0000908195-12-000004.txt : 20120726
0000908195-12-000004.hdr.sgml : 20120726
20120726122511
ACCESSION NUMBER: 0000908195-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120726
DATE AS OF CHANGE: 20120726
EFFECTIVENESS DATE: 20120726
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 12986731
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
shufrorose06302012.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY July 26, 2012
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 06/30/12
RUN DATE: 7/26/12 12:30 P.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 261
FORM 13F INFORMATION TABLE VALUE TOTAL: $731,362,846.86
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
Shufro, Rose & CO LLC Page: 1
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 230 14,871 SH SOLE 0 0 14,871
BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 315 22,000 SH SOLE 0 0 22,000
INVESCO VAN KAMPEN TR NY MUNIS FUND 46131T101 205 13,000 SH SOLE 0 0 13,000
INVESCO VAN KAMPEN TRUST FUND 46131M106 303 19,900 SH SOLE 0 0 19,900
WESTERN ASSET MUN PARTNERS FD FUND 95766P108 259 15,209 SH SOLE 0 0 15,209
EL PASO ENERGY CAP TRUST PFD CONV PFD 283678209 704 13,900 SH SOLE 0 0 13,900
HSBC HLDG 12-16-10 $1.55 PFD A PFD 404280604 411 16,400 SH SOLE 0 0 16,400
BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,087 75,600 SH SOLE 0 0 75,600
DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 64 14,500 SH SOLE 0 0 14,500
DWS MULTI MKT INCOME TR FUND 23338L108 684 64,100 SH SOLE 0 0 64,100
EATON VANCE FL RT INCOME TRUST FUND 278279104 169 11,000 SH SOLE 0 0 11,000
EATON VANCE LTD DURATION INC FUND 27828H105 693 42,550 SH SOLE 0 0 42,550
1ST TR / 4 CORNERS SR FLOAT FD FUND 33733U108 154 10,500 SH SOLE 0 0 10,500
NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 137 16,500 SH SOLE 0 0 16,500
NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 152 17,850 SH SOLE 0 0 17,850
NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 90 10,000 SH SOLE 0 0 10,000
NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 147 16,300 SH SOLE 0 0 16,300
PIMCO FLOATING RATE INCOME FD FUND 72201H108 494 41,450 SH SOLE 0 0 41,450
PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 317 30,300 SH SOLE 0 0 30,300
PUTNAM PREMIER INCOME TRUST FUND 746853100 119 22,420 SH SOLE 0 0 22,420
WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 218 17,700 SH SOLE 0 0 17,700
ABB LTD SPONSORED ADR COM 000375204 687 42,100 SH SOLE 0 0 42,100
ABBOTT LABORATORIES COM 002824100 7,714 119,668 SH SOLE 0 0 119,668
ABERDEEN ASIA PACIFIC FUND COM 003009107 338 44,300 SH SOLE 0 0 44,300
