0000908195-13-000001.txt : 20130129
0000908195-13-000001.hdr.sgml : 20130129
20130129163258
ACCESSION NUMBER: 0000908195-13-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130129
DATE AS OF CHANGE: 20130129
EFFECTIVENESS DATE: 20130129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 13555795
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
shufrorose12312012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY January 29, 2013
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 12/31/12
RUN DATE: 01/29/13 4:30 P.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 254
FORM 13F INFORMATION TABLE VALUE TOTAL: $789,679,613.55
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
Shufro, Rose & CO LLC Page: 1
Form 13F Information Table
As of Date: 12/31/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 213 13,200 SH SOLE 0 0 13,200
BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 256 17,000 SH SOLE 0 0 17,000
INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 232 14,000 SH SOLE 0 0 14,000
INVESCO VAN KAMPEN TRUST FUND 46131M106 340 22,400 SH SOLE 0 0 22,400
WESTERN ASSET MUN PARTNERS FD FUND 95766P108 253 14,709 SH SOLE 0 0 14,709
HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 387 15,475 SH SOLE 0 0 15,475
BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,160 76,600 SH SOLE 0 0 76,600
DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 59 14,500 SH SOLE 0 0 14,500
DWS MULTI MKT INCOME TR FUND 23338L108 669 64,100 SH SOLE 0 0 64,100
EATON VANCE FL RT INCOME TRUST FUND 278279104 187 11,000 SH SOLE 0 0 11,000
EATON VANCE LTD DURATION INC FUND 27828H105 708 42,550 SH SOLE 0 0 42,550
1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 159 10,500 SH SOLE 0 0 10,500
NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 143 16,500 SH SOLE 0 0 16,500
NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 146 16,450 SH SOLE 0 0 16,450
NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 97 10,000 SH SOLE 0 0 10,000
NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 157 16,300 SH SOLE 0 0 16,300
PIMCO FLOATING RATE INCOME FD FUND 72201H108 528 41,450 SH SOLE 0 0 41,450
PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 334 30,300 SH SOLE 0 0 30,300
PUTNAM PREMIER INCOME TRUST FUND 746853100 122 22,420 SH SOLE 0 0 22,420
TEMPLETON GLOBAL INCOME FUND FUND 880198106 404 42,900 SH SOLE 0 0 42,900
WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 223 17,700 SH SOLE 0 0 17,700
ABB LTD SPONSORED ADR COM 000375204 753 36,250 SH SOLE 0 0 36,250
ABBOTT LABORATORIES COM 002824100 7,517 114,768 SH SOLE 0 0 114,768
ABERDEEN ASIA PACIFIC FUND COM 003009107 295 38,200 SH SOLE 0 0 38,200
AGILYSYS COM 00847J105 1,249 149,240 SH SOLE 0 0 149,240
AGRIUM INC COM 008916108 9,833 98,648 SH SOLE 0 0 98,648
ALCOA COM 013817101 6,083 700,819 SH SOLE 0 0 700,819
AMERICAN EAGLE OUTFITTERS COM 02553E106 3,405 166,050 SH SOLE 0 0 166,050
