-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BLDuwb8MetuEHJ/BWR3z+Tv0IkN1estREPc1DQ+4UdXa/QFeOGbSlJl1Xj634ynW Kdd4lChelllSjEreOv2HgA== 0000908195-10-000009.txt : 20101112 0000908195-10-000009.hdr.sgml : 20101111 20101112092419 ACCESSION NUMBER: 0000908195-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 101183204 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose09302010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Septemer 30, 2010 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY November 11, 20100 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 09/30/10 RUN DATE: 11/11/10 3:40 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 241 FORM 13F INFORMATION TABLE VALUE TOTAL: $747,709,654.36 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 9/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 306 22,000 SH SOLE 0 0 22,000 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 234 15,900 SH SOLE 0 0 15,900 NETWORK EQP CV 7.25% 5-15-14 CONV BND 641208AA1 2,961 3,331,000 PRN SOLE 0 0 3,331,000 HORNBECK 1.625% 11-15-26 BOND 440543AE6 2,886 3,312,000 PRN SOLE 0 0 3,312,000 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 1,008 64,950 SH SOLE 0 0 64,950 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 67 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 416 41,800 SH SOLE 0 0 41,800 EATON VANCE FL RT INCOME TRUST FUND 278279104 180 11,500 SH SOLE 0 0 11,500 EATON VANCE LTD DURATION INC FUND 27828H105 754 45,951 SH SOLE 0 0 45,951 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 127 15,800 SH SOLE 0 0 15,800 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 168 19,850 SH SOLE 0 0 19,850 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 83 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 143 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 521 43,700 SH SOLE 0 0 43,700 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 320 31,800 SH SOLE 0 0 31,800 PUTNAM PREMIER INCOME TRUST FUND 746853100 121 17,920 SH SOLE 0 0 17,920 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 234 18,200 SH SOLE 0 0 18,200 ABB LTD SPONSORED ADR COM 000375204 257 12,200 SH SOLE 0 0 12,200 ACUSPHERE INC COM 00511R870 1 16,000 SH SOLE 0 0 16,000 ADPT CORPORATION COM 00101B103 164 55,800 SH SOLE 0 0 55,800 AGILYSYS COM 00847J105 6,751 1,038,745 SH SOLE 0 0 1,038,745 AGRIUM INC COM 008916108 11,038 147,195 SH SOLE 0 0 147,195 AMERICAN EAGLE OUTFITTERS COM 02553E106 1,847 123,485 SH SOLE 0 0 123,485 AMERICAN EXPRESS COM 025816109 264 6,300 SH SOLE 0 0 6,300 AMERICAN SOFTWARE COM 029683109 165 28,050 SH SOLE 0 0 28,050 AMGEN INC COM 031162100 6,895 125,115 SH SOLE 0 0 125,115 APPLE COMPUTER COM 037833100 270 955 SH SOLE 0 0 955 APPLIED MATERIALS COM 038222105 1,429 122,388 SH SOLE 0 0 122,388 