0000908195-13-000003.txt : 20130419 0000908195-13-000003.hdr.sgml : 20130419 20130419120440 ACCESSION NUMBER: 0000908195-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130419 DATE AS OF CHANGE: 20130419 EFFECTIVENESS DATE: 20130419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 13770870 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose03312013.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY April 19, 2013 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 03/31/13 RUN DATE: 4/19/13 12:00 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 259 FORM 13F INFORMATION TABLE VALUE TOTAL: $830,736,184.67 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 203 13,200 SH SOLE 0 0 13,200 BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 252 17,000 SH SOLE 0 0 17,000 INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 265 16,800 SH SOLE 0 0 16,800 INVESCO VAN KAMPEN TRUST FUND 46131M106 347 23,400 SH SOLE 0 0 23,400 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 223 13,709 SH SOLE 0 0 13,709 HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 392 15,525 SH SOLE 0 0 15,525 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,222 75,600 SH SOLE 0 0 75,600 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 63 14,500 SH SOLE 0 0 14,500 DWS MULTI MKT INCOME TR FUND 23338L108 709 64,100 SH SOLE 0 0 64,100 EATON VANCE FL RT INCOME TRUST FUND 278279104 192 11,000 SH SOLE 0 0 11,000 EATON VANCE LTD DURATION INC FUND 27828H105 727 42,550 SH SOLE 0 0 42,550 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 170 10,500 SH SOLE 0 0 10,500 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 147 16,500 SH SOLE 0 0 16,500 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 149 16,450 SH SOLE 0 0 16,450 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 102 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 170 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 551 41,450 SH SOLE 0 0 41,450 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 347 30,300 SH SOLE 0 0 30,300 PUTNAM PREMIER INCOME TRUST FUND 746853100 282 51,000 SH SOLE 0 0 51,000 TEMPLETON GLOBAL INCOME FUND FUND 880198106 402 42,900 SH SOLE 0 0 42,900 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 231 17,700 SH SOLE 0 0 17,700 ABB LTD SPONSORED ADR COM 000375204 825 36,250 SH SOLE 0 0 36,250 ABBOTT LABORATORIES COM 002824100 4,159 117,768 SH SOLE 0 0 117,768 ABBVIE COM 00287Y109 4,672 114,568 SH SOLE 0 0 114,568 ABERDEEN ASIA PACIFIC FUND COM 003009107 297 38,200 SH SOLE 0 0 38,200 AGILYSYS COM 00847J105 1,478 148,740 SH SOLE 0 0 148,740 AGRIUM INC COM 008916108 9,144 93,836 SH SOLE 0 0 93,836 ALCOA COM 013817101 6,212 729,119 SH SOLE 0 0 729,119 ALPHA PRO TECH LTD COM 020772109 22 14,900 SH SOLE 0 0 14,900 ALTEVA COM 02153V102 369 40,200 SH SOLE 0 0 40,200 ALTRIA GROUP COM 02209S103 324 9,450 SH SOLE 0 0 9,450 AMERICAN EAGLE OUTFITTERS COM 02553E106 1,054 56,400 SH