AGILYSYS COM 00847J105 1,302 150,215 SH SOLE 0 0 150,215
AGRIUM INC COM 008916108 9,118 102,815 SH SOLE 0 0 102,815
ALCOA COM 013817101 112 12,850 SH SOLE 0 0 12,850
AMERITRANS CAPITAL COM 03073H108 1 14,876 SH SOLE 0 0 14,876
AMERICAN EAGLE OUTFITTERS COM 02553E106 9,584 485,780 SH SOLE 0 0 485,780
AMERICAN ELECTRIC POWER COM 025537101 409 10,251 SH SOLE 0 0 10,251
AMERICAN EXPRESS COM 025816109 282 4,850 SH SOLE 0 0 4,850
AMERICAN SOFTWARE COM 029683109 127 16,050 SH SOLE 0 0 16,050
AMGEN INC COM 031162100 12,272 168,025 SH SOLE 0 0 168,025
APPLE COMPUTER COM 037833100 550 942 SH SOLE 0 0 942
APPLIED MATERIALS COM 038222105 685 59,804 SH SOLE 0 0 59,804
ASTRO-MED INC COM 04638F108 79 10,004 SH SOLE 0 0 10,004
AT&T INC COM 00206R102 413 11,602 SH SOLE 0 0 11,602
ATC VENTURE GROUP COM 00213J101 5 46,500 SH SOLE 0 0 46,500
ATLANTIC AMERICAN CORP COM 048209100 207 75,300 SH SOLE 0 0 75,300
AUDIOCODES LTD ORD COM M15342104 21 12,000 SH SOLE 0 0 12,000
AUGUSTA RESOURCES COM 050912203 18 11,000 SH SOLE 0 0 11,000
AUTOMATIC DATA PROCESSING COM 053015103 411 7,400 SH SOLE 0 0 7,400
AVERY DENNISON COM 053611109 12,905 472,053 SH SOLE 0 0 472,053
AVX COM 002444107 6,590 616,540 SH SOLE 0 0 616,540
BAKER HUGHES COM 057224107 5,963 145,095 SH SOLE 0 0 145,095
BANK OF AMERICA COM 060505104 754 92,237 SH SOLE 0 0 92,237
BANK OF NEW YORK MELLON COM 064058100 348 15,865 SH SOLE 0 0 15,865
BAR HARBOR BANKSHARES COM 066849100 6,819 189,425 SH SOLE 0 0 189,425
BCB BANCORP INC (NJ) COM 055298103 503 48,600 SH SOLE 0 0 48,600
BERKSHIRE BANCORP COM 084597202 666 75,756 SH SOLE 0 0 75,756
BERKSHIRE HATHAWAY A SHARES COM 084670108 1,874 15 SH SOLE 0 0 15
Shufro, Rose & CO LLC Page: 2
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BERKSHIRE HATHAWAY B SHARES COM 084670702 4,787 57,458 SH SOLE 0 0 57,458
BIODELIVERY SCIENCES INTL COM 09060J106 208 46,500 SH SOLE 0 0 46,500
BLACKROCK ENHANCED EQU DIV TRT COM 09251A104 255 35,354 SH SOLE 0 0 35,354
BLACKROCK KELSO CAP COM 092533108 131 13,500 SH SOLE 0 0 13,500
BLYTH INC COM 09643P207 5,309 153,620 SH SOLE 0 0 153,620
BOARDWALK PIPELINE PARTNERS COM 096627104 234 8,500 SH SOLE 0 0 8,500
BP PLC COM 055622104 5,546 136,823 SH SOLE 0 0 136,823
BRISTOL-MYERS SQUIBB COM 110122108 498 13,867 SH SOLE 0 0 13,867
BROWN SHOE COMPANY COM 115736100 5,193 402,250 SH SOLE 0 0 402,250
BUCKLE INC COM 118440106 3,270 82,660 SH SOLE 0 0 82,660
CAMAC ENERGY COM 131745101 123 196,400 SH SOLE 0 0 196,400
CARBO CERAMICS COM 140781105 519 6,775 SH SOLE 0 0 6,775
