 3033 SH SOLE 0 0 3033 AMERICAN FINL GROUP INC OHIO COM 025932104 428 3400 SH SOLE 0 0 3400 AMERICAN WELL CORP CL A 03044L105 124 13600 SH SOLE 0 0 13600 AMETEK INC COM 031100100 406 3274 SH SOLE 0 0 3274 AMGEN INC COM 031162100 10816 50862 SH SOLE 0 0 50862 ANALOG DEVICES INC COM 032654105 223 1329 SH SOLE 0 0 1329 ANSYS INC COM 03662Q105 443 1300 SH SOLE 0 0 1300 ANTHEM INC COM 036752103 526 1412 SH SOLE 0 0 1412 AON PLC SHS CL A G0403H108 5430 19000 SH SOLE 0 0 19000 APOLLO SR FLOATING RATE FD I COM 037636107 716 45300 SH SOLE 0 0 45300 APPLE INC COM 037833100 32516 229797 SH SOLE 0 0 229797 ARES CAPITAL CORP COM 04010L103 10751 528812 SH SOLE 0 0 528812 ARTS WAY MFG INC COM 043168103 68 18784 SH SOLE 0 0 18784 AT&T INC COM 00206R102 455 16835 SH SOLE 0 0 16835 AUTOMATIC DATA PROCESSING IN COM 053015103 1261 6310 SH SOLE 0 0 6310 AUTOZONE INC COM 053332102 8050 4741 SH SOLE 0 0 4741 AVERY DENNISON CORP COM 053611109 43343 209175 SH SOLE 0 0 209175 AZEK CO INC CL A 05478C105 267 7300 SH SOLE 0 0 7300 BALLANTYNE STRONG INC COM 058516105 46 15000 SH SOLE 0 0 15000 BAR HBR BANKSHARES COM 066849100 304 10854 SH SOLE 0 0 10854 BELLICUM PHARMACEUTICALS INC COM NEW 079481404 38 12941 SH SOLE 0 0 12941 BERKSHIRE HATHAWAY INC DEL CL A 084670108 5759 14 SH SOLE 0 0 14 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 24814 90912 SH SOLE 0 0 90912 BIG LOTS INC COM 089302103 390 9000 SH SOLE 0 0 9000 BK OF AMERICA CORP COM 060505104 2099 49446 SH SOLE 0 0 49446 BLACKROCK CAP INVT CORP COM 092533108 84 21783 SH SOLE 0 0 21783 BLACKROCK ENHANCED EQUITY DI COM 09251A104 267 27285 SH SOLE 0 0 27285 BLACKROCK FLOATING RATE INCO COM 09255X100 777 58150 SH SOLE 0 0 58150 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 257 17700 SH SOLE 0 0 17700 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 250 18100 SH SOLE 0 0 18100 BLACKROCK SCIENCE & TECHNOLO SHS BEN INT 09260K101 223 5772 SH SOLE 0 0 5772 BLACKSTONE INC COM 09260D107 215 1847 SH SOLE 0 0 1847 BOEING CO COM 097023105 574 2612 SH SOLE 0 0 2612 BORGWARNER INC COM 099724106 12124 280593 SH SOLE 0 0 280593 BP PLC SPONSORED ADR 055622104 237 8686 SH SOLE 0 0 8686 BRISTOL-MYERS SQUIBB CO COM 110122108 526 8882 SH SOLE 0 0 8882 BUILDERS FIRSTSOURCE INC COM 12008R107 1713 33100 SH SOLE 0 0 33100 CANADIAN IMP BK COMM COM 136069101 2225 19990 SH SOLE 0 0 19990 CANNAE HLDGS INC COM 13765N107 280 9000 SH SOLE 0 0 9000 CBRE GROUP INC CL A 12504L109 1550 15925 SH SOLE 0 0 15925 CERUS CORP COM 157085101 113 18500 SH SOLE 0 0 18500 CHARTER COMMUNICATIONS INC N CL A 16119P108 1767 2428 SH SOLE 0 0 2428 CHEESECAKE FACTORY INC COM 163072101 249 5300 SH SOLE 0 0 5300 CHENIERE ENERGY INC COM NEW 16411R208 2378 24350 SH SOLE 0 0 24350 CHEVRON CORP NEW COM 166764100 1858 18319 SH SOLE 0 0 18319 CISCO SYS INC COM 17275R102 23892 438941 SH SOLE 0 0 438941 COCA COLA CO COM 191216100 424 8083 SH SOLE 0 0 8083 COHEN & STEERS INFRASTRUCTUR COM 19248A109 230 8500 SH SOLE 0 0 8500 COHEN & STEERS QUALITY INCOM COM 19247L106 221 14800 