AMERICAN ELECTRIC POWER COM 025537101 396 9,301 SH SOLE 0 0 9,301
AMERICAN EXPRESS COM 025816109 267 4,650 SH SOLE 0 0 4,650
AMERICAN SOFTWARE COM 029683109 140 18,050 SH SOLE 0 0 18,050
AMERICAN WATER WORKS COM 030420103 204 5,500 SH SOLE 0 0 5,500
AMGEN INC COM 031162100 13,275 154,010 SH SOLE 0 0 154,010
AON PLC SHS CL A COM G0408V102 2,179 39,200 SH SOLE 0 0 39,200
APPLE COMPUTER COM 037833100 540 1,015 SH SOLE 0 0 1,015
APPLIED MATERIALS COM 038222105 587 51,314 SH SOLE 0 0 51,314
ASTRO-MED INC COM 04638F108 100 10,004 SH SOLE 0 0 10,004
AT&T INC COM 00206R102 716 21,269 SH SOLE 0 0 21,269
ATC VENTURE GROUP COM 00213J101 10 56,500 SH SOLE 0 0 56,500
ATLANTIC AMERICAN CORP COM 048209100 232 75,300 SH SOLE 0 0 75,300
AUDIOCODES LTD ORD COM M15342104 38 12,000 SH SOLE 0 0 12,000
AUGUSTA RESOURCES COM 050912203 26 11,000 SH SOLE 0 0 11,000
AUTOMATIC DATA PROCESSING COM 053015103 365 6,428 SH SOLE 0 0 6,428
AVERY DENNISON COM 053611109 23,292 667,023 SH SOLE 0 0 667,023
AVX COM 002444107 5,603 519,815 SH SOLE 0 0 519,815
BAKER HUGHES COM 057224107 9,057 221,730 SH SOLE 0 0 221,730
BANK OF AMERICA COM 060505104 985 84,878 SH SOLE 0 0 84,878
BANK OF NEW YORK MELLON COM 064058100 426 16,600 SH SOLE 0 0 16,600
BAR HARBOR BANKSHARES COM 066849100 4,072 121,025 SH SOLE 0 0 121,025
BCB BANCORP INC (NJ) COM 055298103 122 13,000 SH SOLE 0 0 13,000
BERKSHIRE BANCORP COM 084597202 617 75,256 SH SOLE 0 0 75,256
Shufro, Rose & CO LLC Page: 2
Form 13F Information Table
As of Date: 12/31/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BERKSHIRE HATHAWAY A SHARES COM 084670108 2,010 15 SH SOLE 0 0 15
BERKSHIRE HATHAWAY B SHARES COM 084670702 4,894 54,568 SH SOLE 0 0 54,568
BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 253 35,354 SH SOLE 0 0 35,354
BLACKROCK KELSO CAP COM 092533108 373 37,100 SH SOLE 0 0 37,100
BLYTH INC COM 09643P207 2,844 182,925 SH SOLE 0 0 182,925
BOARDWALK PIPELINE PARTNERS COM 096627104 211 8,500 SH SOLE 0 0 8,500
BP PLC COM 055622104 5,937 142,587 SH SOLE 0 0 142,587
BRISTOL-MYERS SQUIBB COM 110122108 486 14,917 SH SOLE 0 0 14,917
BUCKLE INC COM 118440106 7,924 177,520 SH SOLE 0 0 177,520
CAMAC ENERGY COM 131745101 112 190,400 SH SOLE 0 0 190,400
CARBO CERAMICS COM 140781105 456 5,825 SH SOLE 0 0 5,825
CARDIUM THERAPEUTICS COM 141916106 2 12,500 SH SOLE 0 0 12,500
CARNIVAL CRUISE LINES COM 143658300 257 7,000 SH SOLE 0 0 7,000
CARRIAGE SERVICES COM 143905107 500 42,150 SH SOLE 0 0 42,150
CASCADE CORP COM 147195101 726 11,300 SH SOLE 0 0 11,300
CHESAPEAKE ENERGY COM 165167107 269 16,200 SH SOLE 0 0 16,200
CHEVRON CORP COM 166764100 3,558 32,904 SH SOLE 0 0 32,904
CHICOS FAS COM 168615102 7,294 395,175 SH SOLE 0 0 395,175
CHINA SHENGDA PACKAGING GROUP COM 16950V107 28 24,500 SH SOLE 0 0 24,500
CHUBB CORP COM 171232101 337 4,486 SH SOLE 0 0 4,486
CISCO SYSTEMS COM 17275R102 8,131 413,851 SH SOLE 0 0 413,851
CITIGROUP COM 172967424 1,985 50,181 SH SOLE 0 0 50,181
COCA-COLA COM 191216100 493 13,616 SH SOLE 0 0 13,616