AT&T INC COM 00206R102 981 34,312 SH SOLE 0 0 34,312 ATLANTIC AMERICAN CORP COM 048209100 133 78,800 SH SOLE 0 0 78,800 AUDIOCODES LTD ORD COM M15342104 52 13,500 SH SOLE 0 0 13,500 AUTOMATIC DATA PROCESSING COM 053015103 8,050 191,535 SH SOLE 0 0 191,535 AVERY DENNISON COM 053611109 12,637 340,455 SH SOLE 0 0 340,455 AVX COM 002444107 9,378 678,640 SH SOLE 0 0 678,640 BAFFINLAND IRON MINES COM 056620107 20 20,000 SH SOLE 0 0 20,000 BANK OF AMERICA COM 060505104 1,222 93,342 SH SOLE 0 0 93,342 BANK OF NEW YORK MELLON COM 064058100 461 17,665 SH SOLE 0 0 17,665 BAR HARBOR BANKSHARES COM 066849100 6,578 237,500 SH SOLE 0 0 237,500 BCB BANCORP INC (NJ) COM 055298103 431 47,600 SH SOLE 0 0 47,600 BERKSHIRE BANCORP COM 084597202 347 81,470 SH SOLE 0 0 81,470 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,241 18 SH SOLE 0 0 18 BERKSHIRE HATHAWAY B SHARES COM 084670702 5,713 69,108 SH SOLE 0 0 69,108 BIODELIVERY SCIENCES INTL COM 09060J106 157 53,900 SH SOLE 0 0 53,900 BNCCORP INC COM 055936108 15 11,500 SH SOLE 0 0 11,500 BOARDWALK PIPELINE PARTNERS COM 096627104 342 10,500 SH SOLE 0 0 10,500 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 103 15,900 SH SOLE 0 0 15,900 BP PLC COM 055622104 1,104 26,819 SH SOLE 0 0 26,819 BRESLER & REINER COM 107336109 7 12,600 SH SOLE 0 0 12,600 BRISTOL-MYERS SQUIBB COM 110122108 303 11,205 SH SOLE 0 0 11,205 BROWN SHOE COMPANY COM 115736100 3,555 310,000 SH SOLE 0 0 310,000 CABELA'S INC COM 126804301 1,363 71,830 SH SOLE 0 0 71,830 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 9/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None CAMAC ENERGY COM 131745101 769 241,200 SH SOLE 0 0 241,200 CARLISLE COMPANIES COM 142339100 230 7,700 SH SOLE 0 0 7,700 CARNIVAL CRUISE LINES COM 143658300 406 10,640 SH SOLE 0 0 10,640 CARRIAGE SERVICES COM 143905107 249 49,750 SH SOLE 0 0 49,750 CEDAR SHOPPING CENTERS COM 150602209 2,478 407,700 SH SOLE 0 0 407,700 CEMEX ADR COM 151290889 273 32,144 SH SOLE 0 0 32,144 CENTRUE FINANCIAL COM 15643B106 32 19,300 SH SOLE 0 0 19,300 CHESAPEAKE ENERGY COM 165167107 440 19,450 SH SOLE 0 0 19,450 CHEVRON CORP COM 166764100 3,190 39,362 SH SOLE 0 0 39,362 CHICOS FAS COM 168615102 8,808 837,275 SH SOLE 0 0 837,275 CHYRON CORP COM 171605306 25 15,000 SH SOLE 0 0 15,000 CISCO SYSTEMS COM 17275R102 5,222 238,451 SH SOLE 0 0 238,451 CITADEL BROADCASTING COM 17285T106 0 12,135 SH SOLE 0 0 12,135 CITIGROUP COM 172967101 1,685 432,290 SH SOLE 0 0 432,290 COCA-COLA COM 191216100 224 3,838 SH SOLE 0 0 3,838 COHEN & STEERS INFRASTRUCT FD COM 19248A109 294 18,507 SH SOLE 0 0 18,507 COMCAST NEW CLASS A COM 20030N101 261 14,479 SH SOLE 0 0 14,479 COMMERCIAL METALS COM 201723103 923 63,700 SH SOLE 0 0 63,700 COMPUTER SCIENCES COM 205363104 4,103 89,200 SH SOLE 0 0 89,200 