0000908195-12-000004.txt : 20120726 0000908195-12-000004.hdr.sgml : 20120726 20120726122511 ACCESSION NUMBER: 0000908195-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120726 DATE AS OF CHANGE: 20120726 EFFECTIVENESS DATE: 20120726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 12986731 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose06302012.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY July 26, 2012 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 06/30/12 RUN DATE: 7/26/12 12:30 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 261 FORM 13F INFORMATION TABLE VALUE TOTAL: $731,362,846.86 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 230 14,871 SH SOLE 0 0 14,871 BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 315 22,000 SH SOLE 0 0 22,000 INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 205 13,000 SH SOLE 0 0 13,000 INVESCO VAN KAMPEN TRUST FUND 46131M106 303 19,900 SH SOLE 0 0 19,900 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 259 15,209 SH SOLE 0 0 15,209 EL PASO ENERGY CAP TRUST PFD CONV PFD 283678209 704 13,900 SH SOLE 0 0 13,900 HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 411 16,400 SH SOLE 0 0 16,400 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,087 75,600 SH SOLE 0 0 75,600 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 64 14,500 SH SOLE 0 0 14,500 DWS MULTI MKT INCOME TR FUND 23338L108 684 64,100 SH SOLE 0 0 64,100 EATON VANCE FL RT INCOME TRUST FUND 278279104 169 11,000 SH SOLE 0 0 11,000 EATON VANCE LTD DURATION INC FUND 27828H105 693 42,550 SH SOLE 0 0 42,550 1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 154 10,500 SH SOLE 0 0 10,500 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 137 16,500 SH SOLE 0 0 16,500 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 152 17,850 SH SOLE 0 0 17,850 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 90 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 147 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 494 41,450 SH SOLE 0 0 41,450 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 317 30,300 SH SOLE 0 0 30,300 PUTNAM PREMIER INCOME TRUST FUND 746853100 119 22,420 SH SOLE 0 0 22,420 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 218 17,700 SH SOLE 0 0 17,700 ABB LTD SPONSORED ADR COM 000375204 687 42,100 SH SOLE 0 0 42,100 ABBOTT LABORATORIES COM 002824100 7,714 119,668 SH SOLE 0 0 119,668 ABERDEEN ASIA PACIFIC FUND COM 003009107 338 44,300 SH SOLE 0 0 44,300 AGILYSYS COM 00847J105 1,302 150,215 SH SOLE 0 0 150,215 AGRIUM INC COM 008916108 9,118 102,815 SH SOLE 0 0 102,815 ALCOA COM 013817101 112 12,850 SH SOLE 0 0 12,850 AMERITRANS CAPITAL COM 03073H108 1 14,876 SH SOLE 0 0 14,876 AMERICAN EAGLE OUTFITTERS COM 02553E106 9,584 485,780 SH SOLE 0 0 485,780 AMERICAN ELECTRIC POWER COM 025537101 409 10,251 SH SOLE 0 0 10,251 AMERICAN EXPRESS COM 025816109 282 4,850 SH SOLE 0 0 4,850 AMERICAN SOFTWARE COM 029683109 127 