0001085146-14-001275.txt : 20140627
0001085146-14-001275.hdr.sgml : 20140627
20140623191252
ACCESSION NUMBER: 0001085146-14-001275
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140624
DATE AS OF CHANGE: 20140623
EFFECTIVENESS DATE: 20140624
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 14936164
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0000908195
XXXXXXXX
12-31-2013
12-31-2013
true
1
RESTATEMENT
false
SHUFRO ROSE & CO LLC
745 FIFTH AVENUE
26TH FLOOR
NEW YORK
NY
10151-2600
13F HOLDINGS REPORT
028-04541
N
Steven J. Glass
Managing Director
212-754-5100
/s/ Steven J. Glass
New York
NY
06-12-2014
0
263
947270
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
11796
84110
SH
SOLE
0
0
84110
ABB LTD
SPONSORED ADR
000375204
1007
37950
SH
SOLE
0
0
37950
ABBOTT LABS
COM
002824100
4315
112600
SH
SOLE
0
0
112600
ABBVIE INC
COM
00287Y109
4958
93900
SH
SOLE
0
0
93900
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
220
38200
SH
SOLE
0
0
38200
AGILYSYS INC
COM
00847J105
2122
152490
SH
SOLE
0
0
152490
AGRIUM INC
COM
008916108
8321
91150
SH
SOLE
0
0
91150
ALCOA INC
COM
013817101
8343
784919
SH
SOLE
0
0
784919
ALLIANCEBERNSTEIN INCOME FUN
COM
01881E101
6101
855701
SH
SOLE
0
0
855701
ALPHA PRO TECH LTD
COM
020772109
27
12900
SH
SOLE
0
0
12900
ALTEVA
COM
02153V102
309
37900
SH
SOLE
0
0
37900
ALTRIA GROUP INC
COM
02209S103
362
9450
SH
SOLE
0
0
9450
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
7904
548925
SH
SOLE
0
0
548925
AMERICAN ELEC PWR INC
COM
025537101
406
8701
SH
SOLE
0
0
8701
AMERICAN FINL GROUP INC OHIO
COM
025932104
259
4500
SH
SOLE
0
0
4500
AMERICAN SOFTWARE INC
CL A
029683109
158
16050
SH
SOLE
0
0
16050
AMERICAN WTR WKS CO INC NEW
COM
030420103
232
5500
SH
SOLE
0
0
5500
AMETEK INC NEW
COM
031100100
252
4800
SH
SOLE
0
0
4800
AMGEN INC
COM
031162100
16426
143992
SH
SOLE
0
0
143992
AON PLC
SHS CL A
G0408V102
2516
30000
SH
SOLE
0
0
30000
APPLE INC
COM
037833100
6824
12164
SH
SOLE
0
0
12164
ASTRO-MED INC NEW
COM
04638F108
134
10004
SH
SOLE
0
0
10004
AT&T INC
COM
00206R102
632
17998
SH
SOLE
0
0
17998
ATLANTIC AMERN CORP
COM
048209100
224
54949
SH
SOLE
0
0
54949
AUTOMATIC DATA PROCESSING IN
COM
053015103
810
10028
SH
SOLE
0
0
10028
AVERY DENNISON CORP
COM
053611109
22106
440460
SH
SOLE
0
0
440460
AVX CORP NEW
COM
002444107
6313
453215
SH
SOLE
0
0
453215
BAKER HUGHES INC
COM
057224107
11843
214330
SH
SOLE
0
0
214330
BANK NEW YORK MELLON CORP
COM
064058100
412
11800
SH
SOLE
0
0
11800
BANK OF AMERICA CORPORATION
COM
060505104
1270
81628
