0000908195-13-000003.txt : 20130419
0000908195-13-000003.hdr.sgml : 20130419
20130419120440
ACCESSION NUMBER: 0000908195-13-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130419
DATE AS OF CHANGE: 20130419
EFFECTIVENESS DATE: 20130419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 13770870
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
shufrorose03312013.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY April 19, 2013
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 03/31/13
RUN DATE: 4/19/13 12:00 P.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 259
FORM 13F INFORMATION TABLE VALUE TOTAL: $830,736,184.67
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
Shufro, Rose & CO LLC Page: 1
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 203 13,200 SH SOLE 0 0 13,200
BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 252 17,000 SH SOLE 0 0 17,000
INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 265 16,800 SH SOLE 0 0 16,800
INVESCO VAN KAMPEN TRUST FUND 46131M106 347 23,400 SH SOLE 0 0 23,400
WESTERN ASSET MUN PARTNERS FD FUND 95766P108 223 13,709 SH SOLE 0 0 13,709
HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 392 15,525 SH SOLE 0 0 15,525
BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,222 75,600 SH SOLE 0 0 75,600
DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 63 14,500 SH SOLE 0 0 14,500
DWS MULTI MKT INCOME TR FUND 23338L108 709 64,100 SH SOLE 0 0 64,100
EATON VANCE FL RT INCOME TRUST FUND 278279104 192 11,000 SH SOLE 0 0 11,000
EATON VANCE LTD DURATION INC FUND 27828H105 727 42,550 SH SOLE 0 0 42,550
1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 170 10,500 SH SOLE 0 0 10,500
NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 147 16,500 SH SOLE 0 0 16,500
NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 149 16,450 SH SOLE 0 0 16,450
NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 102 10,000 SH SOLE 0 0 10,000
NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 170 16,300 SH SOLE 0 0 16,300
PIMCO FLOATING RATE INCOME FD FUND 72201H108 551 41,450 SH SOLE 0 0 41,450
PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 347 30,300 SH SOLE 0 0 30,300
PUTNAM PREMIER INCOME TRUST FUND 746853100 282 51,000 SH SOLE 0 0 51,000
TEMPLETON GLOBAL INCOME FUND FUND 880198106 402 42,900 SH SOLE 0 0 42,900
WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 231 17,700 SH SOLE 0 0 17,700
ABB LTD SPONSORED ADR COM 000375204 825 36,250 SH SOLE 0 0 36,250
ABBOTT LABORATORIES COM 002824100 4,159 117,768 SH SOLE 0 0 117,768