16,050 SH SOLE 0 0 16,050 AMGEN INC COM 031162100 12,272 168,025 SH SOLE 0 0 168,025 APPLE COMPUTER COM 037833100 550 942 SH SOLE 0 0 942 APPLIED MATERIALS COM 038222105 685 59,804 SH SOLE 0 0 59,804 ASTRO-MED INC COM 04638F108 79 10,004 SH SOLE 0 0 10,004 AT&T INC COM 00206R102 413 11,602 SH SOLE 0 0 11,602 ATC VENTURE GROUP COM 00213J101 5 46,500 SH SOLE 0 0 46,500 ATLANTIC AMERICAN CORP COM 048209100 207 75,300 SH SOLE 0 0 75,300 AUDIOCODES LTD ORD COM M15342104 21 12,000 SH SOLE 0 0 12,000 AUGUSTA RESOURCES COM 050912203 18 11,000 SH SOLE 0 0 11,000 AUTOMATIC DATA PROCESSING COM 053015103 411 7,400 SH SOLE 0 0 7,400 AVERY DENNISON COM 053611109 12,905 472,053 SH SOLE 0 0 472,053 AVX COM 002444107 6,590 616,540 SH SOLE 0 0 616,540 BAKER HUGHES COM 057224107 5,963 145,095 SH SOLE 0 0 145,095 BANK OF AMERICA COM 060505104 754 92,237 SH SOLE 0 0 92,237 BANK OF NEW YORK MELLON COM 064058100 348 15,865 SH SOLE 0 0 15,865 BAR HARBOR BANKSHARES COM 066849100 6,819 189,425 SH SOLE 0 0 189,425 BCB BANCORP INC (NJ) COM 055298103 503 48,600 SH SOLE 0 0 48,600 BERKSHIRE BANCORP COM 084597202 666 75,756 SH SOLE 0 0 75,756 BERKSHIRE HATHAWAY A SHARES COM 084670108 1,874 15 SH SOLE 0 0 15 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BERKSHIRE HATHAWAY B SHARES COM 084670702 4,787 57,458 SH SOLE 0 0 57,458 BIODELIVERY SCIENCES INTL COM 09060J106 208 46,500 SH SOLE 0 0 46,500 BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 255 35,354 SH SOLE 0 0 35,354 BLACKROCK KELSO CAP COM 092533108 131 13,500 SH SOLE 0 0 13,500 BLYTH INC COM 09643P207 5,309 153,620 SH SOLE 0 0 153,620 BOARDWALK PIPELINE PARTNERS COM 096627104 234 8,500 SH SOLE 0 0 8,500 BP PLC COM 055622104 5,546 136,823 SH SOLE 0 0 136,823 BRISTOL-MYERS SQUIBB COM 110122108 498 13,867 SH SOLE 0 0 13,867 BROWN SHOE COMPANY COM 115736100 5,193 402,250 SH SOLE 0 0 402,250 BUCKLE INC COM 118440106 3,270 82,660 SH SOLE 0 0 82,660 CAMAC ENERGY COM 131745101 123 196,400 SH SOLE 0 0 196,400 CARBO CERAMICS COM 140781105 519 6,775 SH SOLE 0 0 6,775 CARNIVAL CRUISE LINES COM 143658300 255 7,450 SH SOLE 0 0 7,450 CARRIAGE SERVICES COM 143905107 368 44,250 SH SOLE 0 0 44,250 CASCADE CORP COM 147195101 1,798 38,220 SH SOLE 0 0 38,220 CERADYNE INC COM 156710105 5,710 222,650 SH SOLE 0 0 222,650 CHESAPEAKE ENERGY COM 165167107 252 13,600 SH SOLE 0 0 13,600 CHEVRON CORP COM 166764100 3,498 33,160 SH SOLE 0 0 33,160 CHICOS FAS COM 168615102 8,792 592,475 SH SOLE 0 0 592,475 CHINA SHENGDA PACKAGING GROUP COM 16950V107 17 24,500 SH SOLE 0 0 24,500 CHINACAST EDUCATION COM 16946T109 67 104,500 SH SOLE 0 0 104,500 CISCO SYSTEMS COM 17275R102 7,216 420,326 SH SOLE 0 0 420,326 CITIGROUP COM 172967424 1,340 48,894 SH SOLE 0 0 48,894 COCA-COLA COM 191216100 532 6,808 SH SOLE 0 0 6,808 COHEN & STEERS INFRASTRUCT FD COM 19248A109 317 18,457 SH SOLE 0 0 18,457 COLGATE PALMOLIVE COM 194162103 229 2,200 SH SOLE 0 0 2,200 COMCAST NEW CLASS A COM 20030N101 279 8,749 SH SOLE 0 0 8,749 