0001085146-18-001774.txt : 20180727 0001085146-18-001774.hdr.sgml : 20180727 20180727162812 ACCESSION NUMBER: 0001085146-18-001774 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180727 DATE AS OF CHANGE: 20180727 EFFECTIVENESS DATE: 20180727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 18975104 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 06-30-2018 06-30-2018 false SHUFRO ROSE & CO LLC
600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-04541 N
Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 07-27-2018 0 299 1046506
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 195 84500 SH SOLE 0 0 84500 3M CO COM 88579Y101 8388 42637 SH SOLE 0 0 42637 A MARK PRECIOUS METALS INC COM 00181T107 3265 245850 SH SOLE 0 0 245850 ABB LTD SPONSORED ADR 000375204 2597 119290 SH SOLE 0 0 119290 ABBVIE INC COM 00287Y109 229 2475 SH SOLE 0 0 2475 ABERDEEN ASIA PACIFIC INCOM COM 003009107 144 33300 PRN SOLE 0 0 33300 ABERDEEN GLOBAL INCOME FD IN COM 003013109 253 31900 PRN SOLE 0 0 31900 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 311 35125 PRN SOLE 0 0 35125 AGILYSYS INC COM 00847J105 1548 99845 SH SOLE 0 0 99845 AIR LEASE CORP CL A 00912X302 1460 34775 SH SOLE 0 0 34775 ALASKA AIR GROUP INC COM 011659109 1444 23910 SH SOLE 0 0 23910 ALIMERA SCIENCES INC COM 016259103 10 10000 SH SOLE 0 0 10000 ALLEGHANY CORP DEL COM 017175100 6060 10540 SH SOLE 0 0 10540 ALLERGAN PLC SHS G0177J108 24865 149142 SH SOLE 0 0 149142 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 322 27900 SH SOLE 0 0 27900 ALPHABET INC CAP STK CL C 02079K107 471 422 SH SOLE 0 0 422 ALPHABET INC CAP STK CL A 02079K305 374 331 SH SOLE 0 0 331 ALTRIA GROUP INC COM 02209S103 244 4300 SH SOLE 0 0 4300 AMAZON COM INC COM 023135106 700 412 SH SOLE 0 0 412 AMERICAN AIRLS GROUP INC COM 02376R102 238 6263 SH SOLE 0 0 6263 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 879 37805 SH SOLE 0 0 37805 AMERICAN EXPRESS CO COM 025816109 327 3333 SH SOLE 0 0 3333 AMERICAN FINL GROUP INC OHIO COM 025932104 429 4000 SH SOLE 0 0 4000 AMERICAN NATL INS CO COM 028591105 1996 16690 SH SOLE 0 0 16690 AMETEK INC NEW COM 031100100 334 4624 SH SOLE 0 0 4624 AMGEN INC COM 031162100 15581 84411 SH SOLE 0 0 84411 ANDEAVOR COM 03349M105 879 6700 SH SOLE 0 0 6700 ANTERO RES CORP COM 03674X106 5473 256330 SH SOLE 0 0 256330 ANTHEM INC COM 036752103 408 1712 SH SOLE 0 0 1712 AON PLC SHS CL A G0408V102 3704 27000 SH SOLE 0 0 27000 APPLE INC COM 037833100 13086 70692 SH SOLE 0 0 70692 ARALEZ PHARMACEUTICALS INC COM 03852X100 7 20987 SH SOLE 0 0 20987 ARCONIC INC COM 03965L100 6487 381371 SH SOLE 0 0 381371 ARTS WAY MFG INC COM 043168103 62 23784 SH SOLE 0 0 23784 ASTRONOVA INC COM 04638F108 205 10879 SH SOLE 0 0 10879 ASV HLDGS INC COM 00215L104 764 132000 SH SOLE 0 0 132000 AT&T INC COM 00206R102 1358 42288 SH