ABBVIE COM 00287Y109 4,672 114,568 SH SOLE 0 0 114,568
ABERDEEN ASIA PACIFIC FUND COM 003009107 297 38,200 SH SOLE 0 0 38,200
AGILYSYS COM 00847J105 1,478 148,740 SH SOLE 0 0 148,740
AGRIUM INC COM 008916108 9,144 93,836 SH SOLE 0 0 93,836
ALCOA COM 013817101 6,212 729,119 SH SOLE 0 0 729,119
ALPHA PRO TECH LTD COM 020772109 22 14,900 SH SOLE 0 0 14,900
ALTEVA COM 02153V102 369 40,200 SH SOLE 0 0 40,200
ALTRIA GROUP COM 02209S103 324 9,450 SH SOLE 0 0 9,450
AMERICAN EAGLE OUTFITTERS COM 02553E106 1,054 56,400 SH SOLE 0 0 56,400
AMERICAN ELECTRIC POWER COM 025537101 452 9,301 SH SOLE 0 0 9,301
AMERICAN FINANCIAL GROUP COM 025932104 213 4,500 SH SOLE 0 0 4,500
AMERICAN SOFTWARE COM 029683109 133 16,050 SH SOLE 0 0 16,050
AMERICAN WATER WORKS COM 030420103 227 5,500 SH SOLE 0 0 5,500
AMETEK INC COM 031100100 208 4,800 SH SOLE 0 0 4,800
AMGEN INC COM 031162100 15,677 152,937 SH SOLE 0 0 152,937
AON PLC SHS CL A COM G0408V102 2,410 39,200 SH SOLE 0 0 39,200
APPLE COMPUTER COM 037833100 547 1,237 SH SOLE 0 0 1,237
APPLIED MATERIALS COM 038222105 676 50,214 SH SOLE 0 0 50,214
ASTRO-MED INC COM 04638F108 95 10,004 SH SOLE 0 0 10,004
AT&T INC COM 00206R102 753 20,549 SH SOLE 0 0 20,549
ATLANTIC AMERICAN CORP COM 048209100 202 60,799 SH SOLE 0 0 60,799
AUDIOCODES LTD ORD COM M15342104 45 12,000 SH SOLE 0 0 12,000
AUGUSTA RESOURCES COM 050912203 28 11,000 SH SOLE 0 0 11,000
AUTOMATIC DATA PROCESSING COM 053015103 704 10,828 SH SOLE 0 0 10,828
AVERY DENNISON COM 053611109 24,911 578,398 SH SOLE 0 0 578,398
AVX COM 002444107 6,083 511,215 SH SOLE 0 0 511,215
BAKER HUGHES COM 057224107 10,322 222,420 SH SOLE 0 0 222,420
BANK OF AMERICA COM 060505104 1,033 84,878 SH SOLE 0 0 84,878
Shufro, Rose & CO LLC Page: 2
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BANK OF NEW YORK MELLON COM 064058100 414 14,800 SH SOLE 0 0 14,800
BAR HARBOR BANKSHARES COM 066849100 3,703 101,325 SH SOLE 0 0 101,325
BAXTER INTERNATIONAL COM 071813109 210 2,900 SH SOLE 0 0 2,900
BED BATH & BEYOND COM 075896100 1,816 28,195 SH SOLE 0 0 28,195
BERKSHIRE BANCORP COM 084597202 620 74,256 SH SOLE 0 0 74,256
BERKSHIRE HATHAWAY A SHARES COM 084670108 2,344 15 SH SOLE 0 0 15
BERKSHIRE HATHAWAY B SHARES COM 084670702 5,685 54,568 SH SOLE 0 0 54,568
BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 276 35,354 SH SOLE 0 0 35,354
BLACKROCK KELSO CAP COM 092533108 371 37,100 SH SOLE 0 0 37,100
BLYTH INC COM 09643P207 3,175 182,925 SH SOLE 0 0 182,925
BOARDWALK PIPELINE PARTNERS COM 096627104 216 7,400 SH SOLE 0 0 7,400
