0000908195-11-000013.txt : 20110810
0000908195-11-000013.hdr.sgml : 20110810
20110810112228
ACCESSION NUMBER: 0000908195-11-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110810
DATE AS OF CHANGE: 20110810
EFFECTIVENESS DATE: 20110810
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC
CENTRAL INDEX KEY: 0000908195
IRS NUMBER: 135390713
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04541
FILM NUMBER: 111023188
BUSINESS ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
BUSINESS PHONE: 2127545100
MAIL ADDRESS:
STREET 1: 745 FIFTH AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10151-2600
FORMER COMPANY:
FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN
DATE OF NAME CHANGE: 19930624
13F-HR
1
shufrorose06302011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment (); Amendment Number:
This Amendment (Check only one): ( ) is a restatement.
(X) adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Shufro Rose & Co, LLC
Address: 745 Fifth Avenue
26th Floor
New York, NY 10151
13F File Number:28-792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Glass
Title: Managing Director
Phone: 212-754-5100
Signature, Place, and Date of Signing:
Steven J. Glass New York, NY Aug 10, 2011
Report Type (Check only one):
(X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
AS OF DATE: 06/30/11
RUN DATE: 8/10/11 11:17 A.M.
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 237
FORM 13F INFORMATION TABLE VALUE TOTAL: $805,122,157.13
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
Shufro, Rose & CO LLC Page: 1
Form 13F Information Table
As of Date: 6/30/2011
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 239 17,271 SH SOLE 0 0 17,271
BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 297 23,500 SH SOLE 0 0 23,500
WESTERN ASSET MUN PARTNERS FD FUND 95766P108 221 15,900 SH SOLE 0 0 15,900
NETWORK EQP CV 7.25% 5-15-14 CONV BND 641208AA1 2,628 3,286,000 PRN SOLE 0 0 3,286,000
HORNBECK 1.625% 11-15-26 CONV BND 440543AE6 890 935,000 PRN SOLE 0 0 935,000
BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,106 72,450 SH SOLE 0 0 72,450
DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 72 15,000 SH SOLE 0 0 15,000
DWS MULTI MKT INCOME TR FUND 23338L108 708 66,200 SH SOLE 0 0 66,200
EATON VANCE FL RT INCOME TRUST FUND 278279104 186 11,500 SH SOLE 0 0 11,500
EATON VANCE LTD DURATION INC FUND 27828H105 701 42,601 SH SOLE 0 0 42,601
NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 123 15,800 SH SOLE 0 0 15,800
NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 147 18,350 SH SOLE 0 0 18,350
NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 88 10,000 SH SOLE 0 0 10,000
NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 148 16,300 SH SOLE 0 0 16,300
PIMCO FLOATING RATE INCOME FD FUND 72201H108 565 43,700 SH SOLE 0 0 43,700
PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 337 31,300 SH SOLE 0 0 31,300
