PRINCIPAL AND SENIOR FINANCIAL ADVISOR

0000908195-24-000002.txt : 20240205 0000908195-24-000002.hdr.sgml : 20240205 20240205122555 ACCESSION NUMBER: 0000908195-24-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 EFFECTIVENESS DATE: 20240205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 ORGANIZATION NAME: IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 24594761 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-754-5111 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000908195 XXXXXXXX 12-31-2023 12-31-2023 SHUFRO ROSE & CO LLC

600 LEXINGTON AVENUE 15TH FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-04541 000003403 801-977 N STEVEN GLASS PRINCIPAL AND SENIOR FINANCIAL ADVISOR 212-754-5100 STEVEN GLASS NEW YORK, NY 02-05-2024 0 305 1053310115 false INFORMATION TABLE 2 ShufroRose.Q42023.xml 180 DEGREE CAP CORP COM NEW 68235B208 326485 77001 SH SOLE 0 0 77001 3M CO COM 88579Y101 512102 5470 SH SOLE 0 0 5470 ABBOTT LABS COM 002824100 335973 3469 SH SOLE 0 0 3469 ABBVIE INC COM 00287Y109 461341 3095 SH SOLE 0 0 3095 ABRDN GLOBAL INCOME FUND INC COM 003013109 127972 21400 SH SOLE 0 0 21400 ACACIA RESH CORP ACACIA TCH COM 003881307 54750 15000 SH SOLE 0 0 15000 AFLAC INC COM 001055102 676796 8818 SH SOLE 0 0 8818 AIR LEASE CORP CL A 00912X302 1284766 32600 SH SOLE 0 0 32600 ALBEMARLE CORP COM 012653101 7649459 44986 SH SOLE 0 0 44986 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 434560 44800 SH SOLE 0 0 44800 ALLSTATE CORP COM 020002101 334231 3000 SH SOLE 0 0 3000 ALPHABET INC CAP STK CL A 02079K305 1408708 10765 SH SOLE 0 0 10765 ALPHABET INC CAP STK CL C 02079K107 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VANCE SR FLTNG RTE TR COM 27828Q105 395997 32700 SH SOLE 0 0 32700 ECOLAB INC COM 278865100 2959418 17470 SH SOLE 0 0 17470 EL PASO ENERGY CAP TR I PFD CV TR SEC 28 283678209 222509 4900 SH SOLE 0 0 4900 ELEVANCE HEALTH INC COM 036752103 566046 1300 SH SOLE 0 0 1300 ELI LILLY & CO COM 532457108 24487220 45589 SH SOLE 0 0 45589 ENBRIDGE INC COM 29250N105 1879991 56643 SH SOLE 0 0 56643 ENTERPRISE PRODS PARTNERS L COM 293792107 428341 15650 SH SOLE 0 0 15650 EQUINIX INC COM 29444U700 1342129 1848 SH SOLE 0 0 1848 EQUUS TOTAL RETURN INC COM 294766100 115048 77735 SH SOLE 0 0 77735 ETF SER SOLUTIONS DISTILLATE US 26922A321 26732638 598849 SH SOLE 0 0 598849 EXPEDIA GROUP INC COM NEW 30212P303 375691 3645 SH SOLE 0 0 3645 EXXON MOBIL CORP COM 30231G102 7186373 61119 SH SOLE 0 0 61119 FG GROUP HOLDINGS INC COM 302462106 67200 40000 SH SOLE 0 0 40000 FIDELITY MERRIMACK STR TR LOW DURTIN ETF 316188408 217976 4400 SH SOLE 0 0 4400 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 689904 43200 SH SOLE 0 0 43200 FIRST TR SR FLTG RATE INCOME COM 33733U108 524000 52400 SH SOLE 0 0 52400 FREQUENCY ELECTRS INC COM 358010106 534380 77000 SH SOLE 0 0 77000 FS KKR CAP CORP COM 302635206 22653579 1150425 SH SOLE 0 0 1150425 GALLAGHER ARTHUR J & CO COM 363576109 319102 1400 SH SOLE 0 0 1400 GARTNER INC COM 366651107 274888 800 SH SOLE 0 0 800 GENERAC HLDGS INC COM 368736104 239712 2200 SH SOLE 0 0 2200 GENERAL ELECTRIC CO COM NEW 369604301 285993 2587 SH SOLE 0 0 2587 GENERAL MLS INC COM 370334104 2040767 31892 SH SOLE 0 0 31892 GLADSTONE LD CORP COM 376549101 254717 17900 SH SOLE 0 0 17900 GLOBAL MED REIT INC COM NEW 37954A204 799227 