COHEN & STEERS INFRASTRUCT FD COM 19248A109 346 18,457 SH SOLE 0 0 18,457
COMMERCIAL METALS COM 201723103 980 66,000 SH SOLE 0 0 66,000
CONOCOPHILLIPS COM 20825C104 748 12,913 SH SOLE 0 0 12,913
CONSOLIDATED ENERGY COM 20854P109 616 19,200 SH SOLE 0 0 19,200
CONSOLIDATED TOMOKA LAND COM 210226106 2,190 70,625 SH SOLE 0 0 70,625
CORNING COM 219350105 26,442 2,095,278 SH SOLE 0 0 2,095,278
CVS CAREMARK COM 126650100 1,858 38,440 SH SOLE 0 0 38,440
CYBEROPTICS CORP COM 232517102 76 10,350 SH SOLE 0 0 10,350
DELL INC COM 24702R101 4,265 420,675 SH SOLE 0 0 420,675
DISNEY WALT COM 254687106 694 13,951 SH SOLE 0 0 13,951
DONEGAL GROUP COM 257701201 181 12,930 SH SOLE 0 0 12,930
DOT HILL SYSTEMS COM 25848T109 20 22,000 SH SOLE 0 0 22,000
D R HORTON COM 23331A109 267 13,510 SH SOLE 0 0 13,510
DUPONT COM 263534109 18,580 413,109 SH SOLE 0 0 413,109
EMERSON ELECTRIC COM 291011104 2,089 39,445 SH SOLE 0 0 39,445
ENERPLUS CORPORATION (ERF) COM 292766102 639 49,320 SH SOLE 0 0 49,320
ENGILITY HOLDING INC COM 29285W104 263 13,702 SH SOLE 0 0 13,702
ENTROPIC COMMUNICATIONS INC COM 29384R105 314 59,500 SH SOLE 0 0 59,500
ENZO BIOCHEM COM 294100102 38 14,229 SH SOLE 0 0 14,229
EQUUS II COM 294766100 45 19,237 SH SOLE 0 0 19,237
EXAMWORKS GROUP INC COM 30066A105 9,112 651,350 SH SOLE 0 0 651,350
EXELON CORP COM 30161N101 7,767 261,170 SH SOLE 0 0 261,170
EXXON MOBIL COM 30231G102 31,319 361,871 SH SOLE 0 0 361,871
FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 3,859 621,552 SH SOLE 0 0 621,552
FORD MOTOR CO COM 345370860 245 18,934 SH SOLE 0 0 18,934
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 716 20,960 SH SOLE 0 0 20,960
FREIGHTCAR AMERICA COM 357023100 9,243 412,280 SH SOLE 0 0 412,280
FRIEDMAN INDUSTRIES COM 358435105 1,510 149,250 SH SOLE 0 0 149,250
Shufro, Rose & CO LLC Page: 3
Form 13F Information Table
As of Date: 12/31/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
GENERAL ELECTRIC COM 369604103 30,332 1,445,087 SH SOLE 0 0 1,445,087
GENERAL MILLS COM 370334104 592 14,650 SH SOLE 0 0 14,650
GENTEX CORP COM 371901109 2,216 117,595 SH SOLE 0 0 117,595
GERON CORP COM 374163103 67 48,100 SH SOLE 0 0 48,100
GETTY REALTY COM 374297109 1,154 63,912 SH SOLE 0 0 63,912
GILEAD SCIENCES COM 375558103 844 11,500 SH SOLE 0 0 11,500
GOLDFIELD CORP COM 381370105 126 67,300 SH SOLE 0 0 67,300
GOVERNMENT PROPERTIES INC TR COM 38376A103 870 36,300 SH SOLE 0 0 36,300
GREATER CHINA FUND COM 39167B102 349 27,133 SH SOLE 0 0 27,133
GSE SYSTEMS INC COM 36227K106 59 27,500 SH SOLE 0 0 27,500
GUARANTY BANCORP COM 40075T102 42 21,700 SH SOLE 0 0 21,700
HARDINGE INC COM 412324303 719 72,400 SH SOLE 0 0 72,400
HARRIS & HARRIS GROUP COM 413833104 1,414 428,550 SH SOLE 0 0 428,550
HARSCO CORP COM 415864107 8,033 341,855 SH SOLE 0 0 341,855
HCC INSURANCE HOLDINGS COM 404132102 10,627 285,620 SH SOLE 0 0 285,620
HEALTHCARE SERVICES GROUP COM 421906108 739 31,825 SH SOLE 0 0 31,825
