13F-HR 1 shufrorose12312012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY January 29, 2013 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/12 RUN DATE: 01/29/13 4:30 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 254 FORM 13F INFORMATION TABLE VALUE TOTAL: $789,679,613.55 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 12/31/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 213 13,200 SH SOLE 0 0 13,200 BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 256 17,000 SH SOLE 0 0 17,000 INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 232 14,000 SH SOLE 0 0 14,000 INVESCO VAN KAMPEN TRUST FUND 46131M106 340 22,400 SH SOLE 0 0 22,400 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 253 14,709 SH SOLE 0 0 14,709 HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 387 15,475 SH SOLE 0 0 15,475 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,160 76,600 SH SOLE 0 0 76,600 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 59 14,500 SH SOLE 0 0 14,500 DWS MULTI MKT INCOME TR FUND 23338L108 669 64,100 SH SOLE 0 0 64,100 EATON VANCE FL RT INCOME TRUST FUND 278279104 187 11,000 SH SOLE 0 0 11,000 EATON VANCE LTD DURATION INC FUND 27828H105 708 42,550 SH SOLE 0 0 42,550 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 159 10,500 SH SOLE 0 0 10,500 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 143 16,500 SH SOLE 0 0 16,500 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 146 16,450 SH SOLE 0 0 16,450 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 97 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 157 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 528 41,450 SH SOLE 0 0 41,450 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 334 30,300 SH SOLE 0 0 30,300 PUTNAM PREMIER INCOME TRUST FUND 746853100 122 22,420 SH SOLE 0 0 22,420 TEMPLETON GLOBAL INCOME FUND FUND 880198106 404 42,900 SH SOLE 0 0 42,900 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 223 17,700 SH SOLE 0 0 17,700 ABB LTD SPONSORED ADR COM 000375204 753 36,250 SH SOLE 0 0 36,250 ABBOTT LABORATORIES COM 002824100 7,517 114,768 SH SOLE 0 0 114,768 ABERDEEN ASIA PACIFIC FUND COM 003009107 295 38,200 SH SOLE 0 0 38,200 AGILYSYS COM 00847J105 1,249 149,240 SH SOLE 0 0 149,240 AGRIUM INC COM 008916108 9,833 98,648 SH SOLE 0 0 98,648 ALCOA COM 013817101 6,083 700,819 SH SOLE 0 0 700,819 AMERICAN EAGLE OUTFITTERS COM 02553E106 3,405 166,050 SH SOLE 0 0 166,050 AMERICAN ELECTRIC POWER COM 025537101 396 9,301 SH SOLE 0 0 9,301 AMERICAN EXPRESS COM 025816109 267 4,650 SH SOLE 0 0 4,650 AMERICAN SOFTWARE COM 029683109 140 18,050 SH SOLE 0 0 18,050 AMERICAN WATER WORKS COM 030420103 204 5,500 SH SOLE 0 0 5,500 AMGEN INC COM 031162100 13,275 154,010 SH SOLE 0 0 154,010 AON PLC SHS CL A COM G0408V102 2,179 39,200 SH SOLE 0 0 39,200 APPLE COMPUTER COM 037833100 540 