SOLE 0 0 56,400 AMERICAN ELECTRIC POWER COM 025537101 452 9,301 SH SOLE 0 0 9,301 AMERICAN FINANCIAL GROUP COM 025932104 213 4,500 SH SOLE 0 0 4,500 AMERICAN SOFTWARE COM 029683109 133 16,050 SH SOLE 0 0 16,050 AMERICAN WATER WORKS COM 030420103 227 5,500 SH SOLE 0 0 5,500 AMETEK INC COM 031100100 208 4,800 SH SOLE 0 0 4,800 AMGEN INC COM 031162100 15,677 152,937 SH SOLE 0 0 152,937 AON PLC SHS CL A COM G0408V102 2,410 39,200 SH SOLE 0 0 39,200 APPLE COMPUTER COM 037833100 547 1,237 SH SOLE 0 0 1,237 APPLIED MATERIALS COM 038222105 676 50,214 SH SOLE 0 0 50,214 ASTRO-MED INC COM 04638F108 95 10,004 SH SOLE 0 0 10,004 AT&T INC COM 00206R102 753 20,549 SH SOLE 0 0 20,549 ATLANTIC AMERICAN CORP COM 048209100 202 60,799 SH SOLE 0 0 60,799 AUDIOCODES LTD ORD COM M15342104 45 12,000 SH SOLE 0 0 12,000 AUGUSTA RESOURCES COM 050912203 28 11,000 SH SOLE 0 0 11,000 AUTOMATIC DATA PROCESSING COM 053015103 704 10,828 SH SOLE 0 0 10,828 AVERY DENNISON COM 053611109 24,911 578,398 SH SOLE 0 0 578,398 AVX COM 002444107 6,083 511,215 SH SOLE 0 0 511,215 BAKER HUGHES COM 057224107 10,322 222,420 SH SOLE 0 0 222,420 BANK OF AMERICA COM 060505104 1,033 84,878 SH SOLE 0 0 84,878 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BANK OF NEW YORK MELLON COM 064058100 414 14,800 SH SOLE 0 0 14,800 BAR HARBOR BANKSHARES COM 066849100 3,703 101,325 SH SOLE 0 0 101,325 BAXTER INTERNATIONAL COM 071813109 210 2,900 SH SOLE 0 0 2,900 BED BATH & BEYOND COM 075896100 1,816 28,195 SH SOLE 0 0 28,195 BERKSHIRE BANCORP COM 084597202 620 74,256 SH SOLE 0 0 74,256 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,344 15 SH SOLE 0 0 15 BERKSHIRE HATHAWAY B SHARES COM 084670702 5,685 54,568 SH SOLE 0 0 54,568 BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 276 35,354 SH SOLE 0 0 35,354 BLACKROCK KELSO CAP COM 092533108 371 37,100 SH SOLE 0 0 37,100 BLYTH INC COM 09643P207 3,175 182,925 SH SOLE 0 0 182,925 BOARDWALK PIPELINE PARTNERS COM 096627104 216 7,400 SH SOLE 0 0 7,400 BP PLC COM 055622104 6,148 145,187 SH SOLE 0 0 145,187 BRISTOL-MYERS SQUIBB COM 110122108 614 14,917 SH SOLE 0 0 14,917 BUCKLE INC COM 118440106 8,271 177,320 SH SOLE 0 0 177,320 CAMAC ENERGY COM 131745101 118 190,400 SH SOLE 0 0 190,400 CARBO CERAMICS COM 140781105 512 5,625 SH SOLE 0 0 5,625 CARDIUM THERAPEUTICS COM 141916106 2 12,500 SH SOLE 0 0 12,500 CARNIVAL CRUISE LINES COM 143658300 228 6,650 SH SOLE 0 0 6,650 CHESAPEAKE ENERGY COM 165167107 330 16,200 SH SOLE 0 0 16,200 CHEVRON CORP COM 166764100 3,907 32,884 SH SOLE 0 0 32,884 CHICOS FAS COM 168615102 6,524 388,375 SH SOLE 0 0 388,375 CHINA SHENGDA PACKAGING GROUP COM 16950V107 28 24,500 SH SOLE 0 0 24,500 CHUBB CORP COM 171232101 392 4,486 SH SOLE 0 0 4,486 CISCO SYSTEMS COM 17275R102 8,628 412,926 SH SOLE 0 0 412,926 CITIGROUP COM 172967424 1,029 23,271 SH SOLE 0 0 23,271 COCA-COLA COM 191216100 534 13,216 SH SOLE 0 0 13,216 CODEXIS COM 192005106 83 35,000 SH SOLE 0 0 35,000 