-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BpKuD+cD2DnDr/oM8VKDxedPrRVkXMCrBok1oPmH2rmbe5DyNqf+DnrI2vWCzgY8 4nq3Sgn7PWt8aOuVdz/Vjw== 0000908195-10-000008.txt : 20100813 0000908195-10-000008.hdr.sgml : 20100813 20100813124458 ACCESSION NUMBER: 0000908195-10-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHUFRO ROSE & CO LLC CENTRAL INDEX KEY: 0000908195 IRS NUMBER: 135390713 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04541 FILM NUMBER: 101014102 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 BUSINESS PHONE: 2127545100 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10151-2600 FORMER COMPANY: FORMER CONFORMED NAME: SHUFRO ROSE EHRMAN DATE OF NAME CHANGE: 19930624 13F-HR 1 shufrorose06302010.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment (); Amendment Number: This Amendment (Check only one): ( ) is a restatement. (X) adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shufro Rose & Co, LLC Address: 745 Fifth Avenue 26th Floor New York, NY 10151 13F File Number:28-792 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Glass Title: Managing Director Phone: 212-754-5100 Signature, Place, and Date of Signing: Steven J. Glass New York, NY August 13, 2010 Report Type (Check only one): (X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE AS OF DATE: 06/30/10 RUN DATE: 8/13/10 12:15 P.M. REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 240 FORM 13F INFORMATION TABLE VALUE TOTAL: $638,063,663.29 LIST OF OTHER INCLUDED MANAGERS: NO. 13F FILE NUMBER NAME Shufro, Rose & CO LLC Page: 1 Form 13F Information Table As of Date: 6/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BLACKROCK MUNIHOLDINGS NY INSD FUND 09255C106 159 11,171 SH SOLE 0 0 11,171 BLACKROCK MUNIYIELD NY INSD FD FUND 09255E102 287 22,000 SH SOLE 0 0 22,000 WESTERN ASSET MUN PARTNERS FD FUND 95766P108 224 15,900 SH SOLE 0 0 15,900 NETWORK EQP CV 7.25% 5-15-14 CONV BND 641208AA1 2,864 3,331,000 PRN SOLE 0 0 3,331,000 HORNBECK 1.625% 11-15-26 BOND 440543AE6 2,500 3,312,000 PRN SOLE 0 0 3,312,000 BLACKROCK FLT RT STRATEGIES FD FUND 09255X100 867 60,100 SH SOLE 0 0 60,100 DREYFUS HIGH YIELD STRATEGIES FUND 26200S101 63 15,000 SH SOLE 0 0 15,000 DWS MULTI MKT INCOME TR FUND 23338L108 371 41,800 SH SOLE 0 0 41,800 EATON VANCE FL RT INCOME TRUST FUND 278279104 166 11,500 SH SOLE 0 0 11,500 EATON VANCE LTD DURATION INC FUND 27828H105 735 45,951 SH SOLE 0 0 45,951 NUVEEN (JTP) QLTY PFD INC FUND FUND 67071S101 127 17,800 SH SOLE 0 0 17,800 NUVEEN (JHP) QLTY PFD INC