SH SOLE 0 0 14800 COHEN & STEERS REIT & PFD & COM 19247X100 282 11000 SH SOLE 0 0 11000 COHEN & STEERS TOTAL RETURN COM 19247R103 200 12300 SH SOLE 0 0 12300 COINBASE GLOBAL INC COM CL A 19260Q107 531 2334 SH SOLE 0 0 2334 COMCAST CORP NEW CL A 20030N101 446 7972 SH SOLE 0 0 7972 CONOCOPHILLIPS COM 20825C104 1482 21875 SH SOLE 0 0 21875 CONSOLIDATED EDISON INC COM 209115104 316 4357 SH SOLE 0 0 4357 CORNING INC COM 219350105 49228 1349084 SH SOLE 0 0 1349084 COVETRUS INC COM 22304C100 219 12100 SH SOLE 0 0 12100 CSX CORP COM 126408103 393 13199 SH SOLE 0 0 13199 CVS HEALTH CORP COM 126650100 1316 15512 SH SOLE 0 0 15512 DANA INC COM 235825205 1116 50200 SH SOLE 0 0 50200 DEERE & CO COM 244199105 596 1780 SH SOLE 0 0 1780 DIAGEO PLC SPON ADR NEW 25243Q205 251 1300 SH SOLE 0 0 1300 DISCOVERY INC COM SER A 25470F104 624 24600 SH SOLE 0 0 24600 DISNEY WALT CO COM 254687106 8183 48372 SH SOLE 0 0 48372 DOLLAR GEN CORP NEW COM 256677105 212 1000 SH SOLE 0 0 1000 DOMINION ENERGY INC COM 25746U109 2531 34662 SH SOLE 0 0 34662 DUKE ENERGY CORP NEW COM NEW 26441C204 205 2100 SH SOLE 0 0 2100 EATON VANCE FLTING RATE INC COM 278279104 258 17680 SH SOLE 0 0 17680 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 138 10000 SH SOLE 0 0 10000 EATON VANCE SR FLTNG RTE TR COM 27828Q105 506 34600 SH SOLE 0 0 34600 EMERSON ELEC CO COM 291011104 2916 30959 SH SOLE 0 0 30959 ENBRIDGE INC COM 29250N105 943 23693 SH SOLE 0 0 23693 ENTERPRISE PRODS PARTNERS L COM 293792107 269 12450 SH SOLE 0 0 12450 EQUINIX INC COM 29444U700 2185 2766 SH SOLE 0 0 2766 EQUUS TOTAL RETURN INC COM 294766100 41 17735 SH SOLE 0 0 17735 EXPEDIA GROUP INC COM NEW 30212P303 270 1645 SH SOLE 0 0 1645 EXXON MOBIL CORP COM 30231G102 4378 74438 SH SOLE 0 0 74438 FACEBOOK INC CL A 30303M102 589 1734 SH SOLE 0 0 1734 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 224 4400 SH SOLE 0 0 4400 FIRST TR SR FLTG RATE INCOME COM 33733U108 258 21100 SH SOLE 0 0 21100 FORD MTR CO DEL COM 345370860 156 11016 SH SOLE 0 0 11016 FREQUENCY ELECTRS INC COM 358010106 425 41161 SH SOLE 0 0 41161 FRIEDMAN INDS INC COM 358435105 573 48091 SH SOLE 0 0 48091 GARTNER INC COM 366651107 328 1078 SH SOLE 0 0 1078 GATX CORP COM 361448103 376 4200 SH SOLE 0 0 4200 GENCOR INDS INC COM 368678108 262 23608 SH SOLE 0 0 23608 GENERAL ELECTRIC CO COM NEW 369604301 427 4148 SH SOLE 0 0 4148 GENERAL MLS INC COM 370334104 2704 45203 SH SOLE 0 0 45203 GENERAL MTRS CO COM 37045V100 3426 64991 SH SOLE 0 0 64991 GILEAD SCIENCES INC COM 375558103 373 5339 SH SOLE 0 0 5339 GLADSTONE LD CORP COM 376549101 1000 43900 SH SOLE 0 0 43900 GLOBAL MED REIT INC COM NEW 37954A204 910 61900 SH SOLE 0 0 61900 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 1169 23064 SH SOLE 0 0 23064 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 5897 158943 SH SOLE 0 0 158943 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 493 5730 SH SOLE 0 0 5730 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 12518 187258 SH SOLE 0 0 187258 GRAINGER W W