89100 SH SOLE 0 0 89100 GLOBAL X FDS LITHIUM BTRY ETF 37954Y855 835826 15150 SH SOLE 0 0 15150 GOLDMAN SACHS ETF TR ACES ULTRA SHR 381430230 1393876 27911 SH SOLE 0 0 27911 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 3439243 119981 SH SOLE 0 0 119981 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 1584788 18815 SH SOLE 0 0 18815 GRAINGER W W INC 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28060 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 235050 10000 SH SOLE 0 0 10000 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 2536396 122709 SH SOLE 0 0 122709 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 202356 9000 SH SOLE 0 0 9000 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 9978060 496174 SH SOLE 0 0 496174 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 579984 25800 SH SOLE 0 0 25800 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 52430576 2791043 SH SOLE 0 0 2791043 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 237615 10500 SH SOLE 0 0 10500 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 36933517 260664 SH SOLE 0 0 260664 INVESCO MUN OPPORTUNITY TR COM 46132C107 90530 11000 SH SOLE 0 0 11000 INVESCO QQQ TR UNIT SER 1 46090E103 635571 1774 SH SOLE 0 0 1774 INVESCO SR INCOME TR COM 46131H107 121520 31000 SH SOLE 0 0 31000 INVESCO TR INVT GRADE MUNS COM 46131M106 131750 15500 SH SOLE 0 0 15500 INVESCO TR INVT GRADE NEW YO COM 46131T101 214085 23500 SH SOLE 0 0 23500 ISHARES INC CORE MSCI EMKT 46434G103 246850 5187 SH SOLE 0 0 5187 ISHARES INC MSCI EQUAL WEITE 464286681 1402517 18648 SH SOLE 0 0 18648 ISHARES TR 0-5YR INVT GR CP 46434V100 1759785 36666 SH SOLE 0 0 36666 ISHARES TR BLACKROCK ULTRA 46434V878 428384 8503 SH SOLE 0 0 8503 ISHARES TR CORE MSCI EAFE 46432F842 2099346 32624 SH SOLE 0 0 32624 ISHARES TR CORE MSCI TOTAL 46432F834 255558 4260 SH SOLE 0 0 4260 ISHARES TR CORE S&P MCP ETF 464287507 393225 1577 SH SOLE 0 0 1577 ISHARES TR EAFE VALUE ETF 464288877 1948261 39817 SH SOLE 0 0 39817 ISHARES TR GL CLEAN ENE ETF 464288224 784305 53646 SH SOLE 0 0 53646 ISHARES TR IBONDS 27 ETF 46435UAA9 767045 33148 SH SOLE 0 0 33148 ISHARES TR IBONDS DEC2023 46435G318 201520 7895 SH SOLE 0 0 7895 ISHARES TR IBONDS DEC2026 46435GAA0 71974697 3084409 SH SOLE 0 0 3084409 ISHARES TR ISHS 1-5YR INVS 464288646 13177544 264450 SH SOLE 0 0 264450 ISHARES TR MSCI EAFE MIN VL 46429B689 776546 11907 SH SOLE 0 0 11907 ISHARES TR MSCI INTL MOMENT 46434V449 1750204 55597 SH SOLE 0 0 55597 ISHARES TR MSCI INTL QUALTY 46434V456 889474 26465 SH SOLE 0 0 26465 ISHARES TR MSCI USA MIN VOL 46429B697 1739946 24039 SH SOLE 0 0 24039 ISHARES TR MSCI USA MMENTM 46432F396 2707577 19381 SH SOLE 0 0 19381 ISHARES TR MSCI USA QLT FCT 46432F339 8072427 61252 SH SOLE 0 0 61252 ISHARES TR NATIONAL MUN ETF 464288414 235894 2301 SH SOLE 0 0 2301 ISHARES TR PFD AND INCM SEC 464288687 1198312 39745 SH SOLE 0 0 39745 ISHARES TR RUS 1000 GRW ETF 464287614 411221 1546 SH SOLE 0 0 1546 ISHARES TR RUS MDCP VAL ETF 464287473 293779 2816 SH SOLE 0 0 2816 ISHARES TR RUSSELL 2000 ETF 464287655 1841522 10419 SH SOLE 0 0 10419 ISHARES TR SHRT NAT MUN ETF 464288158 276128 2685 SH SOLE 0 0 2685 ISHARES TR U.S. MED DVC ETF 464288810 315250 6500 SH SOLE 0 0 6500 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 8170245 163765 SH SOLE 0 0 163765 J & J SNACK FOODS CORP COM 466032109 2454750 15000 SH SOLE 0 0 15000 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 775223 15449 SH SOLE 0 0 15449 JACOBS SOLUTIONS INC COM 46982L108 2585471 18941 SH SOLE 0 0 18941 JOHNSON & JOHNSON COM 478160104 4342663 27882 SH SOLE 0 0 27882 JOHNSON CTLS INTL PLC SHS G51502105 20223492 380056 SH SOLE 0 0 380056 JPMORGAN CHASE & CO COM 46625H100 27188495 187481 SH SOLE 0 0 187481 KELLANOVA COM 487836108 437220 7347 SH SOLE 0 0 7347 KIRBY CORP COM 497266106 596160 7200 SH SOLE 0 0 7200 KLA CORP COM NEW 482480100 2529130 5514 SH SOLE 0 0 5514 L3HARRIS TECHNOLOGIES INC COM 502431109 221149 1270 SH SOLE 0 0 1270 LAM RESEARCH CORP COM 512807108 438739 700 SH SOLE 0 0 700 LAUDER ESTEE COS INC CL A 518439104 1919359 13278 SH SOLE 0 0 13278 LENNAR CORP CL A 526057104 7675312 68389 SH SOLE 0 0 68389 LIBERTY BROADBAND CORP COM SER C 530307305 1932240 21159 SH SOLE 0 0 21159 LISTED FD TR HORIZON KINETICS 53656F623 34836852 1144443 SH SOLE 0 0 1144443 LOCKHEED MARTIN CORP COM 539830109 398214 974 SH SOLE 0 0 974 LOUISIANA PAC CORP COM 546347105 364782 6600 SH SOLE 0 0 6600 M & T BK CORP COM 55261F104 269845 2134 SH SOLE 0 0 2134 MANHATTAN BRDG CAP INC COM 562803106 1053048 219385 SH SOLE 0 0 219385 MARATHON PETE CORP COM 56585A102 1133937 7493 SH SOLE 0 0 7493 MARTIN MARIETTA MATLS INC COM 573284106 287336 700 SH SOLE 0 0 700 MASTERCARD INCORPORATED CL A 57636Q104 808773 2043 SH SOLE 0 0 2043 MCDONALDS CORP COM 580135101 242365 920 SH SOLE 0 0 920 MEDICAL PPTYS TRUST INC COM 58463J304 305745 56100 SH SOLE 0 0 56100 MEDTRONIC PLC SHS G5960L103 1686778 21526 SH SOLE 0 0 21526 MERCER INTL INC COM 588056101 1466322 170900 SH SOLE 0 0 170900 MERCK & CO INC COM 58933Y105 2192734 21299 SH SOLE 0 0 21299 META PLATFORMS INC CL A 30303M102 267488 891 SH SOLE 0 0 891 METLIFE INC COM 59156R108 4457543 70856 SH SOLE 0 0 70856 MICRON TECHNOLOGY INC COM 595112103 224499 3300 SH SOLE 0 0 3300 MICROSOFT CORP COM 594918104 39273591 124382 SH SOLE 0 0 124382 MONTROSE ENVIRONMENTAL GROUP COM 615111101 264248 9031 SH SOLE 0 0 9031 MORGAN STANLEY COM NEW 617446448 524322 6420 SH SOLE 0 0 6420 NEW YORK CMNTY BANCORP INC COM 649445103 967302 85300 SH SOLE 0 0 85300 NEW YORK TIMES CO CL A 650111107 1531198 37165 SH SOLE 0 0 37165 NEXTERA ENERGY INC COM 65339F101 202120 3528 SH SOLE 0 0 3528 NORFOLK SOUTHN CORP COM 655844108 201854 1025 SH SOLE 0 0 1025 NOVARTIS AG SPONSORED ADR 66987V109 407440 4000 SH SOLE 0 0 4000 NU HLDGS LTD ORD SHS CL A G6683N103 123577 17045 SH SOLE 0 0 17045 NUTRIEN LTD COM 67077M108 4676962 75728 SH SOLE 0 0 75728 NUVEEN AMT FREE QLTY MUN INC COM 670657105 188760 19500 SH SOLE 0 0 19500 NUVEEN MUN VALUE FD INC COM 670928100 99120 12000 SH SOLE 0 0 12000 NUVEEN NEW YORK QLT MUN INC COM 67066X107 164390 17000 SH SOLE 0 0 17000 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 110775 17500 SH SOLE 0 0 17500 NUVEEN PFD & INCOME SECS FD COM 67072C105 76206 12351 SH SOLE 0 0 12351 NVIDIA CORPORATION COM 67066G104 416286 957 SH SOLE 0 0 957 OPENLANE INC COM 48238T109 11252418 754184 SH SOLE 0 0 754184 OPKO HEALTH INC COM 68375N103 47200 29500 SH SOLE 0 0 29500 ORACLE CORP COM 68389X105 286090 2701 SH SOLE 0 0 2701 PARAMOUNT GLOBAL CLASS B COM 92556H206 217133 16832 SH SOLE 0 0 16832 PEPSICO INC COM 713448108 4395444 25941 SH SOLE 0 0 25941 PERMA-PIPE