FD 3 FUND 67072W101 144 19,850 SH SOLE 0 0 19,850 NUVEEN MULTI-STRATEGY INCOME & FUND 67073B106 73 10,000 SH SOLE 0 0 10,000 NUVEEN MULTI-STRATEGY INC AND FUND 67073D102 126 16,300 SH SOLE 0 0 16,300 PIMCO FLOATING RATE INCOME FD FUND 72201H108 470 43,700 SH SOLE 0 0 43,700 PIMCO (PFN) FLOAT STRATEGY FD FUND 72201J104 314 31,800 SH SOLE 0 0 31,800 PUTNAM PREMIER INCOME TRUST FUND 746853100 116 17,920 SH SOLE 0 0 17,920 WESTERN ASSET GLBL PTNS INC FD FUND 95766G108 206 18,200 SH SOLE 0 0 18,200 ABB LTD SPONSORED ADR COM 000375204 276 16,000 SH SOLE 0 0 16,000 ACUSPHERE INC COM 00511R870 1 16,000 SH SOLE 0 0 16,000 ADPT CORPORATION COM 00101B103 288 99,800 SH SOLE 0 0 99,800 AGILYSYS COM 00847J105 7,012 1,048,255 SH SOLE 0 0 1,048,255 AGRIUM INC COM 008916108 7,734 158,035 SH SOLE 0 0 158,035 AIRTRAN HOLDINGS COM 00949P108 48 10,000 SH SOLE 0 0 10,000 AMERICAN EAGLE OUTFITTERS COM 02553E106 511 43,550 SH SOLE 0 0 43,550 AMERICAN EXPRESS COM 025816109 236 5,950 SH SOLE 0 0 5,950 AMERICAN FINANCIAL GROUP COM 025932104 204 7,500 SH SOLE 0 0 7,500 AMERICAN SOFTWARE COM 029683109 122 26,550 SH SOLE 0 0 26,550 AMGEN INC COM 031162100 5,663 107,675 SH SOLE 0 0 107,675 APPLE COMPUTER COM 037833100 240 955 SH SOLE 0 0 955 APPLIED MATERIALS COM 038222105 1,505 125,278 SH SOLE 0 0 125,278 AT&T INC COM 00206R102 933 38,591 SH SOLE 0 0 38,591 ATLANTIC AMERICAN CORP COM 048209100 103 78,800 SH SOLE 0 0 78,800 AUDIOCODES LTD ORD COM M15342104 45 18,500 SH SOLE 0 0 18,500 AUTOMATIC DATA PROCESSING COM 053015103 6,226 154,660 SH SOLE 0 0 154,660 AVERY DENNISON COM 053611109 10,786 335,710 SH SOLE 0 0 335,710 AVX COM 002444107 8,778 684,740 SH SOLE 0 0 684,740 BAFFINLAND IRON MINES COM 056620107 3 10,000 SH SOLE 0 0 10,000 BANK OF AMERICA COM 060505104 1,341 93,342 SH SOLE 0 0 93,342 BANK OF NEW YORK MELLON COM 064058100 436 17,688 SH SOLE 0 0 17,688 BAR HARBOR BANKSHARES COM 066849100 5,688 227,800 SH SOLE 0 0 227,800 BERKSHIRE BANCORP COM 084597202 375 75,070 SH SOLE 0 0 75,070 BERKSHIRE HATHAWAY A SHARES COM 084670108 2,160 18 SH SOLE 0 0 18 BERKSHIRE HATHAWAY B SHARES COM 084670702 6,081 76,315 SH SOLE 0 0 76,315 BIODELIVERY SCIENCES INTL COM 09060J106 120 52,400 SH SOLE 0 0 52,400 BNCCORP INC COM 055936108 19 11,500 SH SOLE 0 0 11,500 BOARDWALK PIPELINE PARTNERS COM 096627104 315 10,500 SH SOLE 0 0 10,500 BOSTON PRIVATE FINANCIAL HLDGS COM 101119105 102 15,900 SH SOLE 0 0 15,900 BP PLC COM 055622104 676 23,419 SH SOLE 0 0 23,419 BRESLER & REINER COM 107336109 15 12,600 SH SOLE 0 0 12,600 