SOLE 0 0 42288 ATLANTIC AMERN CORP COM 048209100 94 34800 SH SOLE 0 0 34800 AUTOMATIC DATA PROCESSING IN COM 053015103 715 5328 SH SOLE 0 0 5328 AUTOZONE INC COM 053332102 8705 12975 SH SOLE 0 0 12975 AVERY DENNISON CORP COM 053611109 28197 276173 SH SOLE 0 0 276173 AVX CORP NEW COM 002444107 287 18325 SH SOLE 0 0 18325 BANK AMER CORP COM 060505104 2099 74470 SH SOLE 0 0 74470 BAR HBR BANKSHARES COM 066849100 656 21665 SH SOLE 0 0 21665 BECTON DICKINSON & CO COM 075887109 228 950 SH SOLE 0 0 950 BERKSHIRE HATHAWAY INC DEL CL A 084670108 10718 38 SH SOLE 0 0 38 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16553 88683 SH SOLE 0 0 88683 BIG LOTS INC COM 089302103 1814 43425 SH SOLE 0 0 43425 BIOGEN INC COM 09062X103 435 1500 SH SOLE 0 0 1500 BLACKROCK CAPITAL INVESTMENT COM 092533108 233 40000 SH SOLE 0 0 40000 BLACKROCK ENHANCED EQT DIV T COM 09251A104 261 28385 PRN SOLE 0 0 28385 BLACKROCK FLOAT RATE OME STR COM 09255X100 1028 73950 PRN SOLE 0 0 73950 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 253 20300 PRN SOLE 0 0 20300 BLACKROCK MUNIYIELD NY QLTY COM 09255E102 204 17000 PRN SOLE 0 0 17000 BOEING CO COM 097023105 802 2390 SH SOLE 0 0 2390 BORGWARNER INC COM 099724106 13669 316715 SH SOLE 0 0 316715 BP PLC SPONSORED ADR 055622104 1873 41016 SH SOLE 0 0 41016 BRISTOL MYERS SQUIBB CO COM 110122108 32998 596269 SH SOLE 0 0 596269 BUCKLE INC COM 118440106 5279 196253 SH SOLE 0 0 196253 CABOT OIL & GAS CORP COM 127097103 16632 698820 SH SOLE 0 0 698820 CBRE GROUP INC CL A 12504L109 3359 70350 SH SOLE 0 0 70350 CDN IMPERIAL BK COMM TORONTO COM 136069101 6567 75555 SH SOLE 0 0 75555 CERUS CORP COM 157085101 107 16000 SH SOLE 0 0 16000 CHARTER COMMUNICATIONS INC N CL A 16119P108 652 2224 SH SOLE 0 0 2224 CHEESECAKE FACTORY INC COM 163072101 399 7250 SH SOLE 0 0 7250 CHENIERE ENERGY INC COM NEW 16411R208 2027 31100 SH SOLE 0 0 31100 CHEVRON CORP NEW COM 166764100 5028 39767 SH SOLE 0 0 39767 CHICOS FAS INC COM 168615102 89 10950 SH SOLE 0 0 10950 CISCO SYS INC COM 17275R102 39738 923502 SH SOLE 0 0 923502 CITIGROUP INC COM NEW 172967424 7693 114952 SH SOLE 0 0 114952 COCA COLA CO COM 191216100 540 12313 SH SOLE 0 0 12313 COEUR MNG INC COM NEW 192108504 378 49800 SH SOLE 0 0 49800 COHEN & STEERS INFRASTRUCTUR COM 19248A109 291 12800 PRN SOLE 0 0 12800 COHEN & STEERS QUALITY RLTY COM 19247L106 120 10000 PRN SOLE 0 0 10000 COLONY CAP INC NEW CL A COM 19626G108 142 22700 SH SOLE 0 0 22700 CONOCOPHILLIPS COM 20825C104 741 10650 SH SOLE 0 0 10650 CONSOLIDATED EDISON INC COM 209115104 556 7132 SH SOLE 0 0 7132 CORE LABORATORIES N V COM N22717107 7847 62172 SH SOLE 0 0 62172 CORNING INC COM 219350105 43890 1595405 SH SOLE 0 0 1595405 CVS HEALTH CORP COM 126650100 896 13924 SH SOLE 0 0 13924 D R HORTON INC COM 23331A109 431 10505 SH SOLE 0 0 10505 DARLING INGREDIENTS INC COM 