INTL HLDGS INC COM 714167103 571900 70000 SH SOLE 0 0 70000 PFIZER INC COM 717081103 2379815 71746 SH SOLE 0 0 71746 PHILLIPS 66 COM 718546104 234173 1949 SH SOLE 0 0 1949 PHYSICIANS RLTY TR COM 71943U104 739933 60700 SH SOLE 0 0 60700 PIMCO INCOME STRATEGY FD COM 72201H108 181012 23600 SH SOLE 0 0 23600 PIMCO INCOME STRATEGY FD II COM 72201J104 206926 31400 SH SOLE 0 0 31400 PROCTER AND GAMBLE CO COM 742718109 578190 3964 SH SOLE 0 0 3964 PROSPECT CAP CORP COM 74348T102 70785 11700 SH SOLE 0 0 11700 PRUDENTIAL FINL INC COM 744320102 262182 2763 SH SOLE 0 0 2763 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 462906 8134 SH SOLE 0 0 8134 PURE STORAGE INC CL A 74624M102 2774798 77900 SH SOLE 0 0 77900 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 33220 11000 SH SOLE 0 0 11000 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 464645 138700 SH SOLE 0 0 138700 QUALCOMM INC COM 747525103 16724949 150594 SH SOLE 0 0 150594 QUEST DIAGNOSTICS INC COM 74834L100 499626 4100 SH SOLE 0 0 4100 RAND CAP CORP COM NEW 752185207 565138 42911 SH SOLE 0 0 42911 REALTY INCOME CORP COM 756109104 1061225 21250 SH SOLE 0 0 21250 REDWOOD TRUST INC COM 758075402 471293 66100 SH SOLE 0 0 66100 REGENERON PHARMACEUTICALS COM 75886F107 241128 293 SH SOLE 0 0 293 RENN FD INC COM 759720105 53700 30000 SH SOLE 0 0 30000 RESEARCH FRONTIERS INC COM 760911107 150120 139000 SH SOLE 0 0 139000 RTX CORPORATION COM 75513E101 507317 7049 SH SOLE 0 0 7049 S&P GLOBAL INC COM 78409V104 243729 667 SH SOLE 0 0 667 S&W SEED CO COM 785135104 180880 161500 SH SOLE 0 0 161500 SABA CAPITAL INCOME & OPRNT SHS NEW 78518H202 278124 36214 SH SOLE 0 0 36214 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 34891 34891 SH SOLE 0 0 34891 SALESFORCE INC COM 79466L302 6077537 29971 SH SOLE 0 0 29971 SEABOARD CORP DEL COM 811543107 401571 107 SH SOLE 0 0 107 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 343362 4990 SH SOLE 0 0 4990 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 603019 4684 SH SOLE 0 0 4684 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 316385 1930 SH SOLE 0 0 1930 SENECA FOODS CORP NEW CL A 817070501 748237 13900 SH SOLE 0 0 13900 SENSTAR TECHNOLOGIES LTD ORD M8T77E105 15877 14303 SH SOLE 0 0 14303 SHELL PLC SPON ADS 780259305 1200687 18650 SH SOLE 0 0 18650 SMUCKER J M CO COM NEW 832696405 398843 3245 SH SOLE 0 0 3245 SONOCO PRODS CO COM 835495102 621351 11432 SH SOLE 0 0 11432 SPDR GOLD TR GOLD SHS 78463V107 11819592 68939 SH SOLE 0 0 68939 SPDR S&P 500 ETF TR CALL 78462F103 1068700 2500 PRN Call SOLE 0 0 2500 SPDR S&P 500 ETF TR PUT 78462F103 2137400 5000 PRN Put SOLE 0 0 5000 SPDR S&P 500 ETF TR TR UNIT 78462F103 377037 882 SH SOLE 0 0 882 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 310972 681 SH SOLE 0 0 681 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 11706552 127495 SH SOLE 0 0 127495 SPDR SER TR PORTFOLIO SHORT 78464A474 351840 12000 SH SOLE 0 0 12000 SPDR SER TR S&P BIOTECH 78464A870 231839 3175 SH SOLE 0 0 3175 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 28367323 1637836 SH SOLE 0 0 1637836 STARBUCKS CORP COM 855244109 17443611 191121 SH SOLE 0 0 191121 STRYKER CORPORATION COM 863667101 404713 1481 SH SOLE 0 0 1481 SYNCHRONY FINANCIAL COM 87165B103 1293111 42300 SH SOLE 0 0 42300 TEMPLETON GLOBAL INCOME FD COM 880198106 183350 