0001085146-18-001774.txt : 20180727
0001085146-18-001774.hdr.sgml : 20180727
20180727162812
ACCESSION NUMBER: 0001085146-18-001774
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180727
DATE AS OF CHANGE: 20180727
EFFECTIVENESS DATE: 20180727
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 18975104
BUSINESS ADDRESS:
STREET 1: 600 LEXINGTON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-754-5111
MAIL ADDRESS:
STREET 1: 600 LEXINGTON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000908195
XXXXXXXX
06-30-2018
06-30-2018
false
SHUFRO ROSE & CO LLC
600 LEXINGTON AVENUE
15TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-04541
N
Steven J. Glass
Managing Director
212-754-5100
/s/ Steven J. Glass
New York
NY
07-27-2018
0
299
1046506
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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COM
68235B109
195
84500
SH
SOLE
0
0
84500
3M CO
COM
88579Y101
8388
42637
SH
SOLE
0
0
42637
A MARK PRECIOUS METALS INC
COM
00181T107
3265
245850
SH
SOLE
0
0
245850
ABB LTD
SPONSORED ADR
000375204
2597
119290
SH
SOLE
0
0
119290
ABBVIE INC
COM
00287Y109
229
2475
SH
SOLE
0
0
2475
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
144
33300
PRN
SOLE
0
0
33300
ABERDEEN GLOBAL INCOME FD IN
COM
003013109
253
31900
PRN
SOLE
0
0
31900
ABERDEEN JAPAN EQUITY FD INC
COM
00306J109
311
35125
PRN
SOLE
0
0
35125
AGILYSYS INC
COM
00847J105
1548
99845
SH
SOLE
0
0
99845
AIR LEASE CORP
CL A
00912X302
1460
34775
SH
SOLE
0
0
34775
ALASKA AIR GROUP INC
COM
011659109
1444
23910
SH
SOLE
0
0
23910
ALIMERA SCIENCES INC
COM
016259103
10
10000
SH
SOLE
0
0
10000
ALLEGHANY CORP DEL
COM
017175100
6060
10540
SH
SOLE
0
0
10540
ALLERGAN PLC
SHS
G0177J108
24865
149142
SH
SOLE
0
0
149142
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
322
27900
SH
SOLE
0
0
27900
ALPHABET INC
CAP STK CL C
02079K107
471
422
SH
SOLE
0
0
422
ALPHABET INC
CAP STK CL A
02079K305
374
331
SH
SOLE
0
0
331
ALTRIA GROUP INC
COM
02209S103
244
4300
SH
SOLE
0
0
4300
AMAZON COM INC
COM
023135106
700
412
SH
SOLE
0
0
412
AMERICAN AIRLS GROUP INC
COM
02376R102
238
6263
SH
SOLE
0
0
6263
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
879
37805
SH
SOLE
0
0
37805
AMERICAN EXPRESS CO
COM
025816109
327
3333
SH
SOLE
0
0
3333
AMERICAN FINL GROUP INC OHIO
COM
025932104
429
4000
SH
SOLE
0
0
4000
AMERICAN NATL INS CO
COM
028591105
1996
16690
SH
SOLE
0
0
16690
AMETEK INC NEW
COM
031100100
334
4624
SH
SOLE
0
0
4624
AMGEN INC
COM
031162100
15581
84411
SH
SOLE
0
0
84411
ANDEAVOR
COM
03349M105
879
6700
SH
SOLE
0
0
6700
ANTERO RES CORP
COM
03674X106
5473
256330
SH
SOLE
0
0
256330
ANTHEM INC
COM
036752103
408
1712
SH
SOLE
0
0
1712
AON PLC
SHS CL A
G0408V102
3704
27000
SH
SOLE
0
0
27000
APPLE INC
COM
037833100
13086
70692
SH
SOLE
0
0
70692
ARALEZ PHARMACEUTICALS INC
COM
03852X100
7
20987
SH
SOLE
0
0
20987
ARCONIC INC
COM
03965L100
6487
381371
SH
SOLE
0
0
381371
ARTS WAY MFG INC
COM
043168103
62
23784
SH
SOLE
0
0
23784