COMMERCIAL METALS COM 201723103 872 69,000 SH SOLE 0 0 69,000 COMPUTER SCIENCES COM 205363104 314 12,665 SH SOLE 0 0 12,665 CONOCOPHILLIPS COM 20825C104 682 12,213 SH SOLE 0 0 12,213 CONSOLIDATED ENERGY COM 20854P109 408 13,500 SH SOLE 0 0 13,500 CONSOLIDATED TOMOKA LAND COM 210226106 1,646 57,225 SH SOLE 0 0 57,225 COPART INC COM 217204106 1,024 43,226 SH SOLE 0 0 43,226 CORNING COM 219350105 5,924 458,233 SH SOLE 0 0 458,233 CRAY INC COM 225223304 289 24,000 SH SOLE 0 0 24,000 CVS CAREMARK COM 126650100 4,433 94,880 SH SOLE 0 0 94,880 CYBEROPTICS CORP COM 232517102 85 10,100 SH SOLE 0 0 10,100 DELL INC COM 24702R101 5,294 422,875 SH SOLE 0 0 422,875 DISNEY WALT COM 254687106 695 14,336 SH SOLE 0 0 14,336 DONEGAL GROUP COM 257701201 308 23,230 SH SOLE 0 0 23,230 DOT HILL SYSTEMS COM 25848T109 25 22,000 SH SOLE 0 0 22,000 D R HORTON COM 23331A109 251 13,660 SH SOLE 0 0 13,660 DUPONT COM 263534109 11,982 236,951 SH SOLE 0 0 236,951 EBAY COM 278642103 260 6,200 SH SOLE 0 0 6,200 EMERSON ELECTRIC COM 291011104 1,131 24,295 SH SOLE 0 0 24,295 ENERPLUS CORPORATION (ERF) COM 292766102 287 22,360 SH SOLE 0 0 22,360 ENTROPIC COMMUNICATIONS INC COM 29384R105 414 73,500 SH SOLE 0 0 73,500 ENZO BIOCHEM COM 294100102 31 18,579 SH SOLE 0 0 18,579 EQUUS II COM 294766100 46 19,237 SH SOLE 0 0 19,237 ETHAN ALLEN INTERIORS COM 297602104 282 14,175 SH SOLE 0 0 14,175 EUROPEAN EQUITY FUND COM 298768102 78 12,884 SH SOLE 0 0 12,884 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None EXAMWORKS GROUP INC COM 30066A105 8,617 651,350 SH SOLE 0 0 651,350 EXELIS INC COM 30162A108 2,807 284,706 SH SOLE 0 0 284,706 EXELON CORP COM 30161N101 21,401 568,896 SH SOLE 0 0 568,896 EXXON MOBIL COM 30231G102 31,568 368,922 SH SOLE 0 0 368,922 FARMERS & MERCHANTS BANK COM 308243104 290 66 SH SOLE 0 0 66 FIRST NATIONAL BANK ALASKA COM 32112J106 3,088 1,955 SH SOLE 0 0 1,955 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 4,086 659,037 SH SOLE 0 0 659,037 FORD MOTOR CO COM 345370860 193 20,202 SH SOLE 0 0 20,202 FREEPORT MCMORAN COPPER & GOLD COM 35671D857 504 14,800 SH SOLE 0 0 14,800 FREIGHTCAR AMERICA COM 357023100 9,489 413,105 SH SOLE 0 0 413,105 FRIEDMAN INDUSTRIES COM 358435105 1,455 143,150 SH SOLE 0 0 143,150 GENERAL ELECTRIC COM 369604103 31,254 1,499,721 SH SOLE 0 0 1,499,721 GENERAL MILLS COM 370334104 587 15,250 SH SOLE 0 0 15,250 GENTEX CORP COM 371901109 2,289 109,715 SH SOLE 0 0 109,715 GERON CORP COM 374163103 110 64,100 SH SOLE 0 0 64,100 GETTY REALTY COM 374297109 865 45,212 SH SOLE 0 0 45,212 GILEAD SCIENCES COM 375558103 835 16,300 SH SOLE 0 0 16,300 GOLDFIELD CORP COM 381370105 153 67,300 SH SOLE 0 0 67,300 GREATER CHINA FUND COM 39167B102 550 51,333 SH SOLE 0 0 51,333 GSE SYSTEMS INC COM 36227K106 46 20,000 SH SOLE 0 0 20,000 GUARANTY BANCORP COM 40075T102 55 26,200 SH SOLE 0 0 26,200 HARDINGE INC COM 412324303 613 67,400 SH SOLE 0 0 67,400 HARRIS & HARRIS GROUP COM 413833104 2,523 664,000 SH SOLE 0 0 