CARNIVAL CRUISE LINES COM 143658300 255 7,450 SH SOLE 0 0 7,450
CARRIAGE SERVICES COM 143905107 368 44,250 SH SOLE 0 0 44,250
CASCADE CORP COM 147195101 1,798 38,220 SH SOLE 0 0 38,220
CERADYNE INC COM 156710105 5,710 222,650 SH SOLE 0 0 222,650
CHESAPEAKE ENERGY COM 165167107 252 13,600 SH SOLE 0 0 13,600
CHEVRON CORP COM 166764100 3,498 33,160 SH SOLE 0 0 33,160
CHICOS FAS COM 168615102 8,792 592,475 SH SOLE 0 0 592,475
CHINA SHENGDA PACKAGING GROUP COM 16950V107 17 24,500 SH SOLE 0 0 24,500
CHINACAST EDUCATION COM 16946T109 67 104,500 SH SOLE 0 0 104,500
CISCO SYSTEMS COM 17275R102 7,216 420,326 SH SOLE 0 0 420,326
CITIGROUP COM 172967424 1,340 48,894 SH SOLE 0 0 48,894
COCA-COLA COM 191216100 532 6,808 SH SOLE 0 0 6,808
COHEN & STEERS INFRASTRUCT FD COM 19248A109 317 18,457 SH SOLE 0 0 18,457
COLGATE PALMOLIVE COM 194162103 229 2,200 SH SOLE 0 0 2,200
COMCAST NEW CLASS A COM 20030N101 279 8,749 SH SOLE 0 0 8,749
COMMERCIAL METALS COM 201723103 872 69,000 SH SOLE 0 0 69,000
COMPUTER SCIENCES COM 205363104 314 12,665 SH SOLE 0 0 12,665
CONOCOPHILLIPS COM 20825C104 682 12,213 SH SOLE 0 0 12,213
CONSOLIDATED ENERGY COM 20854P109 408 13,500 SH SOLE 0 0 13,500
CONSOLIDATED TOMOKA LAND COM 210226106 1,646 57,225 SH SOLE 0 0 57,225
COPART INC COM 217204106 1,024 43,226 SH SOLE 0 0 43,226
CORNING COM 219350105 5,924 458,233 SH SOLE 0 0 458,233
CRAY INC COM 225223304 289 24,000 SH SOLE 0 0 24,000
CVS CAREMARK COM 126650100 4,433 94,880 SH SOLE 0 0 94,880
CYBEROPTICS CORP COM 232517102 85 10,100 SH SOLE 0 0 10,100
DELL INC COM 24702R101 5,294 422,875 SH SOLE 0 0 422,875
DISNEY WALT COM 254687106 695 14,336 SH SOLE 0 0 14,336
DONEGAL GROUP COM 257701201 308 23,230 SH SOLE 0 0 23,230
DOT HILL SYSTEMS COM 25848T109 25 22,000 SH SOLE 0 0 22,000
D R HORTON COM 23331A109 251 13,660 SH SOLE 0 0 13,660
DUPONT COM 263534109 11,982 236,951 SH SOLE 0 0 236,951
EBAY COM 278642103 260 6,200 SH SOLE 0 0 6,200
EMERSON ELECTRIC COM 291011104 1,131 24,295 SH SOLE 0 0 24,295
ENERPLUS CORPORATION (ERF) COM 292766102 287 22,360 SH SOLE 0 0 22,360
ENTROPIC COMMUNICATIONS INC COM 29384R105 414 73,500 SH SOLE 0 0 73,500
ENZO BIOCHEM COM 294100102 31 18,579 SH SOLE 0 0 18,579
EQUUS II COM 294766100 46 19,237 SH SOLE 0 0 19,237
ETHAN ALLEN INTERIORS COM 297602104 282 14,175 SH SOLE 0 0 14,175
EUROPEAN EQUITY FUND COM 298768102 78 12,884 SH SOLE 0 0 12,884
Shufro, Rose & CO LLC Page: 3
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
EXAMWORKS GROUP INC COM 30066A105 8,617 651,350 SH SOLE 0 0 651,350
EXELIS INC COM 30162A108 2,807 284,706 SH SOLE 0 0 284,706