237266101 527 26507 SH SOLE 0 0 26507 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 528 59900 PRN SOLE 0 0 59900 DICKS SPORTING GOODS INC COM 253393102 3430 97291 SH SOLE 0 0 97291 DISCOVERY INC COM SER C 25470F302 342 13425 SH SOLE 0 0 13425 DISNEY WALT CO COM DISNEY 254687106 3863 36853 SH SOLE 0 0 36853 DOMINION ENERGY INC COM 25746U109 25760 377819 SH SOLE 0 0 377819 DOWDUPONT INC COM 26078J100 11997 181995 SH SOLE 0 0 181995 DSW INC CL A 23334L102 1757 68066 SH SOLE 0 0 68066 DUKE ENERGY CORP NEW COM NEW 26441C204 822 10399 SH SOLE 0 0 10399 EATON VANCE FLTING RATE INC COM 278279104 394 27200 PRN SOLE 0 0 27200 EATON VANCE LTD DUR INCOME F COM 27828H105 315 25000 PRN SOLE 0 0 25000 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 278 23500 PRN SOLE 0 0 23500 EATON VANCE SR FLTNG RTE TR COM 27828Q105 256 17800 PRN SOLE 0 0 17800 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 205 4400 PRN SOLE 0 0 4400 EMERSON ELEC CO COM 291011104 2773 40104 SH SOLE 0 0 40104 ENERGY TRANSFER PARTNERS LP UNIT LTD PRT INT 29278N103 225 11800 SH SOLE 0 0 11800 ENSCO PLC SHS CLASS A G3157S106 192 26500 SH SOLE 0 0 26500 EQUINIX INC COM PAR $0.001 29444U700 1584 3685 SH SOLE 0 0 3685 EQUUS TOTAL RETURN INC COM 294766100 42 17735 SH SOLE 0 0 17735 EXPRESS SCRIPTS HLDG CO COM 30219G108 1878 24324 SH SOLE 0 0 24324 EXXON MOBIL CORP COM 30231G102 21101 255059 SH SOLE 0 0 255059 FEDEX CORP COM 31428X106 6457 28439 SH SOLE 0 0 28439 FIRST TR SR FLG RTE INCM FD COM 33733U108 297 23100 PRN SOLE 0 0 23100 FORD MTR CO DEL COM PAR $0.01 345370860 124 11237 SH SOLE 0 0 11237 FREIGHTCAR AMER INC COM 357023100 6182 368181 SH SOLE 0 0 368181 FREQUENCY ELECTRS INC COM 358010106 205 25397 SH SOLE 0 0 25397 FRIEDMAN INDS INC COM 358435105 1164 143720 SH SOLE 0 0 143720 GATX CORP COM 361448103 349 4700 SH SOLE 0 0 4700 GENCOR INDS INC COM 368678108 420 26023 SH SOLE 0 0 26023 GENERAL DYNAMICS CORP COM 369550108 373 2000 SH SOLE 0 0 2000 GENERAL ELECTRIC CO COM 369604103 19038 1398790 SH SOLE 0 0 1398790 GENERAL MLS INC COM 370334104 2255 50941 SH SOLE 0 0 50941 GENERAL MTRS CO COM 37045V100 7684 195015 SH SOLE 0 0 195015 GETTY RLTY CORP NEW COM 374297109 410 14550 SH SOLE 0 0 14550 GGP INC COM 36174X101 944 46200 SH SOLE 0 0 46200 GILEAD SCIENCES INC COM 375558103 347 4900 SH SOLE 0 0 4900 GLADSTONE LD CORP COM 376549101 604 47700 SH SOLE 0 0 47700 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 389 9650 SH SOLE 0 0 9650 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 728 22395 SH SOLE 0 0 22395 GOLDFIELD CORP COM 381370105 381 89745 SH SOLE 0 0 89745 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 208 13150 SH SOLE 0 0 13150 HAIN CELESTIAL GROUP INC COM 405217100 408 13690 SH SOLE 0 0 13690 HALLIBURTON CO COM 406216101 281 6235 SH SOLE 0 0 6235 HANESBRANDS INC COM 410345102 