PUTNAM PREMIER INCOME TRUST FUND 746853100 130 19,920 SH SOLE 0 0 19,920
WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 248 18,200 SH SOLE 0 0 18,200
ABB LTD SPONSORED ADR COM 000375204 674 26,000 SH SOLE 0 0 26,000
ABBOTT LABORATORIES COM 002824100 6,743 128,157 SH SOLE 0 0 128,157
ADPT CORPORATION COM 00101B103 30 10,000 SH SOLE 0 0 10,000
AGILYSYS COM 00847J105 1,541 184,810 SH SOLE 0 0 184,810
AGRIUM INC COM 008916108 9,436 107,530 SH SOLE 0 0 107,530
AMERICAN EAGLE OUTFITTERS COM 02553E106 3,253 255,155 SH SOLE 0 0 255,155
AMERICAN EXPRESS COM 025816109 323 6,250 SH SOLE 0 0 6,250
AMERICAN SOFTWARE COM 029683109 224 27,050 SH SOLE 0 0 27,050
AMERICAN WATER WORKS COM 030420103 220 7,500 SH SOLE 0 0 7,500
AMGEN INC COM 031162100 10,234 175,400 SH SOLE 0 0 175,400
APPLE COMPUTER COM 037833100 332 990 SH SOLE 0 0 990
APPLIED MATERIALS COM 038222105 969 74,508 SH SOLE 0 0 74,508
AT&T INC COM 00206R102 937 29,843 SH SOLE 0 0 29,843
ATLANTIC AMERICAN CORP COM 048209100 166 79,800 SH SOLE 0 0 79,800
AUDIOCODES LTD ORD COM M15342104 65 12,000 SH SOLE 0 0 12,000
AUTOMATIC DATA PROCESSING COM 053015103 9,935 188,595 SH SOLE 0 0 188,595
AVERY DENNISON COM 053611109 18,052 467,325 SH SOLE 0 0 467,325
AVX COM 002444107 9,739 639,065 SH SOLE 0 0 639,065
BAJA MINING CORP COM 05709R103 104 92,500 SH SOLE 0 0 92,500
BANK OF AMERICA COM 060505104 940 85,820 SH SOLE 0 0 85,820
BANK OF NEW YORK MELLON COM 064058100 443 17,315 SH SOLE 0 0 17,315
BAR HARBOR BANKSHARES COM 066849100 6,672 236,200 SH SOLE 0 0 236,200
BCB BANCORP INC (NJ) COM 055298103 555 48,900 SH SOLE 0 0 48,900
BERKSHIRE BANCORP COM 084597202 535 78,856 SH SOLE 0 0 78,856
BERKSHIRE HATHAWAY A SHARES COM 084670108 1,857 16 SH SOLE 0 0 16
BERKSHIRE HATHAWAY B SHARES COM 084670702 4,957 64,053 SH SOLE 0 0 64,053
BIODELIVERY SCIENCES INTL COM 09060J106 161 49,900 SH SOLE 0 0 49,900
BLYTH INC COM 09643P207 10,854 215,585 SH SOLE 0 0 215,585
BOARDWALK PIPELINE PARTNERS COM 096627104 304 10,500 SH SOLE 0 0 10,500
BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 77 11,800 SH SOLE 0 0 11,800
BP PLC COM 055622104 1,185 26,764 SH SOLE 0 0 26,764
BRESLER & REINER COM 107336109 6 10,100 SH SOLE 0 0 10,100
BRISTOL-MYERS SQUIBB COM 110122108 279 9,661 SH SOLE 0 0 9,661
Shufro, Rose & CO LLC Page: 2
Form 13F Information Table
As of Date: 6/30/2011
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
BROWN SHOE COMPANY COM 115736100 3,451 324,050 SH SOLE 0 0 324,050
CAMAC ENERGY COM 131745101 364 274,200 SH SOLE 0 0 274,200
CARNIVAL CRUISE LINES COM 143658300 297 7,900 SH SOLE 0 0 7,900
CARRIAGE SERVICES COM 143905107 275 48,650 SH SOLE 0 0 48,650
CEMEX ADR COM 151290889 250 29,100 SH SOLE 0 0 29,100
CENTRUE FINANCIAL COM 15643B106 6 11,500 SH SOLE 0 0 11,500
CHESAPEAKE ENERGY COM 165167107 437 14,750 SH SOLE 0 0 14,750
CHEVRON CORP COM 166764100 3,652 35,516 SH SOLE 0 0 35,516
CHICOS FAS COM 168615102 11,006 722,675 SH SOLE 0 0 722,675
