Managing Director

0001085146-19-001326.txt : 20190503 0001085146-19-001326.hdr.sgml : 20190503 20190502173834 ACCESSION NUMBER: 0001085146-19-001326 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190502 EFFECTIVENESS DATE: 20190503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 19793311 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 03-31-2019 03-31-2019 false SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 05-02-2019 0 298 998818 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 176 94506 SH SOLE 0 0 94506 3M CO COM 88579Y101 8439 40614 SH SOLE 0 0 40614 A MARK PRECIOUS METALS INC COM 00181T107 2861 240416 SH SOLE 0 0 240416 ABB LTD SPONSORED ADR 000375204 2269 120225 SH SOLE 0 0 120225 ABBOTT LABS COM 002824100 297 3710 SH SOLE 0 0 3710 ABBVIE INC COM 00287Y109 236 2925 SH SOLE 0 0 2925 ABERDEEN ASIA PACIFIC INCOM COM 003009107 94 22245 SH SOLE 0 0 22245 ABERDEEN GLOBAL INCOME FD IN COM 003013109 259 31900 SH SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 132 18875 SH SOLE 0 0 18875 AIR LEASE CORP CL A 00912X302 1246 36275 SH SOLE 0 0 36275 AKEBIA THERAPEUTICS INC COM 00972D105 233 28427 SH SOLE 0 0 28427 ALASKA AIR GROUP INC COM 011659109 1308 23310 SH SOLE 0 0 23310 ALIMERA SCIENCES INC COM 016259103 11 10000 SH SOLE 0 0 10000 ALLEGHANY CORP DEL COM 017175100 17503 28580 SH SOLE 0 0 28580 ALLERGAN 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