BRISTOL-MYERS SQUIBB COM 110122108 279 11,205 SH SOLE 0 0 11,205 Shufro, Rose & CO LLC Page: 2 Form 13F Information Table As of Date: 6/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None BROWN SHOE COMPANY COM 115736100 1,921 126,600 SH SOLE 0 0 126,600 CABELA'S INC COM 126804301 1,032 73,055 SH SOLE 0 0 73,055 CAMAC ENERGY COM 131745101 662 177,700 SH SOLE 0 0 177,700 CALAMP CORP COM 128126109 33 15,900 SH SOLE 0 0 15,900 CARNIVAL CRUISE LINES COM 143658300 340 11,250 SH SOLE 0 0 11,250 CARRIAGE SERVICES COM 143905107 231 49,750 SH SOLE 0 0 49,750 CEDAR SHOPPING CENTERS COM 150602209 2,452 407,400 SH SOLE 0 0 407,400 CEMEX ADR COM 151290889 327 33,904 SH SOLE 0 0 33,904 CENTRUE FINANCIAL COM 15643B106 38 19,300 SH SOLE 0 0 19,300 CHESAPEAKE ENERGY COM 165167107 447 21,350 SH SOLE 0 0 21,350 CHEVRON CORP COM 166764100 2,711 39,962 SH SOLE 0 0 39,962 CHICOS FAS COM 168615102 6,495 657,475 SH SOLE 0 0 657,475 CHYRON CORP COM 171605306 28 15,000 SH SOLE 0 0 15,000 CISCO SYSTEMS COM 17275R102 588 27,596 SH SOLE 0 0 27,596 CITADEL BROADCASTING COM 17285T106 0 12,257 SH SOLE 0 0 12,257 CITIGROUP COM 172967101 776 206,569 SH SOLE 0 0 206,569 CLARIENT INC COM 180489106 64 21,000 SH SOLE 0 0 21,000 COHEN & STEERS INFRASTRUCT FD COM 19248A109 234 18,507 SH SOLE 0 0 18,507 COMCAST NEW CLASS A COM 20030N101 261 15,079 SH SOLE 0 0 15,079 COMMERCIAL METALS COM 201723103 908 68,700 SH SOLE 0 0 68,700 CONOCOPHILLIPS COM 20825C104 553 11,279 SH SOLE 0 0 11,279 COOLBRANDS INTERNATIONAL COM 21639P307 162 148,500 SH SOLE 0 0 148,500 CORNING COM 219350105 355 21,983 SH SOLE 0 0 21,983 CRAY INC COM 225223304 55 10,000 SH SOLE 0 0 10,000 CVS CAREMARK COM 126650100 2,120 72,330 SH SOLE 0 0 72,330 DELL INC COM 24702R101 350 29,075 SH SOLE 0 0 29,075 DISNEY WALT COM 254687106 3,176 100,838 SH SOLE 0 0 100,838 DONEGAL GROUP COM 257701201 312 25,430 SH SOLE 0 0 25,430 DOT HILL SYSTEMS COM 25848T109 80 67,300 SH SOLE 0 0 67,300 DOVER CORP COM 260003108 7,907 189,220 SH SOLE 0 0 189,220 DRESSER RAND GROUP COM 261608103 205 6,500 SH SOLE 0 0 6,500 D R HORTON COM 23331A109 200 20,420 SH SOLE 0 0 20,420 DRUGSTORE.COM COM 262241102 62 20,300 SH SOLE 0 0 20,300 DUPONT COM 263534109 12,282 355,093 SH SOLE 0 0 355,093 EAGLE MATERIALS COM 26969P108 2,026 78,170 SH SOLE 0 0 78,170 EL PASO CORPORATION COM 28336L109 308 27,800 SH SOLE 0 0 27,800 EMERSON ELECTRIC COM 291011104 235 5,400 SH SOLE 0 0 5,400 ENERGY TRANSFER PARTNERS COM 29273R109 226 4,890 SH SOLE 0 0 4,890 ENER1 INC COM 29267A203 129 38,175 SH