COHEN & STEERS INFRASTRUCT FD COM 19248A109 361 17,457 SH SOLE 0 0 17,457 COMMERCIAL METALS COM 201723103 971 61,300 SH SOLE 0 0 61,300 CONOCOPHILLIPS COM 20825C104 788 13,113 SH SOLE 0 0 13,113 CONSOLIDATED EDISON COM 209115104 201 3,300 SH SOLE 0 0 3,300 CONSOLIDATED ENERGY COM 20854P109 699 20,800 SH SOLE 0 0 20,800 CONSOLIDATED TOMOKA LAND COM 210226106 1,817 46,300 SH SOLE 0 0 46,300 CORNING COM 219350105 29,510 2,213,808 SH SOLE 0 0 2,213,808 CVS CAREMARK COM 126650100 970 17,650 SH SOLE 0 0 17,650 DISNEY WALT COM 254687106 735 12,951 SH SOLE 0 0 12,951 DONEGAL GROUP COM 257701201 197 12,930 SH SOLE 0 0 12,930 D R HORTON COM 23331A109 323 13,310 SH SOLE 0 0 13,310 DUPONT COM 263534109 20,170 410,309 SH SOLE 0 0 410,309 EMERSON ELECTRIC COM 291011104 2,147 38,445 SH SOLE 0 0 38,445 ENERPLUS CORPORATION (ERF) COM 292766102 813 55,700 SH SOLE 0 0 55,700 ENTROPIC COMMUNICATIONS INC COM 29384R105 241 59,500 SH SOLE 0 0 59,500 EQUUS II COM 294766100 41 19,237 SH SOLE 0 0 19,237 EXAMWORKS GROUP INC COM 30066A105 11,281 651,350 SH SOLE 0 0 651,350 EXELON CORP COM 30161N101 8,910 258,415 SH SOLE 0 0 258,415 EXXON MOBIL COM 30231G102 32,386 359,411 SH SOLE 0 0 359,411 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 4,167 616,552 SH SOLE 0 0 616,552 FORD MOTOR CO COM 345370860 245 18,632 SH SOLE 0 0 18,632 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 954 28,840 SH SOLE 0 0 28,840 FREIGHTCAR AMERICA COM 357023100 8,877 406,830 SH SOLE 0 0 406,830 FRIEDMAN INDUSTRIES COM 358435105 1,585 159,300 SH SOLE 0 0 159,300 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None GENERAL ELECTRIC COM 369604103 32,999 1,427,312 SH SOLE 0 0 1,427,312 GENERAL MILLS COM 370334104 722 14,650 SH SOLE 0 0 14,650 GENTEX CORP COM 371901109 2,344 117,165 SH SOLE 0 0 117,165 GERON CORP COM 374163103 52 49,100 SH SOLE 0 0 49,100 GETTY REALTY COM 374297109 1,136 56,212 SH SOLE 0 0 56,212 GILEAD SCIENCES COM 375558103 631 12,900 SH SOLE 0 0 12,900 GOLDFIELD CORP COM 381370105 39 10,704 SH SOLE 0 0 10,704 GOVERNMENT PROPERTIES INC TR COM 38376A103 1,358 52,800 SH SOLE 0 0 52,800 GSE SYSTEMS INC COM 36227K106 55 27,500 SH SOLE 0 0 27,500 GUARANTY BANCORP COM 40075T102 45 21,700 SH SOLE 0 0 21,700 HARDINGE INC COM 412324303 948 69,600 SH SOLE 0 0 69,600 HARRIS & HARRIS GROUP COM 413833104 1,078 299,550 SH SOLE 0 0 299,550 HARSCO CORP COM 415864107 8,432 340,425 SH SOLE 0 0 340,425 HCC INSURANCE HOLDINGS COM 404132102 11,454 272,520 SH SOLE 0 0 272,520 HEALTHCARE SERVICES GROUP COM 421906108 795 31,025 SH SOLE 0 0 31,025 HELMERICH & PAYNE COM 423452101 242 4,000 SH SOLE 0 0 4,000 HEWLETT PACKARD COM 428236103 4,369 183,265 SH SOLE 0 0 183,265 HOME DEPOT COM 437076102 1,226 17,575 SH SOLE 0 0 17,575 HOSPITALITY PROPERTIES TRUST COM 44106M102 288 10,500 SH SOLE 0 0 10,500 ILLINOIS TOOL WORKS COM 452308109 9,609 157,685 SH SOLE 0 0 157,685 IMMUCELL CORP NEW COM 452525306 181 49,263 SH SOLE 0 0 49,263 INTEL