47500 SH SOLE 0 0 47500 TERADYNE INC COM 880770102 495771 4935 SH SOLE 0 0 4935 TEXAS INSTRS INC COM 882508104 23364777 146939 SH SOLE 0 0 146939 THERMO FISHER SCIENTIFIC INC COM 883556102 30985909 61216 SH SOLE 0 0 61216 TRANE TECHNOLOGIES PLC SHS G8994E103 243492 1200 SH SOLE 0 0 1200 UMH PPTYS INC COM 903002103 1301056 92800 SH SOLE 0 0 92800 UNILEVER PLC SPON ADR NEW 904767704 5606196 113486 SH SOLE 0 0 113486 UNION PAC CORP COM 907818108 310190 1523 SH SOLE 0 0 1523 UNITED PARCEL SERVICE INC CL B 911312106 210425 1350 SH SOLE 0 0 1350 UNITEDHEALTH GROUP INC COM 91324P102 4369691 8667 SH SOLE 0 0 8667 US FOODS HLDG CORP COM 912008109 312042 7860 SH SOLE 0 0 7860 VALLEY NATL BANCORP COM 919794107 192600 22500 SH SOLE 0 0 22500 VALMONT INDS INC COM 920253101 288252 1200 SH SOLE 0 0 1200 VANECK ETF TRUST GOLD MINERS ETF 92189F106 401713 14928 SH SOLE 0 0 14928 VANECK MERK GOLD TR GOLD TRUST 921078101 416676 23291 SH SOLE 0 0 23291 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 263740 3385 SH SOLE 0 0 3385 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 10367074 137915 SH SOLE 0 0 137915 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 29302394 419925 SH SOLE 0 0 419925 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 1388295 29026 SH SOLE 0 0 29026 VANGUARD INDEX FDS MID CAP ETF 922908629 11700224 56186 SH SOLE 0 0 56186 VANGUARD INDEX FDS SM CP VAL ETF 922908611 5252233 32931 SH SOLE 0 0 32931 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1961156 9233 SH SOLE 0 0 9233 VANGUARD INDEX FDS VALUE ETF 922908744 955193 6925 SH SOLE 0 0 6925 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1365796 34833 SH SOLE 0 0 34833 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1523575 14346 SH SOLE 0 0 14346 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 250890 5216 SH SOLE 0 0 5216 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1306117 22854 SH SOLE 0 0 22854 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 799918 10528 SH SOLE 0 0 10528 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 651316 14877 SH SOLE 0 0 14877 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 1728350 30006 SH SOLE 0 0 30006 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7561769 100622 SH SOLE 0 0 100622 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 1959418 44817 SH SOLE 0 0 44817 VERIZON COMMUNICATIONS INC COM 92343V104 382536 11803 SH SOLE 0 0 11803 VIATRIS INC COM 92556V106 376998 38235 SH SOLE 0 0 38235 VILLAGE SUPER MKT INC CL A NEW 927107409 430160 19000 SH SOLE 0 0 19000 VISA INC COM CL A 92826C839 350610 1524 SH SOLE 0 0 1524 WALKER & DUNLOP INC COM 93148P102 6357143 85630 SH SOLE 0 0 85630 WALMART INC COM 931142103 527586 3299 SH SOLE 0 0 3299 WARNER BROS DISCOVERY INC COM SER A 934423104 697451 64222 SH SOLE 0 0 64222 WATERS CORP COM 941848103 219368 800 SH SOLE 0 0 800 WENDYS CO COM 95058W100 1703094 83444 SH SOLE 0 0 83444 WESTERN ASSET GBL HIGH INC F COM 95766B109 97609 14656 SH SOLE 0 0 14656 WESTERN ASSET GLOBAL CORP DE COM 95790C107 639900 54000 SH SOLE 0 0 54000 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 427587 10281 SH SOLE 0 0 10281 XYLEM INC COM 98419M100 764926 8403 SH SOLE 0 0 8403 YUM BRANDS INC COM 988498101 1432812 11468 SH SOLE 0 0 11468 YUM CHINA HLDGS INC COM 98850P109 638997 11468 SH SOLE 0 0 11468