ASTRONOVA INC
COM
04638F108
205
10879
SH
SOLE
0
0
10879
ASV HLDGS INC
COM
00215L104
764
132000
SH
SOLE
0
0
132000
AT&T INC
COM
00206R102
1358
42288
SH
SOLE
0
0
42288
ATLANTIC AMERN CORP
COM
048209100
94
34800
SH
SOLE
0
0
34800
AUTOMATIC DATA PROCESSING IN
COM
053015103
715
5328
SH
SOLE
0
0
5328
AUTOZONE INC
COM
053332102
8705
12975
SH
SOLE
0
0
12975
AVERY DENNISON CORP
COM
053611109
28197
276173
SH
SOLE
0
0
276173
AVX CORP NEW
COM
002444107
287
18325
SH
SOLE
0
0
18325
BANK AMER CORP
COM
060505104
2099
74470
SH
SOLE
0
0
74470
BAR HBR BANKSHARES
COM
066849100
656
21665
SH
SOLE
0
0
21665
BECTON DICKINSON & CO
COM
075887109
228
950
SH
SOLE
0
0
950
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
10718
38
SH
SOLE
0
0
38
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
16553
88683
SH
SOLE
0
0
88683
BIG LOTS INC
COM
089302103
1814
43425
SH
SOLE
0
0
43425
BIOGEN INC
COM
09062X103
435
1500
SH
SOLE
0
0
1500
BLACKROCK CAPITAL INVESTMENT
COM
092533108
233
40000
SH
SOLE
0
0
40000
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
261
28385
PRN
SOLE
0
0
28385
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1028
73950
PRN
SOLE
0
0
73950
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
253
20300
PRN
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0
0
20300
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
204
17000
PRN
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0
0
17000
BOEING CO
COM
097023105
802
2390
SH
SOLE
0
0
2390
BORGWARNER INC
COM
099724106
13669
316715
SH
SOLE
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0
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BP PLC
SPONSORED ADR
055622104
1873
41016
SH
SOLE
0
0
41016
BRISTOL MYERS SQUIBB CO
COM
110122108
32998
596269
SH
SOLE
0
0
596269
BUCKLE INC
COM
118440106
5279
196253
SH
SOLE
0
0
196253
CABOT OIL & GAS CORP
COM
127097103
16632
698820
SH
SOLE
0
0
698820
CBRE GROUP INC
CL A
12504L109
3359
70350
SH
SOLE
0
0
70350
CDN IMPERIAL BK COMM TORONTO
COM
136069101
6567
75555
SH
SOLE
0
0
75555
CERUS CORP
COM
157085101
107
16000
SH
SOLE
0
0
16000
CHARTER COMMUNICATIONS INC N
CL A
16119P108
652
2224
SH
SOLE
0
0
2224
CHEESECAKE FACTORY INC
COM
163072101
399
7250
SH
SOLE
0
0
7250
CHENIERE ENERGY INC
COM NEW
16411R208
2027
31100
SH
SOLE
0
0
31100
CHEVRON CORP NEW
COM
166764100
5028
39767
SH
SOLE
0
0
39767
CHICOS FAS INC
COM
168615102
89
10950
SH
SOLE
0
0
10950
CISCO SYS INC
COM
17275R102
39738
923502
SH
SOLE
0
0
923502
CITIGROUP INC
COM NEW
172967424
7693
114952
SH
SOLE
0
0
114952
COCA COLA CO
COM
191216100
540
12313
SH
SOLE
0
0
12313
COEUR MNG INC
COM NEW
192108504
378
49800
SH
SOLE
0
0
49800
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
291
12800
PRN
SOLE
0
0
12800
COHEN & STEERS QUALITY RLTY
COM
19247L106
120
10000
PRN
SOLE
0
0
10000
COLONY CAP INC NEW
CL A COM
19626G108
142
22700
SH
SOLE
0
0
22700
CONOCOPHILLIPS
COM
20825C104
741
10650
SH
SOLE
0
0
10650
CONSOLIDATED EDISON INC
COM
209115104
556
7132
SH