SOLE 0 0 38,175 ENERPLUS RESOURCES TRUST (ERF) COM 29274D604 245 11,400 SH SOLE 0 0 11,400 ENZO BIOCHEM COM 294100102 135 33,369 SH SOLE 0 0 33,369 ETHAN ALLEN INTERIORS COM 297602104 4,181 298,920 SH SOLE 0 0 298,920 EUROPEAN EQUITY FUND COM 298768102 1,480 268,608 SH SOLE 0 0 268,608 EXCAPSA SOFTWARE COM 30066E107 0 38,000 SH SOLE 0 0 38,000 EXELON CORP COM 30161N101 21,585 568,485 SH SOLE 0 0 568,485 EXXON MOBIL COM 30231G102 22,489 394,074 SH SOLE 0 0 394,074 FIRST BANK OF DELAWARE COM 319307104 189 111,655 SH SOLE 0 0 111,655 FIRST CITIZENS BANCORP SC COM 319460101 2,207 4,506 SH SOLE 0 0 4,506 FIRST NATIONAL BANK ALASKA COM 32112J106 3,770 2,088 SH SOLE 0 0 2,088 FLEXIINTERNATIONAL SOFTWARE COM 338923105 12 75,000 SH SOLE 0 0 75,000 FLEXTRONICS INTERNATIONAL LTD COM Y2573F102 6,179 1,103,410 SH SOLE 0 0 1,103,410 Shufro, Rose & CO LLC Page: 3 Form 13F Information Table As of Date: 6/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None FORD MOTOR CO COM 345370860 161 16,002 SH SOLE 0 0 16,002 FREIGHTCAR AMERICA COM 357023100 7,905 349,480 SH SOLE 0 0 349,480 FRIEDMAN INDUSTRIES COM 358435105 705 126,700 SH SOLE 0 0 126,700 FULL METAL MINERALS COM 35968C109 1 10,000 SH SOLE 0 0 10,000 GAMESTOP CLASS A COM 36467W109 1,322 70,408 SH SOLE 0 0 70,408 GARMIN LTD COM H2906T109 358 12,295 SH SOLE 0 0 12,295 GENERAL ELECTRIC COM 369604103 23,012 1,595,871 SH SOLE 0 0 1,595,871 GERON CORP COM 374163103 573 114,200 SH SOLE 0 0 114,200 GREATER CHINA FUND COM 39167B102 1,063 98,120 SH SOLE 0 0 98,120 GUARANTY BANCORP COM 40075T102 30 28,700 SH SOLE 0 0 28,700 HARDINGE INC COM 412324303 282 33,150 SH SOLE 0 0 33,150 HARRIS & HARRIS GROUP COM 413833104 2,617 639,900 SH SOLE 0 0 639,900 HCC INSURANCE HOLDINGS COM 404132102 8,991 363,150 SH SOLE 0 0 363,150 HECLA MINING COM 422704106 52 10,100 SH SOLE 0 0 10,100 HEWLETT PACKARD COM 428236103 13,551 313,115 SH SOLE 0 0 313,115 HOME DEPOT COM 437076102 1,133 40,393 SH SOLE 0 0 40,393 HUDSON CITY BANCORP COM 443683107 750 61,300 SH SOLE 0 0 61,300 HUDSON HOLDING COM 443793104 4 30,000 SH SOLE 0 0 30,000 ILLINOIS TOOL WORKS COM 452308109 6,442 156,075 SH SOLE 0 0 156,075 IMMUCELL CORP NEW COM 452525306 33 10,000 SH SOLE 0 0 10,000 INFOSONICS CORP COM 456784107 15 27,500 SH SOLE 0 0 27,500 INTEL COM 458140100 22,424 1,152,928 SH SOLE 0 0 1,152,928 INTL BUSINESS MACHINES COM 459200101 1,713 13,874 SH SOLE 0 0 13,874 INTL COAL GROUP COM 45928H106 830 215,670 SH SOLE 0 0 215,670 INTL FRONTIER RESOURCES COM 459976106 1 25,000 SH SOLE 0 0 25,000 