INC COM 384802104 513 1305 SH SOLE 0 0 1305 HANNON ARMSTRONG SUST INFR C COM 41068X100 747 13968 SH SOLE 0 0 13968 HEALTHCARE SVCS GROUP INC COM 421906108 390 15610 SH SOLE 0 0 15610 HENRY SCHEIN INC COM 806407102 1685 22125 SH SOLE 0 0 22125 HOLOGIC INC COM 436440101 221 3000 SH SOLE 0 0 3000 HOME DEPOT INC COM 437076102 574 1749 SH SOLE 0 0 1749 HOWMET AEROSPACE INC COM 443201108 255 8165 SH SOLE 0 0 8165 HURCO CO COM 447324104 471 14600 SH SOLE 0 0 14600 IAC INTERACTIVECORP NEW COM NEW 44891N208 261 2000 SH SOLE 0 0 2000 II-VI INC COM 902104108 10395 175113 SH SOLE 0 0 175113 ILLINOIS TOOL WKS INC COM 452308109 6747 32650 SH SOLE 0 0 32650 IMMUCELL CORP COM PAR 452525306 168 17909 SH SOLE 0 0 17909 INTEL CORP COM 458140100 34122 640436 SH SOLE 0 0 640436 INTERNATIONAL BUSINESS MACHS COM 459200101 1741 12535 SH SOLE 0 0 12535 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 651 43309 SH SOLE 0 0 43309 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 8469 393338 SH SOLE 0 0 393338 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 444 19100 SH SOLE 0 0 19100 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 1799 83040 SH SOLE 0 0 83040 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 458 18100 SH SOLE 0 0 18100 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 96694 4373303 SH SOLE 0 0 4373303 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 59044 394101 SH SOLE 0 0 394101 INVESCO MUN OPPORTUNITY TR COM 46132C107 137 10000 SH SOLE 0 0 10000 INVESCO QQQ TR UNIT SER 1 46090E103 780 2180 SH SOLE 0 0 2180 INVESCO TR INVT GRADE MUNS COM 46131M106 233 17000 SH SOLE 0 0 17000 ISHARES INC MSCI EQUAL WEITE 464286681 865 10330 SH SOLE 0 0 10330 ISHARES TR 0-5YR INVT GR CP 46434V100 1712 33131 SH SOLE 0 0 33131 ISHARES TR BLACKROCK ULTRA 46434V878 16471 326130 SH SOLE 0 0 326130 ISHARES TR CORE MSCI EAFE 46432F842 12348 166303 SH SOLE 0 0 166303 ISHARES TR CORE MSCI TOTAL 46432F834 559 7873 SH SOLE 0 0 7873 ISHARES TR CORE S&P500 ETF 464287200 209 486 SH SOLE 0 0 486 ISHARES TR CORE US AGGBD ET 464287226 2825 24604 SH SOLE 0 0 24604 ISHARES TR GL CLEAN ENE ETF 464288224 1219 56309 SH SOLE 0 0 56309 ISHARES TR ISHS 1-5YR INVS 464288646 19932 364792 SH SOLE 0 0 364792 ISHARES TR LATN AMER 40 ETF 464287390 354 13322 SH SOLE 0 0 13322 ISHARES TR MSCI USA MIN VOL 46429B697 3084 41958 SH SOLE 0 0 41958 ISHARES TR MSCI USA MMENTM 46432F396 593 3379 SH SOLE 0 0 3379 ISHARES TR MSCI USA QLT FCT 46432F339 17141 130125 SH SOLE 0 0 130125 ISHARES TR PFD AND INCM SEC 464288687 989 25490 SH SOLE 0 0 25490 ISHARES TR RESIDENTIAL MULT 464288562 257 3000 SH SOLE 0 0 3000 ISHARES TR RUS 1000 GRW ETF 464287614 668 2436 SH SOLE 0 0 2436 ISHARES TR RUSSELL 2000 ETF 464287655 1260 5761 SH SOLE 0 0 5761 ISHARES TR S&P 500 GRWT ETF 464287309 226 3052 SH SOLE 0 0 3052 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 20873 416287 SH SOLE 0 0 416287 J & J SNACK FOODS CORP COM 466032109 2583 16900 SH SOLE 0 0 16900 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 