8827 400867 SH SOLE 0 0 400867 HANNON ARMSTRONG SUST INFR C COM 41068X100 215 10874 SH SOLE 0 0 10874 HEALTHCARE SVCS GRP INC COM 421906108 780 18050 SH SOLE 0 0 18050 HOME DEPOT INC COM 437076102 3429 17575 SH SOLE 0 0 17575 HONEYWELL INTL INC COM 438516106 412 2858 SH SOLE 0 0 2858 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 303 10600 SH SOLE 0 0 10600 HSBC HLDGS PLC ADR A 1/40PF A 404280604 330 12425 SH SOLE 0 0 12425 II VI INC COM 902104108 11842 272548 SH SOLE 0 0 272548 ILLINOIS TOOL WKS INC COM 452308109 9541 68868 SH SOLE 0 0 68868 IMMUCELL CORP COM PAR 452525306 333 48791 SH SOLE 0 0 48791 IMPINJ INC COM 453204109 320 14465 SH SOLE 0 0 14465 INGREDION INC COM 457187102 5050 45620 SH SOLE 0 0 45620 INTEL CORP COM 458140100 43568 876443 SH SOLE 0 0 876443 INTELLIGENT SYS CORP NEW COM 45816D100 692 79762 SH SOLE 0 0 79762 INTERCONTINENTAL EXCHANGE IN COM 45866F104 405 5500 SH SOLE 0 0 5500 INTERNATIONAL BUSINESS MACHS COM 459200101 2230 15960 SH SOLE 0 0 15960 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 856 8403 SH SOLE 0 0 8403 INVESCO QQQ TR UNIT SER 1 46090E103 330 1923 SH SOLE 0 0 1923 INVESCO TR INVT GRADE MUNS COM 46131M106 350 28300 PRN SOLE 0 0 28300 INVESCO TR INVT GRADE NY MUN COM 46131T101 272 21300 PRN SOLE 0 0 21300 ISHARES TR LATN AMER 40 ETF 464287390 688 23235 SH SOLE 0 0 23235 ISHARES TR RUS 1000 GRW ETF 464287614 848 5895 SH SOLE 0 0 5895 ISHARES TR CORE S&P SCP ETF 464287804 556 6664 SH SOLE 0 0 6664 ITT INC COM 45073V108 633 12109 SH SOLE 0 0 12109 J & J SNACK FOODS CORP COM 466032109 3203 21005 SH SOLE 0 0 21005 JACOBS ENGR GROUP INC DEL COM 469814107 2228 35090 SH SOLE 0 0 35090 JBG SMITH PPTYS COM 46590V100 252 6913 SH SOLE 0 0 6913 JEFFERIES FINL GROUP INC COM 47233W109 576 25330 SH SOLE 0 0 25330 JETBLUE AIRWAYS CORP COM 477143101 191 10050 SH SOLE 0 0 10050 JOHNSON & JOHNSON COM 478160104 4714 38848 SH SOLE 0 0 38848 JOHNSON CTLS INTL PLC SHS G51502105 21449 641220 SH SOLE 0 0 641220 JPMORGAN CHASE & CO COM 46625H100 22295 213965 SH SOLE 0 0 213965 KELLY SVCS INC CL A 488152208 4205 187305 SH SOLE 0 0 187305 KENNAMETAL INC COM 489170100 11469 319459 SH SOLE 0 0 319459 KENNEDY-WILSON HLDGS INC COM 489398107 5287 249985 SH SOLE 0 0 249985 KERYX BIOPHARMACEUTICALS INC COM 492515101 345 91800 SH SOLE 0 0 91800 KIMBERLY CLARK CORP COM 494368103 369 3500 SH SOLE 0 0 3500 KONINKLIJKE PHILIPS N V NY REG SH NEW 500472303 202 4777 SH SOLE 0 0 4777 L3 TECHNOLOGIES INC COM 502413107 692 3600 SH SOLE 0 0 3600 LAZARD LTD SHS A G54050102 404 8250 SH SOLE 0 0 8250 LEGG MASON INC COM 524901105 365 10500 SH SOLE 0 0 10500 LENNAR CORP CL A 526057104 13073 249017 SH SOLE 0 0 249017 LEXINGTON REALTY TRUST COM 529043101 200 22862 SH SOLE 0 0 22862 LIBERTY BROADBAND CORP COM SER A 530307107 215 2848 SH SOLE 0 0 2848 LIBERTY BROADBAND CORP COM SER