SOLE
0
0
7132
CORE LABORATORIES N V
COM
N22717107
7847
62172
SH
SOLE
0
0
62172
CORNING INC
COM
219350105
43890
1595405
SH
SOLE
0
0
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CVS HEALTH CORP
COM
126650100
896
13924
SH
SOLE
0
0
13924
D R HORTON INC
COM
23331A109
431
10505
SH
SOLE
0
0
10505
DARLING INGREDIENTS INC
COM
237266101
527
26507
SH
SOLE
0
0
26507
DEUTSCHE MULTI-MKT INCOME TR
SHS
25160E102
528
59900
PRN
SOLE
0
0
59900
DICKS SPORTING GOODS INC
COM
253393102
3430
97291
SH
SOLE
0
0
97291
DISCOVERY INC
COM SER C
25470F302
342
13425
SH
SOLE
0
0
13425
DISNEY WALT CO
COM DISNEY
254687106
3863
36853
SH
SOLE
0
0
36853
DOMINION ENERGY INC
COM
25746U109
25760
377819
SH
SOLE
0
0
377819
DOWDUPONT INC
COM
26078J100
11997
181995
SH
SOLE
0
0
181995
DSW INC
CL A
23334L102
1757
68066
SH
SOLE
0
0
68066
DUKE ENERGY CORP NEW
COM NEW
26441C204
822
10399
SH
SOLE
0
0
10399
EATON VANCE FLTING RATE INC
COM
278279104
394
27200
PRN
SOLE
0
0
27200
EATON VANCE LTD DUR INCOME F
COM
27828H105
315
25000
PRN
SOLE
0
0
25000
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
278
23500
PRN
SOLE
0
0
23500
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
256
17800
PRN
SOLE
0
0
17800
EL PASO ENERGY CAP TR I
PFD CV TR SECS
283678209
205
4400
PRN
SOLE
0
0
4400
EMERSON ELEC CO
COM
291011104
2773
40104
SH
SOLE
0
0
40104
ENERGY TRANSFER PARTNERS LP
UNIT LTD PRT INT
29278N103
225
11800
SH
SOLE
0
0
11800
ENSCO PLC
SHS CLASS A
G3157S106
192
26500
SH
SOLE
0
0
26500
EQUINIX INC
COM PAR $0.001
29444U700
1584
3685
SH
SOLE
0
0
3685
EQUUS TOTAL RETURN INC
COM
294766100
42
17735
SH
SOLE
0
0
17735
EXPRESS SCRIPTS HLDG CO
COM
30219G108
1878
24324
SH
SOLE
0
0
24324
EXXON MOBIL CORP
COM
30231G102
21101
255059
SH
SOLE
0
0
255059
FEDEX CORP
COM
31428X106
6457
28439
SH
SOLE
0
0
28439
FIRST TR SR FLG RTE INCM FD
COM
33733U108
297
23100
PRN
SOLE
0
0
23100
FORD MTR CO DEL
COM PAR $0.01
345370860
124
11237
SH
SOLE
0
0
11237
FREIGHTCAR AMER INC
COM
357023100
6182
368181
SH
SOLE
0
0
368181
FREQUENCY ELECTRS INC
COM
358010106
205
25397
SH
SOLE
0
0
25397
FRIEDMAN INDS INC
COM
358435105
1164
143720
SH
SOLE
0
0
143720
GATX CORP
COM
361448103
349
4700
SH
SOLE
0
0
4700
GENCOR INDS INC
COM
368678108
420
26023
SH
SOLE
0
0
26023
GENERAL DYNAMICS CORP
COM
369550108
373
2000
SH
SOLE
0
0
2000
GENERAL ELECTRIC CO
COM
369604103
19038
1398790
SH
SOLE
0
0
1398790
GENERAL MLS INC
COM
370334104
2255
50941
SH
SOLE
0
0
50941
GENERAL MTRS CO
COM
37045V100
7684
195015
SH
SOLE
0
0
195015
GETTY RLTY CORP NEW
COM
374297109
410
14550
SH
SOLE
0
0
14550
GGP INC
COM
36174X101
944
46200
SH
SOLE
0
0
46200
GILEAD SCIENCES INC
COM
375558103
347
4900
SH
SOLE
0
0
4900
GLADSTONE LD CORP
COM
376549101
604
47700
SH
SOLE
0
0
47700
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
389
9650
SH
SOLE
0
0
9650
GLOBAL X FDS
LITHIUM BTRY ETF
37954Y855
728
22395
SH
SOLE
0
0
22395
GOLDFIELD CORP
COM
381370105
381
89745
SH
SOLE
0
0
89745
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