SH
SOLE
0
0
81628
BAR HBR BANKSHARES
COM
066849100
904
22625
SH
SOLE
0
0
22625
BED BATH & BEYOND INC
COM
075896100
1733
21590
SH
SOLE
0
0
21590
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2668
15
SH
SOLE
0
0
15
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
5974
50393
SH
SOLE
0
0
50393
BIG LOTS INC
COM
089302103
999
30950
SH
SOLE
0
0
30950
BIOGEN IDEC INC
COM
09062X103
279
1000
SH
SOLE
0
0
1000
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
323
40777
SH
SOLE
0
0
40777
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1153
78950
SH
SOLE
0
0
78950
BLACKROCK KELSO CAPITAL CORP
COM
092533108
346
37100
SH
SOLE
0
0
37100
BLACKROCK MUNIHLDGS NY QLTY
COM
09255C106
164
13200
SH
SOLE
0
0
13200
BLACKROCK MUNIYIELD NY QLTY
COM
09255E102
265
22000
SH
SOLE
0
0
22000
BP PLC
SPONSORED ADR
055622104
7310
150395
SH
SOLE
0
0
150395
BRISTOL MYERS SQUIBB CO
COM
110122108
682
12850
SH
SOLE
0
0
12850
BUCKLE INC
COM
118440106
9476
180295
SH
SOLE
0
0
180295
CAMAC ENERGY INC
COM
131745101
256
173400
SH
SOLE
0
0
173400
CARBO CERAMICS INC
COM
140781105
568
4875
SH
SOLE
0
0
4875
CARNIVAL CORP
PAIRED CTF
143658300
1184
29475
SH
SOLE
0
0
29475
CHESAPEAKE ENERGY CORP
COM
165167107
360
13300
SH
SOLE
0
0
13300
CHEVRON CORP NEW
COM
166764100
4027
32244
SH
SOLE
0
0
32244
CHICOS FAS INC
COM
168615102
4028
213835
SH
SOLE
0
0
213835
CHINA SHENGDA PACKAGING GROU
COM
16950V107
25
29500
SH
SOLE
0
0
29500
CHIPMOS TECH BERMUDA LTD
SHS
G2110R114
228
11900
SH
SOLE
0
0
11900
CISCO SYS INC
COM
17275R102
24911
1110650
SH
SOLE
0
0
1110650
CITIGROUP INC
COM NEW
172967424
1136
21817
SH
SOLE
0
0
21817
COCA COLA CO
COM
191216100
665
16100
SH
SOLE
0
0
16100
COEUR MNG INC
COM NEW
192108504
604
55675
SH
SOLE
0
0
55675
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
356
17323
SH
SOLE
0
0
17323
COMMERCIAL METALS CO
COM
201723103
1175
57800
SH
SOLE
0
0
57800
CONOCOPHILLIPS
COM
20825C104
979
13860
SH
SOLE
0
0
13860
CONSOL ENERGY INC
COM
20854P109
1270
33400
SH
SOLE
0
0
33400
CONSOLIDATED TOMOKA LD CO
COM
210226106
272
7500
SH
SOLE
0
0
7500
CORNING INC
COM
219350105
40197
2255775
SH
SOLE
0
0
2255775
CROCS INC
COM
227046109
557
35025
SH
SOLE
0
0
35025
CVS CAREMARK CORPORATION
COM
126650100
1166
16300
SH
SOLE
0
0
16300
D R HORTON INC
COM
23331A109
285
12810
SH
SOLE
0
0
12810
DARLING INTL INC
COM
237266101
6124
293300
SH
SOLE
0
0
293300
DISNEY WALT CO
COM DISNEY
254687106
958
12541
SH
SOLE
0
0
12541
DONEGAL GROUP INC
CL A
257701201
205
12930
SH
SOLE
0
0
12930
DREYFUS HIGH YIELD STRATEGIE
SH BEN INT