INTL PAPER COM 460146103 12,555 554,801 SH SOLE 0 0 554,801 INTL RECTIFIER COM 460254105 8,105 435,555 SH SOLE 0 0 435,555 ISTA PHARMACEUTICALS COM 45031X204 32 15,000 SH SOLE 0 0 15,000 ITERIS INC COM 46564T107 81 60,000 SH SOLE 0 0 60,000 JACOBS ENGINEERING GROUP COM 469814107 9,102 249,800 SH SOLE 0 0 249,800 JAPAN EQUITY FUND COM 471057109 4,576 906,326 SH SOLE 0 0 906,326 JAPAN SMALLER CAP FUND COM 47109U104 3,900 467,716 SH SOLE 0 0 467,716 JETBLUE AIRWAYS COM 477143101 171 31,300 SH SOLE 0 0 31,300 JOHNSON & JOHNSON COM 478160104 19,408 328,626 SH SOLE 0 0 328,626 JOY GLOBAL COM 481165108 280 5,600 SH SOLE 0 0 5,600 KADANT COM 48282T104 6,585 378,050 SH SOLE 0 0 378,050 KELLY SERVICES CL A COM 488152208 7,911 532,050 SH SOLE 0 0 532,050 KEMET CORP COM 488360108 1,058 452,400 SH SOLE 0 0 452,400 KIMBERLY-CLARK COM 494368103 1,306 21,550 SH SOLE 0 0 21,550 KKR FINANCIAL HOLDINGS COM 48248A306 127 17,100 SH SOLE 0 0 17,100 KRATOS DEFENSE & SEC SOLUTIONS COM 50077B207 2,793 266,050 SH SOLE 0 0 266,050 KREISLER MANUFACTURING COM 500773106 52 10,500 SH SOLE 0 0 10,500 LAKELAND INDUSTRIES COM 511795106 2,450 267,497 SH SOLE 0 0 267,497 LEGEND INTERNATIONAL HOLDINGS COM 52467C100 17 20,000 SH SOLE 0 0 20,000 LEGG MASON COM 524901105 683 24,400 SH SOLE 0 0 24,400 LEXINGTON PROPERTY TRUST COM 529043101 164 27,309 SH SOLE 0 0 27,309 LOUISIANA PACIFIC COM 546347105 110 16,500 SH SOLE 0 0 16,500 LSI CORPORATION COM 502161102 118 25,710 SH SOLE 0 0 25,710 LTX CREDENCE COM 502403108 45 16,151 SH SOLE 0 0 16,151 M & T BANK CORP COM 55261F104 1,601 18,850 SH SOLE 0 0 18,850 MAGELLAN PETROLEUM COM 559091301 18 10,000 SH SOLE 0 0 10,000 Shufro, Rose & CO LLC Page: 4 Form 13F Information Table As of Date: 6/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None MARTEK BIOSCIENCES COM 572901106 11,690 493,050 SH SOLE 0 0 493,050 MIDDLEBURG FINANCIAL COM 596094102 1,171 84,190 SH SOLE 0 0 84,190 MCCORMICK SCHMICKS SEAFOOD RES COM 579793100 383 51,400 SH SOLE 0 0 51,400 MEADOWBROOK INSURANCE GROUP COM 58319P108 658 76,300 SH SOLE 0 0 76,300 MEDTRONIC COM 585055106 11,668 321,718 SH SOLE 0 0 321,718 MERCK & CO COM 58933Y105 732 20,954 SH SOLE 0 0 20,954 MEREDITH CORP COM 589433101 8,490 272,740 SH SOLE 0 0 272,740 MERITOR SAVINGS BANK COM 590007100 1,394 569,000 SH SOLE 0 0 569,000 METLIFE COM 59156R108 8,809 233,305 SH SOLE 0 0 233,305 MFS INTERMED INCOME TRUST COM 55273C107 121 17,900 SH SOLE 0 0 17,900 MICROSOFT COM 594918104 490 21,305 SH SOLE 0 0 21,305 MOBILE MINI COM 60740F105 