67046 1321883 SH SOLE 0 0 1321883 JACOBS ENGR GROUP INC COM 469814107 2854 21535 SH SOLE 0 0 21535 JETBLUE AWYS CORP COM 477143101 161 10550 SH SOLE 0 0 10550 JOHNSON & JOHNSON COM 478160104 5500 34054 SH SOLE 0 0 34054 JOHNSON CTLS INTL PLC SHS G51502105 28901 424513 SH SOLE 0 0 424513 JPMORGAN CHASE & CO COM 46625H100 32910 201051 SH SOLE 0 0 201051 KAR AUCTION SVCS INC COM 48238T109 279 17000 SH SOLE 0 0 17000 KELLY SVCS INC CL A 488152208 1022 54144 SH SOLE 0 0 54144 KENNAMETAL INC COM 489170100 9657 282109 SH SOLE 0 0 282109 KIMBERLY-CLARK CORP COM 494368103 334 2521 SH SOLE 0 0 2521 KIRBY CORP COM 497266106 345 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 1032 3084 SH SOLE 0 0 3084 L3HARRIS TECHNOLOGIES INC COM 502431109 665 3020 SH SOLE 0 0 3020 LAUDER ESTEE COS INC CL A 518439104 4089 13632 SH SOLE 0 0 13632 LENNAR CORP CL A 526057104 20087 214416 SH SOLE 0 0 214416 LIBERTY BROADBAND CORP COM SER C 530307305 2951 17085 SH SOLE 0 0 17085 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 1383 29309 SH SOLE 0 0 29309 LIBERTY MEDIA CORP DEL COM C SIRIUSXM 531229607 7563 159313 SH SOLE 0 0 159313 LILLY ELI & CO COM 532457108 10668 46173 SH SOLE 0 0 46173 LINCOLN NATL CORP IND COM 534187109 727 10580 SH SOLE 0 0 10580 LISTED FD TR HORIZON KINETICS 53656F623 16547 566662 SH SOLE 0 0 566662 M & T BK CORP COM 55261F104 367 2459 SH SOLE 0 0 2459 MANHATTAN BRDG CAP INC COM 562803106 968 142344 SH SOLE 0 0 142344 MARATHON PETE CORP COM 56585A102 1083 17524 SH SOLE 0 0 17524 MARTIN MARIETTA MATLS INC COM 573284106 239 700 SH SOLE 0 0 700 MASTERCARD INCORPORATED CL A 57636Q104 226 651 SH SOLE 0 0 651 MCDONALDS CORP COM 580135101 246 1022 SH SOLE 0 0 1022 MCKESSON CORP COM 58155Q103 538 2700 SH SOLE 0 0 2700 MEDICAL PPTYS TRUST INC COM 58463J304 672 33500 SH SOLE 0 0 33500 MEDTRONIC PLC SHS G5960L103 1367 10904 SH SOLE 0 0 10904 MERCER INTL INC COM 588056101 2260 195000 SH SOLE 0 0 195000 MERCK & CO INC COM 58933Y105 1615 21502 SH SOLE 0 0 21502 METLIFE INC COM 59156R108 5115 82866 SH SOLE 0 0 82866 MICROSOFT CORP COM 594918104 35048 124320 SH SOLE 0 0 124320 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1167 62600 SH SOLE 0 0 62600 MONTROSE ENVIRONMENTAL GROUP COM 615111101 558 9031 SH SOLE 0 0 9031 MORGAN STANLEY COM NEW 617446448 778 7995 SH SOLE 0 0 7995 NATIONAL WESTN LIFE GROUP IN CL A 638517102 741 3520 SH SOLE 0 0 3520 NEW YORK CMNTY BANCORP INC COM 649445103 781 60650 SH SOLE 0 0 60650 NEW YORK TIMES CO CL A 650111107 1831 37165 SH SOLE 0 0 37165 NEXTERA ENERGY INC COM 65339F101 449 5719 SH SOLE 0 0 5719 NORTONLIFELOCK INC COM 668771108 1186 46861 SH SOLE 0 0 46861 NOVARTIS AG SPONSORED ADR 66987V109 347 4240 SH SOLE 0 0 4240 NUTRIEN LTD COM 67077M108 6916 106682 SH SOLE 0 0 106682 NUVEEN MUN VALUE FD INC COM 670928100 136 12000 SH SOLE 0 0 12000 NUVEEN NEW YORK QLT MUN INC COM 67066X107 191 13000 SH SOLE 0 0 13000 NUVEEN PFD & INCM SECURTIES COM 67072C105 160 16327 SH SOLE 0 0 16327 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 