1,015 SH SOLE 0 0 1,015 APPLIED MATERIALS COM 038222105 587 51,314 SH SOLE 0 0 51,314 ASTRO-MED INC COM 04638F108 100 10,004 SH SOLE 0 0 10,004 AT&T INC COM 00206R102 716 21,269 SH SOLE 0 0 21,269 ATC VENTURE GROUP COM 00213J101 10 56,500 SH SOLE 0 0 56,500 ATLANTIC AMERICAN CORP COM 048209100 232 75,300 SH SOLE 0 0 75,300 AUDIOCODES LTD ORD COM M15342104 38 12,000 SH SOLE 0 0 12,000 AUGUSTA RESOURCES COM 050912203 26 11,000 SH SOLE 0 0 11,000 AUTOMATIC DATA PROCESSING COM 053015103 365 6,428 SH SOLE 0 0 6,428 AVERY DENNISON COM 053611109 23,292 667,023 SH SOLE 0 0 667,023 AVX COM 002444107 5,603 519,815 SH SOLE 0 0 519,815 BAKER HUGHES COM 057224107 9,057 221,730 SH SOLE 0 0 221,730 BANK OF AMERICA COM 060505104 985 84,878 SH SOLE 0 0 84,878 BANK OF NEW YORK MELLON COM 064058100 426 16,600 SH SOLE 0 0 16,600 BAR HARBOR BANKSHARES COM 066849100 4,072 121,025 SH SOLE 0 0 121,025 BCB BANCORP INC (NJ) COM 055298103 122 13,000 SH SOLE 0 0 13,000 BERKSHIRE BANCORP COM 084597202 617 75,256 SH SOLE 0 0 75,256 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 12/31/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BERKSHIRE HATHAWAY A SHARES COM 084670108 2,010 15 SH SOLE 0 0 15 BERKSHIRE HATHAWAY B SHARES COM 084670702 4,894 54,568 SH SOLE 0 0 54,568 BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 253 35,354 SH SOLE 0 0 35,354 BLACKROCK KELSO CAP COM 092533108 373 37,100 SH SOLE 0 0 37,100 BLYTH INC COM 09643P207 2,844 182,925 SH SOLE 0 0 182,925 BOARDWALK PIPELINE PARTNERS COM 096627104 211 8,500 SH SOLE 0 0 8,500 BP PLC COM 055622104 5,937 142,587 SH SOLE 0 0 142,587 BRISTOL-MYERS SQUIBB COM 110122108 486 14,917 SH SOLE 0 0 14,917 BUCKLE INC COM 118440106 7,924 177,520 SH SOLE 0 0 177,520 CAMAC ENERGY COM 131745101 112 190,400 SH SOLE 0 0 190,400 CARBO CERAMICS COM 140781105 456 5,825 SH SOLE 0 0 5,825 CARDIUM THERAPEUTICS COM 141916106 2 12,500 SH SOLE 0 0 12,500 CARNIVAL CRUISE LINES COM 143658300 257 7,000 SH SOLE 0 0 7,000 CARRIAGE SERVICES COM 143905107 500 42,150 SH SOLE 0 0 42,150 CASCADE CORP COM 147195101 726 11,300 SH SOLE 0 0 11,300 CHESAPEAKE ENERGY COM 165167107 269 16,200 SH SOLE 0 0 16,200 CHEVRON CORP COM 166764100 3,558 32,904 SH SOLE 0 0 32,904 CHICOS FAS COM 168615102 7,294 395,175 SH SOLE 0 0 395,175 CHINA SHENGDA PACKAGING GROUP COM 16950V107 28 24,500 SH SOLE 0 0 24,500 CHUBB CORP COM 171232101 337 4,486 SH SOLE 0 0 4,486 CISCO SYSTEMS COM 17275R102 8,131 413,851 SH SOLE 0 0 413,851 CITIGROUP COM 172967424 1,985 50,181 SH SOLE 0 0 50,181 COCA-COLA COM 191216100 493 13,616 SH SOLE 0 0 13,616 COHEN & STEERS INFRASTRUCT FD COM 19248A109 346 18,457 SH SOLE 0 0 18,457 COMMERCIAL METALS COM 201723103 980 66,000 SH SOLE 0 0 66,000 CONOCOPHILLIPS COM 20825C104 748 12,913 SH SOLE 0 0 12,913 CONSOLIDATED ENERGY COM 20854P109 616 19,200 SH SOLE 0 0 19,200 CONSOLIDATED TOMOKA LAND