9,838 604,350 SH SOLE 0 0 604,350 MONMOUTH REAL ESTATE INVT CORP COM 609720107 264 35,850 SH SOLE 0 0 35,850 JPMORGAN CHASE & CO COM 46625H100 12,594 344,029 SH SOLE 0 0 344,029 MUELLER WATER PRODUCTS COM 624758108 199 53,900 SH SOLE 0 0 53,900 MYLAN INC COM 628530107 176 10,370 SH SOLE 0 0 10,370 NAM TAI ELECTRONICS COM 629865205 49 12,000 SH SOLE 0 0 12,000 NATIONAL FUEL GAS COM 636180101 243 5,310 SH SOLE 0 0 5,310 NATIONAL WESTERN LIFE INSUR COM 638522102 8,110 53,096 SH SOLE 0 0 53,096 NAVARRE CORP COM 639208107 52 24,000 SH SOLE 0 0 24,000 NAVIOS MARITIME COM Y62196103 109 23,500 SH SOLE 0 0 23,500 NESTLE SA ADR COM 641069406 421 8,708 SH SOLE 0 0 8,708 NEWCASTLE INVESTMENT COM 65105M108 29 11,100 SH SOLE 0 0 11,100 NEWPORT CORP COM 651824104 7,425 819,575 SH SOLE 0 0 819,575 NVIDIA COM 67066G104 168 16,470 SH SOLE 0 0 16,470 OFFICE DEPOT COM 676220106 203 50,400 SH SOLE 0 0 50,400 OLD REPUBLIC COM 680223104 868 71,600 SH SOLE 0 0 71,600 OMEGA PROTEIN COM 68210P107 628 156,700 SH SOLE 0 0 156,700 ON ASSIGNMENT COM 682159108 60 12,100 SH SOLE 0 0 12,100 ONE BEACON INSURANCE LTD COM G67742109 2,102 146,850 SH SOLE 0 0 146,850 OPNEXT INC COM 68375V105 31 19,100 SH SOLE 0 0 19,100 PAMRAPO BANCORP COM 697738102 211 30,100 SH SOLE 0 0 30,100 PENN VIRGINIA GP HOLDINGS COM 70788P105 960 52,700 SH SOLE 0 0 52,700 PEPSICO INC COM 713448108 1,404 23,037 SH SOLE 0 0 23,037 PETROLEUM DEVELOPMENT COM 716578109 1,626 63,500 SH SOLE 0 0 63,500 PFIZER INC COM 717081103 10,620 744,765 SH SOLE 0 0 744,765 PHILIPS ELECTRONICS COM 500472303 318 10,684 SH SOLE 0 0 10,684 POLYCOM COM 73172K104 506 17,000 SH SOLE 0 0 17,000 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 241 5,655 SH SOLE 0 0 5,655 PRIMEENERGY CORP COM 74158E104 574 29,100 SH SOLE 0 0 29,100 PROCTER & GAMBLE COM 742718109 406 6,775 SH SOLE 0 0 6,775 PROSPECT CAPITAL COM 74348T102 1,475 152,900 SH SOLE 0 0 152,900 QUALCOMM COM 747525103 873 26,600 SH SOLE 0 0 26,600 RAMCO GERSHENSON PROPERTIES TR COM 751452202 658 65,200 SH SOLE 0 0 65,200 REGAL-BELOIT COM 758750103 3,569 64,000 SH SOLE 0 0 64,000 ROCKWELL AUTOMATION COM 773903109 14,171 288,677 SH SOLE 0 0 288,677 ROYAL DUTCH SHELL PLC ADR A COM 780259206 296 5,910 SH SOLE 0 0 5,910 SAKS INC COM 79377W108 1,627 214,421 SH SOLE 0 0 214,421 SALISBURY BANCORP COM 795226109 2,024 85,150 SH SOLE 0 0 85,150 SANOFI AVENTIS COM 80105N105 351 11,700 SH SOLE 0 0 11,700 SCHEIN (HENRY) COM 806407102 856 15,600 SH SOLE 0 0 15,600 Shufro, Rose & CO LLC Page: 5 Form 13F Information