C 530307305 801 10583 SH SOLE 0 0 10583 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 2644 58689 SH SOLE 0 0 58689 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 8893 196050 SH SOLE 0 0 196050 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 425 11436 SH SOLE 0 0 11436 LILLY ELI & CO COM 532457108 4013 47034 SH SOLE 0 0 47034 LINCOLN NATL CORP IND COM 534187109 2907 46700 SH SOLE 0 0 46700 M & T BK CORP COM 55261F104 957 5625 SH SOLE 0 0 5625 MAGAL SECURITY SYS LTD ORD M6786D104 76 14335 SH SOLE 0 0 14335 MANHATTAN BRIDGE CAPITAL INC COM 562803106 344 45552 SH SOLE 0 0 45552 MANITEX INTL INC COM 563420108 4834 387300 SH SOLE 0 0 387300 MARTIN MARIETTA MATLS INC COM 573284106 234 1050 SH SOLE 0 0 1050 MATRIX SVC CO COM 576853105 4921 268200 SH SOLE 0 0 268200 MCKESSON CORP COM 58155Q103 427 3200 SH SOLE 0 0 3200 MEDICAL PPTYS TRUST INC COM 58463J304 2126 151400 SH SOLE 0 0 151400 MEDTRONIC PLC SHS G5960L103 846 9881 SH SOLE 0 0 9881 MERCER INTL INC COM 588056101 2514 143650 SH SOLE 0 0 143650 MERCK & CO INC COM 58933Y105 1202 19803 SH SOLE 0 0 19803 METLIFE INC COM 59156R108 14583 334464 SH SOLE 0 0 334464 MFS INTER INCOME TR SH BEN INT 55273C107 510 132150 PRN SOLE 0 0 132150 MICROSOFT CORP COM 594918104 20169 204537 SH SOLE 0 0 204537 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1031 62400 SH SOLE 0 0 62400 MORGAN STANLEY EMER MKTS DEB COM 61744H105 139 15850 PRN SOLE 0 0 15850 MOSAIC CO NEW COM 61945C103 1792 63891 SH SOLE 0 0 63891 NATIONAL WESTN LIFE GROUP IN CL A 638517102 13258 43149 SH SOLE 0 0 43149 NAVIENT CORPORATION COM 63938C108 139 10705 SH SOLE 0 0 10705 NEW GOLD INC CDA COM 644535106 218 105000 SH SOLE 0 0 105000 NEW MEDIA INVT GROUP INC COM 64704V106 1279 69200 SH SOLE 0 0 69200 NEW YORK CMNTY BANCORP INC COM 649445103 262 23700 SH SOLE 0 0 23700 NORTHERN TR CORP COM 665859104 360 3500 SH SOLE 0 0 3500 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1271 26900 SH SOLE 0 0 26900 NOVARTIS A G SPONSORED ADR 66987V109 1257 16637 SH SOLE 0 0 16637 NUTRIEN LTD COM 67077M108 12293 226060 SH SOLE 0 0 226060 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 122 15300 PRN SOLE 0 0 15300 NUVEEN MUN VALUE FD INC COM 670928100 163 17000 PRN SOLE 0 0 17000 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 93 10000 PRN SOLE 0 0 10000 NUVEEN PFD & INCM SECURTIES COM 67072C105 245 27786 PRN SOLE 0 0 27786 OPKO HEALTH INC COM 68375N103 988 210200 SH SOLE 0 0 210200 ORBCOMM INC COM 68555P100 344 34100 SH SOLE 0 0 34100 ORBOTECH LTD ORD M75253100 814 13175 SH SOLE 0 0 13175 PACIFIC ETHANOL INC COM PAR $.001 69423U305 29 11000 SH SOLE 0 0 11000 PARKER DRILLING CO COM 701081101 6 17000 SH SOLE 0 0 17000 PDC ENERGY INC COM 69327R101 559 9250 SH SOLE 0 0 9250 PDL BIOPHARMA INC COM 69329Y104 27 11500 SH SOLE 0 0 11500 PEDEVCO CORP COM PAR 