26200S101
68
16775
SH
SOLE
0
0
16775
DU PONT E I DE NEMOURS & CO
COM
263534109
19612
301871
SH
SOLE
0
0
301871
DWS MULTI MKT INCOME TR
SHS
23338L108
638
68000
SH
SOLE
0
0
68000
EATON VANCE FLTING RATE INC
COM
278279104
227
14900
SH
SOLE
0
0
14900
EATON VANCE LTD DUR INCOME F
COM
27828H105
663
43350
SH
SOLE
0
0
43350
ELLIS PERRY INTL INC
COM
288853104
1550
98200
SH
SOLE
0
0
98200
EMERSON ELEC CO
COM
291011104
2619
37320
SH
SOLE
0
0
37320
ENERPLUS CORP
COM
292766102
955
52700
SH
SOLE
0
0
52700
ENTROPIC COMMUNICATIONS INC
COM
29384R105
227
48500
SH
SOLE
0
0
48500
EQUUS TOTAL RETURN INC
COM
294766100
35
17735
SH
SOLE
0
0
17735
EXAMWORKS GROUP INC
COM
30066A105
9346
312900
SH
SOLE
0
0
312900
EXELON CORP
COM
30161N101
278
10150
SH
SOLE
0
0
10150
EXXON MOBIL CORP
COM
30231G102
34911
344976
SH
SOLE
0
0
344976
FIRST TR SR FLG RTE INCM FD
COM
33733U108
191
13200
SH
SOLE
0
0
13200
FLEXTRONICS INTL LTD
ORD
Y2573F102
4123
530752
SH
SOLE
0
0
530752
FORD MTR CO DEL
COM PAR $0.01
345370860
284
18440
SH
SOLE
0
0
18440
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1693
44865
SH
SOLE
0
0
44865
FREIGHTCAR AMER INC
COM
357023100
10180
382455
SH
SOLE
0
0
382455
FRIEDMAN INDS INC
COM
358435105
1927
226739
SH
SOLE
0
0
226739
GENERAL ELECTRIC CO
COM
369604103
39863
1422176
SH
SOLE
0
0
1422176
GENERAL MLS INC
COM
370334104
666
13350
SH
SOLE
0
0
13350
GENTEX CORP
COM
371901109
3872
117415
SH
SOLE
0
0
117415
GETTY RLTY CORP NEW
COM
374297109
1027
55912
SH
SOLE
0
0
55912
GILEAD SCIENCES INC
COM
375558103
675
9000
SH
SOLE
0
0
9000
GOLDFIELD CORP
COM
381370105
53
27204
SH
SOLE
0
0
27204
GOOGLE INC
CL A
38259P508
274
245
SH
SOLE
0
0
245
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1369
55100
SH
SOLE
0
0
55100
GRAHAM HLDGS CO
COM
384637104
3110
4690
SH
SOLE
0
0
4690
HARDINGE INC
COM
412324303
985
68100
SH
SOLE
0
0
68100
HARRIS & HARRIS GROUP INC
COM
413833104
914
306950
SH
SOLE
0
0
306950
HARSCO CORP
COM
415864107
3501
124930
SH
SOLE
0
0
124930
HCC INS HLDGS INC
COM
404132102
11732
254290
SH
SOLE
0
0
254290
HEALTHCARE SVCS GRP INC
COM
421906108
775
27350
SH
SOLE
0
0
27350
HELMERICH & PAYNE INC
COM
423452101
336
4000
SH
SOLE
0
0
4000
HEWLETT PACKARD CO
COM
428236103
4908
175427
SH
SOLE
0
0
175427
HOME DEPOT INC
COM
437076102
1412
17150
SH
SOLE
0
0
17150
HOSPITALITY PPTYS TR
COM SH BEN INT
44106M102
283
10500
SH
SOLE
0
0
10500
HSBC HLDGS PLC
ADR A 1/40PF A
404280604
371
15025
SH
SOLE
0
0
15025
ILLINOIS TOOL WKS INC
COM
452308109
12694
150985
SH
SOLE
0
0
150985
IMMUCELL CORP