Table As of Date: 6/30/2010 - - Voting Authority - Title Name of Issuer of Class - CUSIP - Value Shares/ SH/ Put/ Invstmt/ Oth Voting Authority Shared None (X $1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None SCHMITT INDUSTRIES COM 806870200 614 172,500 SH SOLE 0 0 172,500 SEABOARD CORP COM 811543107 241 160 SH SOLE 0 0 160 SE FINANCIAL COM 78412R108 225 36,895 SH SOLE 0 0 36,895 SENECA FOODS NEW COM 817070501 1,177 36,500 SH SOLE 0 0 36,500 SIMPSON MANUFACTURING COM 829073105 6,118 249,210 SH SOLE 0 0 249,210 SONOCO PRODUCTS COM 835495102 18,559 608,903 SH SOLE 0 0 608,903 SONOSITE COM 83568G104 1,370 50,565 SH SOLE 0 0 50,565 STRATTEC SECURITY COM 863111100 3,823 173,025 SH SOLE 0 0 173,025 SUNCOR ENERGY NEW COM 867224107 229 7,810 SH SOLE 0 0 7,810 SUPERIOR INDUSTRIES INTL COM 868168105 2,471 183,925 SH SOLE 0 0 183,925 SWISS HELVETIA FUND COM 870875101 5,844 547,723 SH SOLE 0 0 547,723 SYMMETRICOM INC COM 871543104 557 109,500 SH SOLE 0 0 109,500 SYNERON MEDICAL COM M87245102 213 20,800 SH SOLE 0 0 20,800 SYSCO CORP COM 871829107 405 14,190 SH SOLE 0 0 14,190 TARGET CORP COM 87612E106 770 15,664 SH SOLE 0 0 15,664 TELLABS COM 879664100 70 11,050 SH SOLE 0 0 11,050 TEMPLETON DRAGON FD COM 88018T101 838 34,100 SH SOLE 0 0 34,100 TERADYNE COM 880770102 1,456 149,390 SH SOLE 0 0 149,390 THERMO FISHER SCIENTIFIC COM 883556102 10,593 215,980 SH SOLE 0 0 215,980 TIME WARNER CABLE COM 88732J207 295 5,667 SH SOLE 0 0 5,667 TIME WARNER COM 887317303 1,031 35,690 SH SOLE 0 0 35,690 TRINITY INDUSTRIES COM 896522109 448 25,300 SH SOLE 0 0 25,300 UNITED CAPITAL COM 909912107 327 13,400 SH SOLE 0 0 13,400 UNITED PARCEL SERVICE COM 911312106 14,321 251,736 SH SOLE 0 0 251,736 US GYPSUM COM 903293405 5,135 425,140 SH SOLE 0 0 425,140 VALENCE TECH COM 918914102 15 21,000 SH SOLE 0 0 21,000 VERIZON COMMUNICATIONS COM 92343V104 846 30,207 SH SOLE 0 0 30,207 VISHAY INTERTECHNOLOGY COM 928298108 89 11,500 SH SOLE 0 0 11,500 VITESSE SEMICONDUCTOR COM 928497106 74 292,000 SH SOLE 0 0 292,000 VODAFONE GROUP PLC NEW COM 92857W209 1,053 50,972 SH SOLE 0 0 50,972 WAL-MART STORES COM 931142103 16,796 349,408 SH SOLE 0 0 349,408 WARWICK VALLEY TELEPHONE COM 936750108 174 12,400 SH SOLE 0 0 12,400 WASHINGTON POST COM 939640108 2,448 5,966 SH SOLE 0 0 5,966 WESTLAKE CHEMICAL COM 960413102 6,227 335,335 SH SOLE 0 0 335,335 WHIRLPOOL CORP COM 963320106 5,206 59,285 SH SOLE 0 0 59,285 3M COMPANY COM 88579Y101 27,876 352,917 SH SOLE 0 0 352,917 Line Count: 240
-----END PRIVACY-ENHANCED MESSAGE-----