CISCO SYSTEMS COM 17275R102 6,384 408,976 SH SOLE 0 0 408,976
CITADEL BROADCASTING COM 17285T106 0 11,924 SH SOLE 0 0 11,924
CITIGROUP COM 172967424 2,003 48,109 SH SOLE 0 0 48,109
COCA-COLA COM 191216100 258 3,838 SH SOLE 0 0 3,838
COHEN STEERS QLTY INC RLTY FD COM 19247L106 107 11,035 SH SOLE 0 0 11,035
COHEN & STEERS INFRASTRUCT FD COM 19248A109 306 17,207 SH SOLE 0 0 17,207
COMMERCIAL METALS COM 201723103 949 66,200 SH SOLE 0 0 66,200
COMPUTER SCIENCES COM 205363104 6,077 160,095 SH SOLE 0 0 160,095
CONOCOPHILLIPS COM 20825C104 730 9,720 SH SOLE 0 0 9,720
COPART INC COM 217204106 1,152 24,731 SH SOLE 0 0 24,731
CORNING COM 219350105 384 21,183 SH SOLE 0 0 21,183
CRAY INC COM 225223304 224 35,000 SH SOLE 0 0 35,000
CENTURYTEL COM 156700106 910 22,511 SH SOLE 0 0 22,511
CVS CAREMARK COM 126650100 3,074 81,810 SH SOLE 0 0 81,810
DELL INC COM 24702R101 302 18,175 SH SOLE 0 0 18,175
DISNEY WALT COM 254687106 3,770 96,571 SH SOLE 0 0 96,571
DONEGAL GROUP COM 257701201 316 24,760 SH SOLE 0 0 24,760
DOT HILL SYSTEMS COM 25848T109 62 22,000 SH SOLE 0 0 22,000
D R HORTON COM 23331A109 202 17,570 SH SOLE 0 0 17,570
DUPONT COM 263534109 13,344 246,898 SH SOLE 0 0 246,898
EAGLE MATERIALS COM 26969P108 2,166 77,725 SH SOLE 0 0 77,725
EBAY COM 278642103 200 6,200 SH SOLE 0 0 6,200
EL PASO CORPORATION COM 28336L109 525 26,000 SH SOLE 0 0 26,000
EMERSON ELECTRIC COM 291011104 270 4,800 SH SOLE 0 0 4,800
ENER1 INC COM 29267A203 33 30,570 SH SOLE 0 0 30,570
ENERPLUS CORPORATION (ERF) COM 292766102 423 13,400 SH SOLE 0 0 13,400
ENTROPIC COMMUNICATIONS INC COM 29384R105 155 17,500 SH SOLE 0 0 17,500
ENZO BIOCHEM COM 294100102 130 30,664 SH SOLE 0 0 30,664
ETHAN ALLEN INTERIORS COM 297602104 4,121 193,595 SH SOLE 0 0 193,595
EUROPEAN EQUITY FUND COM 298768102 223 26,943 SH SOLE 0 0 26,943
EXAMWORKS GROUP INC COM 30066A105 16,461 648,335 SH SOLE 0 0 648,335
EXCAPSA SOFTWARE COM 30066E107 0 38,000 SH SOLE 0 0 38,000
EXELON CORP COM 30161N101 27,521 642,430 SH SOLE 0 0 642,430
EXTREME NETWORKS COM 30226D106 35 11,000 SH SOLE 0 0 11,000
EXXON MOBIL COM 30231G102 29,978 368,372 SH SOLE 0 0 368,372
FARMERS & MERCHANTS BANK COM 308243104 254 60 SH SOLE 0 0 60
FIRST BANK OF DELAWARE COM 319307104 173 85,457 SH SOLE 0 0 85,457
FIRST CITIZENS BANCORP SC COM 319460101 1,735 3,507 SH SOLE 0 0 3,507
FIRST NATIONAL BANK ALASKA COM 32112J106 4,105 2,477 SH SOLE 0 0 2,477
FLEXIINTERNATIONAL SOFTWARE COM 338923105 7 75,000 SH SOLE 0 0 75,000
FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 6,045 941,624 SH SOLE 0 0 941,624
FORD MOTOR CO COM 345370860 275 20,002 SH SOLE 0 0 20,002
Shufro, Rose & CO LLC Page: 3
Form 13F Information Table
As of Date: 6/30/2011
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
FREEPORT MCMORAN COPPER & GOLD COM 35671D857 587 11,100 SH SOLE 0 0 11,100
FREIGHTCAR AMERICA COM 357023100 7,187 283,630 SH SOLE 0 0 283,630
FRIEDMAN INDUSTRIES COM 358435105 1,609 150,300 SH SOLE 0 0 150,300