CONOCOPHILLIPS COM 20825C104 626 10,914 SH SOLE 0 0 10,914 COOLBRANDS INTERNATIONAL COM 21639P307 122 36,000 SH SOLE 0 0 36,000 CORNING COM 219350105 401 21,983 SH SOLE 0 0 21,983 CRAY INC COM 225223304 99 15,000 SH SOLE 0 0 15,000 CVS CAREMARK COM 126650100 2,356 74,875 SH SOLE 0 0 74,875 DELL INC COM 24702R101 363 28,075 SH SOLE 0 0 28,075 DISNEY WALT COM 254687106 3,286 99,253 SH SOLE 0 0 99,253 DONEGAL GROUP COM 257701201 328 25,130 SH SOLE 0 0 25,130 DOT HILL SYSTEMS COM 25848T109 44 32,000 SH SOLE 0 0 32,000 DOVER CORP COM 260003108 1,930 36,970 SH SOLE 0 0 36,970 DRESSER RAND GROUP COM 261608103 239 6,500 SH SOLE 0 0 6,500 D R HORTON COM 23331A109 223 20,120 SH SOLE 0 0 20,120 DUPONT COM 263534109 14,549 326,070 SH SOLE 0 0 326,070 EAGLE MATERIALS COM 26969P108 1,899 80,165 SH SOLE 0 0 80,165 EL PASO CORPORATION COM 28336L109 331 26,800 SH SOLE 0 0 26,800 EMERSON ELECTRIC COM 291011104 284 5,400 SH SOLE 0 0 5,400 ENERGY TRANSFER PARTNERS COM 29273R109 221 4,590 SH SOLE 0 0 4,590 ENER1 INC COM 29267A203 139 37,975 SH SOLE 0 0 37,975 ENERPLUS RESOURCES TRUST (ERF) COM 29274D604 293 11,400 SH SOLE 0 0 11,400 ENZO BIOCHEM COM 294100102 123 32,369 SH SOLE 0 0 32,369 ETHAN ALLEN INTERIORS COM 297602104 4,708 269,650 SH SOLE 0 0 269,650 EUROPEAN EQUITY FUND COM 298768102 1,201 173,320 SH SOLE 0 0 173,320 EXCAPSA SOFTWARE COM 30066E107 0 38,000 SH SOLE 0 0 38,000 EXELON CORP COM 30161N101 24,382 572,620 SH SOLE 0 0 572,620 EXXON MOBIL COM 30231G102 24,373 394,454 SH SOLE 0 0 394,454 FIRST BANK OF DELAWARE COM 319307104 181 108,655 SH SOLE 0 0 108,655 FIRST CITIZENS BANCORP SC COM 319460101 2,356 4,667 SH SOLE 0 0 4,667 FIRST NATIONAL BANK ALASKA COM 32112J106 3,980 2,084 SH SOLE 0 0 2,084 FLEXIINTERNATIONAL SOFTWARE COM 338923105 10 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 6,535 1,082,000 SH SOLE 0 0 1,082,000 FORD MOTOR CO COM 345370860 195 16,002 SH SOLE 0 0 16,002 FREIGHTCAR AMERICA COM 357023100 8,588 349,130 SH SOLE 0 0 349,130 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 9/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None FRIEDMAN INDUSTRIES COM 358435105 900 131,900 SH SOLE 0 0 131,900 FRONTIER OIL COM 35914P105 361 27,000 SH SOLE 0 0 27,000 FULL METAL MINERALS COM 35968C109 3 10,000 SH SOLE 0 0 10,000 GAMESTOP CLASS A COM 36467W109 1,133 57,533 SH SOLE 0 0 57,533 GARMIN LTD COM H2906T109 484 15,960 SH SOLE 0 0 15,960 GENERAL ELECTRIC COM 369604103 25,889 1,593,189 SH SOLE 0 0 1,593,189 GERON CORP COM 374163103 657 118,900 SH SOLE 0 0 118,900 GREATER CHINA FUND COM 39167B102 1,061 83,041 SH SOLE 0 0 83,041 GUARANTY BANCORP COM 40075T102 45 28,700 SH SOLE 0 0 28,700 HARDINGE INC COM 412324303 315 41,150 SH SOLE 0 0 41,150 HARRIS & HARRIS GROUP COM 413833104 2,737 641,200 SH SOLE 0 0 641,200 HARSCO CORP COM 