COM 458140100 27,739 1,270,410 SH SOLE 0 0 1,270,410 INTELLIGENT SYSTEMS COM 45816D100 135 87,393 SH SOLE 0 0 87,393 INTL BUSINESS MACHINES COM 459200101 4,051 18,995 SH SOLE 0 0 18,995 INTL RECTIFIER COM 460254105 6,471 305,987 SH SOLE 0 0 305,987 ITT CORP NEW COM 450911201 456 16,068 SH SOLE 0 0 16,068 JACOBS ENGINEERING GROUP COM 469814107 15,145 269,307 SH SOLE 0 0 269,307 JAPAN EQUITY FUND COM 471057109 1,088 173,900 SH SOLE 0 0 173,900 JAPAN SMALLER CAP FUND COM 47109U104 1,514 175,644 SH SOLE 0 0 175,644 JETBLUE AIRWAYS COM 477143101 205 29,800 SH SOLE 0 0 29,800 J & J SNACK FOODS COM 466032109 1,153 15,000 SH SOLE 0 0 15,000 JOHNSON & JOHNSON COM 478160104 4,127 50,631 SH SOLE 0 0 50,631 JOHNSON CONTROLS COM 478366107 17,635 502,856 SH SOLE 0 0 502,856 KELLY SERVICES CL A COM 488152208 8,447 452,200 SH SOLE 0 0 452,200 KENNAMETAL INC COM 489170100 3,805 97,480 SH SOLE 0 0 97,480 KIMBERLY-CLARK COM 494368103 342 3,500 SH SOLE 0 0 3,500 KOHLS CORP COM 500255104 26,939 583,990 SH SOLE 0 0 583,990 LAKELAND INDUSTRIES COM 511795106 165 44,497 SH SOLE 0 0 44,497 LAYNE CHRISTENSEN CO COM 521050104 8,039 376,015 SH SOLE 0 0 376,015 LEGG MASON COM 524901105 778 24,200 SH SOLE 0 0 24,200 LEUCADIA NATIONAL CORP COM 527288104 275 10,044 SH SOLE 0 0 10,044 LEXINGTON PROPERTY TRUST COM 529043101 418 35,471 SH SOLE 0 0 35,471 LILLY (ELI) & CO COM 532457108 232 4,100 SH SOLE 0 0 4,100 LOUISIANA PACIFIC COM 546347105 246 11,400 SH SOLE 0 0 11,400 LOWES COMPANIES COM 548661107 223 5,900 SH SOLE 0 0 5,900 L 3 COMMUNICATIONS HOLDINGS COM 502424104 7,201 89,000 SH SOLE 0 0 89,000 M & T BANK CORP COM 55261F104 1,642 15,922 SH SOLE 0 0 15,922 MAGELLAN PETROLEUM COM 559091301 29 27,500 SH SOLE 0 0 27,500 MAKO SURGICAL COM 560879108 250 22,500 SH SOLE 0 0 22,500 MANHATTAN BRIDGE CAPITAL COM 562803106 45 33,975 SH SOLE 0 0 33,975 MEAD JOHNSON NUTRITION CL A COM 582839106 317 4,100 SH SOLE 0 0 4,100 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MEADOWBROOK INSURANCE GROUP COM 58319P108 1,017 144,300 SH SOLE 0 0 144,300 MEDTRONIC COM 585055106 17,598 374,748 SH SOLE 0 0 374,748 MERCER INTERNATIONAL COM 588056101 314 45,500 SH SOLE 0 0 45,500 MERCK & CO COM 58933Y105 1,191 26,964 SH SOLE 0 0 26,964 MEREDITH CORP COM 589433101 5,737 149,950 SH SOLE 0 0 149,950 METLIFE COM 59156R108 11,162 293,605 SH SOLE 0 0 293,605 MFS INTERMED INCOME TRUST COM 55273C107 1,113 172,380 SH SOLE 0 0 172,380 MICROSOFT COM 594918104 4,607 161,070 SH SOLE 0 0 161,070 MIDDLEBURG FINANCIAL CORP COM 596094102 2,288 117,896 SH SOLE 0 0 117,896 MITCHAM INDUSTRIES COM 606501104 235 13,900 SH SOLE 0 0 13,900 MOBILE MINI COM 60740F105 5,111 173,700 SH SOLE 0 0 173,700 MONMOUTH REAL ESTATE INVT CORP COM 609720107 794 71,300 SH SOLE 0 0 71,300 JPMORGAN CHASE & CO COM 46625H100 12,052 253,947 SH SOLE 0 0 253,947 MORGAN STANLEY COM 617446448 259 11,800 SH SOLE 0 0 11,800 MYLAN INC COM 628530107 274 9,470 SH SOLE 0 0 9,470 NATIONAL