208
13150
SH
SOLE
0
0
13150
HAIN CELESTIAL GROUP INC
COM
405217100
408
13690
SH
SOLE
0
0
13690
HALLIBURTON CO
COM
406216101
281
6235
SH
SOLE
0
0
6235
HANESBRANDS INC
COM
410345102
8827
400867
SH
SOLE
0
0
400867
HANNON ARMSTRONG SUST INFR C
COM
41068X100
215
10874
SH
SOLE
0
0
10874
HEALTHCARE SVCS GRP INC
COM
421906108
780
18050
SH
SOLE
0
0
18050
HOME DEPOT INC
COM
437076102
3429
17575
SH
SOLE
0
0
17575
HONEYWELL INTL INC
COM
438516106
412
2858
SH
SOLE
0
0
2858
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
303
10600
SH
SOLE
0
0
10600
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
330
12425
SH
SOLE
0
0
12425
II VI INC
COM
902104108
11842
272548
SH
SOLE
0
0
272548
ILLINOIS TOOL WKS INC
COM
452308109
9541
68868
SH
SOLE
0
0
68868
IMMUCELL CORP
COM PAR
452525306
333
48791
SH
SOLE
0
0
48791
IMPINJ INC
COM
453204109
320
14465
SH
SOLE
0
0
14465
INGREDION INC
COM
457187102
5050
45620
SH
SOLE
0
0
45620
INTEL CORP
COM
458140100
43568
876443
SH
SOLE
0
0
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INTELLIGENT SYS CORP NEW
COM
45816D100
692
79762
SH
SOLE
0
0
79762
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
405
5500
SH
SOLE
0
0
5500
INTERNATIONAL BUSINESS MACHS
COM
459200101
2230
15960
SH
SOLE
0
0
15960
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
856
8403
SH
SOLE
0
0
8403
INVESCO QQQ TR
UNIT SER 1
46090E103
330
1923
SH
SOLE
0
0
1923
INVESCO TR INVT GRADE MUNS
COM
46131M106
350
28300
PRN
SOLE
0
0
28300
INVESCO TR INVT GRADE NY MUN
COM
46131T101
272
21300
PRN
SOLE
0
0
21300
ISHARES TR
LATN AMER 40 ETF
464287390
688
23235
SH
SOLE
0
0
23235
ISHARES TR
RUS 1000 GRW ETF
464287614
848
5895
SH
SOLE
0
0
5895
ISHARES TR
CORE S&P SCP ETF
464287804
556
6664
SH
SOLE
0
0
6664
ITT INC
COM
45073V108
633
12109
SH
SOLE
0
0
12109
J & J SNACK FOODS CORP
COM
466032109
3203
21005
SH
SOLE
0
0
21005
JACOBS ENGR GROUP INC DEL
COM
469814107
2228
35090
SH
SOLE
0
0
35090
JBG SMITH PPTYS
COM
46590V100
252
6913
SH
SOLE
0
0
6913
JEFFERIES FINL GROUP INC
COM
47233W109
576
25330
SH
SOLE
0
0
25330
JETBLUE AIRWAYS CORP
COM
477143101
191
10050
SH
SOLE
0
0
10050
JOHNSON & JOHNSON
COM
478160104
4714
38848
SH
SOLE
0
0
38848
JOHNSON CTLS INTL PLC
SHS
G51502105
21449
641220
SH
SOLE
0
0
641220
JPMORGAN CHASE & CO
COM
46625H100
22295
213965
SH
SOLE
0
0
213965
KELLY SVCS INC
CL A
488152208
4205
187305
SH
SOLE
0
0
187305
KENNAMETAL INC
COM
489170100
11469
319459
SH
SOLE
0
0
319459
KENNEDY-WILSON HLDGS INC
COM
489398107
5287
249985
SH
SOLE
0
0
249985
KERYX BIOPHARMACEUTICALS INC
COM
492515101
345
91800
SH
SOLE
0
0
91800
KIMBERLY CLARK CORP
COM
494368103
369
3500
SH
SOLE
0
0
3500
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
202
4777
SH
SOLE
0
0
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L3 TECHNOLOGIES INC
COM
502413107
692
3600
SH
SOLE
0
0
3600
LAZARD LTD
SHS A
G54050102
404
8250
SH
SOLE
0
0
8250
LEGG MASON INC
COM
524901105
365
10500
SH
SOLE
0
0
10500
LENNAR CORP
CL A
526057104
13073