FULL METAL MINERALS COM 35968C109 2 10,000 SH SOLE 0 0 10,000
GENERAL ELECTRIC COM 369604103 28,918 1,533,339 SH SOLE 0 0 1,533,339
GENERAL MILLS COM 370334104 370 9,950 SH SOLE 0 0 9,950
GEOGLOBAL RESOURCES COM 37249T109 9 20,000 SH SOLE 0 0 20,000
GERON CORP COM 374163103 489 122,100 SH SOLE 0 0 122,100
GETTY REALTY COM 374297109 671 26,612 SH SOLE 0 0 26,612
GILEAD SCIENCES COM 375558103 617 14,900 SH SOLE 0 0 14,900
GREATER CHINA FUND COM 39167B102 990 77,966 SH SOLE 0 0 77,966
GUARANTY BANCORP COM 40075T102 38 28,700 SH SOLE 0 0 28,700
HARDINGE INC COM 412324303 424 38,900 SH SOLE 0 0 38,900
HARRIS & HARRIS GROUP COM 413833104 3,687 718,900 SH SOLE 0 0 718,900
HARSCO CORP COM 415864107 2,067 63,425 SH SOLE 0 0 63,425
HCC INSURANCE HOLDINGS COM 404132102 10,880 345,425 SH SOLE 0 0 345,425
HELMERICH & PAYNE COM 423452101 264 4,000 SH SOLE 0 0 4,000
HEWLETT PACKARD COM 428236103 16,860 463,195 SH SOLE 0 0 463,195
HOME DEPOT COM 437076102 1,350 37,278 SH SOLE 0 0 37,278
HUDSON CITY BANCORP COM 443683107 12,046 1,470,865 SH SOLE 0 0 1,470,865
ILLINOIS TOOL WORKS COM 452308109 7,384 130,720 SH SOLE 0 0 130,720
INTEL COM 458140100 28,123 1,269,098 SH SOLE 0 0 1,269,098
INTL BUSINESS MACHINES COM 459200101 1,910 11,135 SH SOLE 0 0 11,135
INTL PAPER COM 460146103 9,923 332,794 SH SOLE 0 0 332,794
INTL RECTIFIER COM 460254105 9,124 326,220 SH SOLE 0 0 326,220
ISHARES SILVER TRUST COM 46428Q109 362 10,700 SH SOLE 0 0 10,700
ITT CORPORATION COM 450911102 30,978 525,683 SH SOLE 0 0 525,683
JACOBS ENGINEERING GROUP COM 469814107 3,750 86,715 SH SOLE 0 0 86,715
JAPAN EQUITY FUND COM 471057109 3,851 630,300 SH SOLE 0 0 630,300
JAPAN SMALLER CAP FUND COM 47109U104 2,328 283,300 SH SOLE 0 0 283,300
JETBLUE AIRWAYS COM 477143101 181 29,800 SH SOLE 0 0 29,800
JOHNSON & JOHNSON COM 478160104 21,997 330,690 SH SOLE 0 0 330,690
KELLY SERVICES CL A COM 488152208 6,050 366,675 SH SOLE 0 0 366,675
KIMBERLY-CLARK COM 494368103 352 5,300 SH SOLE 0 0 5,300
KKR FINANCIAL HOLDINGS COM 48248A306 789 80,500 SH SOLE 0 0 80,500
KRATOS DEFENSE & SEC SOLUTIONS COM 50077B207 3,859 317,395 SH SOLE 0 0 317,395
KREISLER MANUFACTURING COM 500773106 36 10,500 SH SOLE 0 0 10,500
LAKELAND INDUSTRIES COM 511795106 2,115 241,497 SH SOLE 0 0 241,497
LEGG MASON COM 524901105 717 21,900 SH SOLE 0 0 21,900
LEXINGTON PROPERTY TRUST COM 529043101 235 25,832 SH SOLE 0 0 25,832
LOUISIANA PACIFIC COM 546347105 187 23,000 SH SOLE 0 0 23,000
LSI CORPORATION COM 502161102 216 30,414 SH SOLE 0 0 30,414
L 3 COMMUNICATIONS HOLDINGS COM 502424104 7,997 91,450 SH SOLE 0 0 91,450
M & T BANK CORP COM 55261F104 1,476 16,787 SH SOLE 0 0 16,787
MAGELLAN PETROLEUM COM 559091301 21 13,000 SH SOLE 0 0 13,000
MANNKIND CORP COM 56400P201 81 21,500 SH SOLE 0 0 21,500
MCCORMICK SCHMICKS SEAFOOD RES COM 579793100 1,004 116,900 SH SOLE 0 0 116,900
MEADOWBROOK INSURANCE GROUP COM 58319P108 972 98,100 SH SOLE 0 0 98,100