BP PLC COM 055622104 6,148 145,187 SH SOLE 0 0 145,187
BRISTOL-MYERS SQUIBB COM 110122108 614 14,917 SH SOLE 0 0 14,917
BUCKLE INC COM 118440106 8,271 177,320 SH SOLE 0 0 177,320
CAMAC ENERGY COM 131745101 118 190,400 SH SOLE 0 0 190,400
CARBO CERAMICS COM 140781105 512 5,625 SH SOLE 0 0 5,625
CARDIUM THERAPEUTICS COM 141916106 2 12,500 SH SOLE 0 0 12,500
CARNIVAL CRUISE LINES COM 143658300 228 6,650 SH SOLE 0 0 6,650
CHESAPEAKE ENERGY COM 165167107 330 16,200 SH SOLE 0 0 16,200
CHEVRON CORP COM 166764100 3,907 32,884 SH SOLE 0 0 32,884
CHICOS FAS COM 168615102 6,524 388,375 SH SOLE 0 0 388,375
CHINA SHENGDA PACKAGING GROUP COM 16950V107 28 24,500 SH SOLE 0 0 24,500
CHUBB CORP COM 171232101 392 4,486 SH SOLE 0 0 4,486
CISCO SYSTEMS COM 17275R102 8,628 412,926 SH SOLE 0 0 412,926
CITIGROUP COM 172967424 1,029 23,271 SH SOLE 0 0 23,271
COCA-COLA COM 191216100 534 13,216 SH SOLE 0 0 13,216
CODEXIS COM 192005106 83 35,000 SH SOLE 0 0 35,000
COHEN & STEERS INFRASTRUCT FD COM 19248A109 361 17,457 SH SOLE 0 0 17,457
COMMERCIAL METALS COM 201723103 971 61,300 SH SOLE 0 0 61,300
CONOCOPHILLIPS COM 20825C104 788 13,113 SH SOLE 0 0 13,113
CONSOLIDATED EDISON COM 209115104 201 3,300 SH SOLE 0 0 3,300
CONSOLIDATED ENERGY COM 20854P109 699 20,800 SH SOLE 0 0 20,800
CONSOLIDATED TOMOKA LAND COM 210226106 1,817 46,300 SH SOLE 0 0 46,300
CORNING COM 219350105 29,510 2,213,808 SH SOLE 0 0 2,213,808
CVS CAREMARK COM 126650100 970 17,650 SH SOLE 0 0 17,650
DISNEY WALT COM 254687106 735 12,951 SH SOLE 0 0 12,951
DONEGAL GROUP COM 257701201 197 12,930 SH SOLE 0 0 12,930
D R HORTON COM 23331A109 323 13,310 SH SOLE 0 0 13,310
DUPONT COM 263534109 20,170 410,309 SH SOLE 0 0 410,309
EMERSON ELECTRIC COM 291011104 2,147 38,445 SH SOLE 0 0 38,445
ENERPLUS CORPORATION (ERF) COM 292766102 813 55,700 SH SOLE 0 0 55,700
ENTROPIC COMMUNICATIONS INC COM 29384R105 241 59,500 SH SOLE 0 0 59,500
EQUUS II COM 294766100 41 19,237 SH SOLE 0 0 19,237
EXAMWORKS GROUP INC COM 30066A105 11,281 651,350 SH SOLE 0 0 651,350
EXELON CORP COM 30161N101 8,910 258,415 SH SOLE 0 0 258,415
EXXON MOBIL COM 30231G102 32,386 359,411 SH SOLE 0 0 359,411
FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 4,167 616,552 SH SOLE 0 0 616,552
FORD MOTOR CO COM 345370860 245 18,632 SH SOLE 0 0 18,632
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 954 28,840 SH SOLE 0 0 28,840
FREIGHTCAR AMERICA COM 357023100 8,877 406,830 SH SOLE 0 0 406,830
FRIEDMAN INDUSTRIES COM 358435105 1,585 159,300 SH SOLE 0 0 159,300
Shufro, Rose & CO LLC Page: 3
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