99 10000 SH SOLE 0 0 10000 NVIDIA CORPORATION COM 67066G104 272 1312 SH SOLE 0 0 1312 OPKO HEALTH INC COM 68375N103 82 22500 SH SOLE 0 0 22500 ORACLE CORP COM 68389X105 216 2475 SH SOLE 0 0 2475 ORGANON & CO COMMON STOCK 68622V106 213 6490 SH SOLE 0 0 6490 PAYPAL HLDGS INC COM 70450Y103 271 1040 SH SOLE 0 0 1040 PDC ENERGY INC COM 69327R101 3199 67500 SH SOLE 0 0 67500 PEDEVCO CORP COM PAR 70532Y303 52 35000 SH SOLE 0 0 35000 PEPSICO INC COM 713448108 3857 25645 SH SOLE 0 0 25645 PFIZER INC COM 717081103 3660 85105 SH SOLE 0 0 85105 PIMCO INCOME STRATEGY FD COM 72201H108 431 37100 SH SOLE 0 0 37100 PIMCO INCOME STRATEGY FD II COM 72201J104 354 34900 SH SOLE 0 0 34900 PROCTER AND GAMBLE CO COM 742718109 579 4144 SH SOLE 0 0 4144 PROSPECT CAP CORP COM 74348T102 106 13800 SH SOLE 0 0 13800 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 522 8573 SH SOLE 0 0 8573 PURE STORAGE INC CL A 74624M102 2081 82700 SH SOLE 0 0 82700 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 45 11000 SH SOLE 0 0 11000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 755 165300 SH SOLE 0 0 165300 QUALCOMM INC COM 747525103 19210 148940 SH SOLE 0 0 148940 QUEST DIAGNOSTICS INC COM 74834L100 1075 7400 SH SOLE 0 0 7400 RAND CAP CORP COM NEW 752185207 249 15444 SH SOLE 0 0 15444 RAYTHEON TECHNOLOGIES CORP COM 75513E101 917 10671 SH SOLE 0 0 10671 REALTY INCOME CORP COM 756109104 1551 23920 SH SOLE 0 0 23920 REGENERON PHARMACEUTICALS COM 75886F107 505 834 SH SOLE 0 0 834 RESEARCH FRONTIERS INC COM 760911107 438 171250 SH SOLE 0 0 171250 RING ENERGY INC COM 76680V108 118 40000 SH SOLE 0 0 40000 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 553 12400 SH SOLE 0 0 12400 S&P GLOBAL INC COM 78409V104 283 667 SH SOLE 0 0 667 S&W SEED CO COM 785135104 273 105500 SH SOLE 0 0 105500 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 517 113734 SH SOLE 0 0 113734 SALESFORCE COM INC COM 79466L302 12841 47347 SH SOLE 0 0 47347 SANDERSON FARMS INC COM 800013104 5588 29692 SH SOLE 0 0 29692 SANOFI SPONSORED ADR 80105N105 279 5780 SH SOLE 0 0 5780 SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 283 8272 SH SOLE 0 0 8272 SEABOARD CORP DEL COM 811543107 894 218 SH SOLE 0 0 218 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 368 2463 SH SOLE 0 0 2463 SENECA FOODS CORP NEW CL A 817070501 1206 25000 SH SOLE 0 0 25000 SMUCKER J M CO COM NEW 832696405 477 3972 SH SOLE 0 0 3972 SONOCO PRODS CO COM 835495102 19677 330268 SH SOLE 0 0 330268 SPARK NETWORKS SE SPONSORED ADR 846517100 35 10000 SH SOLE 0 0 10000 SPDR GOLD TR GOLD SHS 78463V107 14103 85881 SH SOLE 0 0 85881 SPDR S&P 500 ETF TR TR UNIT 78462F103 648 1510 SH SOLE 0 0 1510 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1029 2139 SH SOLE 0 0 2139 SPDR SER TR S&P BIOTECH 78464A870 1090 8669 SH SOLE 0 0 8669 SPDR SER TR SPDR BLOOMBERG 78468R663 220 2405 SH SOLE 0 0 2405 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 32014 1868885 SH SOLE 0 0 1868885 STARBUCKS CORP COM 855244109 13817 125260 