HEINZ H J COM 423074103 213 3,700 SH SOLE 0 0 3,700
HELMERICH & PAYNE COM 423452101 224 4,000 SH SOLE 0 0 4,000
HEWLETT PACKARD COM 428236103 2,776 194,865 SH SOLE 0 0 194,865
HOME DEPOT COM 437076102 1,087 17,575 SH SOLE 0 0 17,575
ILLINOIS TOOL WORKS COM 452308109 9,643 158,585 SH SOLE 0 0 158,585
IMMUCELL CORP NEW COM 452525306 197 49,263 SH SOLE 0 0 49,263
INTEL COM 458140100 26,634 1,291,690 SH SOLE 0 0 1,291,690
INTELLIGENT SYSTEMS COM 45816D100 117 85,993 SH SOLE 0 0 85,993
INTL BUSINESS MACHINES COM 459200101 3,712 19,380 SH SOLE 0 0 19,380
INTL PAPER COM 460146103 8,634 216,739 SH SOLE 0 0 216,739
INTL RECTIFIER COM 460254105 5,477 308,922 SH SOLE 0 0 308,922
ISHARES SILVER TRUST COM 46428Q109 352 12,000 SH SOLE 0 0 12,000
ITT CORP NEW COM 450911201 6,017 256,494 SH SOLE 0 0 256,494
JACOBS ENGINEERING GROUP COM 469814107 11,535 270,975 SH SOLE 0 0 270,975
JAPAN EQUITY FUND COM 471057109 1,380 247,800 SH SOLE 0 0 247,800
JAPAN SMALLER CAP FUND COM 47109U104 1,267 176,011 SH SOLE 0 0 176,011
JEFFERIES GROUP COM 472319102 211 11,400 SH SOLE 0 0 11,400
JETBLUE AIRWAYS COM 477143101 170 29,800 SH SOLE 0 0 29,800
J & J SNACK FOODS COM 466032109 958 15,000 SH SOLE 0 0 15,000
JOHNSON & JOHNSON COM 478160104 4,125 58,846 SH SOLE 0 0 58,846
JOHNSON CONTROLS COM 478366107 15,679 511,226 SH SOLE 0 0 511,226
KELLY SERVICES CL A COM 488152208 7,385 469,250 SH SOLE 0 0 469,250
KENNAMETAL INC COM 489170100 3,914 97,860 SH SOLE 0 0 97,860
KIMBERLY-CLARK COM 494368103 337 4,000 SH SOLE 0 0 4,000
KOHLS CORP COM 500255104 13,559 315,490 SH SOLE 0 0 315,490
LAKELAND INDUSTRIES COM 511795106 234 47,197 SH SOLE 0 0 47,197
LAYNE CHRISTENSEN CO COM 521050104 8,651 356,465 SH SOLE 0 0 356,465
LEGG MASON COM 524901105 622 24,200 SH SOLE 0 0 24,200
LEXINGTON PROPERTY TRUST COM 529043101 362 34,676 SH SOLE 0 0 34,676
LOUISIANA PACIFIC COM 546347105 867 44,900 SH SOLE 0 0 44,900
LOWES COMPANIES COM 548661107 209 5,900 SH SOLE 0 0 5,900
L 3 COMMUNICATIONS HOLDINGS COM 502424104 6,826 89,100 SH SOLE 0 0 89,100
M & T BANK CORP COM 55261F104 1,617 16,422 SH SOLE 0 0 16,422
MAGELLAN PETROLEUM COM 559091301 25 27,500 SH SOLE 0 0 27,500
MANHATTAN BRIDGE CAPITAL COM 562803106 37 33,975 SH SOLE 0 0 33,975
Shufro, Rose & CO LLC Page: 4
Form 13F Information Table
As of Date: 12/31/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
MEAD JOHNSON NUTRITION CL A COM 582839106 270 4,100 SH SOLE 0 0 4,100
MEADOWBROOK INSURANCE GROUP COM 58319P108 672 116,300 SH SOLE 0 0 116,300
MEDTRONIC COM 585055106 15,792 384,998 SH SOLE 0 0 384,998
MERCK & CO COM 58933Y105 1,022 24,964 SH SOLE 0 0 24,964
MEREDITH CORP COM 589433101 6,611 191,920 SH SOLE 0 0 191,920
METLIFE COM 59156R108 9,316 282,845 SH SOLE 0 0 282,845
MFS INTERMED INCOME TRUST COM 55273C107 1,110 172,380 SH SOLE 0 0 172,380
MICROSOFT COM 594918104 11,621 435,125 SH SOLE 0 0 435,125
MIDDLEBURG FINANCIAL CORP COM 596094102 2,095 118,646 SH SOLE 0 0 118,646