EXELON CORP COM 30161N101 21,401 568,896 SH SOLE 0 0 568,896
EXXON MOBIL COM 30231G102 31,568 368,922 SH SOLE 0 0 368,922
FARMERS & MERCHANTS BANK COM 308243104 290 66 SH SOLE 0 0 66
FIRST NATIONAL BANK ALASKA COM 32112J106 3,088 1,955 SH SOLE 0 0 1,955
FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 4,086 659,037 SH SOLE 0 0 659,037
FORD MOTOR CO COM 345370860 193 20,202 SH SOLE 0 0 20,202
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 504 14,800 SH SOLE 0 0 14,800
FREIGHTCAR AMERICA COM 357023100 9,489 413,105 SH SOLE 0 0 413,105
FRIEDMAN INDUSTRIES COM 358435105 1,455 143,150 SH SOLE 0 0 143,150
GENERAL ELECTRIC COM 369604103 31,254 1,499,721 SH SOLE 0 0 1,499,721
GENERAL MILLS COM 370334104 587 15,250 SH SOLE 0 0 15,250
GENTEX CORP COM 371901109 2,289 109,715 SH SOLE 0 0 109,715
GERON CORP COM 374163103 110 64,100 SH SOLE 0 0 64,100
GETTY REALTY COM 374297109 865 45,212 SH SOLE 0 0 45,212
GILEAD SCIENCES COM 375558103 835 16,300 SH SOLE 0 0 16,300
GOLDFIELD CORP COM 381370105 153 67,300 SH SOLE 0 0 67,300
GREATER CHINA FUND COM 39167B102 550 51,333 SH SOLE 0 0 51,333
GSE SYSTEMS INC COM 36227K106 46 20,000 SH SOLE 0 0 20,000
GUARANTY BANCORP COM 40075T102 55 26,200 SH SOLE 0 0 26,200
HARDINGE INC COM 412324303 613 67,400 SH SOLE 0 0 67,400
HARRIS & HARRIS GROUP COM 413833104 2,523 664,000 SH SOLE 0 0 664,000
HARSCO CORP COM 415864107 6,871 337,185 SH SOLE 0 0 337,185
HCC INSURANCE HOLDINGS COM 404132102 10,157 323,485 SH SOLE 0 0 323,485
HEALTHCARE SERVICES GROUP COM 421906108 692 35,725 SH SOLE 0 0 35,725
HEINZ H J COM 423074103 201 3,700 SH SOLE 0 0 3,700
HEWLETT PACKARD COM 428236103 7,917 393,698 SH SOLE 0 0 393,698
HOME DEPOT COM 437076102 1,502 28,353 SH SOLE 0 0 28,353
HUDSON CITY BANCORP COM 443683107 6,398 1,004,535 SH SOLE 0 0 1,004,535
ILLINOIS TOOL WORKS COM 452308109 8,527 161,240 SH SOLE 0 0 161,240
IMMUCELL CORP NEW COM 452525306 295 49,263 SH SOLE 0 0 49,263
INTEL COM 458140100 32,612 1,223,725 SH SOLE 0 0 1,223,725
INTELLIGENT SYSTEMS COM 45816D100 129 85,793 SH SOLE 0 0 85,793
INTL BUSINESS MACHINES COM 459200101 3,953 20,213 SH SOLE 0 0 20,213
INTL PAPER COM 460146103 6,739 233,119 SH SOLE 0 0 233,119
INTL RECTIFIER COM 460254105 5,912 295,774 SH SOLE 0 0 295,774
ISHARES SILVER TRUST COM 46428Q109 293 11,000 SH SOLE 0 0 11,000
ITT CORP NEW COM 450911201 4,702 267,209 SH SOLE 0 0 267,209
JACOBS ENGINEERING GROUP COM 469814107 7,137 188,535 SH SOLE 0 0 188,535
JAPAN EQUITY FUND COM 471057109 2,760 533,000 SH SOLE 0 0 533,000
JAPAN SMALLER CAP FUND COM 47109U104 1,615 218,598 SH SOLE 0 0 218,598