415864107 1,585 64,490 SH SOLE 0 0 64,490 HCC INSURANCE HOLDINGS COM 404132102 9,445 362,030 SH SOLE 0 0 362,030 OPKO HEALTH INC COM 68375N103 33 15,000 SH SOLE 0 0 15,000 HEWLETT PACKARD COM 428236103 13,223 314,317 SH SOLE 0 0 314,317 HOME DEPOT COM 437076102 1,279 40,393 SH SOLE 0 0 40,393 HUDSON CITY BANCORP COM 443683107 980 80,000 SH SOLE 0 0 80,000 HUDSON HOLDING COM 443793104 3 30,000 SH SOLE 0 0 30,000 ILLINOIS TOOL WORKS COM 452308109 8,229 175,025 SH SOLE 0 0 175,025 IMMUCELL CORP NEW COM 452525306 31 10,000 SH SOLE 0 0 10,000 INTEL COM 458140100 23,787 1,238,943 SH SOLE 0 0 1,238,943 INTL BUSINESS MACHINES COM 459200101 1,834 13,674 SH SOLE 0 0 13,674 INTL COAL GROUP COM 45928H106 1,125 211,645 SH SOLE 0 0 211,645 INTL FRONTIER RESOURCES COM 459976106 2 25,000 SH SOLE 0 0 25,000 INTL PAPER COM 460146103 11,454 526,631 SH SOLE 0 0 526,631 INTL RECTIFIER COM 460254105 9,307 441,320 SH SOLE 0 0 441,320 ISTA PHARMACEUTICALS COM 45031X204 61 15,000 SH SOLE 0 0 15,000 ITERIS INC COM 46564T107 88 60,000 SH SOLE 0 0 60,000 ITT CORPORATION COM 450911102 7,009 149,673 SH SOLE 0 0 149,673 JACOBS ENGINEERING GROUP COM 469814107 9,973 257,720 SH SOLE 0 0 257,720 JAPAN EQUITY FUND COM 471057109 4,680 865,126 SH SOLE 0 0 865,126 JAPAN SMALLER CAP FUND COM 47109U104 3,748 461,116 SH SOLE 0 0 461,116 JETBLUE AIRWAYS COM 477143101 209 31,300 SH SOLE 0 0 31,300 JOHNSON & JOHNSON COM 478160104 20,823 336,074 SH SOLE 0 0 336,074 JOY GLOBAL COM 481165108 393 5,600 SH SOLE 0 0 5,600 KADANT COM 48282T104 7,083 374,600 SH SOLE 0 0 374,600 KELLY SERVICES CL A COM 488152208 6,917 589,700 SH SOLE 0 0 589,700 KIMBERLY-CLARK COM 494368103 1,401 21,550 SH SOLE 0 0 21,550 KKR FINANCIAL HOLDINGS COM 48248A306 150 17,100 SH SOLE 0 0 17,100 KRATOS DEFENSE & SEC SOLUTIONS COM 50077B207 3,692 346,721 SH SOLE 0 0 346,721 KREISLER MANUFACTURING COM 500773106 40 10,500 SH SOLE 0 0 10,500 LAKELAND INDUSTRIES COM 511795106 2,429 265,497 SH SOLE 0 0 265,497 LEGEND INTERNATIONAL HOLDINGS COM 52467C100 15 20,000 SH SOLE 0 0 20,000 LEGG MASON COM 524901105 769 25,400 SH SOLE 0 0 25,400 LEXINGTON PROPERTY TRUST COM 529043101 189 26,400 SH SOLE 0 0 26,400 LOUISIANA PACIFIC COM 546347105 147 19,500 SH SOLE 0 0 19,500 LSI CORPORATION COM 502161102 147 32,364 SH SOLE 0 0 32,364 L-3 COMMUNICATIONS HOLDINGS COM 502424104 310 4,300 SH SOLE 0 0 4,300 M & T BANK CORP COM 55261F104 1,525 18,650 SH SOLE 0 0 18,650 MAGELLAN PETROLEUM COM 559091301 19 10,000 SH SOLE 0 0 10,000 MARTEK BIOSCIENCES COM 572901106 11,537 509,850 SH SOLE 0 0 509,850 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 9/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MIDDLEBURG FINANCIAL COM 596094102 1,294 92,010 SH SOLE 0 0 92,010 MCCORMICK SCHMICKS SEAFOOD RES COM 579793100 645 83,000 SH SOLE 0 0 