MOBILE MINI COM 60740F105 7,228 346,690 SH SOLE 0 0 346,690
MONMOUTH REAL ESTATE INVT CORP COM 609720107 347 33,500 SH SOLE 0 0 33,500
JPMORGAN CHASE & CO COM 46625H100 18,350 417,348 SH SOLE 0 0 417,348
MORGAN STANLEY COM 617446448 225 11,800 SH SOLE 0 0 11,800
MYLAN INC COM 628530107 259 9,470 SH SOLE 0 0 9,470
NATIONAL WESTERN LIFE INS COM 638522102 10,867 68,898 SH SOLE 0 0 68,898
NAVIOS MARITIME COM Y62196103 84 25,090 SH SOLE 0 0 25,090
NEOPHOTONICS CORP COM 64051T100 410 71,500 SH SOLE 0 0 71,500
NEWPORT CORP COM 651824104 8,682 645,575 SH SOLE 0 0 645,575
NEWMONT MINING COM 651639106 255 5,500 SH SOLE 0 0 5,500
NORTHEAST UTILITIES COM 664397106 224 5,748 SH SOLE 0 0 5,748
NOVARTIS AG ADR COM 66987V109 285 4,515 SH SOLE 0 0 4,515
NYSE EURONEXT COM 629491101 381 12,100 SH SOLE 0 0 12,100
OCLARO INC COM 67555N206 25 16,500 SH SOLE 0 0 16,500
OLD REPUBLIC COM 680223104 518 48,725 SH SOLE 0 0 48,725
OMEGA PROTEIN COM 68210P107 1,594 260,600 SH SOLE 0 0 260,600
OPKO HEALTH INC COM 68375N103 69 14,500 SH SOLE 0 0 14,500
ORBOTECH LTD-ORD COM M75253100 316 37,400 SH SOLE 0 0 37,400
PEPSICO INC COM 713448108 716 10,475 SH SOLE 0 0 10,475
PDC ENERGY INC COM 69327R101 1,874 56,450 SH SOLE 0 0 56,450
PFIZER INC COM 717081103 10,278 409,840 SH SOLE 0 0 409,840
PHILLIPS 66 COM 718546104 370 6,978 SH SOLE 0 0 6,978
PHILIPS ELECTRONICS COM 500472303 297 11,219 SH SOLE 0 0 11,219
POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 219 3,363 SH SOLE 0 0 3,363
PROCTER & GAMBLE COM 742718109 3,871 57,027 SH SOLE 0 0 57,027
PROSPECT CAPITAL COM 74348T102 1,671 153,800 SH SOLE 0 0 153,800
PUBLIC SERVICE ENTERPRISE GRP COM 744573106 440 14,400 SH SOLE 0 0 14,400
QUALCOMM COM 747525103 1,954 31,600 SH SOLE 0 0 31,600
QUEST DIAGNOSTICS COM 74834L100 6,935 119,015 SH SOLE 0 0 119,015
RAMCO GERSHENSON PROPERTIES TR COM 751452202 737 55,400 SH SOLE 0 0 55,400
RAND CAPITAL CORP COM 752185108 257 110,174 SH SOLE 0 0 110,174
RESEARCH FRONTIERS COM 760911107 364 97,400 SH SOLE 0 0 97,400
ROYAL DUTCH SHELL PLC ADR A COM 780259206 655 9,504 SH SOLE 0 0 9,504
SALISBURY BANCORP COM 795226109 1,438 60,625 SH SOLE 0 0 60,625
SANDISK CORP COM 80004C101 584 13,435 SH SOLE 0 0 13,435
SANOFI AVENTIS COM 80105N105 724 15,300 SH SOLE 0 0 15,300
SCHLUMBERGER LTD COM 806857108 337 4,870 SH SOLE 0 0 4,870
SCHEIN (HENRY) COM 806407102 804 10,000 SH SOLE 0 0 10,000
SCHMITT INDUSTRIES COM 806870200 217 72,500 SH SOLE 0 0 72,500
SEABOARD CORP COM 811543107 531 210 SH SOLE 0 0 210
SENECA FOODS NEW COM 817070501 1,247 41,050 SH SOLE 0 0 41,050
SIMPSON MANUFACTURING COM 829073105 2,268 69,185 SH SOLE 0 0 69,185
Shufro, Rose & CO LLC Page: 5
Form 13F Information Table
As of Date: 12/31/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
SKECHERS USA COM 830566105 9,165 495,410 SH SOLE 0 0 495,410
SOCIEDAD QUIMICA MINERA CHILE COM 833635105 374 6,500 SH SOLE 0 0 6,500
SOLAZYME INC COM 83415T101 314 40,000 SH SOLE 0 0 40,000