GENERAL ELECTRIC COM 369604103 32,999 1,427,312 SH SOLE 0 0 1,427,312
GENERAL MILLS COM 370334104 722 14,650 SH SOLE 0 0 14,650
GENTEX CORP COM 371901109 2,344 117,165 SH SOLE 0 0 117,165
GERON CORP COM 374163103 52 49,100 SH SOLE 0 0 49,100
GETTY REALTY COM 374297109 1,136 56,212 SH SOLE 0 0 56,212
GILEAD SCIENCES COM 375558103 631 12,900 SH SOLE 0 0 12,900
GOLDFIELD CORP COM 381370105 39 10,704 SH SOLE 0 0 10,704
GOVERNMENT PROPERTIES INC TR COM 38376A103 1,358 52,800 SH SOLE 0 0 52,800
GSE SYSTEMS INC COM 36227K106 55 27,500 SH SOLE 0 0 27,500
GUARANTY BANCORP COM 40075T102 45 21,700 SH SOLE 0 0 21,700
HARDINGE INC COM 412324303 948 69,600 SH SOLE 0 0 69,600
HARRIS & HARRIS GROUP COM 413833104 1,078 299,550 SH SOLE 0 0 299,550
HARSCO CORP COM 415864107 8,432 340,425 SH SOLE 0 0 340,425
HCC INSURANCE HOLDINGS COM 404132102 11,454 272,520 SH SOLE 0 0 272,520
HEALTHCARE SERVICES GROUP COM 421906108 795 31,025 SH SOLE 0 0 31,025
HELMERICH & PAYNE COM 423452101 242 4,000 SH SOLE 0 0 4,000
HEWLETT PACKARD COM 428236103 4,369 183,265 SH SOLE 0 0 183,265
HOME DEPOT COM 437076102 1,226 17,575 SH SOLE 0 0 17,575
HOSPITALITY PROPERTIES TRUST COM 44106M102 288 10,500 SH SOLE 0 0 10,500
ILLINOIS TOOL WORKS COM 452308109 9,609 157,685 SH SOLE 0 0 157,685
IMMUCELL CORP NEW COM 452525306 181 49,263 SH SOLE 0 0 49,263
INTEL COM 458140100 27,739 1,270,410 SH SOLE 0 0 1,270,410
INTELLIGENT SYSTEMS COM 45816D100 135 87,393 SH SOLE 0 0 87,393
INTL BUSINESS MACHINES COM 459200101 4,051 18,995 SH SOLE 0 0 18,995
INTL RECTIFIER COM 460254105 6,471 305,987 SH SOLE 0 0 305,987
ITT CORP NEW COM 450911201 456 16,068 SH SOLE 0 0 16,068
JACOBS ENGINEERING GROUP COM 469814107 15,145 269,307 SH SOLE 0 0 269,307
JAPAN EQUITY FUND COM 471057109 1,088 173,900 SH SOLE 0 0 173,900
JAPAN SMALLER CAP FUND COM 47109U104 1,514 175,644 SH SOLE 0 0 175,644
JETBLUE AIRWAYS COM 477143101 205 29,800 SH SOLE 0 0 29,800
J & J SNACK FOODS COM 466032109 1,153 15,000 SH SOLE 0 0 15,000
JOHNSON & JOHNSON COM 478160104 4,127 50,631 SH SOLE 0 0 50,631
JOHNSON CONTROLS COM 478366107 17,635 502,856 SH SOLE 0 0 502,856
KELLY SERVICES CL A COM 488152208 8,447 452,200 SH SOLE 0 0 452,200
KENNAMETAL INC COM 489170100 3,805 97,480 SH SOLE 0 0 97,480
KIMBERLY-CLARK COM 494368103 342 3,500 SH SOLE 0 0 3,500
KOHLS CORP COM 500255104 26,939 583,990 SH SOLE 0 0 583,990
LAKELAND INDUSTRIES COM 511795106 165 44,497 SH SOLE 0 0 44,497
LAYNE CHRISTENSEN CO COM 521050104 8,039 376,015 SH SOLE 0 0 376,015
LEGG MASON COM 524901105 778 24,200 SH SOLE 0 0 24,200