COM 210226106 2,190 70,625 SH SOLE 0 0 70,625 CORNING COM 219350105 26,442 2,095,278 SH SOLE 0 0 2,095,278 CVS CAREMARK COM 126650100 1,858 38,440 SH SOLE 0 0 38,440 CYBEROPTICS CORP COM 232517102 76 10,350 SH SOLE 0 0 10,350 DELL INC COM 24702R101 4,265 420,675 SH SOLE 0 0 420,675 DISNEY WALT COM 254687106 694 13,951 SH SOLE 0 0 13,951 DONEGAL GROUP COM 257701201 181 12,930 SH SOLE 0 0 12,930 DOT HILL SYSTEMS COM 25848T109 20 22,000 SH SOLE 0 0 22,000 D R HORTON COM 23331A109 267 13,510 SH SOLE 0 0 13,510 DUPONT COM 263534109 18,580 413,109 SH SOLE 0 0 413,109 EMERSON ELECTRIC COM 291011104 2,089 39,445 SH SOLE 0 0 39,445 ENERPLUS CORPORATION (ERF) COM 292766102 639 49,320 SH SOLE 0 0 49,320 ENGILITY HOLDING INC COM 29285W104 263 13,702 SH SOLE 0 0 13,702 ENTROPIC COMMUNICATIONS INC COM 29384R105 314 59,500 SH SOLE 0 0 59,500 ENZO BIOCHEM COM 294100102 38 14,229 SH SOLE 0 0 14,229 EQUUS II COM 294766100 45 19,237 SH SOLE 0 0 19,237 EXAMWORKS GROUP INC COM 30066A105 9,112 651,350 SH SOLE 0 0 651,350 EXELON CORP COM 30161N101 7,767 261,170 SH SOLE 0 0 261,170 EXXON MOBIL COM 30231G102 31,319 361,871 SH SOLE 0 0 361,871 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 3,859 621,552 SH SOLE 0 0 621,552 FORD MOTOR CO COM 345370860 245 18,934 SH SOLE 0 0 18,934 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 716 20,960 SH SOLE 0 0 20,960 FREIGHTCAR AMERICA COM 357023100 9,243 412,280 SH SOLE 0 0 412,280 FRIEDMAN INDUSTRIES COM 358435105 1,510 149,250 SH SOLE 0 0 149,250 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 12/31/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None GENERAL ELECTRIC COM 369604103 30,332 1,445,087 SH SOLE 0 0 1,445,087 GENERAL MILLS COM 370334104 592 14,650 SH SOLE 0 0 14,650 GENTEX CORP COM 371901109 2,216 117,595 SH SOLE 0 0 117,595 GERON CORP COM 374163103 67 48,100 SH SOLE 0 0 48,100 GETTY REALTY COM 374297109 1,154 63,912 SH SOLE 0 0 63,912 GILEAD SCIENCES COM 375558103 844 11,500 SH SOLE 0 0 11,500 GOLDFIELD CORP COM 381370105 126 67,300 SH SOLE 0 0 67,300 GOVERNMENT PROPERTIES INC TR COM 38376A103 870 36,300 SH SOLE 0 0 36,300 GREATER CHINA FUND COM 39167B102 349 27,133 SH SOLE 0 0 27,133 GSE SYSTEMS INC COM 36227K106 59 27,500 SH SOLE 0 0 27,500 GUARANTY BANCORP COM 40075T102 42 21,700 SH SOLE 0 0 21,700 HARDINGE INC COM 412324303 719 72,400 SH SOLE 0 0 72,400 HARRIS & HARRIS GROUP COM 413833104 1,414 428,550 SH SOLE 0 0 428,550 HARSCO CORP COM 415864107 8,033 341,855 SH SOLE 0 0 341,855 HCC INSURANCE HOLDINGS COM 404132102 10,627 285,620 SH SOLE 0 0 285,620 HEALTHCARE SERVICES GROUP COM 421906108 739 31,825 SH SOLE 0 0 31,825 HEINZ H J COM 423074103 213 3,700 SH SOLE 0 0 3,700 HELMERICH & PAYNE COM 423452101 224 4,000 SH SOLE 0 0 4,000 HEWLETT PACKARD COM 428236103 2,776 194,865 SH SOLE 0 0 194,865 HOME DEPOT COM 437076102 1,087 17,575 SH SOLE 0 0 17,575 