MEDTRONIC COM 585055106 14,717 381,963 SH SOLE 0 0 381,963
MERCK & CO COM 58933Y105 616 17,476 SH SOLE 0 0 17,476
MEREDITH CORP COM 589433101 8,302 266,710 SH SOLE 0 0 266,710
Shufro, Rose & CO LLC Page: 4
Form 13F Information Table
As of Date: 6/30/2011
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
MERITOR SAVINGS BANK COM 590007100 8,221 1,925,300 SH SOLE 0 0 1,925,300
METLIFE COM 59156R108 10,142 231,205 SH SOLE 0 0 231,205
MFS INTERMED INCOME TRUST COM 55273C107 135 21,470 SH SOLE 0 0 21,470
MICRONETICS INC COM 595125105 264 52,500 SH SOLE 0 0 52,500
MICROSOFT COM 594918104 11,942 459,310 SH SOLE 0 0 459,310
MIDDLEBURG FINANCIAL CORP COM 596094102 1,651 110,561 SH SOLE 0 0 110,561
MOBILE MINI COM 60740F105 10,013 472,560 SH SOLE 0 0 472,560
MONMOUTH REAL ESTATE INVT CORP COM 609720107 336 39,850 SH SOLE 0 0 39,850
JPMORGAN CHASE & CO COM 46625H100 13,493 329,585 SH SOLE 0 0 329,585
MORGAN STANLEY COM 617446448 202 8,800 SH SOLE 0 0 8,800
MUELLER WATER PRODUCTS COM 624758108 298 75,100 SH SOLE 0 0 75,100
MYLAN INC COM 628530107 241 9,770 SH SOLE 0 0 9,770
NAM TAI ELECTRONICS COM 629865205 60 10,900 SH SOLE 0 0 10,900
NATIONAL FUEL GAS COM 636180101 284 3,910 SH SOLE 0 0 3,910
NATIONAL WESTERN LIFE INSUR COM 638522102 10,074 63,175 SH SOLE 0 0 63,175
NAVARRE CORP COM 639208107 43 22,000 SH SOLE 0 0 22,000
NAVIOS MARITIME COM Y62196103 121 23,500 SH SOLE 0 0 23,500
NESTLE SA ADR COM 641069406 496 8,000 SH SOLE 0 0 8,000
NEWCASTLE INVESTMENT COM 65105M108 64 11,100 SH SOLE 0 0 11,100
NEWPORT CORP COM 651824104 11,343 624,325 SH SOLE 0 0 624,325
NEWMONT MINING COM 651639106 458 8,500 SH SOLE 0 0 8,500
OLD REPUBLIC COM 680223104 805 68,525 SH SOLE 0 0 68,525
OMEGA PROTEIN COM 68210P107 1,570 113,800 SH SOLE 0 0 113,800
ONE BEACON INSURANCE LTD COM G67742109 290 21,700 SH SOLE 0 0 21,700
OPKO HEALTH INC COM 68375N103 110 30,000 SH SOLE 0 0 30,000
OPNEXT COM 68375V105 34 15,000 SH SOLE 0 0 15,000
OVERSEAS SHIPHOLDING GROUP COM 690368105 1,175 43,640 SH SOLE 0 0 43,640
PENN VA RESOURCE PARTNERS LP COM 707884102 1,087 40,356 SH SOLE 0 0 40,356
PEPSICO INC COM 713448108 1,015 14,425 SH SOLE 0 0 14,425
PETROLEUM DEVELOPMENT COM 716578109 1,302 43,550 SH SOLE 0 0 43,550
PETROBAKKEN ENERGY LTD COM 71645A109 575 42,500 SH SOLE 0 0 42,500
PFIZER INC COM 717081103 11,032 535,552 SH SOLE 0 0 535,552
POLAR INVESTMENT COM X65727103 31 11,969 SH SOLE 0 0 11,969
PROCTER & GAMBLE COM 742718109 394 6,202 SH SOLE 0 0 6,202
PROSPECT CAPITAL COM 74348T102 1,537 152,100 SH SOLE 0 0 152,100
QUALCOMM COM 747525103 1,766 31,100 SH SOLE 0 0 31,100
QUEST DIAGNOSTICS COM 74834L100 7,960 134,700 SH SOLE 0 0 134,700
RAMCO GERSHENSON PROPERTIES TR COM 751452202 798 64,500 SH SOLE 0 0 64,500
RESEARCH FRONTIERS COM 760911107 258 56,500 SH SOLE 0 0 56,500
ROCKWELL AUTOMATION COM 773903109 216 2,500 SH SOLE 0 0 2,500
ROYAL DUTCH SHELL PLC ADR A COM 780259206 391 5,500 SH SOLE 0 0 5,500