LEUCADIA NATIONAL CORP COM 527288104 275 10,044 SH SOLE 0 0 10,044
LEXINGTON PROPERTY TRUST COM 529043101 418 35,471 SH SOLE 0 0 35,471
LILLY (ELI) & CO COM 532457108 232 4,100 SH SOLE 0 0 4,100
LOUISIANA PACIFIC COM 546347105 246 11,400 SH SOLE 0 0 11,400
LOWES COMPANIES COM 548661107 223 5,900 SH SOLE 0 0 5,900
L 3 COMMUNICATIONS HOLDINGS COM 502424104 7,201 89,000 SH SOLE 0 0 89,000
M & T BANK CORP COM 55261F104 1,642 15,922 SH SOLE 0 0 15,922
MAGELLAN PETROLEUM COM 559091301 29 27,500 SH SOLE 0 0 27,500
MAKO SURGICAL COM 560879108 250 22,500 SH SOLE 0 0 22,500
MANHATTAN BRIDGE CAPITAL COM 562803106 45 33,975 SH SOLE 0 0 33,975
MEAD JOHNSON NUTRITION CL A COM 582839106 317 4,100 SH SOLE 0 0 4,100
Shufro, Rose & CO LLC Page: 4
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
MEADOWBROOK INSURANCE GROUP COM 58319P108 1,017 144,300 SH SOLE 0 0 144,300
MEDTRONIC COM 585055106 17,598 374,748 SH SOLE 0 0 374,748
MERCER INTERNATIONAL COM 588056101 314 45,500 SH SOLE 0 0 45,500
MERCK & CO COM 58933Y105 1,191 26,964 SH SOLE 0 0 26,964
MEREDITH CORP COM 589433101 5,737 149,950 SH SOLE 0 0 149,950
METLIFE COM 59156R108 11,162 293,605 SH SOLE 0 0 293,605
MFS INTERMED INCOME TRUST COM 55273C107 1,113 172,380 SH SOLE 0 0 172,380
MICROSOFT COM 594918104 4,607 161,070 SH SOLE 0 0 161,070
MIDDLEBURG FINANCIAL CORP COM 596094102 2,288 117,896 SH SOLE 0 0 117,896
MITCHAM INDUSTRIES COM 606501104 235 13,900 SH SOLE 0 0 13,900
MOBILE MINI COM 60740F105 5,111 173,700 SH SOLE 0 0 173,700
MONMOUTH REAL ESTATE INVT CORP COM 609720107 794 71,300 SH SOLE 0 0 71,300
JPMORGAN CHASE & CO COM 46625H100 12,052 253,947 SH SOLE 0 0 253,947
MORGAN STANLEY COM 617446448 259 11,800 SH SOLE 0 0 11,800
MYLAN INC COM 628530107 274 9,470 SH SOLE 0 0 9,470
NATIONAL FUEL GAS COM 636180101 239 3,910 SH SOLE 0 0 3,910
NATIONAL WESTERN LIFE INS COM 638522102 11,935 67,818 SH SOLE 0 0 67,818
NEOPHOTONICS CORP COM 64051T100 389 76,300 SH SOLE 0 0 76,300
NEWPORT CORP COM 651824104 9,869 583,325 SH SOLE 0 0 583,325
NORTHEAST UTILITIES COM 664397106 249 5,748 SH SOLE 0 0 5,748
NOVARTIS AG ADR COM 66987V109 321 4,515 SH SOLE 0 0 4,515
NYSE EURONEXT COM 629491101 390 10,100 SH SOLE 0 0 10,100
OCLARO INC COM 67555N206 20 16,500 SH SOLE 0 0 16,500
OLD REPUBLIC COM 680223104 619 48,725 SH SOLE 0 0 48,725
OMEGA PROTEIN COM 68210P107 2,892 269,100 SH SOLE 0 0 269,100
OPKO HEALTH INC COM 68375N103 99 13,000 SH SOLE 0 0 13,000
ORBOTECH LTD-ORD COM M75253100 376 37,400 SH SOLE 0 0 37,400
PEPSICO INC COM 713448108 828 10,475 SH SOLE 0 0 10,475
PDC ENERGY INC COM 69327R101 2,545 51,350 SH SOLE 0 0 51,350