JEFFERIES GROUP COM 472319102 180 13,900 SH SOLE 0 0 13,900
JETBLUE AIRWAYS COM 477143101 157 29,800 SH SOLE 0 0 29,800
J & J SNACK FOODS COM 466032109 886 15,000 SH SOLE 0 0 15,000
JOHNSON & JOHNSON COM 478160104 4,423 65,481 SH SOLE 0 0 65,481
JOHNSON CONTROLS COM 478366107 5,330 192,385 SH SOLE 0 0 192,385
KELLOGG COM 487836108 1,787 36,240 SH SOLE 0 0 36,240
KELLY SERVICES CL A COM 488152208 5,108 395,700 SH SOLE 0 0 395,700
KIMBERLY-CLARK COM 494368103 414 4,950 SH SOLE 0 0 4,950
KKR FINANCIAL HOLDINGS COM 48248A306 310 36,500 SH SOLE 0 0 36,500
Shufro, Rose & CO LLC Page: 4
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
KOHLS CORP COM 500255104 1,980 43,530 SH SOLE 0 0 43,530
LAKELAND INDUSTRIES COM 511795106 443 62,697 SH SOLE 0 0 62,697
LAYNE CHRISTENSEN CO COM 521050104 3,554 171,800 SH SOLE 0 0 171,800
LEGG MASON COM 524901105 559 21,200 SH SOLE 0 0 21,200
LEXINGTON PROPERTY TRUST COM 529043101 302 35,680 SH SOLE 0 0 35,680
LOUISIANA PACIFIC COM 546347105 527 48,500 SH SOLE 0 0 48,500
L 3 COMMUNICATIONS HOLDINGS COM 502424104 6,783 91,660 SH SOLE 0 0 91,660
M & T BANK CORP COM 55261F104 1,614 19,559 SH SOLE 0 0 19,559
MAGELLAN PETROLEUM COM 559091301 14 13,000 SH SOLE 0 0 13,000
MANHATTAN BRIDGE CAPITAL COM 562803106 33 33,975 SH SOLE 0 0 33,975
MEADOWBROOK INSURANCE GROUP COM 58319P108 864 98,400 SH SOLE 0 0 98,400
MEDTRONIC COM 585055106 15,378 397,058 SH SOLE 0 0 397,058
MERCK & CO COM 58933Y105 1,723 41,281 SH SOLE 0 0 41,281
MEREDITH CORP COM 589433101 8,047 251,950 SH SOLE 0 0 251,950
METLIFE COM 59156R108 8,764 284,110 SH SOLE 0 0 284,110
MFS INTERMED INCOME TRUST COM 55273C107 1,161 178,480 SH SOLE 0 0 178,480
MICROSOFT COM 594918104 13,546 442,850 SH SOLE 0 0 442,850
MIDDLEBURG FINANCIAL CORP COM 596094102 1,977 116,346 SH SOLE 0 0 116,346
MOBILE MINI COM 60740F105 7,138 495,705 SH SOLE 0 0 495,705
MONMOUTH REAL ESTATE INVT CORP COM 609720107 234 20,000 SH SOLE 0 0 20,000
JPMORGAN CHASE & CO COM 46625H100 14,909 417,289 SH SOLE 0 0 417,289
MUELLER WATER PRODUCTS COM 624758108 152 44,000 SH SOLE 0 0 44,000
MYLAN INC COM 628530107 208 9,770 SH SOLE 0 0 9,770
NATIONAL WESTERN LIFE INS COM 638522102 8,860 62,431 SH SOLE 0 0 62,431
NAVIOS MARITIME COM Y62196103 78 23,500 SH SOLE 0 0 23,500
NEWPORT CORP COM 651824104 7,484 622,675 SH SOLE 0 0 622,675
NEW YORK COMMUNITY BANCORP COM 649445103 378 30,200 SH SOLE 0 0 30,200
NEWMONT MINING COM 651639106 242 5,000 SH SOLE 0 0 5,000
NORTHEAST UTILITIES COM 664397106 223 5,748 SH SOLE 0 0 5,748
NOVARTIS AG ADR COM 66987V109 223 4,000 SH SOLE 0 0 4,000