SALISBURY BANCORP COM 795226109 2,111 79,850 SH SOLE 0 0 79,850
SANOFI AVENTIS COM 80105N105 437 10,900 SH SOLE 0 0 10,900
SCHEIN (HENRY) COM 806407102 823 11,500 SH SOLE 0 0 11,500
SCHLUMBERGER LTD COM 806857108 259 3,000 SH SOLE 0 0 3,000
SCHMITT INDUSTRIES COM 806870200 362 106,500 SH SOLE 0 0 106,500
SEABOARD CORP COM 811543107 362 150 SH SOLE 0 0 150
SE FINANCIAL COM 78412R108 199 34,745 SH SOLE 0 0 34,745
SENECA FOODS NEW COM 817070501 1,099 43,000 SH SOLE 0 0 43,000
SIMPSON MANUFACTURING COM 829073105 6,461 216,310 SH SOLE 0 0 216,310
SKECHERS USA COM 830566105 2,297 158,670 SH SOLE 0 0 158,670
Shufro, Rose & CO LLC Page: 5
Form 13F Information Table
As of Date: 6/30/2011
- Voting Authority - Title
Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority
Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None
SONOCO PRODUCTS COM 835495102 15,104 425,005 SH SOLE 0 0 425,005
SONOSITE COM 83568G104 1,589 45,195 SH SOLE 0 0 45,195
SOUTHWEST AIRLINES COM 844741108 203 17,800 SH SOLE 0 0 17,800
S & P MIDCAP 400 SPDR COM 78467Y107 272 1,535 SH SOLE 0 0 1,535
STONEGATE BANK COM 861811107 140 10,000 SH SOLE 0 0 10,000
STRATTEC SECURITY COM 863111100 2,928 139,565 SH SOLE 0 0 139,565
SUNCOR ENERGY NEW COM 867224107 344 8,810 SH SOLE 0 0 8,810
SUPERIOR INDUSTRIES INTL COM 868168105 2,449 110,790 SH SOLE 0 0 110,790
SWISS HELVETIA FUND COM 870875101 7,746 518,522 SH SOLE 0 0 518,522
SYMMETRICOM INC COM 871543104 521 89,500 SH SOLE 0 0 89,500
SYSCO CORP COM 871829107 377 12,100 SH SOLE 0 0 12,100
TARGET CORP COM 87612E106 772 16,464 SH SOLE 0 0 16,464
TEMPLETON DRAGON FD COM 88018T101 901 29,700 SH SOLE 0 0 29,700
TERADYNE COM 880770102 2,040 137,840 SH SOLE 0 0 137,840
TEVA PHARMACEUTICAL COM 881624209 895 18,565 SH SOLE 0 0 18,565
TEXAS INSTRUMENTS COM 882508104 31,551 961,062 SH SOLE 0 0 961,062
THERMO FISHER SCIENTIFIC COM 883556102 13,754 213,615 SH SOLE 0 0 213,615
TIME WARNER CABLE COM 88732J207 438 5,615 SH SOLE 0 0 5,615
TIME WARNER COM 887317303 725 19,956 SH SOLE 0 0 19,956
TRINITY INDUSTRIES COM 896522109 903 25,900 SH SOLE 0 0 25,900
UNILEVER PLC COM 904767704 2,501 77,244 SH SOLE 0 0 77,244
UNITED PARCEL SERVICE COM 911312106 17,674 242,350 SH SOLE 0 0 242,350
US GYPSUM COM 903293405 2,014 140,460 SH SOLE 0 0 140,460
VALENCE TECH COM 918914102 24 21,000 SH SOLE 0 0 21,000
VISHAY PRECISION GROUP COM 92835K103 1,990 117,900 SH SOLE 0 0 117,900
VITESSE SEMICONDUCTOR COM 928497304 51 12,975 SH SOLE 0 0 12,975
VODAFONE GROUP PLC NEW COM 92857W209 6,137 229,687 SH SOLE 0 0 229,687
WAL-MART STORES COM 931142103 17,583 330,888 SH SOLE 0 0 330,888
WARWICK VALLEY TELEPHONE COM 936750108 179 12,400 SH SOLE 0 0 12,400
WASHINGTON POST COM 939640108 2,311 5,517 SH SOLE 0 0 5,517
WHIRLPOOL CORP COM 963320106 8,247 101,420 SH SOLE 0 0 101,420
WOODWARD INC COM 980745103 359 10,300 SH SOLE 0 0 10,300
3M COMPANY COM 88579Y101 11,207 118,160 SH SOLE 0 0 118,160
Line Count: 237