PFIZER INC COM 717081103 11,472 397,535 SH SOLE 0 0 397,535
PHILLIPS 66 COM 718546104 288 4,128 SH SOLE 0 0 4,128
PHILIP MORRIS INTL COM 718172109 505 5,450 SH SOLE 0 0 5,450
PHILIPS ELECTRONICS COM 500472303 328 11,119 SH SOLE 0 0 11,119
POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 231 3,363 SH SOLE 0 0 3,363
PROCTER & GAMBLE COM 742718109 4,685 60,807 SH SOLE 0 0 60,807
PROSPECT CAPITAL COM 74348T102 1,694 155,300 SH SOLE 0 0 155,300
PUBLIC SERVICE ENTERPRISE GRP COM 744573106 511 14,900 SH SOLE 0 0 14,900
QUALCOMM COM 747525103 2,108 31,500 SH SOLE 0 0 31,500
QUEST DIAGNOSTICS COM 74834L100 8,645 153,115 SH SOLE 0 0 153,115
RAMCO GERSHENSON PROPERTIES TR COM 751452202 527 31,400 SH SOLE 0 0 31,400
RAND CAPITAL CORP COM 752185108 364 120,657 SH SOLE 0 0 120,657
RELM WIRELESS CORP COM 759525108 24 10,800 SH SOLE 0 0 10,800
RESEARCH FRONTIERS COM 760911107 358 97,400 SH SOLE 0 0 97,400
ROYAL DUTCH SHELL PLC ADR A COM 780259206 619 9,504 SH SOLE 0 0 9,504
SALISBURY BANCORP COM 795226109 1,521 59,425 SH SOLE 0 0 59,425
SANOFI AVENTIS COM 80105N105 710 13,900 SH SOLE 0 0 13,900
SCHLUMBERGER LTD COM 806857108 364 4,870 SH SOLE 0 0 4,870
SCHEIN (HENRY) COM 806407102 925 10,000 SH SOLE 0 0 10,000
SCHMITT INDUSTRIES COM 806870200 178 61,500 SH SOLE 0 0 61,500
SEABOARD CORP COM 811543107 587 210 SH SOLE 0 0 210
SENECA FOODS NEW COM 817070501 1,296 39,250 SH SOLE 0 0 39,250
Shufro, Rose & CO LLC Page: 5
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
SIMPSON MANUFACTURING COM 829073105 593 19,405 SH SOLE 0 0 19,405
SKECHERS USA COM 830566105 3,179 150,310 SH SOLE 0 0 150,310
SOCIEDAD QUIMICA MINERA CHILE COM 833635105 360 6,500 SH SOLE 0 0 6,500
SOLAZYME INC COM 83415T101 319 41,000 SH SOLE 0 0 41,000
SONOCO PRODUCTS COM 835495102 27,874 796,655 SH SOLE 0 0 796,655
SOUTHWEST AIRLINES COM 844741108 145 10,800 SH SOLE 0 0 10,800
SPDR S&P BIOTECH ETF COM 78464A870 549 5,500 SH SOLE 0 0 5,500
SPDR S&P 500 COM 78462F103 216 1,382 SH SOLE 0 0 1,382
S & P MIDCAP 400 SPDR COM 78467Y107 667 3,184 SH SOLE 0 0 3,184
STERLING BANCORP COM 859158107 396 39,012 SH SOLE 0 0 39,012
STRATTEC SECURITY COM 863111100 3,636 127,895 SH SOLE 0 0 127,895
STRYKER CORP COM 863667101 7,635 117,030 SH SOLE 0 0 117,030
SUNCOR ENERGY NEW COM 867224107 233 7,810 SH SOLE 0 0 7,810
SUPERIOR INDUSTRIES INTL COM 868168105 2,171 116,255 SH SOLE 0 0 116,255
SWISS HELVETIA FUND COM 870875101 578 47,149 SH SOLE 0 0 47,149
SYMMETRICOM INC COM 871543104 49 11,000 SH SOLE 0 0 11,000
SYSCO CORP COM 871829107 1,491 42,400 SH SOLE 0 0 42,400