NYSE EURONEXT COM 629491101 319 12,485 SH SOLE 0 0 12,485
OLD REPUBLIC COM 680223104 472 57,025 SH SOLE 0 0 57,025
OMEGA PROTEIN COM 68210P107 1,147 155,900 SH SOLE 0 0 155,900
ONE BEACON INSURANCE LTD COM G67742109 201 15,500 SH SOLE 0 0 15,500
OPKO HEALTH INC COM 68375N103 66 14,500 SH SOLE 0 0 14,500
OPNEXT COM 68375V105 103 82,000 SH SOLE 0 0 82,000
ORBOTECH LTD-ORD COM M75253100 276 36,250 SH SOLE 0 0 36,250
PENN VA RESOURCE PARTNERS LP COM 707884102 849 34,686 SH SOLE 0 0 34,686
PEPSICO INC COM 713448108 1,079 15,275 SH SOLE 0 0 15,275
PETROBANK ENERGY & RES LTD COM 71645P106 549 51,700 SH SOLE 0 0 51,700
PETROBAKKEN ENERGY LTD COM 71645A109 177 14,700 SH SOLE 0 0 14,700
PFIZER INC COM 717081103 11,295 491,096 SH SOLE 0 0 491,096
PHILIPS ELECTRONICS COM 500472303 221 11,269 SH SOLE 0 0 11,269
POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 230 3,593 SH SOLE 0 0 3,593
PROCTER & GAMBLE COM 742718109 3,462 56,527 SH SOLE 0 0 56,527
PROSPECT CAPITAL COM 74348T102 1,766 155,100 SH SOLE 0 0 155,100
QUALCOMM COM 747525103 1,965 35,300 SH SOLE 0 0 35,300
QUEST DIAGNOSTICS COM 74834L100 8,204 136,965 SH SOLE 0 0 136,965
RAMCO GERSHENSON PROPERTIES TR COM 751452202 696 55,400 SH SOLE 0 0 55,400
RAND CAPITAL CORP COM 752185108 230 86,423 SH SOLE 0 0 86,423
RESEARCH FRONTIERS COM 760911107 141 45,250 SH SOLE 0 0 45,250
Shufro, Rose & CO LLC Page: 5
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
ROYAL DUTCH SHELL PLC ADR A COM 780259206 640 9,504 SH SOLE 0 0 9,504
SALISBURY BANCORP COM 795226109 1,474 59,800 SH SOLE 0 0 59,800
SANDISK CORP COM 80004C101 617 16,935 SH SOLE 0 0 16,935
SANOFI AVENTIS COM 80105N105 608 16,100 SH SOLE 0 0 16,100
SCHEIN (HENRY) COM 806407102 824 10,500 SH SOLE 0 0 10,500
SCHLUMBERGER LTD COM 806857108 298 4,600 SH SOLE 0 0 4,600
SCHMITT INDUSTRIES COM 806870200 290 86,000 SH SOLE 0 0 86,000
SEABOARD CORP COM 811543107 447 210 SH SOLE 0 0 210
SENECA FOODS NEW COM 817070501 1,143 42,500 SH SOLE 0 0 42,500
SIMPSON MANUFACTURING COM 829073105 4,852 164,435 SH SOLE 0 0 164,435
SKECHERS USA COM 830566105 9,581 470,375 SH SOLE 0 0 470,375
SLM CORPORATION COM 78442P106 738 47,000 SH SOLE 0 0 47,000
SOCIEDAD QUIMICA MINERA CHILE COM 833635105 361 6,500 SH SOLE 0 0 6,500
SONOCO PRODUCTS COM 835495102 12,426 412,151 SH SOLE 0 0 412,151
SOUTHWEST AIRLINES COM 844741108 99 10,800 SH SOLE 0 0 10,800
SPDR S&P BIOTECH ETF COM 78464A870 597 6,750 SH SOLE 0 0 6,750
SPDR S&P 500 COM 78462F103 219 1,613 SH SOLE 0 0 1,613
S & P MIDCAP 400 SPDR COM 78467Y107 591 3,455 SH SOLE 0 0 3,455