83,000 MEADOWBROOK INSURANCE GROUP COM 58319P108 670 74,800 SH SOLE 0 0 74,800 MEDTRONIC COM 585055106 11,040 328,788 SH SOLE 0 0 328,788 MERCK & CO COM 58933Y105 765 20,788 SH SOLE 0 0 20,788 MEREDITH CORP COM 589433101 9,084 272,740 SH SOLE 0 0 272,740 MERITOR SAVINGS BANK COM 590007100 1,384 567,300 SH SOLE 0 0 567,300 METLIFE COM 59156R108 9,089 236,405 SH SOLE 0 0 236,405 MFS INTERMED INCOME TRUST COM 55273C107 123 17,900 SH SOLE 0 0 17,900 MICROSOFT COM 594918104 9,241 377,355 SH SOLE 0 0 377,355 MOBILE MINI COM 60740F105 9,399 612,735 SH SOLE 0 0 612,735 MONMOUTH REAL ESTATE INVT CORP COM 609720107 319 40,850 SH SOLE 0 0 40,850 JPMORGAN CHASE & CO COM 46625H100 12,968 340,654 SH SOLE 0 0 340,654 MUELLER WATER PRODUCTS COM 624758108 158 52,400 SH SOLE 0 0 52,400 NAM TAI ELECTRONICS COM 629865205 50 11,000 SH SOLE 0 0 11,000 NATIONAL FUEL GAS COM 636180101 202 3,910 SH SOLE 0 0 3,910 NATIONAL WESTERN LIFE INSUR COM 638522102 8,308 59,061 SH SOLE 0 0 59,061 NAVARRE CORP COM 639208107 62 24,000 SH SOLE 0 0 24,000 NAVIOS MARITIME COM Y62196103 137 23,500 SH SOLE 0 0 23,500 NESTLE SA ADR COM 641069406 448 8,375 SH SOLE 0 0 8,375 NEWCASTLE INVESTMENT COM 65105M108 34 11,100 SH SOLE 0 0 11,100 NEWPORT CORP COM 651824104 9,002 793,875 SH SOLE 0 0 793,875 NVIDIA COM 67066G104 201 17,270 SH SOLE 0 0 17,270 OLD REPUBLIC COM 680223104 977 70,600 SH SOLE 0 0 70,600 OMEGA PROTEIN COM 68210P107 887 154,700 SH SOLE 0 0 154,700 ON ASSIGNMENT COM 682159108 62 11,900 SH SOLE 0 0 11,900 ONE BEACON INSURANCE LTD COM G67742109 378 26,500 SH SOLE 0 0 26,500 PDL BIOPHARMA COM 69329Y104 63 12,000 SH SOLE 0 0 12,000 PENN VIRGINIA GP HOLDINGS COM 70788P105 1,097 48,000 SH SOLE 0 0 48,000 PEPSICO INC COM 713448108 1,487 22,387 SH SOLE 0 0 22,387 PETROLEUM DEVELOPMENT COM 716578109 1,650 59,800 SH SOLE 0 0 59,800 PFIZER INC COM 717081103 12,604 734,115 SH SOLE 0 0 734,115 PHILIPS ELECTRONICS COM 500472303 334 10,684 SH SOLE 0 0 10,684 POLYCOM COM 73172K104 463 17,000 SH SOLE 0 0 17,000 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 293 5,985 SH SOLE 0 0 5,985 PRIMEENERGY CORP COM 74158E104 527 28,800 SH SOLE 0 0 28,800 PROCTER & GAMBLE COM 742718109 416 6,950 SH SOLE 0 0 6,950 PROSPECT CAPITAL COM 74348T102 1,504 154,900 SH SOLE 0 0 154,900 QUALCOMM COM 747525103 1,177 26,100 SH SOLE 0 0 26,100 QUEST DIAGNOSTICS COM 74834L100 6,616 131,105 SH SOLE 0 0 131,105 RAMCO GERSHENSON PROPERTIES TR COM 751452202 698 65,200 SH SOLE 0 0 65,200 REGAL-BELOIT COM 758750103 3,732 63,600 SH SOLE 0 0 63,600 ROCKWELL AUTOMATION COM 773903109 17,453 282,737 SH SOLE 0 0 282,737 ROYAL DUTCH SHELL PLC ADR A COM 780259206 344 5,710 SH SOLE 0 0 5,710 SAKS INC COM 79377W108 1,871 217,571 SH SOLE 0 0 217,571 SALISBURY BANCORP COM 795226109 1,960 85,450 SH SOLE 0 0 85,450 SANOFI