249017
SH
SOLE
0
0
249017
LEXINGTON REALTY TRUST
COM
529043101
200
22862
SH
SOLE
0
0
22862
LIBERTY BROADBAND CORP
COM SER A
530307107
215
2848
SH
SOLE
0
0
2848
LIBERTY BROADBAND CORP
COM SER C
530307305
801
10583
SH
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0
0
10583
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
2644
58689
SH
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0
0
58689
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
8893
196050
SH
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0
0
196050
LIBERTY MEDIA CORP DELAWARE
COM SER C FRMLA
531229854
425
11436
SH
SOLE
0
0
11436
LILLY ELI & CO
COM
532457108
4013
47034
SH
SOLE
0
0
47034
LINCOLN NATL CORP IND
COM
534187109
2907
46700
SH
SOLE
0
0
46700
M & T BK CORP
COM
55261F104
957
5625
SH
SOLE
0
0
5625
MAGAL SECURITY SYS LTD
ORD
M6786D104
76
14335
SH
SOLE
0
0
14335
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
344
45552
SH
SOLE
0
0
45552
MANITEX INTL INC
COM
563420108
4834
387300
SH
SOLE
0
0
387300
MARTIN MARIETTA MATLS INC
COM
573284106
234
1050
SH
SOLE
0
0
1050
MATRIX SVC CO
COM
576853105
4921
268200
SH
SOLE
0
0
268200
MCKESSON CORP
COM
58155Q103
427
3200
SH
SOLE
0
0
3200
MEDICAL PPTYS TRUST INC
COM
58463J304
2126
151400
SH
SOLE
0
0
151400
MEDTRONIC PLC
SHS
G5960L103
846
9881
SH
SOLE
0
0
9881
MERCER INTL INC
COM
588056101
2514
143650
SH
SOLE
0
0
143650
MERCK & CO INC
COM
58933Y105
1202
19803
SH
SOLE
0
0
19803
METLIFE INC
COM
59156R108
14583
334464
SH
SOLE
0
0
334464
MFS INTER INCOME TR
SH BEN INT
55273C107
510
132150
PRN
SOLE
0
0
132150
MICROSOFT CORP
COM
594918104
20169
204537
SH
SOLE
0
0
204537
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1031
62400
SH
SOLE
0
0
62400
MORGAN STANLEY EMER MKTS DEB
COM
61744H105
139
15850
PRN
SOLE
0
0
15850
MOSAIC CO NEW
COM
61945C103
1792
63891
SH
SOLE
0
0
63891
NATIONAL WESTN LIFE GROUP IN
CL A
638517102
13258
43149
SH
SOLE
0
0
43149
NAVIENT CORPORATION
COM
63938C108
139
10705
SH
SOLE
0
0
10705
NEW GOLD INC CDA
COM
644535106
218
105000
SH
SOLE
0
0
105000
NEW MEDIA INVT GROUP INC
COM
64704V106
1279
69200
SH
SOLE
0
0
69200
NEW YORK CMNTY BANCORP INC
COM
649445103
262
23700
SH
SOLE
0
0
23700
NORTHERN TR CORP
COM
665859104
360
3500
SH
SOLE
0
0
3500
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1271
26900
SH
SOLE
0
0
26900
NOVARTIS A G
SPONSORED ADR
66987V109
1257
16637
SH
SOLE
0
0
16637
NUTRIEN LTD
COM
67077M108
12293
226060
SH
SOLE
0
0
226060
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
122
15300
PRN
SOLE
0
0
15300
NUVEEN MUN VALUE FD INC
COM
670928100
163
17000
PRN
SOLE
0
0
17000
NUVEEN PFD & INCM OPPORTNYS
COM
67073B106
93
10000
PRN
SOLE
0
0
10000
NUVEEN PFD & INCM SECURTIES
COM
67072C105
245
27786
PRN
SOLE
0
0
27786
OPKO HEALTH INC
COM
68375N103
988
210200
SH
SOLE
0
0
210200
ORBCOMM INC
COM
68555P100
344
34100
SH
SOLE
0
0
34100
ORBOTECH LTD
ORD
M75253100
814
13175
SH
SOLE
0
0
13175
PACIFIC ETHANOL INC
COM PAR $.001
69423U305
29
11000
SH