664,000 HARSCO CORP COM 415864107 6,871 337,185 SH SOLE 0 0 337,185 HCC INSURANCE HOLDINGS COM 404132102 10,157 323,485 SH SOLE 0 0 323,485 HEALTHCARE SERVICES GROUP COM 421906108 692 35,725 SH SOLE 0 0 35,725 HEINZ H J COM 423074103 201 3,700 SH SOLE 0 0 3,700 HEWLETT PACKARD COM 428236103 7,917 393,698 SH SOLE 0 0 393,698 HOME DEPOT COM 437076102 1,502 28,353 SH SOLE 0 0 28,353 HUDSON CITY BANCORP COM 443683107 6,398 1,004,535 SH SOLE 0 0 1,004,535 ILLINOIS TOOL WORKS COM 452308109 8,527 161,240 SH SOLE 0 0 161,240 IMMUCELL CORP NEW COM 452525306 295 49,263 SH SOLE 0 0 49,263 INTEL COM 458140100 32,612 1,223,725 SH SOLE 0 0 1,223,725 INTELLIGENT SYSTEMS COM 45816D100 129 85,793 SH SOLE 0 0 85,793 INTL BUSINESS MACHINES COM 459200101 3,953 20,213 SH SOLE 0 0 20,213 INTL PAPER COM 460146103 6,739 233,119 SH SOLE 0 0 233,119 INTL RECTIFIER COM 460254105 5,912 295,774 SH SOLE 0 0 295,774 ISHARES SILVER TRUST COM 46428Q109 293 11,000 SH SOLE 0 0 11,000 ITT CORP NEW COM 450911201 4,702 267,209 SH SOLE 0 0 267,209 JACOBS ENGINEERING GROUP COM 469814107 7,137 188,535 SH SOLE 0 0 188,535 JAPAN EQUITY FUND COM 471057109 2,760 533,000 SH SOLE 0 0 533,000 JAPAN SMALLER CAP FUND COM 47109U104 1,615 218,598 SH SOLE 0 0 218,598 JEFFERIES GROUP COM 472319102 180 13,900 SH SOLE 0 0 13,900 JETBLUE AIRWAYS COM 477143101 157 29,800 SH SOLE 0 0 29,800 J & J SNACK FOODS COM 466032109 886 15,000 SH SOLE 0 0 15,000 JOHNSON & JOHNSON COM 478160104 4,423 65,481 SH SOLE 0 0 65,481 JOHNSON CONTROLS COM 478366107 5,330 192,385 SH SOLE 0 0 192,385 KELLOGG COM 487836108 1,787 36,240 SH SOLE 0 0 36,240 KELLY SERVICES CL A COM 488152208 5,108 395,700 SH SOLE 0 0 395,700 KIMBERLY-CLARK COM 494368103 414 4,950 SH SOLE 0 0 4,950 KKR FINANCIAL HOLDINGS COM 48248A306 310 36,500 SH SOLE 0 0 36,500 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None KOHLS CORP COM 500255104 1,980 43,530 SH SOLE 0 0 43,530 LAKELAND INDUSTRIES COM 511795106 443 62,697 SH SOLE 0 0 62,697 LAYNE CHRISTENSEN CO COM 521050104 3,554 171,800 SH SOLE 0 0 171,800 LEGG MASON COM 524901105 559 21,200 SH SOLE 0 0 21,200 LEXINGTON PROPERTY TRUST COM 529043101 302 35,680 SH SOLE 0 0 35,680 LOUISIANA PACIFIC COM 546347105 527 48,500 SH SOLE 0 0 48,500 L 3 COMMUNICATIONS HOLDINGS COM 502424104 6,783 91,660 SH SOLE 0 0 91,660 M & T BANK CORP COM 55261F104 1,614 19,559 SH SOLE 0 0 19,559 MAGELLAN PETROLEUM COM 559091301 14 13,000 SH SOLE 0 0 13,000 MANHATTAN BRIDGE CAPITAL COM 562803106 33 33,975 SH SOLE 0 0 33,975 MEADOWBROOK INSURANCE GROUP COM 58319P108 864 98,400 SH SOLE 0 0 98,400 MEDTRONIC COM 585055106 15,378 397,058 SH SOLE 0 0 397,058 MERCK & CO COM 58933Y105 1,723 41,281 SH SOLE 0 0 41,281 MEREDITH CORP COM 589433101 8,047 251,950 SH SOLE 0 0 251,950 METLIFE COM 59156R108 8,764 284,110 SH SOLE 0 0 284,110 MFS INTERMED INCOME TRUST COM 55273C107 1,161 178,480 SH SOLE 0 0 178,480 MICROSOFT COM 594918104 13,546 442,850 SH SOLE 0 0 442,850 MIDDLEBURG FINANCIAL CORP COM 