AVENTIS COM 80105N105 395 11,900 SH SOLE 0 0 11,900 SCHEIN (HENRY) COM 806407102 913 15,600 SH SOLE 0 0 15,600 SCHLUMBERGER LTD COM 806857108 218 3,550 SH SOLE 0 0 3,550 SCHMITT INDUSTRIES COM 806870200 383 154,000 SH SOLE 0 0 154,000 SEABOARD CORP COM 811543107 283 160 SH SOLE 0 0 160 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 9/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SE FINANCIAL COM 78412R108 202 36,895 SH SOLE 0 0 36,895 SENECA FOODS NEW COM 817070501 1,152 44,000 SH SOLE 0 0 44,000 SIMPSON MANUFACTURING COM 829073105 6,356 246,560 SH SOLE 0 0 246,560 SKECHERS USA COM 830566105 2,649 112,775 SH SOLE 0 0 112,775 SONOCO PRODUCTS COM 835495102 20,273 606,253 SH SOLE 0 0 606,253 SONOSITE COM 83568G104 1,681 50,165 SH SOLE 0 0 50,165 SOUTHWEST AIRLINES COM 844741108 209 16,000 SH SOLE 0 0 16,000 STRATTEC SECURITY COM 863111100 4,158 166,610 SH SOLE 0 0 166,610 SUNCOR ENERGY NEW COM 867224107 254 7,810 SH SOLE 0 0 7,810 SUPERIOR INDUSTRIES INTL COM 868168105 3,208 185,655 SH SOLE 0 0 185,655 SWISS HELVETIA FUND COM 870875101 6,759 538,172 SH SOLE 0 0 538,172 SYMMETRICOM INC COM 871543104 617 107,900 SH SOLE 0 0 107,900 SYNERON MEDICAL COM M87245102 196 19,800 SH SOLE 0 0 19,800 SYSCO CORP COM 871829107 376 13,190 SH SOLE 0 0 13,190 TARGET CORP COM 87612E106 837 15,664 SH SOLE 0 0 15,664 TEMPLETON DRAGON FD COM 88018T101 959 33,200 SH SOLE 0 0 33,200 TERADYNE COM 880770102 1,653 148,390 SH SOLE 0 0 148,390 TEXAS INSTRUMENTS COM 882508104 26,535 977,742 SH SOLE 0 0 977,742 THERMO FISHER SCIENTIFIC COM 883556102 10,476 218,810 SH SOLE 0 0 218,810 TIME WARNER CABLE COM 88732J207 305 5,667 SH SOLE 0 0 5,667 TIME WARNER COM 887317303 1,076 35,124 SH SOLE 0 0 35,124 TRINITY INDUSTRIES COM 896522109 563 25,300 SH SOLE 0 0 25,300 UNILEVER PLC COM 904767704 819 28,175 SH SOLE 0 0 28,175 UNITED CAPITAL COM 909912107 279 11,500 SH SOLE 0 0 11,500 UNITED PARCEL SERVICE COM 911312106 16,659 249,811 SH SOLE 0 0 249,811 US GYPSUM COM 903293405 5,774 437,815 SH SOLE 0 0 437,815 VALENCE TECH COM 918914102 24 21,000 SH SOLE 0 0 21,000 VERIZON COMMUNICATIONS COM 92343V104 945 29,007 SH SOLE 0 0 29,007 VISHAY INTERTECHNOLOGY COM 928298108 455 47,100 SH SOLE 0 0 47,100 VITESSE SEMICONDUCTOR COM 928497304 52 14,570 SH SOLE 0 0 14,570 VODAFONE GROUP PLC NEW COM 92857W209 1,388 55,972 SH SOLE 0 0 55,972 WAL-MART STORES COM 931142103 18,195 339,978 SH SOLE 0 0 339,978 WARWICK VALLEY TELEPHONE COM 936750108 175 12,400 SH SOLE 0 0 12,400 WASHINGTON POST COM 939640108 2,382 5,964 SH SOLE 0 0 5,964 WESTLAKE CHEMICAL COM 960413102 1,896 63,375 SH SOLE 0 0 63,375 WHIRLPOOL CORP COM 963320106 7,906 97,655 SH SOLE 0 0 97,655 3M COMPANY COM 88579Y101 29,185 336,592 SH SOLE 0 0 336,592 Line Count: 241
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