FUEL GAS COM 636180101 239 3,910 SH SOLE 0 0 3,910 NATIONAL WESTERN LIFE INS COM 638522102 11,935 67,818 SH SOLE 0 0 67,818 NEOPHOTONICS CORP COM 64051T100 389 76,300 SH SOLE 0 0 76,300 NEWPORT CORP COM 651824104 9,869 583,325 SH SOLE 0 0 583,325 NORTHEAST UTILITIES COM 664397106 249 5,748 SH SOLE 0 0 5,748 NOVARTIS AG ADR COM 66987V109 321 4,515 SH SOLE 0 0 4,515 NYSE EURONEXT COM 629491101 390 10,100 SH SOLE 0 0 10,100 OCLARO INC COM 67555N206 20 16,500 SH SOLE 0 0 16,500 OLD REPUBLIC COM 680223104 619 48,725 SH SOLE 0 0 48,725 OMEGA PROTEIN COM 68210P107 2,892 269,100 SH SOLE 0 0 269,100 OPKO HEALTH INC COM 68375N103 99 13,000 SH SOLE 0 0 13,000 ORBOTECH LTD-ORD COM M75253100 376 37,400 SH SOLE 0 0 37,400 PEPSICO INC COM 713448108 828 10,475 SH SOLE 0 0 10,475 PDC ENERGY INC COM 69327R101 2,545 51,350 SH SOLE 0 0 51,350 PFIZER INC COM 717081103 11,472 397,535 SH SOLE 0 0 397,535 PHILLIPS 66 COM 718546104 288 4,128 SH SOLE 0 0 4,128 PHILIP MORRIS INTL COM 718172109 505 5,450 SH SOLE 0 0 5,450 PHILIPS ELECTRONICS COM 500472303 328 11,119 SH SOLE 0 0 11,119 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 231 3,363 SH SOLE 0 0 3,363 PROCTER & GAMBLE COM 742718109 4,685 60,807 SH SOLE 0 0 60,807 PROSPECT CAPITAL COM 74348T102 1,694 155,300 SH SOLE 0 0 155,300 PUBLIC SERVICE ENTERPRISE GRP COM 744573106 511 14,900 SH SOLE 0 0 14,900 QUALCOMM COM 747525103 2,108 31,500 SH SOLE 0 0 31,500 QUEST DIAGNOSTICS COM 74834L100 8,645 153,115 SH SOLE 0 0 153,115 RAMCO GERSHENSON PROPERTIES TR COM 751452202 527 31,400 SH SOLE 0 0 31,400 RAND CAPITAL CORP COM 752185108 364 120,657 SH SOLE 0 0 120,657 RELM WIRELESS CORP COM 759525108 24 10,800 SH SOLE 0 0 10,800 RESEARCH FRONTIERS COM 760911107 358 97,400 SH SOLE 0 0 97,400 ROYAL DUTCH SHELL PLC ADR A COM 780259206 619 9,504 SH SOLE 0 0 9,504 SALISBURY BANCORP COM 795226109 1,521 59,425 SH SOLE 0 0 59,425 SANOFI AVENTIS COM 80105N105 710 13,900 SH SOLE 0 0 13,900 SCHLUMBERGER LTD COM 806857108 364 4,870 SH SOLE 0 0 4,870 SCHEIN (HENRY) COM 806407102 925 10,000 SH SOLE 0 0 10,000 SCHMITT INDUSTRIES COM 806870200 178 61,500 SH SOLE 0 0 61,500 SEABOARD CORP COM 811543107 587 210 SH SOLE 0 0 210 SENECA FOODS NEW COM 817070501 1,296 39,250 SH SOLE 0 0 39,250 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SIMPSON MANUFACTURING COM 829073105 593 19,405 SH SOLE 0 0 19,405 SKECHERS USA COM 830566105 3,179 150,310 SH SOLE 0 0 150,310 SOCIEDAD QUIMICA MINERA CHILE COM 833635105 360 6,500 SH SOLE 0 0 6,500 SOLAZYME INC COM 83415T101 319 41,000 SH SOLE 0 0 41,000 SONOCO PRODUCTS COM 835495102 27,874 796,655 SH SOLE 0 0 796,655 SOUTHWEST AIRLINES COM 844741108 145 10,800 SH SOLE 0 0 10,800 SPDR S&P BIOTECH ETF COM 78464A870 549 5,500 SH SOLE 0 0 5,500 SPDR S&P 500 COM 78462F103 216 1,382 SH SOLE 0 0 1,382 S & P MIDCAP 400 SPDR COM 78467Y107 667 3,184 SH SOLE 0 0 3,184 STERLING BANCORP COM 859158107 396 39,012 SH SOLE 0 0 39,012 STRATTEC SECURITY COM 