SH SOLE 0 0 125260 STRYKER CORPORATION COM 863667101 1040 3942 SH SOLE 0 0 3942 SYNCHRONY FINANCIAL COM 87165B103 2204 45100 SH SOLE 0 0 45100 TEMPLETON GLOBAL INCOME FD COM 880198106 315 58500 SH SOLE 0 0 58500 TERADYNE INC COM 880770102 1476 13521 SH SOLE 0 0 13521 TEXAS INSTRS INC COM 882508104 37344 194288 SH SOLE 0 0 194288 THERMO FISHER SCIENTIFIC INC COM 883556102 42391 74198 SH SOLE 0 0 74198 TRINITY INDS INC COM 896522109 272 10000 SH SOLE 0 0 10000 UMH PPTYS INC COM 903002103 1814 79200 SH SOLE 0 0 79200 UNILEVER PLC SPON ADR NEW 904767704 6016 110953 SH SOLE 0 0 110953 UNION PAC CORP COM 907818108 1018 5193 SH SOLE 0 0 5193 UNITED PARCEL SERVICE INC CL B 911312106 464 2550 SH SOLE 0 0 2550 UNITEDHEALTH GROUP INC COM 91324P102 21167 54172 SH SOLE 0 0 54172 UNIVERSAL STAINLESS & ALLOY COM 913837100 144 14197 SH SOLE 0 0 14197 US FOODS HLDG CORP COM 912008109 272 7860 SH SOLE 0 0 7860 VALERO ENERGY CORP COM 91913Y100 367 5203 SH SOLE 0 0 5203 VALLEY NATL BANCORP COM 919794107 362 27200 SH SOLE 0 0 27200 VALMONT INDS INC COM 920253101 282 1200 SH SOLE 0 0 1200 VANECK ETF TRUST GOLD MINERS ETF 92189F106 356 12093 SH SOLE 0 0 12093 VANECK MERK GOLD TR GOLD TRUST 921078101 380 22215 SH SOLE 0 0 22215 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 12619 154004 SH SOLE 0 0 154004 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 2271 26573 SH SOLE 0 0 26573 VANGUARD INDEX FDS MID CAP ETF 922908629 3671 15506 SH SOLE 0 0 15506 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1063 6281 SH SOLE 0 0 6281 VANGUARD INDEX FDS TOTAL STK MKT 922908769 705 3175 SH SOLE 0 0 3175 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 578 11567 SH SOLE 0 0 11567 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 296 3592 SH SOLE 0 0 3592 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 682 13498 SH SOLE 0 0 13498 VANGUARD WORLD FD ESG US STK ETF 921910733 464 5800 SH SOLE 0 0 5800 VERIZON COMMUNICATIONS INC COM 92343V104 703 13017 SH SOLE 0 0 13017 VIACOMCBS INC CL B 92556H206 782 19782 SH SOLE 0 0 19782 VILLAGE SUPER MKT INC CL A NEW 927107409 592 27300 SH SOLE 0 0 27300 VIRNETX HLDG CORP COM 92823T108 48 12200 SH SOLE 0 0 12200 VISA INC COM CL A 92826C839 391 1753 SH SOLE 0 0 1753 VISHAY PRECISION GROUP INC COM 92835K103 1634 46985 SH SOLE 0 0 46985 WALKER & DUNLOP INC COM 93148P102 12514 110255 SH SOLE 0 0 110255 WALMART INC COM 931142103 549 3937 SH SOLE 0 0 3937 WENDYS CO COM 95058W100 2185 100781 SH SOLE 0 0 100781 WESTERN ASSET GBL HIGH INC F COM 95766B109 136 13185 SH SOLE 0 0 13185 WESTERN ASSET GLOBAL CORP DE COM 95790C107 422 23400 SH SOLE 0 0 23400 WESTERN ASSET MUN PARTNERS F COM 95766P108 187 11941 SH SOLE 0 0 11941 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 311 9800 SH SOLE 0 0 9800 WIRELESS TELECOM GROUP INC COM 976524108 47 22726 SH SOLE 0 0 22726 XYLEM INC COM 98419M100 1484 11995 SH SOLE 0 0 11995 YUM BRANDS INC COM 988498101 1403 11468 SH SOLE 0 0 11468 YUM CHINA HLDGS INC COM 98850P109 707 12168 SH SOLE 0 0 12168