ILLINOIS TOOL WORKS COM 452308109 9,643 158,585 SH SOLE 0 0 158,585 IMMUCELL CORP NEW COM 452525306 197 49,263 SH SOLE 0 0 49,263 INTEL COM 458140100 26,634 1,291,690 SH SOLE 0 0 1,291,690 INTELLIGENT SYSTEMS COM 45816D100 117 85,993 SH SOLE 0 0 85,993 INTL BUSINESS MACHINES COM 459200101 3,712 19,380 SH SOLE 0 0 19,380 INTL PAPER COM 460146103 8,634 216,739 SH SOLE 0 0 216,739 INTL RECTIFIER COM 460254105 5,477 308,922 SH SOLE 0 0 308,922 ISHARES SILVER TRUST COM 46428Q109 352 12,000 SH SOLE 0 0 12,000 ITT CORP NEW COM 450911201 6,017 256,494 SH SOLE 0 0 256,494 JACOBS ENGINEERING GROUP COM 469814107 11,535 270,975 SH SOLE 0 0 270,975 JAPAN EQUITY FUND COM 471057109 1,380 247,800 SH SOLE 0 0 247,800 JAPAN SMALLER CAP FUND COM 47109U104 1,267 176,011 SH SOLE 0 0 176,011 JEFFERIES GROUP COM 472319102 211 11,400 SH SOLE 0 0 11,400 JETBLUE AIRWAYS COM 477143101 170 29,800 SH SOLE 0 0 29,800 J & J SNACK FOODS COM 466032109 958 15,000 SH SOLE 0 0 15,000 JOHNSON & JOHNSON COM 478160104 4,125 58,846 SH SOLE 0 0 58,846 JOHNSON CONTROLS COM 478366107 15,679 511,226 SH SOLE 0 0 511,226 KELLY SERVICES CL A COM 488152208 7,385 469,250 SH SOLE 0 0 469,250 KENNAMETAL INC COM 489170100 3,914 97,860 SH SOLE 0 0 97,860 KIMBERLY-CLARK COM 494368103 337 4,000 SH SOLE 0 0 4,000 KOHLS CORP COM 500255104 13,559 315,490 SH SOLE 0 0 315,490 LAKELAND INDUSTRIES COM 511795106 234 47,197 SH SOLE 0 0 47,197 LAYNE CHRISTENSEN CO COM 521050104 8,651 356,465 SH SOLE 0 0 356,465 LEGG MASON COM 524901105 622 24,200 SH SOLE 0 0 24,200 LEXINGTON PROPERTY TRUST COM 529043101 362 34,676 SH SOLE 0 0 34,676 LOUISIANA PACIFIC COM 546347105 867 44,900 SH SOLE 0 0 44,900 LOWES COMPANIES COM 548661107 209 5,900 SH SOLE 0 0 5,900 L 3 COMMUNICATIONS HOLDINGS COM 502424104 6,826 89,100 SH SOLE 0 0 89,100 M & T BANK CORP COM 55261F104 1,617 16,422 SH SOLE 0 0 16,422 MAGELLAN PETROLEUM COM 559091301 25 27,500 SH SOLE 0 0 27,500 MANHATTAN BRIDGE CAPITAL COM 562803106 37 33,975 SH SOLE 0 0 33,975 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 12/31/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MEAD JOHNSON NUTRITION CL A COM 582839106 270 4,100 SH SOLE 0 0 4,100 MEADOWBROOK INSURANCE GROUP COM 58319P108 672 116,300 SH SOLE 0 0 116,300 MEDTRONIC COM 585055106 15,792 384,998 SH SOLE 0 0 384,998 MERCK & CO COM 58933Y105 1,022 24,964 SH SOLE 0 0 24,964 MEREDITH CORP COM 589433101 6,611 191,920 SH SOLE 0 0 191,920 METLIFE COM 59156R108 9,316 282,845 SH SOLE 0 0 282,845 MFS INTERMED INCOME TRUST COM 55273C107 1,110 172,380 SH SOLE 0 0 172,380 MICROSOFT COM 594918104 11,621 435,125 SH SOLE 0 0 435,125 MIDDLEBURG FINANCIAL CORP COM 596094102 2,095 118,646 SH SOLE 0 0 118,646 MOBILE MINI COM 60740F105 7,228 346,690 SH SOLE 0 0 346,690 MONMOUTH REAL ESTATE INVT CORP COM 609720107 347 33,500 SH SOLE 0 0 33,500 JPMORGAN CHASE & CO COM 46625H100 