70532Y303 222 97703 SH SOLE 0 0 97703 PENNEY J C INC COM 708160106 30 13000 SH SOLE 0 0 13000 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 125 11400 SH SOLE 0 0 11400 PERMA PIPE INTL HLDGS INC COM 714167103 183 19591 SH SOLE 0 0 19591 PERRIGO CO PLC SHS G97822103 389 5329 SH SOLE 0 0 5329 PFIZER INC COM 717081103 3823 105369 SH SOLE 0 0 105369 PHILLIPS 66 COM 718546104 416 3700 SH SOLE 0 0 3700 PIMCO INCOME STRATEGY FUND COM 72201H108 493 41600 PRN SOLE 0 0 41600 PIMCO INCOME STRATEGY FUND I COM 72201J104 398 38000 PRN SOLE 0 0 38000 PROASSURANCE CORP COM 74267C106 253 7130 SH SOLE 0 0 7130 PROSPECT CAPITAL CORPORATION COM 74348T102 91 13500 SH SOLE 0 0 13500 PUBLIC SVC ENTERPRISE GROUP COM 744573106 652 12034 SH SOLE 0 0 12034 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 75 16000 PRN SOLE 0 0 16000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 893 170800 PRN SOLE 0 0 170800 QUALCOMM INC COM 747525103 16248 289524 SH SOLE 0 0 289524 QUEST DIAGNOSTICS INC COM 74834L100 953 8665 SH SOLE 0 0 8665 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1353 102400 SH SOLE 0 0 102400 RAND CAP CORP COM 752185108 492 182739 SH SOLE 0 0 182739 RAYTHEON CO COM NEW 755111507 495 2564 SH SOLE 0 0 2564 REALOGY HLDGS CORP COM 75605Y106 5275 231365 SH SOLE 0 0 231365 REALTY INCOME CORP COM 756109104 339 6311 SH SOLE 0 0 6311 REGENERON PHARMACEUTICALS COM 75886F107 207 600 SH SOLE 0 0 600 RESEARCH FRONTIERS INC COM 760911107 114 138250 SH SOLE 0 0 138250 RITE AID CORP COM 767754104 17 10000 SH SOLE 0 0 10000 ROCKWELL COLLINS INC COM 774341101 19528 144994 SH SOLE 0 0 144994 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 977 14119 SH SOLE 0 0 14119 RSP PERMIAN INC COM 74978Q105 247 5600 SH SOLE 0 0 5600 RTI SURGICAL INC COM 74975N105 166 36000 SH SOLE 0 0 36000 S&W SEED CO COM 785135104 148 45500 SH SOLE 0 0 45500 SANDERSON FARMS INC COM 800013104 5801 55165 SH SOLE 0 0 55165 SANOFI SPONSORED ADR 80105N105 288 7200 SH SOLE 0 0 7200 SCHEIN HENRY INC COM 806407102 1062 14625 SH SOLE 0 0 14625 SCHNITZER STL INDS CL A 806882106 1297 38500 SH SOLE 0 0 38500 SEABOARD CORP COM 811543107 1090 275 SH SOLE 0 0 275 SENECA FOODS CORP NEW CL A 817070501 949 35150 SH SOLE 0 0 35150 SKYWORKS SOLUTIONS INC COM 83088M102 203 2100 SH SOLE 0 0 2100 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 312 6500 SH SOLE 0 0 6500 SONOCO PRODS CO COM 835495102 19756 376296 SH SOLE 0 0 376296 SPDR S&P 500 ETF TR TR UNIT 78462F103 480 1768 SH SOLE 0 0 1768 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1020 2872 SH SOLE 0 0 2872 SPDR SERIES TRUST S&P BIOTECH 78464A870 895 9400 SH SOLE 0 0 9400 SPORTSMANS WHSE HLDGS INC COM 84920Y106 63 12400 SH SOLE 0 0 12400 SPROTT FOCUS TR INC COM 85208J109 395 50573 PRN SOLE 0 0 50573 STARBUCKS CORP COM 855244109 5350 109528 SH SOLE 0 0 109528 