Managing Director

0001085146-14-001893.txt : 20141016 0001085146-14-001893.hdr.sgml : 20141016 20141014142616 ACCESSION NUMBER: 0001085146-14-001893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141014 DATE AS OF CHANGE: 20141014 EFFECTIVENESS DATE: 20141014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 141154828 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 09-30-2014 09-30-2014 false SHUFRO ROSE & CO LLC

745 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10151-2600

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 10-08-2014 0 264 964130 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 11047 77972 SH SOLE 0 0 77972 ABB LTD SPONSORED ADR 000375204 977 43600 SH SOLE 0 0 43600 ABBOTT LABS COM 002824100 347 8350 SH SOLE 0 0 8350 ABBVIE INC COM 00287Y109 5146 89100 SH SOLE 0 0 89100 ABERDEEN ASIA PACIFIC INCOM COM 003009107 225 38200 SH SOLE 0 0 38200 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 323 45450 SH SOLE 0 0 45450 AGILYSYS INC COM 00847J105 1729 147400 SH SOLE 0 0 147400 AGRIUM INC COM 008916108 7899 88914 SH SOLE 0 0 88914 AIR LEASE CORP CL A 00912X302 689 21200 SH SOLE 0 0 21200 ALCOA INC COM 013817101 6499 403919 SH SOLE 0 0 403919 ALTERA CORP COM 021441100 18672 521860 SH SOLE 0 0 521860 ALTRIA GROUP INC COM 02209S103 227 4950 SH SOLE 0 0 4950 AMERICAN AIRLS GROUP INC COM 02376R102 371 10462 SH SOLE 0 0 10462 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 11441 787975 SH SOLE 0 0 787975 AMERICAN ELEC PWR INC COM 025537101 438 8401 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