18,350 417,348 SH SOLE 0 0 417,348 MORGAN STANLEY COM 617446448 225 11,800 SH SOLE 0 0 11,800 MYLAN INC COM 628530107 259 9,470 SH SOLE 0 0 9,470 NATIONAL WESTERN LIFE INS COM 638522102 10,867 68,898 SH SOLE 0 0 68,898 NAVIOS MARITIME COM Y62196103 84 25,090 SH SOLE 0 0 25,090 NEOPHOTONICS CORP COM 64051T100 410 71,500 SH SOLE 0 0 71,500 NEWPORT CORP COM 651824104 8,682 645,575 SH SOLE 0 0 645,575 NEWMONT MINING COM 651639106 255 5,500 SH SOLE 0 0 5,500 NORTHEAST UTILITIES COM 664397106 224 5,748 SH SOLE 0 0 5,748 NOVARTIS AG ADR COM 66987V109 285 4,515 SH SOLE 0 0 4,515 NYSE EURONEXT COM 629491101 381 12,100 SH SOLE 0 0 12,100 OCLARO INC COM 67555N206 25 16,500 SH SOLE 0 0 16,500 OLD REPUBLIC COM 680223104 518 48,725 SH SOLE 0 0 48,725 OMEGA PROTEIN COM 68210P107 1,594 260,600 SH SOLE 0 0 260,600 OPKO HEALTH INC COM 68375N103 69 14,500 SH SOLE 0 0 14,500 ORBOTECH LTD-ORD COM M75253100 316 37,400 SH SOLE 0 0 37,400 PEPSICO INC COM 713448108 716 10,475 SH SOLE 0 0 10,475 PDC ENERGY INC COM 69327R101 1,874 56,450 SH SOLE 0 0 56,450 PFIZER INC COM 717081103 10,278 409,840 SH SOLE 0 0 409,840 PHILLIPS 66 COM 718546104 370 6,978 SH SOLE 0 0 6,978 PHILIPS ELECTRONICS COM 500472303 297 11,219 SH SOLE 0 0 11,219 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 219 3,363 SH SOLE 0 0 3,363 PROCTER & GAMBLE COM 742718109 3,871 57,027 SH SOLE 0 0 57,027 PROSPECT CAPITAL COM 74348T102 1,671 153,800 SH SOLE 0 0 153,800 PUBLIC SERVICE ENTERPRISE GRP COM 744573106 440 14,400 SH SOLE 0 0 14,400 QUALCOMM COM 747525103 1,954 31,600 SH SOLE 0 0 31,600 QUEST DIAGNOSTICS COM 74834L100 6,935 119,015 SH SOLE 0 0 119,015 RAMCO GERSHENSON PROPERTIES TR COM 751452202 737 55,400 SH SOLE 0 0 55,400 RAND CAPITAL CORP COM 752185108 257 110,174 SH SOLE 0 0 110,174 RESEARCH FRONTIERS COM 760911107 364 97,400 SH SOLE 0 0 97,400 ROYAL DUTCH SHELL PLC ADR A COM 780259206 655 9,504 SH SOLE 0 0 9,504 SALISBURY BANCORP COM 795226109 1,438 60,625 SH SOLE 0 0 60,625 SANDISK CORP COM 80004C101 584 13,435 SH SOLE 0 0 13,435 SANOFI AVENTIS COM 80105N105 724 15,300 SH SOLE 0 0 15,300 SCHLUMBERGER LTD COM 806857108 337 4,870 SH SOLE 0 0 4,870 SCHEIN (HENRY) COM 806407102 804 10,000 SH SOLE 0 0 10,000 SCHMITT INDUSTRIES COM 806870200 217 72,500 SH SOLE 0 0 72,500 SEABOARD CORP COM 811543107 531 210 SH SOLE 0 0 210 SENECA FOODS NEW COM 817070501 1,247 41,050 SH SOLE 0 0 41,050 SIMPSON MANUFACTURING COM 829073105 2,268 69,185 SH SOLE 0 0 69,185 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 12/31/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SKECHERS USA COM 830566105 9,165 495,410 SH SOLE 0 0 495,410 SOCIEDAD QUIMICA MINERA CHILE COM 833635105 374 6,500 SH SOLE 0 0 6,500 SOLAZYME INC COM 83415T101 314 40,000 SH SOLE 0 0 40,000 SONOCO PRODUCTS COM 835495102 23,762 799,285 SH SOLE 0 0 799,285 SOUTHWEST AIRLINES COM 844741108 110 