STONERIDGE INC COM 86183P102 302 8600 SH SOLE 0 0 8600 STRYKER CORP COM 863667101 8738 51747 SH SOLE 0 0 51747 SUNOPTA INC COM 8676EP108 509 60600 SH SOLE 0 0 60600 SUPERIOR INDS INTL INC COM 868168105 2076 116005 SH SOLE 0 0 116005 SYMANTEC CORP COM 871503108 1499 72582 SH SOLE 0 0 72582 SYNCHRONY FINL COM 87165B103 6687 200325 SH SOLE 0 0 200325 TARGET CORP COM 87612E106 419 5500 SH SOLE 0 0 5500 TEJON RANCH CO COM 879080109 6403 263485 SH SOLE 0 0 263485 TEMPLETON GLOBAL INCOME FD COM 880198106 273 44500 PRN SOLE 0 0 44500 TERADYNE INC COM 880770102 3128 82155 SH SOLE 0 0 82155 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 410 16879 SH SOLE 0 0 16879 TEXAS INSTRS INC COM 882508104 21888 198531 SH SOLE 0 0 198531 THERMO FISHER SCIENTIFIC INC COM 883556102 12394 59832 SH SOLE 0 0 59832 TILE SHOP HLDGS INC COM 88677Q109 3910 507854 SH SOLE 0 0 507854 TOWNSQUARE MEDIA INC CL A 892231101 1816 280750 SH SOLE 0 0 280750 TRI POINTE GROUP INC COM 87265H109 4368 267005 SH SOLE 0 0 267005 TRINITY INDS INC COM 896522109 689 20100 SH SOLE 0 0 20100 UNILEVER PLC SPON ADR NEW 904767704 2849 51545 SH SOLE 0 0 51545 UNION PAC CORP COM 907818108 1971 13915 SH SOLE 0 0 13915 UNITED PARCEL SERVICE INC CL B 911312106 431 4059 SH SOLE 0 0 4059 UNITED TECHNOLOGIES CORP COM 913017109 361 2887 SH SOLE 0 0 2887 UNITEDHEALTH GROUP INC COM 91324P102 9004 36699 SH SOLE 0 0 36699 UNIVERSAL STAINLESS & ALLOY COM 913837100 336 14197 SH SOLE 0 0 14197 VALERO ENERGY CORP NEW COM 91913Y100 1364 12305 SH SOLE 0 0 12305 VALMONT INDS INC COM 920253101 6550 43450 SH SOLE 0 0 43450 VANGUARD INDEX FDS GROWTH ETF 922908736 2539 16948 SH SOLE 0 0 16948 VENTAS INC COM 92276F100 4470 78490 SH SOLE 0 0 78490 VERIZON COMMUNICATIONS INC COM 92343V104 712 14157 SH SOLE 0 0 14157 VILLAGE SUPER MKT INC CL A NEW 927107409 356 12100 SH SOLE 0 0 12100 VISHAY PRECISION GROUP INC COM 92835K103 7449 195255 SH SOLE 0 0 195255 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 8283 340710 SH SOLE 0 0 340710 VORNADO RLTY TR SH BEN INT 929042109 1022 13827 SH SOLE 0 0 13827 VOYA PRIME RATE TR SH BEN INT 92913A100 744 148000 PRN SOLE 0 0 148000 WALGREENS BOOTS ALLIANCE INC COM 931427108 300 5000 SH SOLE 0 0 5000 WALKER & DUNLOP INC COM 93148P102 16178 290707 SH SOLE 0 0 290707 WASHINGTON PRIME GROUP NEW COM 93964W108 674 83080 SH SOLE 0 0 83080 WELLTOWER INC COM 95040Q104 11240 179289 SH SOLE 0 0 179289 WENDYS CO COM 95058W100 4910 285793 SH SOLE 0 0 285793 WESTERN ASSET GLB HI INCOME COM 95766B109 116 12735 PRN SOLE 0 0 12735 WESTERN ASST MN PRT FD INC COM 95766P108 212 15037 PRN SOLE 0 0 15037 WESTERN DIGITAL CORP COM 958102105 552 7127 SH SOLE 0 0 7127 WILLIAMS SONOMA INC COM 969904101 454 7400 SH SOLE 0 0 7400 WORLD FUEL SVCS CORP COM 981475106 391 19172 SH SOLE 0 0 19172 XYLEM INC COM 98419M100 1469 21798 SH SOLE 0 0 21798