COM PAR $0.10
452525306
221
51863
SH
SOLE
0
0
51863
INTEL CORP
COM
458140100
33226
1280140
SH
SOLE
0
0
1280140
INTELLIGENT SYS CORP NEW
COM
45816D100
143
88273
SH
SOLE
0
0
88273
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
385
1712
SH
SOLE
0
0
1712
INTERNATIONAL BUSINESS MACHS
COM
459200101
3443
18358
SH
SOLE
0
0
18358
INTERNATIONAL RECTIFIER CORP
COM
460254105
8572
328815
SH
SOLE
0
0
328815
INVESCO TR INVT GRADE MUNS
COM
46131M106
400
32900
SH
SOLE
0
0
32900
INVESCO TR INVT GRADE NY MUN
COM
46131T101
444
34000
SH
SOLE
0
0
34000
ITT CORP NEW
COM NEW
450911201
664
15313
SH
SOLE
0
0
15313
J & J SNACK FOODS CORP
COM
466032109
1329
15005
SH
SOLE
0
0
15005
JACOBS ENGR GROUP INC DEL
COM
469814107
15994
253922
SH
SOLE
0
0
253922
JAPAN EQUITY FD INC
COM
471057109
329
47200
SH
SOLE
0
0
47200
JETBLUE AIRWAYS CORP
COM
477143101
85
10000
SH
SOLE
0
0
10000
JOHNSON & JOHNSON
COM
478160104
4228
46172
SH
SOLE
0
0
46172
JOHNSON CTLS INC
COM
478366107
24079
469381
SH
SOLE
0
0
469381
JOY GLOBAL INC
COM
481165108
1341
22940
SH
SOLE
0
0
22940
JPMORGAN CHASE & CO
COM
46625H100
14414
246479
SH
SOLE
0
0
246479
KELLY SVCS INC
CL A
488152208
6627
265750
SH
SOLE
0
0
265750
KENNAMETAL INC
COM
489170100
5288
101560
SH
SOLE
0
0
101560
KIMBERLY CLARK CORP
COM
494368103
365
3500
SH
SOLE
0
0
3500
KOHLS CORP
COM
500255104
23265
409970
SH
SOLE
0
0
409970
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
389
10549
SH
SOLE
0
0
10549
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
9078
84960
SH
SOLE
0
0
84960
LAKELAND INDS INC
COM
511795106
121
23100
SH
SOLE
0
0
23100
LAYNE CHRISTENSEN CO
COM
521050104
4157
243410
SH
SOLE
0
0
243410
LEGG MASON INC
COM
524901105
995
22900
SH
SOLE
0
0
22900
LEUCADIA NATL CORP
COM
527288104
738
26044
SH
SOLE
0
0
26044
LEXINGTON REALTY TRUST
COM
529043101
344
33764
SH
SOLE
0
0
33764
LIFE TIME FITNESS INC
COM
53217R207
9945
211600
SH
SOLE
0
0
211600
LILLY ELI & CO
COM
532457108
209
4102
SH
SOLE
0
0
4102
LOUISIANA PAC CORP
COM
546347105
211
11400
SH
SOLE
0
0
11400
M & T BK CORP
COM
55261F104
1152
9902
SH
SOLE
0
0
9902
MAGELLAN PETE CORP
COM
559091301
32
32000
SH
SOLE
0
0
32000
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
58
33975
SH
SOLE
0
0
33975
MEAD JOHNSON NUTRITION CO
COM
582839106
552
6600
SH
SOLE
0
0
6600
MEADOWBROOK INS GROUP INC
COM
58319P108
1000
143800
SH
SOLE
0
0
143800
MEDICAL PPTYS TRUST INC
COM
58463J304
163
13400
SH
SOLE
0
0
13400
MEDTRONIC INC
COM
585055106
20805
362528
SH
SOLE
0
0
362528
MERCER INTL INC
COM
588056101
473
47500