863111100 3,636 127,895 SH SOLE 0 0 127,895 STRYKER CORP COM 863667101 7,635 117,030 SH SOLE 0 0 117,030 SUNCOR ENERGY NEW COM 867224107 233 7,810 SH SOLE 0 0 7,810 SUPERIOR INDUSTRIES INTL COM 868168105 2,171 116,255 SH SOLE 0 0 116,255 SWISS HELVETIA FUND COM 870875101 578 47,149 SH SOLE 0 0 47,149 SYMMETRICOM INC COM 871543104 49 11,000 SH SOLE 0 0 11,000 SYSCO CORP COM 871829107 1,491 42,400 SH SOLE 0 0 42,400 SYSTEMAX COM 871851101 5,632 568,920 SH SOLE 0 0 568,920 TARGET CORP COM 87612E106 1,065 15,564 SH SOLE 0 0 15,564 TEJON RANCH CO COM 879080109 2,992 100,500 SH SOLE 0 0 100,500 TEMPLETON DRAGON FD COM 88018T101 458 16,400 SH SOLE 0 0 16,400 TERADYNE COM 880770102 3,221 198,605 SH SOLE 0 0 198,605 TESORO CORPORATION COM 881609101 673 11,500 SH SOLE 0 0 11,500 TEVA PHARMACEUTICAL COM 881624209 18,294 461,060 SH SOLE 0 0 461,060 TEXAS INSTRUMENTS COM 882508104 23,882 673,114 SH SOLE 0 0 673,114 THERMO FISHER SCIENTIFIC COM 883556102 13,775 180,093 SH SOLE 0 0 180,093 TICC CAPITAL CORP COM 87244T109 144 14,500 SH SOLE 0 0 14,500 TIME WARNER CABLE COM 88732J207 541 5,639 SH SOLE 0 0 5,639 TIME WARNER COM 887317303 1,168 20,288 SH SOLE 0 0 20,288 TRAVELERS COMPANIES COM 89417E109 230 2,734 SH SOLE 0 0 2,734 TRINITY INDUSTRIES COM 896522109 843 18,600 SH SOLE 0 0 18,600 UNILEVER PLC COM 904767704 815 19,300 SH SOLE 0 0 19,300 UNION PACIFIC COM 907818108 607 4,266 SH SOLE 0 0 4,266 UNITEDHEALTH GROUP COM 91324P102 9,802 171,335 SH SOLE 0 0 171,335 UNITED PARCEL SERVICE COM 911312106 743 8,650 SH SOLE 0 0 8,650 UNITED TECHNOLOGIES COM 913017109 625 6,700 SH SOLE 0 0 6,700 VALERO ENERGY COM 91913Y100 759 16,700 SH SOLE 0 0 16,700 VEOLIA ENVIRONNEMENT ADR COM 92334N103 423 33,350 SH SOLE 0 0 33,350 VERIZON COMMUNICATIONS COM 92343V104 315 6,417 SH SOLE 0 0 6,417 VISHAY INTERTECHNOLOGY COM 928298108 947 69,600 SH SOLE 0 0 69,600 VISHAY PRECISION GROUP COM 92835K103 7,407 504,229 SH SOLE 0 0 504,229 VISTAPRINT NV COM N93540107 5,300 137,100 SH SOLE 0 0 137,100 VODAFONE GROUP PLC NEW COM 92857W209 19,064 671,058 SH SOLE 0 0 671,058 WALGREEN COM 931422109 1,029 21,600 SH SOLE 0 0 21,600 WALKER & DUNLOP COM 93148P102 7,064 393,100 SH SOLE 0 0 393,100 WASHINGTON POST COM 939640108 2,195 4,912 SH SOLE 0 0 4,912 WEATHERFORD INTL (BERMUDA) COM H27013103 726 59,855 SH SOLE 0 0 59,855 WELLPOINT INC COM 94973V107 423 6,400 SH SOLE 0 0 6,400 WET SEAL INC CL A COM 961840105 3,050 1,010,000 SH SOLE 0 0 1,010,000 WHITING PETROLEUM COM 966387102 691 13,600 SH SOLE 0 0 13,600 XYLEM INC COM 98419M100 811 29,430 SH SOLE 0 0 29,430 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 3/31/2013 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None ZALICUS INC COM 98887C105 8 12,000 SH SOLE 0 0 12,000 ZIMMER HOLDINGS INC COM 98956P102 206 2,740 SH SOLE 0 0 2,740 3M COMPANY COM 88579Y101 10,032 94,370 SH SOLE 0 0 94,370 CALL MEAD JOHNSON MAY 80 OPT 8J58881 34 16,000 SH SOLE 0 0 16,000 Line Count: 259