596094102 1,977 116,346 SH SOLE 0 0 116,346 MOBILE MINI COM 60740F105 7,138 495,705 SH SOLE 0 0 495,705 MONMOUTH REAL ESTATE INVT CORP COM 609720107 234 20,000 SH SOLE 0 0 20,000 JPMORGAN CHASE & CO COM 46625H100 14,909 417,289 SH SOLE 0 0 417,289 MUELLER WATER PRODUCTS COM 624758108 152 44,000 SH SOLE 0 0 44,000 MYLAN INC COM 628530107 208 9,770 SH SOLE 0 0 9,770 NATIONAL WESTERN LIFE INS COM 638522102 8,860 62,431 SH SOLE 0 0 62,431 NAVIOS MARITIME COM Y62196103 78 23,500 SH SOLE 0 0 23,500 NEWPORT CORP COM 651824104 7,484 622,675 SH SOLE 0 0 622,675 NEW YORK COMMUNITY BANCORP COM 649445103 378 30,200 SH SOLE 0 0 30,200 NEWMONT MINING COM 651639106 242 5,000 SH SOLE 0 0 5,000 NORTHEAST UTILITIES COM 664397106 223 5,748 SH SOLE 0 0 5,748 NOVARTIS AG ADR COM 66987V109 223 4,000 SH SOLE 0 0 4,000 NYSE EURONEXT COM 629491101 319 12,485 SH SOLE 0 0 12,485 OLD REPUBLIC COM 680223104 472 57,025 SH SOLE 0 0 57,025 OMEGA PROTEIN COM 68210P107 1,147 155,900 SH SOLE 0 0 155,900 ONE BEACON INSURANCE LTD COM G67742109 201 15,500 SH SOLE 0 0 15,500 OPKO HEALTH INC COM 68375N103 66 14,500 SH SOLE 0 0 14,500 OPNEXT COM 68375V105 103 82,000 SH SOLE 0 0 82,000 ORBOTECH LTD-ORD COM M75253100 276 36,250 SH SOLE 0 0 36,250 PENN VA RESOURCE PARTNERS LP COM 707884102 849 34,686 SH SOLE 0 0 34,686 PEPSICO INC COM 713448108 1,079 15,275 SH SOLE 0 0 15,275 PETROBANK ENERGY & RES LTD COM 71645P106 549 51,700 SH SOLE 0 0 51,700 PETROBAKKEN ENERGY LTD COM 71645A109 177 14,700 SH SOLE 0 0 14,700 PFIZER INC COM 717081103 11,295 491,096 SH SOLE 0 0 491,096 PHILIPS ELECTRONICS COM 500472303 221 11,269 SH SOLE 0 0 11,269 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 230 3,593 SH SOLE 0 0 3,593 PROCTER & GAMBLE COM 742718109 3,462 56,527 SH SOLE 0 0 56,527 PROSPECT CAPITAL COM 74348T102 1,766 155,100 SH SOLE 0 0 155,100 QUALCOMM COM 747525103 1,965 35,300 SH SOLE 0 0 35,300 QUEST DIAGNOSTICS COM 74834L100 8,204 136,965 SH SOLE 0 0 136,965 RAMCO GERSHENSON PROPERTIES TR COM 751452202 696 55,400 SH SOLE 0 0 55,400 RAND CAPITAL CORP COM 752185108 230 86,423 SH SOLE 0 0 86,423 RESEARCH FRONTIERS COM 760911107 141 45,250 SH SOLE 0 0 45,250 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None ROYAL DUTCH SHELL PLC ADR A COM 780259206 640 9,504 SH SOLE 0 0 9,504 SALISBURY BANCORP COM 795226109 1,474 59,800 SH SOLE 0 0 59,800 SANDISK CORP COM 80004C101 617 16,935 SH SOLE 0 0 16,935 SANOFI AVENTIS COM 80105N105 608 16,100 SH SOLE 0 0 16,100 SCHEIN (HENRY) COM 806407102 824 10,500 SH SOLE 0 0 10,500 SCHLUMBERGER LTD COM 806857108 298 4,600 SH SOLE 0 0 4,600 SCHMITT INDUSTRIES COM 806870200 290 86,000 SH SOLE 0 0 86,000 SEABOARD CORP COM 811543107 447 210 SH SOLE 0 0 210 SENECA FOODS NEW COM 817070501 1,143 42,500 SH SOLE 0 0 42,500 SIMPSON MANUFACTURING COM 829073105 4,852 164,435 SH SOLE 0 0 164,435 SKECHERS USA COM 830566105 9,581 470,375 SH SOLE 0 0 470,375 SLM CORPORATION COM 78442P106 738 47,000 SH SOLE 0 0 47,000 SOCIEDAD