SH
SOLE
0
0
47500
MERCK & CO INC NEW
COM
58933Y105
1323
26451
SH
SOLE
0
0
26451
METLIFE INC
COM
59156R108
14865
275700
SH
SOLE
0
0
275700
MFS INTER INCOME TR
SH BEN INT
55273C107
795
153580
SH
SOLE
0
0
153580
MICROSOFT CORP
COM
594918104
9853
263386
SH
SOLE
0
0
263386
MIDDLEBURG FINANCIAL CORP
COM
596094102
2220
123081
SH
SOLE
0
0
123081
MITCHAM INDS INC
COM
606501104
299
16900
SH
SOLE
0
0
16900
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
942
103700
SH
SOLE
0
0
103700
MORGAN STANLEY
COM NEW
617446448
370
11800
SH
SOLE
0
0
11800
MYLAN INC
COM
628530107
402
9270
SH
SOLE
0
0
9270
NATIONAL FUEL GAS CO N J
COM
636180101
279
3910
SH
SOLE
0
0
3910
NATIONAL WESTN LIFE INS CO
CL A
638522102
14407
64447
SH
SOLE
0
0
64447
NEOPHOTONICS CORP
COM
64051T100
905
128300
SH
SOLE
0
0
128300
NEWPORT CORP
COM
651824104
9048
500725
SH
SOLE
0
0
500725
NORTHEAST UTILS
COM
664397106
243
5748
SH
SOLE
0
0
5748
NORTHERN TR CORP
COM
665859104
216
3500
SH
SOLE
0
0
3500
NOVARTIS A G
SPONSORED ADR
66987V109
1344
16725
SH
SOLE
0
0
16725
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
148
15300
SH
SOLE
0
0
15300
NUVEEN MUN VALUE FD INC
COM
670928100
108
12000
SH
SOLE
0
0
12000
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
88
10000
SH
SOLE
0
0
10000
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
129
16450
SH
SOLE
0
0
16450
NUVEEN QUALITY PFD INCOME FD
COM
67071S101
109
14300
SH
SOLE
0
0
14300
OLD REP INTL CORP
COM
680223104
569
32975
SH
SOLE
0
0
32975
OMEGA PROTEIN CORP
COM
68210P107
2664
216800
SH
SOLE
0
0
216800
OPKO HEALTH INC
COM
68375N103
435
51600
SH
SOLE
0
0
51600
ORBOTECH LTD
ORD
M75253100
505
37400
SH
SOLE
0
0
37400
PANDORA MEDIA INC
COM
698354107
399
15000
SH
SOLE
0
0
15000
PDC ENERGY INC
COM
69327R101
1295
24350
SH
SOLE
0
0
24350
PEDEVCO CORP
COM NEW
70532Y204
71
33334
SH
SOLE
0
0
33334
PEPSICO INC
COM
713448108
676
8160
SH
SOLE
0
0
8160
PFIZER INC
COM
717081103
10694
349135
SH
SOLE
0
0
349135
PHILIP MORRIS INTL INC
COM
718172109
474
5450
SH
SOLE
0
0
5450
PHILLIPS 66
COM
718546104
302
3920
SH
SOLE
0
0
3920
PIMCO INCOME STRATEGY FUND
COM
72201H108
474
41950
SH
SOLE
0
0
41950
PIMCO INCOME STRATEGY FUND I
COM
72201J104
322
32400
SH
SOLE
0
0
32400
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
278
3163
SH
SOLE
0
0
3163
PROCTER & GAMBLE CO
COM
742718109
492
6045
SH
SOLE
0
0
6045
PROSPECT CAPITAL CORPORATION
COM
74348T102
1767
157500
SH
SOLE
0
0
157500
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
1018
31800
SH
SOLE
0
0
31800
