Managing Director

0001085146-13-001471.txt : 20130814 0001085146-13-001471.hdr.sgml : 20130814 20130814111829 ACCESSION NUMBER: 0001085146-13-001471 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 131035883 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000908195 XXXXXXXX 06-30-2013 06-30-2013 false SHUFRO ROSE & CO LLC

745 FIFTH AVENUE 26TH FLOOR NEW YORK NY 10151-2600

13F HOLDINGS REPORT 028-04541 N Steven J. Glass Managing Director 212-754-5100 /s/ Steven J. Glass New York NY 08-13-2013 0 263 841592 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 10022 91655 SH SOLE 0 0 91655 ABB LTD SPONSORED ADR 000375204 841 38850 SH SOLE 0 0 38850 ABBOTT LABS COM 002824100 3903 111900 SH SOLE 0 0 111900 ABBVIE INC COM 00287Y109 3815 92300 SH SOLE 0 0 92300 ABERDEEN ASIA PACIFIC INCOM COM 003009107 236 38200 SH SOLE 0 0 38200 AGILYSYS INC COM 00847J105 1670 147940 SH SOLE 0 0 147940 AGRIUM INC COM 008916108 7922 91286 SH SOLE 0 0 91286 ALCOA INC COM 013817101 6220 795519 SH SOLE 0 0 795519 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 4966 665701 SH SOLE 0 0 665701 ALPHA PRO TECH LTD COM 020772109 23 14900 SH SOLE 0 0 14900 ALTEVA COM 02153V102 473 47900 SH SOLE 0 0 47900 ALTRIA GROUP INC COM 02209S103 330 9450 SH SOLE 0 0 9450 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1042 57100 SH SOLE 0 0 57100 AMERICAN ELEC PWR INC COM 025537101 389 8701 SH SOLE 0 0 8701 AMERICAN FINL GROUP INC OHIO COM 025932104 220 4500 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