10,800 SH SOLE 0 0 10,800 SPDR S&P BIOTECH ETF COM 78464A870 509 5,800 SH SOLE 0 0 5,800 S & P MIDCAP 400 SPDR COM 78467Y107 591 3,184 SH SOLE 0 0 3,184 STRATTEC SECURITY COM 863111100 3,326 128,895 SH SOLE 0 0 128,895 STRYKER CORP COM 863667101 5,697 103,930 SH SOLE 0 0 103,930 SUNCOR ENERGY NEW COM 867224107 256 7,810 SH SOLE 0 0 7,810 SUPERIOR INDUSTRIES INTL COM 868168105 2,534 124,230 SH SOLE 0 0 124,230 SWISS HELVETIA FUND COM 870875101 1,985 175,887 SH SOLE 0 0 175,887 SYMMETRICOM INC COM 871543104 63 11,000 SH SOLE 0 0 11,000 SYSCO CORP COM 871829107 383 12,100 SH SOLE 0 0 12,100 SYSTEMAX COM 871851101 5,260 545,120 SH SOLE 0 0 545,120 TARGET CORP COM 87612E106 926 15,664 SH SOLE 0 0 15,664 TEJON RANCH CO COM 879080109 2,827 100,700 SH SOLE 0 0 100,700 TEMPLETON DRAGON FD COM 88018T101 615 21,650 SH SOLE 0 0 21,650 TERADYNE COM 880770102 3,571 211,460 SH SOLE 0 0 211,460 TESORO CORPORATION COM 881609101 528 12,000 SH SOLE 0 0 12,000 TEVA PHARMACEUTICAL COM 881624209 16,383 438,760 SH SOLE 0 0 438,760 TEXAS INSTRUMENTS COM 882508104 26,401 854,679 SH SOLE 0 0 854,679 THERMO FISHER SCIENTIFIC COM 883556102 12,008 188,283 SH SOLE 0 0 188,283 TICC CAPITAL CORP COM 87244T109 146 14,500 SH SOLE 0 0 14,500 TIME WARNER CABLE COM 88732J207 550 5,664 SH SOLE 0 0 5,664 TIME WARNER COM 887317303 975 20,388 SH SOLE 0 0 20,388 TRINITY INDUSTRIES COM 896522109 745 20,800 SH SOLE 0 0 20,800 TRONOX LIMITED COM Q9235V101 372 20,400 SH SOLE 0 0 20,400 UNILEVER PLC COM 904767704 2,439 63,015 SH SOLE 0 0 63,015 UNION PACIFIC COM 907818108 536 4,266 SH SOLE 0 0 4,266 UNITED PARCEL SERVICE COM 911312106 637 8,650 SH SOLE 0 0 8,650 UNITED TECHNOLOGIES COM 913017109 824 10,050 SH SOLE 0 0 10,050 VALERO ENERGY COM 91913Y100 580 17,000 SH SOLE 0 0 17,000 VEOLIA ENVIRONNEMENT ADR COM 92334N103 408 33,350 SH SOLE 0 0 33,350 VERIZON COMMUNICATIONS COM 92343V104 242 5,596 SH SOLE 0 0 5,596 VISHAY INTERTECHNOLOGY COM 928298108 770 72,500 SH SOLE 0 0 72,500 VISHAY PRECISION GROUP COM 92835K103 6,581 497,869 SH SOLE 0 0 497,869 VISTAPRINT NV COM N93540107 4,511 137,300 SH SOLE 0 0 137,300 VODAFONE GROUP PLC NEW COM 92857W209 16,917 671,586 SH SOLE 0 0 671,586 WALGREEN COM 931422109 825 22,300 SH SOLE 0 0 22,300 WALKER & DUNLOP COM 93148P102 6,555 393,500 SH SOLE 0 0 393,500 WARWICK VALLEY TELEPHONE COM 936750108 393 37,700 SH SOLE 0 0 37,700 WASHINGTON POST COM 939640108 1,800 4,929 SH SOLE 0 0 4,929 WEATHERFORD INTL (BERMUDA) COM H27013103 606 54,220 SH SOLE 0 0 54,220 WELLPOINT INC COM 94973V107 371 6,100 SH SOLE 0 0 6,100 WET SEAL INC CL A COM 961840105 45 16,500 SH SOLE 0 0 16,500 XYLEM INC COM 98419M100 801 29,570 SH SOLE 0 0 29,570 ZALICUS INC COM 98887C105 7 12,000 SH SOLE 0 0 12,000 3M COMPANY COM 88579Y101 10,056 108,305 SH SOLE 0 0 108,305 CALL MEAD JOHNSON JAN 75 OPT 8BSQKZ9 0 15,200 SH SOLE 0 0 15,200 Line Count: 254