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
606
111500
SH
SOLE
0
0
111500
QLOGIC CORP
COM
747277101
224
19000
SH
SOLE
0
0
19000
QUALCOMM INC
COM
747525103
2551
34365
SH
SOLE
0
0
34365
QUEST DIAGNOSTICS INC
COM
74834L100
8481
158405
SH
SOLE
0
0
158405
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
412
26200
SH
SOLE
0
0
26200
RAND CAP CORP
COM
752185108
416
133300
SH
SOLE
0
0
133300
RELM WIRELESS CORP
COM
759525108
41
12300
SH
SOLE
0
0
12300
RESEARCH FRONTIERS INC
COM
760911107
1178
203900
SH
SOLE
0
0
203900
ROCKWELL COLLINS INC
COM
774341101
10770
145705
SH
SOLE
0
0
145705
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
218
4600
SH
SOLE
0
0
4600
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
693
9729
SH
SOLE
0
0
9729
RTI SURGICAL INC
COM
74975N105
226
64000
SH
SOLE
0
0
64000
SALISBURY BANCORP INC
COM
795226109
970
36675
SH
SOLE
0
0
36675
SANOFI
SPONSORED ADR
80105N105
386
7200
SH
SOLE
0
0
7200
SCHEIN HENRY INC
COM
806407102
1131
9900
SH
SOLE
0
0
9900
SCHLUMBERGER LTD
COM
806857108
438
4870
SH
SOLE
0
0
4870
SCHNITZER STL INDS
CL A
806882106
15516
474935
SH
SOLE
0
0
474935
SEABOARD CORP
COM
811543107
670
240
SH
SOLE
0
0
240
SENECA FOODS CORP NEW
CL A
817070501
1235
38750
SH
SOLE
0
0
38750
SIMPSON MANUFACTURING CO INC
COM
829073105
705
19205
SH
SOLE
0
0
19205
SKECHERS U S A INC
CL A
830566105
543
16400
SH
SOLE
0
0
16400
SOLAZYME INC
COM
83415T101
1023
94000
SH
SOLE
0
0
94000
SONOCO PRODS CO
COM
835495102
29105
697640
SH
SOLE
0
0
697640
SPDR S&P 500 ETF TR
TR UNIT
78462F103
338
1834
SH
SOLE
0
0
1834
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
772
3164
SH
SOLE
0
0
3164
SPDR SERIES TRUST
S&P BIOTECH
78464A870
585
4500
SH
SOLE
0
0
4500
STATE STR CORP
COM
857477103
288
3933
SH
SOLE
0
0
3933
STERLING BANCORP DEL
COM
85917A100
658
49252
SH
SOLE
0
0
49252
STRATTEC SEC CORP
COM
863111100
1104
24720
SH
SOLE
0
0
24720
STRYKER CORP
COM
863667101
7790
103680
SH
SOLE
0
0
103680
SUNCOR ENERGY INC NEW
COM
867224107
273
7810
SH
SOLE
0
0
7810
SUPERIOR INDS INTL INC
COM
868168105
2974
144170
SH
SOLE
0
0
144170
SUPPORT COM INC
COM
86858W101
94
25000
SH
SOLE
0
0
25000
SUTRON CORP
COM
869380105
55
10820
SH
SOLE
0
0
10820
SWISS HELVETIA FD INC
COM
870875101
411
29496
SH
SOLE
0
0
29496
SYNGENTA AG
SPONSORED ADR
87160A100
645
8075
SH
SOLE
0
0
8075
SYSCO CORP
COM
871829107
469
13000
SH
SOLE
0
0
13000
SYSTEMAX INC
COM
871851101
4316
383720
SH
SOLE
0
0
383720
TAL INTL GROUP INC
COM
874083108
825
14400
SH
SOLE
0
0
14400
TARGET CORP
COM
87612E106
1079
17064
SH
SOLE
0
0