SOLE
0
0
11000
PARKER DRILLING CO
COM
701081101
6
17000
SH
SOLE
0
0
17000
PDC ENERGY INC
COM
69327R101
559
9250
SH
SOLE
0
0
9250
PDL BIOPHARMA INC
COM
69329Y104
27
11500
SH
SOLE
0
0
11500
PEDEVCO CORP
COM PAR
70532Y303
222
97703
SH
SOLE
0
0
97703
PENNEY J C INC
COM
708160106
30
13000
SH
SOLE
0
0
13000
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
125
11400
SH
SOLE
0
0
11400
PERMA PIPE INTL HLDGS INC
COM
714167103
183
19591
SH
SOLE
0
0
19591
PERRIGO CO PLC
SHS
G97822103
389
5329
SH
SOLE
0
0
5329
PFIZER INC
COM
717081103
3823
105369
SH
SOLE
0
0
105369
PHILLIPS 66
COM
718546104
416
3700
SH
SOLE
0
0
3700
PIMCO INCOME STRATEGY FUND
COM
72201H108
493
41600
PRN
SOLE
0
0
41600
PIMCO INCOME STRATEGY FUND I
COM
72201J104
398
38000
PRN
SOLE
0
0
38000
PROASSURANCE CORP
COM
74267C106
253
7130
SH
SOLE
0
0
7130
PROSPECT CAPITAL CORPORATION
COM
74348T102
91
13500
SH
SOLE
0
0
13500
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
652
12034
SH
SOLE
0
0
12034
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
75
16000
PRN
SOLE
0
0
16000
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
893
170800
PRN
SOLE
0
0
170800
QUALCOMM INC
COM
747525103
16248
289524
SH
SOLE
0
0
289524
QUEST DIAGNOSTICS INC
COM
74834L100
953
8665
SH
SOLE
0
0
8665
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
1353
102400
SH
SOLE
0
0
102400
RAND CAP CORP
COM
752185108
492
182739
SH
SOLE
0
0
182739
RAYTHEON CO
COM NEW
755111507
495
2564
SH
SOLE
0
0
2564
REALOGY HLDGS CORP
COM
75605Y106
5275
231365
SH
SOLE
0
0
231365
REALTY INCOME CORP
COM
756109104
339
6311
SH
SOLE
0
0
6311
REGENERON PHARMACEUTICALS
COM
75886F107
207
600
SH
SOLE
0
0
600
RESEARCH FRONTIERS INC
COM
760911107
114
138250
SH
SOLE
0
0
138250
RITE AID CORP
COM
767754104
17
10000
SH
SOLE
0
0
10000
ROCKWELL COLLINS INC
COM
774341101
19528
144994
SH
SOLE
0
0
144994
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
977
14119
SH
SOLE
0
0
14119
RSP PERMIAN INC
COM
74978Q105
247
5600
SH
SOLE
0
0
5600
RTI SURGICAL INC
COM
74975N105
166
36000
SH
SOLE
0
0
36000
S&W SEED CO
COM
785135104
148
45500
SH
SOLE
0
0
45500
SANDERSON FARMS INC
COM
800013104
5801
55165
SH
SOLE
0
0
55165
SANOFI
SPONSORED ADR
80105N105
288
7200
SH
SOLE
0
0
7200
SCHEIN HENRY INC
COM
806407102
1062
14625
SH
SOLE
0
0
14625
SCHNITZER STL INDS
CL A
806882106
1297
38500
SH
SOLE
0
0
38500
SEABOARD CORP
COM
811543107
1090
275
SH
SOLE
0
0
275
SENECA FOODS CORP NEW
CL A
817070501
949
35150
SH
SOLE
0
0
35150
SKYWORKS SOLUTIONS INC
COM
83088M102
203
2100
SH
SOLE
0
0
2100
SOCIEDAD QUIMICA MINERA DE C
SPON ADR SER B
833635105
312
6500
SH
SOLE
0
0
6500
SONOCO PRODS CO
COM
835495102
19756
376296
SH
SOLE
0
0
376296
SPDR S&P 500 ETF TR
TR UNIT
78462F103
480
1768
SH
SOLE
0
0
1768
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
1020
2872
SH
SOLE
0
0
2872
SPDR SERIES TRUST
S&P BIOTECH
78464A870
895
9400
SH
SOLE
0
0
9400
SPORTSMANS WHSE HLDGS INC
COM
84920Y106
63
12400
SH
SOLE
0
0
12400
SPROTT FOCUS TR INC