SONOCO PRODUCTS COM 835495102 23,762 799,285 SH SOLE 0 0 799,285
SOUTHWEST AIRLINES COM 844741108 110 10,800 SH SOLE 0 0 10,800
SPDR S&P BIOTECH ETF COM 78464A870 509 5,800 SH SOLE 0 0 5,800
S & P MIDCAP 400 SPDR COM 78467Y107 591 3,184 SH SOLE 0 0 3,184
STRATTEC SECURITY COM 863111100 3,326 128,895 SH SOLE 0 0 128,895
STRYKER CORP COM 863667101 5,697 103,930 SH SOLE 0 0 103,930
SUNCOR ENERGY NEW COM 867224107 256 7,810 SH SOLE 0 0 7,810
SUPERIOR INDUSTRIES INTL COM 868168105 2,534 124,230 SH SOLE 0 0 124,230
SWISS HELVETIA FUND COM 870875101 1,985 175,887 SH SOLE 0 0 175,887
SYMMETRICOM INC COM 871543104 63 11,000 SH SOLE 0 0 11,000
SYSCO CORP COM 871829107 383 12,100 SH SOLE 0 0 12,100
SYSTEMAX COM 871851101 5,260 545,120 SH SOLE 0 0 545,120
TARGET CORP COM 87612E106 926 15,664 SH SOLE 0 0 15,664
TEJON RANCH CO COM 879080109 2,827 100,700 SH SOLE 0 0 100,700
TEMPLETON DRAGON FD COM 88018T101 615 21,650 SH SOLE 0 0 21,650
TERADYNE COM 880770102 3,571 211,460 SH SOLE 0 0 211,460
TESORO CORPORATION COM 881609101 528 12,000 SH SOLE 0 0 12,000
TEVA PHARMACEUTICAL COM 881624209 16,383 438,760 SH SOLE 0 0 438,760
TEXAS INSTRUMENTS COM 882508104 26,401 854,679 SH SOLE 0 0 854,679
THERMO FISHER SCIENTIFIC COM 883556102 12,008 188,283 SH SOLE 0 0 188,283
TICC CAPITAL CORP COM 87244T109 146 14,500 SH SOLE 0 0 14,500
TIME WARNER CABLE COM 88732J207 550 5,664 SH SOLE 0 0 5,664
TIME WARNER COM 887317303 975 20,388 SH SOLE 0 0 20,388
TRINITY INDUSTRIES COM 896522109 745 20,800 SH SOLE 0 0 20,800
TRONOX LIMITED COM Q9235V101 372 20,400 SH SOLE 0 0 20,400
UNILEVER PLC COM 904767704 2,439 63,015 SH SOLE 0 0 63,015
UNION PACIFIC COM 907818108 536 4,266 SH SOLE 0 0 4,266
UNITED PARCEL SERVICE COM 911312106 637 8,650 SH SOLE 0 0 8,650
UNITED TECHNOLOGIES COM 913017109 824 10,050 SH SOLE 0 0 10,050
VALERO ENERGY COM 91913Y100 580 17,000 SH SOLE 0 0 17,000
VEOLIA ENVIRONNEMENT ADR COM 92334N103 408 33,350 SH SOLE 0 0 33,350
VERIZON COMMUNICATIONS COM 92343V104 242 5,596 SH SOLE 0 0 5,596
VISHAY INTERTECHNOLOGY COM 928298108 770 72,500 SH SOLE 0 0 72,500
VISHAY PRECISION GROUP COM 92835K103 6,581 497,869 SH SOLE 0 0 497,869
VISTAPRINT NV COM N93540107 4,511 137,300 SH SOLE 0 0 137,300
VODAFONE GROUP PLC NEW COM 92857W209 16,917 671,586 SH SOLE 0 0 671,586
WALGREEN COM 931422109 825 22,300 SH SOLE 0 0 22,300
WALKER & DUNLOP COM 93148P102 6,555 393,500 SH SOLE 0 0 393,500
WARWICK VALLEY TELEPHONE COM 936750108 393 37,700 SH SOLE 0 0 37,700
WASHINGTON POST COM 939640108 1,800 4,929 SH SOLE 0 0 4,929
WEATHERFORD INTL (BERMUDA) COM H27013103 606 54,220 SH SOLE 0 0 54,220
WELLPOINT INC COM 94973V107 371 6,100 SH SOLE 0 0 6,100
WET SEAL INC CL A COM 961840105 45 16,500 SH SOLE 0 0 16,500
XYLEM INC COM 98419M100 801 29,570 SH SOLE 0 0 29,570
ZALICUS INC COM 98887C105 7 12,000 SH SOLE 0 0 12,000
3M COMPANY COM 88579Y101 10,056 108,305 SH SOLE 0 0 108,305
CALL MEAD JOHNSON JAN 75 OPT 8BSQKZ9 0 15,200 SH SOLE 0 0 15,200
Line Count: 254