17064
TEJON RANCH CO
COM
879080109
3341
90900
SH
SOLE
0
0
90900
TEMPLETON DRAGON FD INC
COM
88018T101
274
10600
SH
SOLE
0
0
10600
TEMPLETON GLOBAL INCOME FD
COM
880198106
360
45400
SH
SOLE
0
0
45400
TERADYNE INC
COM
880770102
2820
160095
SH
SOLE
0
0
160095
TESORO CORP
COM
881609101
555
9500
SH
SOLE
0
0
9500
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
3256
81253
SH
SOLE
0
0
81253
TEXAS INSTRS INC
COM
882508104
24651
561411
SH
SOLE
0
0
561411
THERMO FISHER SCIENTIFIC INC
COM
883556102
7459
66995
SH
SOLE
0
0
66995
TICC CAPITAL CORP
COM
87244T109
170
16500
SH
SOLE
0
0
16500
TIME WARNER CABLE INC
COM
88732J207
763
5631
SH
SOLE
0
0
5631
TIME WARNER INC
COM NEW
887317303
1414
20288
SH
SOLE
0
0
20288
TITAN MACHY INC
COM
88830R101
4492
252100
SH
SOLE
0
0
252100
TRANSOCEAN LTD
REG SHS
H8817H100
6119
123825
SH
SOLE
0
0
123825
TRAVELERS COMPANIES INC
COM
89417E109
247
2735
SH
SOLE
0
0
2735
TRINITY INDS INC
COM
896522109
659
12100
SH
SOLE
0
0
12100
UNILEVER PLC
SPON ADR NEW
904767704
609
14800
SH
SOLE
0
0
14800
UNION PAC CORP
COM
907818108
436
2600
SH
SOLE
0
0
2600
UNITED PARCEL SERVICE INC
CL B
911312106
712
6780
SH
SOLE
0
0
6780
UNITED TECHNOLOGIES CORP
COM
913017109
569
5000
SH
SOLE
0
0
5000
UNITEDHEALTH GROUP INC
COM
91324P102
12532
166430
SH
SOLE
0
0
166430
VALERO ENERGY CORP NEW
COM
91913Y100
776
15400
SH
SOLE
0
0
15400
VALMONT INDS INC
COM
920253101
8162
54740
SH
SOLE
0
0
54740
VEOLIA ENVIRONNEMENT
SPONSORED ADR
92334N103
468
28650
SH
SOLE
0
0
28650
VERIZON COMMUNICATIONS INC
COM
92343V104
293
5971
SH
SOLE
0
0
5971
VISHAY INTERTECHNOLOGY INC
COM
928298108
903
68100
SH
SOLE
0
0
68100
VISHAY PRECISION GROUP INC
COM
92835K103
9033
606680
SH
SOLE
0
0
606680
VODAFONE GROUP PLC NEW
SPONS ADR NEW
92857W209
25644
652363
SH
SOLE
0
0
652363
WALGREEN CO
COM
931422109
459
8000
SH
SOLE
0
0
8000
WALKER & DUNLOP INC
COM
93148P102
8325
514865
SH
SOLE
0
0
514865
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
876
56555
SH
SOLE
0
0
56555
WELLPOINT INC
COM
94973V107
591
6400
SH
SOLE
0
0
6400
WESTERN ASSET GLB PTNRS INCO
COM
95766G108
213
19700
SH
SOLE
0
0
19700
WESTERN ASST MN PRT FD INC
COM
95766P108
188
13709
SH
SOLE
0
0
13709
WET SEAL INC
CL A
961840105
4802
1759150
SH
SOLE
0
0
1759150
WHITING PETE CORP NEW
COM
966387102
841
13600
SH
SOLE
0
0
13600
WORLD FUEL SVCS CORP
COM
981475106
8150
188850
SH
SOLE
0
0
188850
XYLEM INC
COM
98419M100
995
28775
SH
SOLE
0
0
28775
ZAGG INC
COM
98884U108
91
21000
SH
SOLE
0
0
21000
ZIMMER HLDGS INC
COM
98956P102
255
2740
SH
SOLE
0
0
2740