SYSTEMAX COM 871851101 5,632 568,920 SH SOLE 0 0 568,920
TARGET CORP COM 87612E106 1,065 15,564 SH SOLE 0 0 15,564
TEJON RANCH CO COM 879080109 2,992 100,500 SH SOLE 0 0 100,500
TEMPLETON DRAGON FD COM 88018T101 458 16,400 SH SOLE 0 0 16,400
TERADYNE COM 880770102 3,221 198,605 SH SOLE 0 0 198,605
TESORO CORPORATION COM 881609101 673 11,500 SH SOLE 0 0 11,500
TEVA PHARMACEUTICAL COM 881624209 18,294 461,060 SH SOLE 0 0 461,060
TEXAS INSTRUMENTS COM 882508104 23,882 673,114 SH SOLE 0 0 673,114
THERMO FISHER SCIENTIFIC COM 883556102 13,775 180,093 SH SOLE 0 0 180,093
TICC CAPITAL CORP COM 87244T109 144 14,500 SH SOLE 0 0 14,500
TIME WARNER CABLE COM 88732J207 541 5,639 SH SOLE 0 0 5,639
TIME WARNER COM 887317303 1,168 20,288 SH SOLE 0 0 20,288
TRAVELERS COMPANIES COM 89417E109 230 2,734 SH SOLE 0 0 2,734
TRINITY INDUSTRIES COM 896522109 843 18,600 SH SOLE 0 0 18,600
UNILEVER PLC COM 904767704 815 19,300 SH SOLE 0 0 19,300
UNION PACIFIC COM 907818108 607 4,266 SH SOLE 0 0 4,266
UNITEDHEALTH GROUP COM 91324P102 9,802 171,335 SH SOLE 0 0 171,335
UNITED PARCEL SERVICE COM 911312106 743 8,650 SH SOLE 0 0 8,650
UNITED TECHNOLOGIES COM 913017109 625 6,700 SH SOLE 0 0 6,700
VALERO ENERGY COM 91913Y100 759 16,700 SH SOLE 0 0 16,700
VEOLIA ENVIRONNEMENT ADR COM 92334N103 423 33,350 SH SOLE 0 0 33,350
VERIZON COMMUNICATIONS COM 92343V104 315 6,417 SH SOLE 0 0 6,417
VISHAY INTERTECHNOLOGY COM 928298108 947 69,600 SH SOLE 0 0 69,600
VISHAY PRECISION GROUP COM 92835K103 7,407 504,229 SH SOLE 0 0 504,229
VISTAPRINT NV COM N93540107 5,300 137,100 SH SOLE 0 0 137,100
VODAFONE GROUP PLC NEW COM 92857W209 19,064 671,058 SH SOLE 0 0 671,058
WALGREEN COM 931422109 1,029 21,600 SH SOLE 0 0 21,600
WALKER & DUNLOP COM 93148P102 7,064 393,100 SH SOLE 0 0 393,100
WASHINGTON POST COM 939640108 2,195 4,912 SH SOLE 0 0 4,912
WEATHERFORD INTL (BERMUDA) COM H27013103 726 59,855 SH SOLE 0 0 59,855
WELLPOINT INC COM 94973V107 423 6,400 SH SOLE 0 0 6,400
WET SEAL INC CL A COM 961840105 3,050 1,010,000 SH SOLE 0 0 1,010,000
WHITING PETROLEUM COM 966387102 691 13,600 SH SOLE 0 0 13,600
XYLEM INC COM 98419M100 811 29,430 SH SOLE 0 0 29,430
Shufro, Rose & CO LLC Page: 6
Form 13F Information Table
As of Date: 3/31/2013
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
ZALICUS INC COM 98887C105 8 12,000 SH SOLE 0 0 12,000
ZIMMER HOLDINGS INC COM 98956P102 206 2,740 SH SOLE 0 0 2,740
3M COMPANY COM 88579Y101 10,032 94,370 SH SOLE 0 0 94,370
CALL MEAD JOHNSON MAY 80 OPT 8J58881 34 16,000 SH SOLE 0 0 16,000
Line Count: 259