QUIMICA MINERA CHILE COM 833635105 361 6,500 SH SOLE 0 0 6,500 SONOCO PRODUCTS COM 835495102 12,426 412,151 SH SOLE 0 0 412,151 SOUTHWEST AIRLINES COM 844741108 99 10,800 SH SOLE 0 0 10,800 SPDR S&P BIOTECH ETF COM 78464A870 597 6,750 SH SOLE 0 0 6,750 SPDR S&P 500 COM 78462F103 219 1,613 SH SOLE 0 0 1,613 S & P MIDCAP 400 SPDR COM 78467Y107 591 3,455 SH SOLE 0 0 3,455 STRATTEC SECURITY COM 863111100 2,777 132,010 SH SOLE 0 0 132,010 SUNCOR ENERGY NEW COM 867224107 225 7,810 SH SOLE 0 0 7,810 SUPERIOR INDUSTRIES INTL COM 868168105 2,074 126,735 SH SOLE 0 0 126,735 SWISS HELVETIA FUND COM 870875101 3,653 360,674 SH SOLE 0 0 360,674 SYMMETRICOM INC COM 871543104 230 38,500 SH SOLE 0 0 38,500 SYSCO CORP COM 871829107 360 12,100 SH SOLE 0 0 12,100 SYSTEMAX COM 871851101 4,119 348,530 SH SOLE 0 0 348,530 TARGET CORP COM 87612E106 911 15,664 SH SOLE 0 0 15,664 TEJON RANCH CO COM 879080109 1,227 42,900 SH SOLE 0 0 42,900 TEMPLETON DRAGON FD COM 88018T101 673 25,400 SH SOLE 0 0 25,400 TERADYNE COM 880770102 1,851 131,710 SH SOLE 0 0 131,710 TESORO CORPORATION COM 881609101 391 15,700 SH SOLE 0 0 15,700 TEVA PHARMACEUTICAL COM 881624209 15,633 396,378 SH SOLE 0 0 396,378 TEXAS INSTRUMENTS COM 882508104 25,533 889,994 SH SOLE 0 0 889,994 THERMO FISHER SCIENTIFIC COM 883556102 10,724 206,595 SH SOLE 0 0 206,595 TICC CAPITAL CORP COM 87244T109 116 12,000 SH SOLE 0 0 12,000 TIME WARNER CABLE COM 88732J207 466 5,688 SH SOLE 0 0 5,688 TIME WARNER COM 887317303 787 20,454 SH SOLE 0 0 20,454 TRINITY INDUSTRIES COM 896522109 577 23,100 SH SOLE 0 0 23,100 UNILEVER PLC COM 904767704 3,200 94,894 SH SOLE 0 0 94,894 UNION PACIFIC COM 907818108 508 4,266 SH SOLE 0 0 4,266 UNITED PARCEL SERVICE COM 911312106 817 10,375 SH SOLE 0 0 10,375 UNITED TECHNOLOGIES COM 913017109 781 10,350 SH SOLE 0 0 10,350 VALERO ENERGY COM 91913Y100 429 17,800 SH SOLE 0 0 17,800 VEOLIA ENVIRONNEMENT ADR COM 92334N103 525 41,650 SH SOLE 0 0 41,650 VISHAY PRECISION GROUP COM 92835K103 5,764 413,217 SH SOLE 0 0 413,217 VISTAPRINT NV COM N93540107 3,940 122,000 SH SOLE 0 0 122,000 VODAFONE GROUP PLC NEW COM 92857W209 13,411 475,940 SH SOLE 0 0 475,940 WALGREEN COM 931422109 544 18,400 SH SOLE 0 0 18,400 WALKER & DUNLOP COM 93148P102 4,988 388,200 SH SOLE 0 0 388,200 WAL-MART STORES COM 931142103 766 11,000 SH SOLE 0 0 11,000 WARWICK VALLEY TELEPHONE COM 936750108 206 15,700 SH SOLE 0 0 15,700 WASHINGTON POST COM 939640108 1,881 5,033 SH SOLE 0 0 5,033 Shufro, Rose & CO LLC Page: 6 Form 13F Information Table As of Date: 6/30/2012 - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None WEATHERFORD INTL (BERMUDA) COM H27013103 682 54,000 SH SOLE 0 0 54,000 WHIRLPOOL CORP COM 963320106 1,197 19,580 SH SOLE 0 0 19,580 XYLEM INC COM 98419M100 1,000 39,745 SH SOLE 0 0 39,745 YM BIOSCIENCES COM 984238105 29 15,000 SH SOLE 0 0 15,000 ZALICUS INC COM 98887C105 12 10,000 SH SOLE 0 0 10,000 3M COMPANY COM 88579Y101 9,998 111,585 SH SOLE 0 0 111,585 Line Count: 261