STRATTEC SECURITY COM 863111100 2,777 132,010 SH SOLE 0 0 132,010
SUNCOR ENERGY NEW COM 867224107 225 7,810 SH SOLE 0 0 7,810
SUPERIOR INDUSTRIES INTL COM 868168105 2,074 126,735 SH SOLE 0 0 126,735
SWISS HELVETIA FUND COM 870875101 3,653 360,674 SH SOLE 0 0 360,674
SYMMETRICOM INC COM 871543104 230 38,500 SH SOLE 0 0 38,500
SYSCO CORP COM 871829107 360 12,100 SH SOLE 0 0 12,100
SYSTEMAX COM 871851101 4,119 348,530 SH SOLE 0 0 348,530
TARGET CORP COM 87612E106 911 15,664 SH SOLE 0 0 15,664
TEJON RANCH CO COM 879080109 1,227 42,900 SH SOLE 0 0 42,900
TEMPLETON DRAGON FD COM 88018T101 673 25,400 SH SOLE 0 0 25,400
TERADYNE COM 880770102 1,851 131,710 SH SOLE 0 0 131,710
TESORO CORPORATION COM 881609101 391 15,700 SH SOLE 0 0 15,700
TEVA PHARMACEUTICAL COM 881624209 15,633 396,378 SH SOLE 0 0 396,378
TEXAS INSTRUMENTS COM 882508104 25,533 889,994 SH SOLE 0 0 889,994
THERMO FISHER SCIENTIFIC COM 883556102 10,724 206,595 SH SOLE 0 0 206,595
TICC CAPITAL CORP COM 87244T109 116 12,000 SH SOLE 0 0 12,000
TIME WARNER CABLE COM 88732J207 466 5,688 SH SOLE 0 0 5,688
TIME WARNER COM 887317303 787 20,454 SH SOLE 0 0 20,454
TRINITY INDUSTRIES COM 896522109 577 23,100 SH SOLE 0 0 23,100
UNILEVER PLC COM 904767704 3,200 94,894 SH SOLE 0 0 94,894
UNION PACIFIC COM 907818108 508 4,266 SH SOLE 0 0 4,266
UNITED PARCEL SERVICE COM 911312106 817 10,375 SH SOLE 0 0 10,375
UNITED TECHNOLOGIES COM 913017109 781 10,350 SH SOLE 0 0 10,350
VALERO ENERGY COM 91913Y100 429 17,800 SH SOLE 0 0 17,800
VEOLIA ENVIRONNEMENT ADR COM 92334N103 525 41,650 SH SOLE 0 0 41,650
VISHAY PRECISION GROUP COM 92835K103 5,764 413,217 SH SOLE 0 0 413,217
VISTAPRINT NV COM N93540107 3,940 122,000 SH SOLE 0 0 122,000
VODAFONE GROUP PLC NEW COM 92857W209 13,411 475,940 SH SOLE 0 0 475,940
WALGREEN COM 931422109 544 18,400 SH SOLE 0 0 18,400
WALKER & DUNLOP COM 93148P102 4,988 388,200 SH SOLE 0 0 388,200
WAL-MART STORES COM 931142103 766 11,000 SH SOLE 0 0 11,000
WARWICK VALLEY TELEPHONE COM 936750108 206 15,700 SH SOLE 0 0 15,700
WASHINGTON POST COM 939640108 1,881 5,033 SH SOLE 0 0 5,033
Shufro, Rose & CO LLC Page: 6
Form 13F Information Table
As of Date: 6/30/2012
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
WEATHERFORD INTL (BERMUDA) COM H27013103 682 54,000 SH SOLE 0 0 54,000
WHIRLPOOL CORP COM 963320106 1,197 19,580 SH SOLE 0 0 19,580
XYLEM INC COM 98419M100 1,000 39,745 SH SOLE 0 0 39,745
YM BIOSCIENCES COM 984238105 29 15,000 SH SOLE 0 0 15,000
ZALICUS INC COM 98887C105 12 10,000 SH SOLE 0 0 10,000
3M COMPANY COM 88579Y101 9,998 111,585 SH SOLE 0 0 111,585
Line Count: 261