COM
85208J109
395
50573
PRN
SOLE
0
0
50573
STARBUCKS CORP
COM
855244109
5350
109528
SH
SOLE
0
0
109528
STONERIDGE INC
COM
86183P102
302
8600
SH
SOLE
0
0
8600
STRYKER CORP
COM
863667101
8738
51747
SH
SOLE
0
0
51747
SUNOPTA INC
COM
8676EP108
509
60600
SH
SOLE
0
0
60600
SUPERIOR INDS INTL INC
COM
868168105
2076
116005
SH
SOLE
0
0
116005
SYMANTEC CORP
COM
871503108
1499
72582
SH
SOLE
0
0
72582
SYNCHRONY FINL
COM
87165B103
6687
200325
SH
SOLE
0
0
200325
TARGET CORP
COM
87612E106
419
5500
SH
SOLE
0
0
5500
TEJON RANCH CO
COM
879080109
6403
263485
SH
SOLE
0
0
263485
TEMPLETON GLOBAL INCOME FD
COM
880198106
273
44500
PRN
SOLE
0
0
44500
TERADYNE INC
COM
880770102
3128
82155
SH
SOLE
0
0
82155
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADR
881624209
410
16879
SH
SOLE
0
0
16879
TEXAS INSTRS INC
COM
882508104
21888
198531
SH
SOLE
0
0
198531
THERMO FISHER SCIENTIFIC INC
COM
883556102
12394
59832
SH
SOLE
0
0
59832
TILE SHOP HLDGS INC
COM
88677Q109
3910
507854
SH
SOLE
0
0
507854
TOWNSQUARE MEDIA INC
CL A
892231101
1816
280750
SH
SOLE
0
0
280750
TRI POINTE GROUP INC
COM
87265H109
4368
267005
SH
SOLE
0
0
267005
TRINITY INDS INC
COM
896522109
689
20100
SH
SOLE
0
0
20100
UNILEVER PLC
SPON ADR NEW
904767704
2849
51545
SH
SOLE
0
0
51545
UNION PAC CORP
COM
907818108
1971
13915
SH
SOLE
0
0
13915
UNITED PARCEL SERVICE INC
CL B
911312106
431
4059
SH
SOLE
0
0
4059
UNITED TECHNOLOGIES CORP
COM
913017109
361
2887
SH
SOLE
0
0
2887
UNITEDHEALTH GROUP INC
COM
91324P102
9004
36699
SH
SOLE
0
0
36699
UNIVERSAL STAINLESS & ALLOY
COM
913837100
336
14197
SH
SOLE
0
0
14197
VALERO ENERGY CORP NEW
COM
91913Y100
1364
12305
SH
SOLE
0
0
12305
VALMONT INDS INC
COM
920253101
6550
43450
SH
SOLE
0
0
43450
VANGUARD INDEX FDS
GROWTH ETF
922908736
2539
16948
SH
SOLE
0
0
16948
VENTAS INC
COM
92276F100
4470
78490
SH
SOLE
0
0
78490
VERIZON COMMUNICATIONS INC
COM
92343V104
712
14157
SH
SOLE
0
0
14157
VILLAGE SUPER MKT INC
CL A NEW
927107409
356
12100
SH
SOLE
0
0
12100
VISHAY PRECISION GROUP INC
COM
92835K103
7449
195255
SH
SOLE
0
0
195255
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
8283
340710
SH
SOLE
0
0
340710
VORNADO RLTY TR
SH BEN INT
929042109
1022
13827
SH
SOLE
0
0
13827
VOYA PRIME RATE TR
SH BEN INT
92913A100
744
148000
PRN
SOLE
0
0
148000
WALGREENS BOOTS ALLIANCE INC
COM
931427108
300
5000
SH
SOLE
0
0
5000
WALKER & DUNLOP INC
COM
93148P102
16178
290707
SH
SOLE
0
0
290707
WASHINGTON PRIME GROUP NEW
COM
93964W108
674
83080
SH
SOLE
0
0
83080
WELLTOWER INC
COM
95040Q104
11240
179289
SH
SOLE
0
0
179289
WENDYS CO
COM
95058W100
4910
285793
SH
SOLE
0
0
285793
WESTERN ASSET GLB HI INCOME
COM
95766B109
116
12735
PRN
SOLE
0
0
12735
WESTERN ASST MN PRT FD INC
COM
95766P108
212
15037
PRN
SOLE
0
0
15037
WESTERN DIGITAL CORP
COM
958102105
552
7127
SH
SOLE
0
0
7127
WILLIAMS SONOMA INC
COM
969904101
454
7400
SH
SOLE
0
0
7400
WORLD FUEL SVCS CORP
COM
981475106
391
19172
SH
SOLE
0
0
19172
XYLEM INC
COM
98419M100
1469
21798
SH
SOLE
0
0
21798